Home › Asset managers › Guggenheim › 2024-2025 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
2,596 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|
| Akero Therapeutics, Inc. | 2025-06-03 | To elect two class III directors, Judy Chou, Ph.D. and Tomas Heyman, to our board of directors, to serve until the 2028 Annual Meeting of stockholders and until her or his successor has been duly elected and qualified, or until her or his earlier death, resignation or removal: Judy Chou, Ph.D. | Director Elections | Board | ABSTAIN | 4 |
| AlTi Global, Inc. | 2025-06-16 | To approve an amendment to the Company's 2023 Stock Incentive Plan to increase the number of shares of Class A Common Stock available for issuance under the Company's 2023 Stock Incentive Plan and the number of shares that may be issued pursuant to incentive stock options by an additional 9,010,000 shares. | Compensation | Board | AGAINST | 4 |
| Alarm.com Holdings, Inc. | 2025-06-04 | To approve the Alarm.com Holdings, Inc. 2025 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 |
| Alerus Financial Corporation | 2025-05-08 | Election of Directors: John Uribe | Director Elections | Board | ABSTAIN | 4 |
| Alerus Financial Corporation | 2025-05-08 | Election of Directors: Randy L. Newman | Director Elections | Board | ABSTAIN | 4 |
| Alexander's, Inc. | 2025-05-22 | Election of Directors: Steven Roth | Director Elections | Board | ABSTAIN | 4 |
| Alico, Inc. | 2025-02-28 | Approval of the amendment and restatement of the Alico, Inc. Stock Incentive Plan of 2015. | Compensation | Board | AGAINST | 4 |
| Alight, Inc. | 2024-07-02 | To elect four Class III director nominees to our Board of Directors: William P. Foley, II | Director Elections | Board | ABSTAIN | 4 |
| Alight, Inc. | 2025-06-04 | To elect four Class I director nominees to our Board of Directors: Kausik Rajgopal | Director Elections | Board | ABSTAIN | 4 |
| Alignment Healthcare, Inc. | 2025-06-05 | Election of Directors: Mark McClellan | Director Elections | Board | ABSTAIN | 4 |
| Alimera Sciences, Inc. | 2024-09-04 | To approve, by non-binding, advisory vote, the compensation that will or may be paid or become payable to our named executive officers that is based on or otherwise relates to the Merger. | Say-on-Pay | Board | AGAINST | 4 |
| Alphatec Holdings, Inc. | 2025-06-11 | Approval of an amendment to our 2016 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 |
| Alpine Income Property Trust, Inc. | 2025-05-21 | Advisory vote to approve executive compensation | Say-on-Pay | Board | AGAINST | 4 |
| Alta Equipment Group Inc. | 2025-05-30 | Election of Directors: Daniel Shribman | Director Elections | Board | ABSTAIN | 4 |
| Alta Equipment Group Inc. | 2025-05-30 | Election of Directors: Katherine E. White | Director Elections | Board | ABSTAIN | 4 |
| Altimmune, Inc. | 2024-09-26 | Hold an advisory vote on the compensation of the Company's named executive officers as disclosed in the attached Proxy Statement. | Say-on-Pay | Board | AGAINST | 4 |
| Alto Neuroscience, Inc. | 2025-05-13 | To elect the Board's Class I Director nominee, Husseini Manji, to the Board of Directors to hold office until the 2028 Annual Meeting of Stockholders: Husseini Manji | Director Elections | Board | ABSTAIN | 4 |
| American Assets Trust, Inc. | 2025-06-02 | Election of Directors: Joy L. Schaefer | Director Elections | Board | ABSTAIN | 4 |
| American Assets Trust, Inc. | 2025-06-02 | Election of Directors: Nina A. Tran | Director Elections | Board | ABSTAIN | 4 |
| American Assets Trust, Inc. | 2025-06-02 | Election of Directors: Robert S. Sullivan | Director Elections | Board | ABSTAIN | 4 |
| American Realty Investors, Inc. | 2024-12-11 | Election of Directors: Fernando Victor Lara Celis | Director Elections | Board | ABSTAIN | 4 |
| American Realty Investors, Inc. | 2024-12-11 | Election of Directors: Robert A. Jakuszewski | Director Elections | Board | ABSTAIN | 4 |
| Amneal Pharmaceuticals, Inc. | 2025-05-06 | Election of Directors: Paul Meister | Director Elections | Board | AGAINST | 4 |
| Amprius Technologies, Inc. | 2025-06-12 | Election of Class III Directors: Donald R. Dixon | Director Elections | Board | ABSTAIN | 4 |
| Amprius Technologies, Inc. | 2025-06-12 | Election of Class III Directors: Dr. Kang Sun | Director Elections | Board | ABSTAIN | 4 |
| AnaptysBio, Inc. | 2025-06-17 | To approve an amendment to our 2017 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 |
| AnaptysBio, Inc. | 2025-06-17 | To conduct a non-binding advisory vote on the compensation of our named executive officers as disclosed in the accompanying materials. | Say-on-Pay | Board | AGAINST | 4 |
| AnaptysBio, Inc. | 2025-06-17 | To elect three Class II directors, each to serve three-year terms through the third annual meeting of stockholders following this meeting and until a successor has been elected and qualified or until earlier resignation or removal: Rita Jain, M.D. | Director Elections | Board | ABSTAIN | 4 |
| Anavex Life Sciences Corp. | 2025-06-10 | To approve an amendment to the Company's 2022 Omnibus Incentive Plan. | Compensation | Board | AGAINST | 4 |
| Antero Midstream Corporation | 2025-06-04 | Class III Nominees: David H. Keyte | Director Elections | Board | ABSTAIN | 4 |
| Antero Midstream Corporation | 2025-06-04 | Class III Nominees: Nancy E. Chisholm | Director Elections | Board | ABSTAIN | 4 |
| Antero Resources Corporation | 2025-06-04 | Class III Nominees: Benjamin A. Hardesty | Director Elections | Board | ABSTAIN | 4 |
| Antero Resources Corporation | 2025-06-04 | Class III Nominees: Robert J. Clark | Director Elections | Board | ABSTAIN | 4 |
| Antero Resources Corporation | 2025-06-04 | To approve, on an advisory basis, the compensation of Antero Resources Corporation's named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Anywhere Real Estate Inc. | 2025-05-07 | Approval of the Third Amended and Restated 2018 Long-Term Incentive Plan. | Compensation | Board | AGAINST | 4 |
| Apogee Therapeutics, Inc. | 2025-06-17 | Election of Class II Directors for terms expiring in 2028: Lisa Bollinger, M.D. | Director Elections | Board | ABSTAIN | 4 |
| Apogee Therapeutics, Inc. | 2025-06-17 | Election of Class II Directors for terms expiring in 2028: Nimish Shah | Director Elections | Board | ABSTAIN | 4 |
| AppFolio, Inc. | 2025-06-13 | Election of Class I Directors: Janet Kerr | Director Elections | Board | ABSTAIN | 4 |
| Appian Corporation | 2025-06-04 | Election of Directors: Barbara Bobbie Kilberg | Director Elections | Board | ABSTAIN | 4 |
| Appian Corporation | 2025-06-04 | Election of Directors: Mark Lynch | Director Elections | Board | ABSTAIN | 4 |
| Appian Corporation | 2025-06-04 | Election of Directors: Matthew Calkins | Director Elections | Board | ABSTAIN | 4 |
| Appian Corporation | 2025-06-04 | Election of Directors: Michael Beckley | Director Elections | Board | ABSTAIN | 4 |
| Appian Corporation | 2025-06-04 | Election of Directors: Robert C. Kramer | Director Elections | Board | ABSTAIN | 4 |
| Appian Corporation | 2025-06-04 | Election of Directors: William D. McCarthy | Director Elections | Board | ABSTAIN | 4 |
| Applied Digital Corp. | 2024-11-20 | Approve the Company's 2024 Equity Compensation Plan and the reservation of 10,000,000 shares of common stock for issuance thereunder. | Compensation | Board | AGAINST | 4 |
| Applied Digital Corp. | 2024-11-20 | Election of Directors: Chuck Hastings | Director Elections | Board | ABSTAIN | 4 |
| Applied Digital Corp. | 2024-11-20 | Election of Directors: Douglas Miller | Director Elections | Board | ABSTAIN | 4 |
| Applied Digital Corp. | 2024-11-20 | Election of Directors: Richard Nottenburg | Director Elections | Board | ABSTAIN | 4 |
| Aquestive Therapeutics, Inc. | 2025-06-11 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Aquestive Therapeutics, Inc. | 2025-06-11 | To elect Daniel Barber and Timothy E. Morris as Class I members of the Board of Directors, each to serve for a three-year term until the Company's 2028 Annual Meeting of Stockholders and until his successor is duly elected and qualified: Daniel Barber | Director Elections | Board | ABSTAIN | 4 |
| Arbor Realty Trust, Inc. | 2025-05-21 | Advisory vote to approve the compensation of Arbor Realty Trust, Inc.'s named executive officers as disclosed in the proxy statement. | Say-on-Pay | Board | AGAINST | 4 |
| Archer Aviation Inc. | 2025-06-27 | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Archer Aviation Inc. | 2025-06-27 | Election of Class I Directors: Deborah Diaz | Director Elections | Board | ABSTAIN | 4 |
| Arcutis Biotherapeutics, Inc. | 2025-06-12 | Election of Class II directors to hold office until the 2028 Annual Meeting of Stockholders or until their successors are elected: Bhaskar Chaudhuri, Ph.D. | Director Elections | Board | ABSTAIN | 4 |
| Arcutis Biotherapeutics, Inc. | 2025-06-12 | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Ardagh Metal Packaging SA | 2025-05-27 | Reelect Herman Troskie as Class I Director | Director Elections | Board | AGAINST | 4 |
| Ardelyx, Inc. | 2025-06-18 | To approve the Amendment to the Amended and Restated 2014 Equity Incentive Award Plan; and | Compensation | Board | AGAINST | 4 |
| Ardelyx, Inc. | 2025-06-18 | To elect two Class II directors to hold office until the 2028 Annual Meeting of Stockholders and until their successors are elected and qualified: David Mott | Director Elections | Board | ABSTAIN | 4 |
| Ardent Health Partners, Inc. | 2025-05-21 | Election of Directors: Ellen Havdala | Director Elections | Board | ABSTAIN | 4 |
| Ardent Health Partners, Inc. | 2025-05-21 | Election of Directors: Peter Bulgarelli | Director Elections | Board | ABSTAIN | 4 |
| Ardent Health Partners, Inc. | 2025-05-21 | Election of Directors: Rahul Sen | Director Elections | Board | ABSTAIN | 4 |
| Ares Commercial Real Estate Corporation | 2025-05-27 | Election of Directors: Edmond N. Moriarty, III | Director Elections | Board | ABSTAIN | 4 |
| Ares Commercial Real Estate Corporation | 2025-05-27 | Election of Directors: Rebecca J. Parekh | Director Elections | Board | ABSTAIN | 4 |
| Arhaus, Inc. | 2025-05-15 | To elect four Directors, each to serve a three-year term: Albert Adams | Director Elections | Board | ABSTAIN | 4 |
| Arhaus, Inc. | 2025-05-15 | To elect four Directors, each to serve a three-year term: John Kyees | Director Elections | Board | ABSTAIN | 4 |
| Arhaus, Inc. | 2025-05-15 | To elect four Directors, each to serve a three-year term: John M. Roth | Director Elections | Board | ABSTAIN | 4 |
| Arlo Technologies, Inc. | 2025-06-20 | Advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| Arlo Technologies, Inc. | 2025-06-20 | Election of two Class I directors for three-year terms: Ralph Faison | Director Elections | Board | ABSTAIN | 4 |
| Array Technologies, Inc. | 2025-05-20 | Advisory vote to approve named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 |
| Array Technologies, Inc. | 2025-05-20 | ELECTION OF CLASS II DIRECTORS: Jayanthi Iyengar | Director Elections | Board | ABSTAIN | 4 |
| ArriVent BioPharma, Inc. | 2025-06-18 | Election of Directors: Kristine Peterson | Director Elections | Board | ABSTAIN | 4 |
| ArriVent BioPharma, Inc. | 2025-06-18 | Election of Directors: Zhengbin (Bing) Yao, Ph.D. | Director Elections | Board | ABSTAIN | 4 |
| Astria Therapeutics, Inc. | 2025-06-11 | The approval of the first amendment to our Second Amended and Restated 2015 Stock Incentive Plan, to increase the number of shares of our common stock available for grant under the plan by 5,500,000 shares. | Compensation | Board | AGAINST | 4 |
| Astria Therapeutics, Inc. | 2025-06-11 | The approval, by non-binding advisory vote, of our executive compensation. | Say-on-Pay | Board | AGAINST | 4 |
| Astria Therapeutics, Inc. | 2025-06-11 | The election of three Class I Directors to our Board of Directors, to serve for a three-year term until the 2028 annual meeting of stockholders: Fred Callori | Director Elections | Board | ABSTAIN | 4 |
| Asure Software, Inc. | 2025-06-02 | To approve an amendment to the Asure Software, Inc. 2018 Incentive Award Plan to increase the number of shares of our common stock authorized for issuance by 2,250,000 shares. | Compensation | Board | AGAINST | 4 |
| Atea Pharmaceuticals, Inc. | 2025-06-20 | Election of Class II Directors: Polly Murphy, DVM, PhD | Director Elections | Board | ABSTAIN | 4 |
| Atlanta Braves Holdings, Inc. | 2025-06-10 | Directors Election: Diana M. Murphy | Director Elections | Board | ABSTAIN | 4 |
| Atlanticus Holdings Corporation | 2025-05-08 | To approve the "say-on-pay" resolution set forth below: RESOLVED, that the shareholders of Atlanticus Holdings Corporation hereby approve, on an advisory basis, the compensation of the company's named executive officers, as disclosed in the company's Proxy Statement for the 2025 Annual Meeting of Shareholders pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Summary Compensation Table and the other related tables and disclosure. | Say-on-Pay | Board | AGAINST | 4 |
| Atlanticus Holdings Corporation | 2025-05-08 | To elect seven directors for terms expiring at the 2026 Annual Meeting of Shareholders: David G. Hanna | Director Elections | Board | ABSTAIN | 4 |
| Aura Biosciences, Inc. | 2025-06-17 | To elect two Class I directors to our Board of Directors, to serve until the 2028 annual meeting of stockholders and until their successor has been duly elected and qualified, or until their earlier death, resignation or removal: Elisabet de los Pinos, Ph.D. | Director Elections | Board | ABSTAIN | 4 |
| Aurora Innovation, Inc. | 2025-05-22 | Election of Directors: Chris Urmson | Director Elections | Board | ABSTAIN | 4 |
| Aurora Innovation, Inc. | 2025-05-22 | Election of Directors: Sterling Anderson | Director Elections | Board | ABSTAIN | 4 |
| AvePoint, Inc. | 2025-05-06 | Election of Directors: Janet Schijns | Director Elections | Board | ABSTAIN | 4 |
| Aviat Networks, Inc. | 2024-11-06 | Approval of the Second Amended and Restated 2018 Incentive Plan of the Company. | Compensation | Board | AGAINST | 4 |
| AvidXchange Holdings, Inc. | 2025-06-26 | Election of Class I Directors: James Hausman | Director Elections | Board | ABSTAIN | 4 |
| Axogen, Inc. | 2025-06-18 | To approve the Axogen, Inc. Fourth Amended and Restated 2019 Long-Term Incentive Plan to increase the number of shares authorized for issuance thereunder from 10,500,000 to 13,400,000. | Compensation | Board | AGAINST | 4 |
| BARK, Inc. | 2024-09-12 | Elect the two Class C director nominees named in the proxy statement: Jim McGinty | Director Elections | Board | ABSTAIN | 4 |
| BGC Group, Inc. | 2024-09-16 | Approval, on an advisory basis, of executive compensation. | Say-on-Pay | Board | AGAINST | 4 |
| BGC Group, Inc. | 2024-09-16 | Election of Directors: Arthur U. Mbanefo | Director Elections | Board | ABSTAIN | 4 |
| BGC Group, Inc. | 2024-09-16 | Election of Directors: David P. Richards | Director Elections | Board | ABSTAIN | 4 |
| BGC Group, Inc. | 2024-09-16 | Election of Directors: Howard W. Lutnick | Director Elections | Board | ABSTAIN | 4 |
| BGC Group, Inc. | 2024-09-16 | Election of Directors: Linda A. Bell | Director Elections | Board | ABSTAIN | 4 |
| BGC Group, Inc. | 2024-09-16 | Election of Directors: William D. Addas | Director Elections | Board | ABSTAIN | 4 |
| BKV Corp. | 2025-06-19 | Election of Class I Directors: Anon Sirisaengtaksin | Director Elections | Board | ABSTAIN | 4 |
| BKV Corp. | 2025-06-19 | Election of Class I Directors: Chanin Vongkusolkit | Director Elections | Board | ABSTAIN | 4 |
| BKV Corp. | 2025-06-19 | Election of Class I Directors: Christopher P. Kalnin | Director Elections | Board | ABSTAIN | 4 |
| BKV Corp. | 2025-06-19 | Election of Class I Directors: Somruedee Chaimongkol | Director Elections | Board | ABSTAIN | 4 |
| BRC Inc. | 2025-05-28 | Election of Class III Directors: Evan Hafer | Director Elections | Board | AGAINST | 4 |
| BRC Inc. | 2025-05-28 | Election of Class III Directors: Glenn Welling | Director Elections | Board | AGAINST | 4 |
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Built 2026-10-04 from SEC Form N-PX filings.