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Home › Companies › ALAUNOS THERAPEUTICS INC. › 2023-2024

ALAUNOS THERAPEUTICS INC. 2023-2024 Proxy Voting Records

At ALAUNOS THERAPEUTICS INC.'s shareholder meeting held June 6, 2024, in the 2023-2024 proxy season, 64 asset managers reported how they voted in their SEC Form N-PX filings, covering 176 separate fund positions. Their filings are grouped here into 10 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as… — ALAUNOS THERAPEUTICS INC.'s filing reports the proposal as approved, with 64% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: ALAUNOS THERAPEUTICS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 12, 2024.

Download data (CSV): ballot items · votes by manager · column guide.

Compiled from SEC Form N-PX filings and ALAUNOS THERAPEUTICS INC.’s Form 8-K, filed June 12, 2024 (Item 5.07 on EDGAR). Page generated November 8, 2026.

  • 10Reported items
  • 64Asset managers
  • 176Fund votes
  • June 6, 2024Meeting date

Results at a glance

Meeting of June 6, 2024: 10 items on ALAUNOS THERAPEUTICS INC.’s Form 8-K, filed June 12, 2024: 5 elected · 5 approved.

Material dissent

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024

Explore ALAUNOS THERAPEUTICS INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by ALAUNOS THERAPEUTICS INC.

These tallies are ALAUNOS THERAPEUTICS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 12, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

ALAUNOS THERAPEUTICS INC. — official shareholder meeting results, meeting held June 6, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Dale Curtis Hogue, Jr. 2,312,742---- 657,0045,708,982 78%Elected—
Elect Director: Robert J. Hofmeister 2,304,704---- 665,0425,708,982 78%Elected—
Elect Director: Robert W. Postma 1,702,665---- 1,267,0815,708,982 57%Elected—
Elect Director: Jaime Vieser 2,120,227---- 849,5195,708,982 71%Elected—
Elect Director: Holger Weis 2,143,828---- 825,9185,708,982 72%Elected—
2. Ratification of the Selection by the Audit Committee of the Board of Directors of RSM US LLP as the Independent Registered Public Accounting Firm of the Company for its Fiscal Year Ending December 31, 2024 7,860,095162,992655,641 --5,708,982 98%Approved—
3. Advisory Vote on Executive Compensation 1,851,8461,032,78985,111 --5,708,982 64%Approved—
4. Approval of the Amendment and Restatement of the Certificate of Incorporation to, in the Discretion of the Board, Effect a Reverse Stock Split at a Ratio between 1-for-5 and 1-for-15, Inclusive 6,057,1552,472,604148,969 --5,708,982 71%Approved—
5. Approval of Amendment of the Certificate of Incorporation to Increase the Total Number of Authorized Shares of Common Stock from 34,666,667 Shares to 50,000,000 Shares 5,961,4702,665,54851,710 --5,708,982 69%Approved—
6. Adjournment 6,410,1362,060,184208,408 --5,708,982 76%Approved—

Source: ALAUNOS THERAPEUTICS INC., Form 8-K, filed with the SEC on June 12, 2024 — read the filing on EDGAR.

How asset managers voted at the ALAUNOS THERAPEUTICS INC. 2023-2024 meeting

Each item below shows how the 64 asset managers that disclosed a ALAUNOS THERAPEUTICS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ALAUNOS THERAPEUTICS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Elect Director: Dale Curtis Hogue, Jr.

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

78% Majority: yes · of votes cast

FOR 78%WITHHELD
FOR: 2,312,742WITHHELD: 657,004
Details: description as filed, official tally, votes by 5 asset managers

Description as filed by funds: To elect each of the five nominees for director named in the accompanying proxy statement (the "proxy statement") to hold office until the 2025 annual meeting of stockholders and until his or her successor is duly elected and qualified or, if sooner, until his or her earlier death, resignation or removal: Dale Curtis Hogue, Jr.

ALAUNOS THERAPEUTICS INC.’s own tally for this item (“Elect Director: Dale Curtis Hogue, Jr.”): 2,312,742 for, 657,004 withheld, per its Form 8-K filed June 12, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Election of Directors The Company's stockholders elected all seven persons listed below as directors, each to serve until the Company's 2025 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified.”
Support: 78% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 5 asset managers below reported 95,873 for.

FOR
FOR: 95,873
Largest asset managers voting on “To elect each of the five nominees for director named in the accompanying proxy statement (the "proxy statemen” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard87,7650 00For
Dimensional4,5230 00For
Fidelity2,8680 00For
Charles Schwab4500 00For
John Hancock2670 00For

2. Elect Director: Holger Weis

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

72% Majority: yes · of votes cast

FOR 72%WITHHELD
FOR: 2,143,828WITHHELD: 825,918
Details: description as filed, official tally, votes by 5 asset managers

Description as filed by funds: To elect each of the five nominees for director named in the accompanying proxy statement (the "proxy statement") to hold office until the 2025 annual meeting of stockholders and until his or her successor is duly elected and qualified or, if sooner, until his or her earlier death, resignation or removal: Holger Weis

ALAUNOS THERAPEUTICS INC.’s own tally for this item (“Elect Director: Holger Weis”): 2,143,828 for, 825,918 withheld, per its Form 8-K filed June 12, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Election of Directors The Company's stockholders elected all seven persons listed below as directors, each to serve until the Company's 2025 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified.”
Support: 72% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 5 asset managers below reported 95,873 for.

FOR
FOR: 95,873
Largest asset managers voting on “To elect each of the five nominees for director named in the accompanying proxy statement (the "proxy statemen” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard87,7650 00For
Dimensional4,5230 00For
Fidelity2,8680 00For
Charles Schwab4500 00For
John Hancock2670 00For

3. Elect Director: Jaime Vieser

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

71% Majority: yes · of votes cast

FOR 71%WITHHELD
FOR: 2,120,227WITHHELD: 849,519
Details: description as filed, official tally, votes by 5 asset managers

Description as filed by funds: To elect each of the five nominees for director named in the accompanying proxy statement (the "proxy statement") to hold office until the 2025 annual meeting of stockholders and until his or her successor is duly elected and qualified or, if sooner, until his or her earlier death, resignation or removal: Jaime Vieser

ALAUNOS THERAPEUTICS INC.’s own tally for this item (“Elect Director: Jaime Vieser”): 2,120,227 for, 849,519 withheld, per its Form 8-K filed June 12, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Election of Directors The Company's stockholders elected all seven persons listed below as directors, each to serve until the Company's 2025 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified.”
Support: 71% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 5 asset managers below reported 95,873 for.

FOR
FOR: 95,873
Largest asset managers voting on “To elect each of the five nominees for director named in the accompanying proxy statement (the "proxy statemen” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard87,7650 00For
Dimensional4,5230 00For
Fidelity2,8680 00For
Charles Schwab4500 00For
John Hancock2670 00For

4. Elect Director: Robert J. Hofmeister

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

78% Majority: yes · of votes cast

FOR 78%WITHHELD
FOR: 2,304,704WITHHELD: 665,042
Details: description as filed, official tally, votes by 5 asset managers

Description as filed by funds: To elect each of the five nominees for director named in the accompanying proxy statement (the "proxy statement") to hold office until the 2025 annual meeting of stockholders and until his or her successor is duly elected and qualified or, if sooner, until his or her earlier death, resignation or removal: Robert J. Hofmeister

ALAUNOS THERAPEUTICS INC.’s own tally for this item (“Elect Director: Robert J. Hofmeister”): 2,304,704 for, 665,042 withheld, per its Form 8-K filed June 12, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Election of Directors The Company's stockholders elected all seven persons listed below as directors, each to serve until the Company's 2025 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified.”
Support: 78% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 5 asset managers below reported 95,873 for.

FOR
FOR: 95,873
Largest asset managers voting on “To elect each of the five nominees for director named in the accompanying proxy statement (the "proxy statemen” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard87,7650 00For
Dimensional4,5230 00For
Fidelity2,8680 00For
Charles Schwab4500 00For
John Hancock2670 00For

5. Elect Director: Robert W. Postma

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

57% Majority: yes · of votes cast

FOR 57%WITHHELD
FOR: 1,702,665WITHHELD: 1,267,081
Details: description as filed, official tally, votes by 5 asset managers

Description as filed by funds: To elect each of the five nominees for director named in the accompanying proxy statement (the "proxy statement") to hold office until the 2025 annual meeting of stockholders and until his or her successor is duly elected and qualified or, if sooner, until his or her earlier death, resignation or removal: Robert W. Postma

ALAUNOS THERAPEUTICS INC.’s own tally for this item (“Elect Director: Robert W. Postma”): 1,702,665 for, 1,267,081 withheld, per its Form 8-K filed June 12, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Election of Directors The Company's stockholders elected all seven persons listed below as directors, each to serve until the Company's 2025 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified.”
Support: 57% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 5 asset managers below reported 91,083 for, 4,523 withheld, 267 abstained.

FOR
FOR: 91,083ABSTAIN: 267WITHHOLD: 4,523
Largest asset managers voting on “To elect each of the five nominees for director named in the accompanying proxy statement (the "proxy statemen” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard87,7650 00For
Dimensional00 04,523Withhold
Fidelity2,8680 00For
Charles Schwab4500 00For
John Hancock00 2670Abstain

6. Approval of Amendment of the Certificate of Incorporation to Increase the Total Number of Authorized Shares of Common…

Official resultCAPITAL STRUCTUREReported outcome: Approved

Combines 3 wordings of this item as funds reported it.

69% Approved · of votes cast

FOR 69%AGAINST
FOR: 5,961,470AGAINST: 2,665,548
Details: description as filed, official tally, votes by 5 asset managers

Description as filed by funds: To approve an amendment to the Company's Charter, in substantially the form attached to the proxy statement as Annex B, to, at the discretion of the Board, increase the number of shares of common stock authorized for issuance thereunder from 34,666,667 shares to 50,000,000 shares.

ALAUNOS THERAPEUTICS INC.’s own tally for this item (“5. Approval of Amendment of the Certificate of Incorporation to Increase the Total Number of Authorized Shares of Common Stock from 34,666,667 Shares to 50,000,000 Shares”): 5,961,470 for, 2,665,548 against — passed, per its Form 8-K filed June 12, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 5 - Approval of Amendment of the Certificate of Incorporation to Increase the Total Number of Authorized Shares of Common Stock from 34,666,667 Shares to 50,000,000 Shares The Company's stockholders approved Proposal 5.”
Support: 69% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 5 asset managers below reported 95,873 for.

FOR
FOR: 95,873
Largest asset managers voting on “To approve an amendment to the Company's Charter, in substantially the form attached to the proxy statement as” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard87,7650 00For
Dimensional4,5230 00For
Fidelity2,8680 00For
Charles Schwab4500 00For
John Hancock2670 00For

7. Approval of the Amendment and Restatement of the Certificate of Incorporation to, in the Discretion of the Board…

Official resultCAPITAL STRUCTUREReported outcome: Approved

Combines 3 wordings of this item as funds reported it.

71% Approved · of votes cast

FOR 71%AGAINST
FOR: 6,057,155AGAINST: 2,472,604
Details: description as filed, official tally, votes by 5 asset managers

Description as filed by funds: To approve the amendment and restatement of the Company's second amended and restated certificate of incorporation, as amended (our "Charter"), in substantially the form attached to the proxy statement as Annex A, to, at the discretion of the Board, effect a reverse stock split with respect to the Company's issued and outstanding common stock, par value $0.001 per share, including stock held by the Company as treasury shares, at a reverse stock split ratio of 1-for-5 to 1-for-15, inclusive.

ALAUNOS THERAPEUTICS INC.’s own tally for this item (“4. Approval of the Amendment and Restatement of the Certificate of Incorporation to, in the Discretion of the Board, Effect a Reverse Stock Split at a Ratio between 1-for-5 and 1-for-15, Inclusive”): 6,057,155 for, 2,472,604 against — passed, per its Form 8-K filed June 12, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 4 - Approval of the Amendment and Restatement of the Certificate of Incorporation to, in the Discretion of the Board, Effect a Reverse Stock Split at a Ratio between 1-for-5 and 1-for-15, Inclusive The Company's stockholders approved Proposal 4.”
Support: 71% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 5 asset managers below reported 95,873 for.

FOR
FOR: 95,873
Largest asset managers voting on “To approve the amendment and restatement of the Company's second amended and restated certificate of incorpora” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard87,7650 00For
Dimensional4,5230 00For
Fidelity2,8680 00For
Charles Schwab4500 00For
John Hancock2670 00For

8. To approve a proposal to adjourn the Annual Meeting to a later date, if necessary or appropriate, to permit further…

No official matchCORPORATE GOVERNANCE

Combines 3 wordings of this item as funds reported it.

100% of fund votes cast · no official result

FOR
Details: description as filed, votes by 5 asset managers

Description as filed by funds: To approve a proposal to adjourn the Annual Meeting to a later date, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 5 and Proposal 6 ("Proposal 6").

The 5 asset managers below reported 95,873 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 95,873
Largest asset managers voting on “To approve a proposal to adjourn the Annual Meeting to a later date, if necessary or appropriate, to permit fu” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard87,7650 00For
Dimensional4,5230 00For
Fidelity2,8680 00For
Charles Schwab4500 00For
John Hancock2670 00For

9. Advisory Vote on Executive Compensation

Official resultFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Approved

Combines 6 wordings of this item as funds reported it.

64% Approved · of votes cast

FOR 64%AGAINST
FOR: 1,851,846AGAINST: 1,032,789
Details: description as filed, official tally, votes by 64 asset managers

Description as filed by funds: To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement.

ALAUNOS THERAPEUTICS INC.’s own tally for this item (“3. Advisory Vote on Executive Compensation”): 1,851,846 for, 1,032,789 against — passed, per its Form 8-K filed June 12, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 3 - Advisory Vote on Executive Compensation The Company's stockholders approved, on a non-binding advisory basis, Proposal 3.”
Support: 64% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 5 asset managers voting on “To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in t” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard87,7650 00For
Dimensional04,523 00Against
Fidelity2,8680 00For
Charles Schwab4500 00For
John Hancock2670 00For

Fund voting reports, all 5 managers: 91,350 for, 4,523 against.

Institutional-manager reports: 62 asset managers voting on “To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in t” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
GARDNER RUSSO & QUINN LLC70,6240 00For
BlackRock65,4450 00For
COMMERCE BANK29,1320 00For
State Street21,2650 00For
CIBC Private Wealth Group LLC14,6660 00For
Northern Trust12,6460 00For
STIFEL NICOLAUS & CO INC \MO\7,8220 00For
BLAIR WILLIAM & CO/IL6,2480 00For
Vanguard5,0110 00For
Janney Montgomery Scott LLC3,4530 00For
GEODE CAPITAL MANAGEMENT, LLC3,2850 00For
Summit Trail Advisors, LLC1,8490 00For
MELLON INVESTMENTS Corp1,4190 00For
BANK OF MONTREAL /CAN/1,3360 00For
BANK OF AMERICA NA1,2480 00For
Citadel1,0280 00For
Chicago Partners Investment Group LLC9340 00For
SCS Capital Management LLC6770 00For
BOKF, NA6660 00For
Freestone Capital Holdings, LLC6660 00For
ROCKEFELLER FINANCIAL LLC5890 00For
Family Management Corp5080 00For
Charles Schwab4500 00For
ENVESTNET ASSET MANAGEMENT INC3850 00For
Rodgers Brothers Inc.0332 00Against

Institutional-manager reports, all 62 managers: 254,030 for, 353 against. Showing the 25 largest; every one is in the interactive database (link above).

10. Ratification of the Selection by the Audit Committee of the Board of Directors of RSM US LLP as the Independent…

Official resultAUDIT-RELATEDReported outcome: Approved

Combines 3 wordings of this item as funds reported it.

98% Approved · of votes cast

FOR 98%
FOR: 7,860,095AGAINST: 162,992
Details: description as filed, official tally, votes by 5 asset managers

Description as filed by funds: To ratify the selection of RSM US LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2024 by the audit committee (the "audit committee") of the board of directors of the Company (the "Board").

ALAUNOS THERAPEUTICS INC.’s own tally for this item (“2. Ratification of the Selection by the Audit Committee of the Board of Directors of RSM US LLP as the Independent Registered Public Accounting Firm of the Company for its Fiscal Year Ending December 31, 2024”): 7,860,095 for, 162,992 against — passed, per its Form 8-K filed June 12, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 2 - Ratification of the Selection by the Audit Committee of the Board of Directors of RSM US LLP as the Independent Registered Public Accounting Firm of the Company for its Fiscal Year Ending December 31, 2024 The Company's stockholders approved Proposal 2.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 5 asset managers below reported 95,873 for.

FOR
FOR: 95,873
Largest asset managers voting on “To ratify the selection of RSM US LLP as the independent registered public accounting firm of the Company for ” at ALAUNOS THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard87,7650 00For
Dimensional4,5230 00For
Fidelity2,8680 00For
Charles Schwab4500 00For
John Hancock2670 00For

Largest ALAUNOS THERAPEUTICS INC. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 16,012,522 shares outstanding at the time of that meeting.

Fund voting reports: top ALAUNOS THERAPEUTICS INC. shareholders by shares voted on “To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as…”, 2023-2024
#Asset manager % of shares outstanding
1Vanguard 0.55%
2Dimensional 0.03%
3Fidelity 0.02%
4Charles Schwab <0.01%
5John Hancock <0.01%
Institutional-manager reports: top ALAUNOS THERAPEUTICS INC. shareholders by shares voted on “To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as…”, 2023-2024
#Asset manager % of shares outstanding
1GARDNER RUSSO & QUINN LLC 0.44%
2BlackRock 0.41%
3COMMERCE BANK 0.18%
4State Street 0.13%
5CIBC Private Wealth Group LLC 0.09%
6Northern Trust 0.08%
7STIFEL NICOLAUS & CO INC \MO\ 0.05%
8BLAIR WILLIAM & CO/IL 0.04%
9Vanguard 0.03%
10Janney Montgomery Scott LLC 0.02%

Reported ALAUNOS THERAPEUTICS INC. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

ALAUNOS THERAPEUTICS INC. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
S 24.99% 13G
Level One Parties 10.07% DEF14A
MSD Credit Opportunity Master Fund, L.P. 9.46% DEF14A
Robert W. Postma 2.78% DEF14A
Jaime Vieser 1.43% DEF14A
PMGC CAPITAL LLC 0.52% 13D
Kevin S. Boyle, Sr. 0.33% DEF14A
Dale Curtis Hogue, Jr. 0.33% DEF14A
Holger Weis 0.22% DEF14A
BlackRock 0.13% 13F

Percentages above are of 16,012,522 shares outstanding, as reported by ALAUNOS THERAPEUTICS INC. on its Form 10-Q dated May 12, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

Related

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ALAUNOS THERAPEUTICS INC.’s 10-Q dated May 12, 2024. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.

ALAUNOS THERAPEUTICS INC. proxy season coverage: 2023-2024 (this page).

Cite this page

proxyvotesnow.com, “ALAUNOS THERAPEUTICS (TCRT) 2024 Annual Meeting: Vote Results”, https://proxyvotesnow.com/company/alaunos-therapeutics-inc/2024 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.