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DeFi Capital Markets, Inc. Annual Meeting November 18, 2026: What's on the Ballot

The deadline as the proxy statement states it: “vote over the Internet or by telephone prior to by 11:00 a.m., Eastern Time on November 18, 2026”. Shares held through a bank, a broker or a company plan can have a different deadline; the voting instruction form says.

Read the proxy statement on EDGAR

What’s on the ballot

Ballot read from the proxy statement and checked. As listed in DeFi Capital Markets, Inc.’s proxy statement, with the board’s recommendation on each item. The company has filed 1 set of additional materials since; they can add to or change what is below, so check them before relying on it.

#ItemProposed byBoard recommendsLast year (same kind of item)
1 ELECTION OF DIRECTORS
Director election
Board For —
2 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Auditor
Board For —
3 APPROVAL OF AN AMENDMENT TO Board For —
4 APPROVAL OF THE AMENDMENT TO THE ARTICLES OF INCORPORATION TO CREATE A NEW CLASS OF COMMON STOCK Board For —
5 APPROVAL, PURSUANT TO NYSE AMERICAN LISTING RULE 713(a), OF THE CONVERSION OF THE CONVERTIBLE NOTES Board For —
6 APPROVAL TO ADJOURN THE ANNAUL
Adjournment
Board For —

Last year’s official results

From DeFi Capital Markets, Inc.’s Form 8-K, filed November 14, 2025, for the meeting held November 14, 2025 (read it on EDGAR). Support is the share of votes cast that were FOR: abstentions and broker non-votes are left out.

ItemSupport (of votes cast)Reported outcome
8. The approval of the adjournment of the Special Meeting to a later date or time, if necessary, to permit further solicitation and vote of 87%—

Filings for this meeting

About this page

The meeting facts and ballot come from the SEC proxy filings listed above. Ballots are read from the proxy statement and checked against the filing’s own text; when that check does not pass, the page shows “see the proxy statement” instead of a ballot. Last year’s figures are the company’s official Form 8-K results and the managers’ Form N-PX reports. Nothing on this page predicts how any shareholder will vote, and it is not investment advice. How this works.