Home › Asset managers › Guggenheim › 2024-2025 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
2,596 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|
| Watts Water Technologies, Inc. | 2025-05-21 | Election of directors: Kenneth Napolitano | Director Elections | Board | ABSTAIN | 6 |
| Watts Water Technologies, Inc. | 2025-05-21 | Election of directors: Louise K. Goeser | Director Elections | Board | ABSTAIN | 6 |
| Watts Water Technologies, Inc. | 2025-05-21 | Election of directors: Merilee Raines | Director Elections | Board | ABSTAIN | 6 |
| Watts Water Technologies, Inc. | 2025-05-21 | Election of directors: Michael J. Dubose | Director Elections | Board | ABSTAIN | 6 |
| Watts Water Technologies, Inc. | 2025-05-21 | Election of directors: Rebecca J. Boll | Director Elections | Board | ABSTAIN | 6 |
| Xenia Hotels & Resorts, Inc. | 2025-05-13 | To approve an amendment to the 2015 Incentive Award Plan to increase the number of shares that may be issued thereunder. | Compensation | Board | AGAINST | 6 |
| Zentalis Pharmaceuticals, Inc. | 2025-06-17 | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 6 |
| ZoomInfo Technologies Inc. | 2025-05-14 | To elect the director nominees listed in the Proxy Statement: Alison Gleeson | Director Elections | Board | ABSTAIN | 6 |
| Zurn Elkay Water Solutions Corporation | 2025-05-01 | Advisory vote to approve the compensation of Zurn Elkay's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation" in the Proxy Statement. | Say-on-Pay | Board | AGAINST | 6 |
| iHeartMedia, Inc. | 2025-05-13 | The approval, on an advisory (non-binding) basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 6 |
| 1-800-FLOWERS.COM, Inc. | 2024-12-11 | Election of Directors: Celia R. Brown | Director Elections | Board | ABSTAIN | 5 |
| 1-800-FLOWERS.COM, Inc. | 2024-12-11 | Election of Directors: Christina Shim | Director Elections | Board | ABSTAIN | 5 |
| 1-800-FLOWERS.COM, Inc. | 2024-12-11 | Election of Directors: Christopher G. McCann | Director Elections | Board | ABSTAIN | 5 |
| 1-800-FLOWERS.COM, Inc. | 2024-12-11 | Election of Directors: James F. McCann | Director Elections | Board | ABSTAIN | 5 |
| 1-800-FLOWERS.COM, Inc. | 2024-12-11 | Election of Directors: Larry Zarin | Director Elections | Board | ABSTAIN | 5 |
| 1-800-FLOWERS.COM, Inc. | 2024-12-11 | Election of Directors: Leonard J. Elmore | Director Elections | Board | ABSTAIN | 5 |
| 1-800-FLOWERS.COM, Inc. | 2024-12-11 | Election of Directors: Stephanie Redish Hofmann | Director Elections | Board | ABSTAIN | 5 |
| 1stdibs.com, Inc. | 2025-05-08 | The election of three Class I directors to serve until the 2028 Annual Meeting of Stockholders or until their successors are duly elected and qualified: David S. Rosenblatt | Director Elections | Board | ABSTAIN | 5 |
| 3D Systems Corporation | 2024-08-30 | The approval of the amendment and restatement of the 2015 Incentive Plan that, among other things, increases the number of shares reserved for issuance thereunder by 4,000,000 shares; and | Compensation | Board | AGAINST | 5 |
| 3D Systems Corporation | 2024-08-30 | The election of the nine directors named in the accompanying Proxy Statement: Claudia N. Drayton | Director Elections | Board | AGAINST | 5 |
| 3D Systems Corporation | 2024-08-30 | The election of the nine directors named in the accompanying Proxy Statement: Kevin S. Moore | Director Elections | Board | AGAINST | 5 |
| 3D Systems Corporation | 2024-08-30 | The election of the nine directors named in the accompanying Proxy Statement: Vasant Padmanabhan | Director Elections | Board | AGAINST | 5 |
| 3D Systems Corporation | 2025-05-16 | The election of the nine directors named in the accompanying Proxy Statement: Claudia N. Drayton | Director Elections | Board | AGAINST | 5 |
| 3D Systems Corporation | 2025-05-16 | The election of the nine directors named in the accompanying Proxy Statement: Kevin S. Moore | Director Elections | Board | AGAINST | 5 |
| 3D Systems Corporation | 2025-05-16 | The election of the nine directors named in the accompanying Proxy Statement: Thomas W. Erickson | Director Elections | Board | AGAINST | 5 |
| 8x8, Inc. | 2024-08-15 | To approve an amendment to the 2022 Equity Incentive Plan to increase the number of shares of common stock available for issuance thereunder by 14,000,000 shares. | Compensation | Board | AGAINST | 5 |
| ALX Oncology Holdings Inc. | 2025-06-11 | Election of Directors: Scott Garland | Director Elections | Board | ABSTAIN | 5 |
| Accolade, Inc. | 2024-08-06 | Election of Directors: Cindy Kent | Director Elections | Board | ABSTAIN | 5 |
| Aeva Technologies, Inc. | 2025-06-20 | Election of Class I Directors: Stefan Sommer, Ph. D. | Director Elections | Board | ABSTAIN | 5 |
| Alector, Inc. | 2025-06-11 | ELECTION OF DIRECTORS: Paula Hammond, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| Allogene Therapeutics, Inc. | 2025-06-18 | Election of Directors: Arie Belldegrun, M.D. | Director Elections | Board | ABSTAIN | 5 |
| Allogene Therapeutics, Inc. | 2025-06-18 | Election of Directors: David Chang, M.D., Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| Allogene Therapeutics, Inc. | 2025-06-18 | Election of Directors: Elizabeth Barrett | Director Elections | Board | ABSTAIN | 5 |
| Applied Therapeutics, Inc. | 2025-06-09 | Election of Director: Teena Lerner | Director Elections | Board | AGAINST | 5 |
| Arvinas, Inc. | 2025-06-25 | Election of three Class I directors: John Houston, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| Arvinas, Inc. | 2025-06-25 | Election of three Class I directors: Laurie Smaldone Alsup, M.D. | Director Elections | Board | ABSTAIN | 5 |
| Arvinas, Inc. | 2025-06-25 | Election of three Class I directors: Linda Bain | Director Elections | Board | ABSTAIN | 5 |
| Asana, Inc. | 2025-06-16 | Election of three Class II directors to serve until the 2028 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Andrew Lindsay | Director Elections | Board | ABSTAIN | 5 |
| Aveanna Healthcare Holdings Inc. | 2025-05-09 | To elect the three Class I director nominees identified in the accompanying Proxy Statement to the Board of Directors of the Company, each to serve a three-year term expiring at the 2028 Annual Meeting of the Company's stockholders: Victor F. Ganzi | Director Elections | Board | ABSTAIN | 5 |
| Beyond, Inc. | 2025-05-15 | The approval of an amendment and restatement of the Company's Amended and Restated 2005 Equity Incentive Plan (the "2005 Plan"). | Compensation | Board | AGAINST | 5 |
| BioLife Solutions, Inc. | 2024-08-01 | Election of Directors: Joydeep Goswami | Director Elections | Board | ABSTAIN | 5 |
| BioLife Solutions, Inc. | 2024-08-01 | Election of Directors: Rachel Ellingson | Director Elections | Board | ABSTAIN | 5 |
| Boston Omaha Corporation | 2024-09-20 | Election of Directors (other than the Class B common stock Director): Frank H. Kenan II | Director Elections | Board | ABSTAIN | 5 |
| Boston Omaha Corporation | 2024-09-20 | Election of Directors (other than the Class B common stock Director): Jeffrey C. Royal | Director Elections | Board | ABSTAIN | 5 |
| Boston Omaha Corporation | 2024-09-20 | Election of Directors (other than the Class B common stock Director): Vishnu Srinivasan | Director Elections | Board | ABSTAIN | 5 |
| Canoo Inc. | 2024-12-06 | Election of Directors: Debra von Storch | Director Elections | Board | ABSTAIN | 5 |
| Canoo Inc. | 2024-12-06 | Election of Directors: Foster Chiang | Director Elections | Board | ABSTAIN | 5 |
| Canoo Inc. | 2024-12-06 | To approve an amendment to our 2020 Equity Incentive Plan (the "2020 EIP") to increase the number of shares of our Common Stock available and reserved for issuance under the 2020 EIP by an additional 45,000,000 shares of Common Stock. | Compensation | Board | AGAINST | 5 |
| Cardlytics, Inc. | 2025-05-20 | Approval of the Cardlytics, Inc. 2025 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| Cardlytics, Inc. | 2025-05-20 | Election of Directors: Alex Mishurov | Director Elections | Board | ABSTAIN | 5 |
| Cartesian Therapeutics, Inc. | 2025-06-13 | Election of Directors: Timothy C. Barabe, MBA | Director Elections | Board | ABSTAIN | 5 |
| Century Therapeutics, Inc. | 2025-06-12 | Election of Class I directors for a three year term expiring in 2028: Carlo Rizzuto, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| Century Therapeutics, Inc. | 2025-06-12 | Election of Class I directors for a three year term expiring in 2028: Daphne Quimi | Director Elections | Board | ABSTAIN | 5 |
| Cerus Corporation | 2025-06-03 | The approval of an amendment and restatement of the Company's 2024 Equity Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance thereunder by 10 million shares and to make certain other changes thereto as described further in the accompanying Proxy Statement. | Compensation | Board | AGAINST | 5 |
| Cimpress Plc | 2024-11-20 | Amend Cimpress' 2020 Equity Incentive Plan to increase the number of ordinary shares issuable under the plan. | Compensation | Board | AGAINST | 5 |
| Cimpress Plc | 2024-11-20 | Reappoint Dessislava Temperley to Cimpress' Board of Directors to serve for a term of three years. | Director Elections | Board | AGAINST | 5 |
| Climb Bio, Inc. | 2025-06-04 | The election of two directors, each to serve for a three-year term expiring at the 2028 annual meeting of stockholders and until his or her respective successor has been duly elected and qualified: Judith Dunn, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| Danimer Scientific, Inc. | 2024-07-09 | Approval of an amendment to the Company's 2020 Long-Term Incentive Plan. | Compensation | Board | AGAINST | 5 |
| Danimer Scientific, Inc. | 2024-07-09 | Election of Directors: Allison M. Leopold Tilley | Director Elections | Board | ABSTAIN | 5 |
| Danimer Scientific, Inc. | 2024-07-09 | Election of Directors: John P. Amboian | Director Elections | Board | ABSTAIN | 5 |
| Danimer Scientific, Inc. | 2024-07-09 | Election of Directors: Philip Gregory Calhoun | Director Elections | Board | ABSTAIN | 5 |
| Douglas Elliman Inc. | 2024-08-21 | Election of Directors: Howard M. Lorber | Director Elections | Board | ABSTAIN | 5 |
| Editas Medicine, Inc. | 2025-05-29 | To approve an amendment and restatement of the Company's 2015 Stock Incentive Plan. | Compensation | Board | AGAINST | 5 |
| Erasca, Inc. | 2025-06-24 | To elect three directors to serve as Class I directors for a three-year term expiring at the 2028 Annual Meeting of Stockholders and until their respective successors shall have been duly elected and qualified: Jonathan E. Lim, M.D. | Director Elections | Board | ABSTAIN | 5 |
| FIGS, Inc. | 2025-06-04 | Election of Directors: Catherine Spear | Director Elections | Board | ABSTAIN | 5 |
| FIGS, Inc. | 2025-06-04 | Election of Directors: Sheila Antrum | Director Elections | Board | ABSTAIN | 5 |
| Fate Therapeutics, Inc. | 2025-05-29 | To approve the amendment and restatement of the Company's 2022 Stock Option and Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder. | Compensation | Board | AGAINST | 5 |
| Fortive Corporation | 2025-06-03 | To approve the amendment and restatement of the 2016 Stock Incentive Plan to extend the term of the plan. | Compensation | Board | AGAINST | 5 |
| Generation Bio Co. | 2025-06-04 | Election of three Class II directors to our board of directors, each to serve until the 2028 Annual Meeting of Stockholders: Ron Cooper | Director Elections | Board | ABSTAIN | 5 |
| GoPro, Inc. | 2025-06-03 | Election of Directors: Nicholas Woodman | Director Elections | Board | ABSTAIN | 5 |
| GoPro, Inc. | 2025-06-03 | Election of Directors: Shaz Kahng | Director Elections | Board | ABSTAIN | 5 |
| GoPro, Inc. | 2025-06-03 | Election of Directors: Susan Lyne | Director Elections | Board | ABSTAIN | 5 |
| GoPro, Inc. | 2025-06-03 | Election of Directors: Tyrone Ahmad-Taylor | Director Elections | Board | ABSTAIN | 5 |
| Greenwich LifeSciences, Inc. | 2024-12-19 | Election of Directors Nominees: David B. McWilliams | Director Elections | Board | ABSTAIN | 5 |
| Greenwich LifeSciences, Inc. | 2024-12-19 | Election of Directors Nominees: Eric Rothe | Director Elections | Board | ABSTAIN | 5 |
| Greenwich LifeSciences, Inc. | 2024-12-19 | Election of Directors Nominees: F. Joseph Daugherty, M.D. | Director Elections | Board | ABSTAIN | 5 |
| Greenwich LifeSciences, Inc. | 2024-12-19 | Election of Directors Nominees: Kenneth Hallock | Director Elections | Board | ABSTAIN | 5 |
| Greenwich LifeSciences, Inc. | 2024-12-19 | Election of Directors Nominees: Snehal S. Patel | Director Elections | Board | ABSTAIN | 5 |
| Greenwich LifeSciences, Inc. | 2024-12-19 | Proposal to approve an amendment to the Greenwich Life Sciences, Inc. 2019 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance under such plan to 4,000,000 shares from 1,500,000 shares. | Compensation | Board | AGAINST | 5 |
| GrowGeneration Corp. | 2025-06-19 | Election of Directors: Eula Adams | Director Elections | Board | ABSTAIN | 5 |
| GrowGeneration Corp. | 2025-06-19 | Election of Directors: Stephen Aiello | Director Elections | Board | ABSTAIN | 5 |
| Hilltop Holdings, Inc. | 2024-07-25 | Election of Directors: W. Robert Nichols, III | Director Elections | Board | ABSTAIN | 5 |
| Hyliion Holdings Corp. | 2025-05-20 | Election of Directors: Jeffrey Craig | Director Elections | Board | ABSTAIN | 5 |
| Kodiak Sciences Inc. | 2025-06-02 | Elect two Class I directors nominated by our board and named in this proxy statement: Richard S. Levy, M.D. | Director Elections | Board | ABSTAIN | 5 |
| Lexicon Pharmaceuticals, Inc. | 2025-06-02 | Ratification and approval of the amendment to the Company's 2017 Equity Incentive Plan | Compensation | Board | AGAINST | 5 |
| Lineage Cell Therapeutics, Inc. | 2025-06-26 | To approve an amendment to the Lineage Cell Therapeutics, Inc. 2021 Equity Incentive Plan to increase the number of common shares available thereunder by 19,500,000. | Compensation | Board | AGAINST | 5 |
| Mitek Systems, Inc. | 2024-09-10 | To elect the following directors to serve until our 2025 annual meeting of stockholders and until their respective successors have been elected and qualified: Scott Carter | Director Elections | Board | ABSTAIN | 5 |
| Neurogene, Inc. | 2025-06-12 | Election of Class II Directors for terms expiring in 2028: Robert Keith Woods | Director Elections | Board | ABSTAIN | 5 |
| Neurogene, Inc. | 2025-06-12 | To approve an amendment to our 2023 Employee Stock Purchase Plan to clarify that the number of outstanding shares of common stock used to calculate the automatic share reserve increase includes shares issuable on exercise of prefunded warrants and conversion of preferred stock. | Compensation | Board | AGAINST | 5 |
| Neurogene, Inc. | 2025-06-12 | To approve an amendment to our 2023 Equity Incentive Plan to clarify that the number of outstanding shares of common stock used to calculate the automatic share reserve increase includes shares issuable on exercise of prefunded warrants and conversion of preferred stock. | Compensation | Board | AGAINST | 5 |
| Newmark Group, Inc. | 2024-10-17 | Approval of the Amended and Restated Newmark Group, Inc. Long Term Incentive Plan. | Compensation | Board | AGAINST | 5 |
| Newmark Group, Inc. | 2024-10-17 | Election of Directors: Howard W. Lutnick | Director Elections | Board | ABSTAIN | 5 |
| Newmark Group, Inc. | 2024-10-17 | Election of Directors: Kenneth A. McIntyre | Director Elections | Board | ABSTAIN | 5 |
| Newmark Group, Inc. | 2024-10-17 | Election of Directors: Virginia S. Bauer | Director Elections | Board | ABSTAIN | 5 |
| Nuvation Bio Inc. | 2025-05-21 | Election of Director: Kathryn E. Falberg | Director Elections | Board | ABSTAIN | 5 |
| OPKO Health, Inc. | 2025-04-23 | To elect as directors the eleven nominees named in the attached proxy statement for a term of office expiring at the 2026 annual meeting of stockholders or until their respective successors are duly elected and qualified: Phillip Frost, M.D. | Director Elections | Board | AGAINST | 5 |
| OptimizeRx Corporation | 2025-06-11 | Election of the five nominees listed below as directors to serve on the OptimizeRx's Board of Directors until the 2026 annual meeting of stockholders and until his or her successor is duly elected and qualified or until his or her earlier death, resignation, or removal: Lynn O'Connor Vos | Director Elections | Board | ABSTAIN | 5 |
| Ouster, Inc. | 2025-06-18 | Election of Class I Directors: Ernest E. Maddock | Director Elections | Board | ABSTAIN | 5 |
| Pacific Biosciences of California, Inc. | 2025-06-04 | To approve the amendment of our 2020 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| Pioneer Bancorp, Inc. | 2024-11-19 | Election of Directors: Shaun Mahoney | Director Elections | Board | ABSTAIN | 5 |
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Built 2026-10-04 from SEC Form N-PX filings.