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Compiled from SEC Form N-PX filings and ALPHATEC HOLDINGS INC.’s Form 8-K, filed 2025-06-13 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore ALPHATEC HOLDINGS INC. in the interactive database Compare manager voting policies
These tallies are ALPHATEC HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-06-13 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Mortimer Berkowitz III | 68,641,625 | -- | -- | 20,108,760 | 25,280,001 | Majority: yes |
| Elect Director: Quentin Blackford | 82,773,911 | -- | -- | 5,976,474 | 25,280,001 | Majority: yes |
| Elect Director: David Demski | 84,004,240 | -- | -- | 4,746,145 | 25,280,001 | Majority: yes |
| Elect Director: Karen K. McGinnis | 82,740,596 | -- | -- | 6,009,789 | 25,280,001 | Majority: yes |
| Elect Director: Patrick S. Miles | 83,424,425 | -- | -- | 5,325,959 | 25,280,001 | Majority: yes |
| Elect Director: David R. Pelizzon | 84,267,334 | -- | -- | 4,483,051 | 25,280,001 | Majority: yes |
| Elect Director: Jeffrey P. Rydin | 84,274,394 | -- | -- | 4,475,991 | 25,280,001 | Majority: yes |
| Elect Director: Keith Valentine | 83,804,366 | -- | -- | 4,946,019 | 25,280,001 | Majority: yes |
| Elect Director: Ward W. Woods | 84,025,796 | -- | -- | 4,724,589 | 25,280,001 | Majority: yes |
| Proposal 3 The stockholders approved the amendment of the Company's 2016 Equity Incentive Plan by the following vote: | 58,622,353 | 30,063,328 | 64,704 | -- | 25,280,001 | Majority: yes |
| Proposal 4 The stockholders approved the amendment of the Company's Certificate of Incorporation by the following vote: | 82,951,711 | 5,745,297 | 53,376 | -- | 25,280,001 | Majority: yes |
| Proposal 5 The stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers by the following vote: | 82,619,803 | 6,064,612 | 65,969 | -- | 25,280,001 | Majority: yes |
Source: ALPHATEC HOLDINGS INC., Form 8-K, filed with the SEC on 2025-06-13 — read the filing on EDGAR.
Each item below shows how the 221 asset managers that disclosed a ALPHATEC HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ALPHATEC HOLDINGS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 6 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Proposal 5 The stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers by the following vote:”): 82,619,803 for, 6,064,612 against, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 56% for, 4% against (60% of the company cast a for/against vote).
The 221 asset managers below cast 94% of the shares they voted on this item FOR (67,981,432 for, 4,694,979 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| American Century | 9,824,449 | 0 | 0 | 0 | For |
| Vanguard | 6,139,780 | 0 | 0 | 0 | For |
| BlackRock | 5,711,679 | 29,138 | 0 | 0 | For |
| BNP Paribas Asset Management Holding S.A. | 0 | 3,734,873 | 0 | 0 | Against |
| State Street | 3,179,508 | 9 | 0 | 0 | For |
| Nuveen | 2,866,838 | 0 | 0 | 0 | For |
| BRAIDWELL LP | 2,826,190 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 2,190,915 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,024,706 | 0 | 0 | 0 | For |
| Cerity Partners LLC | 1,762,641 | 0 | 0 | 0 | For |
| Charles Schwab | 1,718,516 | 0 | 0 | 0 | For |
| Aberdeen | 1,461,977 | 0 | 0 | 0 | For |
| NEW YORK STATE COMMON RETIREMENT FUND | 1,351,845 | 0 | 0 | 0 | For |
| Intrinsic Edge Capital Management LLC | 1,290,525 | 0 | 0 | 0 | For |
| Granite Investment Partners, LLC | 1,229,218 | 0 | 0 | 0 | For |
| Western Standard LLC | 1,201,989 | 0 | 0 | 0 | For |
| Northern Trust | 1,119,095 | 0 | 0 | 0 | For |
| BANK OF AMERICA NA | 1,085,109 | 0 | 0 | 0 | For |
| EMERALD MUTUAL FUND ADVISERS TRUST | 1,006,103 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| EMERALD ADVISERS, LLC | 863,671 | 0 | 0 | 0 | For |
| NEXT CENTURY GROWTH INVESTORS LLC | 815,165 | 0 | 0 | 0 | For |
| KING LUTHER CAPITAL MANAGEMENT CORP | 751,503 | 10,217 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
Showing the 25 largest of 221 asset managers. See all 221 in the interactive database.
66% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Proposal 3 The stockholders approved the amendment of the Company's 2016 Equity Incentive Plan by the following vote:”): 58,622,353 for, 30,063,328 against, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 40% for, 20% against (60% of the company cast a for/against vote).
The 60 asset managers below cast 61% of the shares they voted on this item FOR (16,068,019 for, 10,486,121 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 0 | 4,778,618 | 0 | 0 | Against |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 0 | 918,840 | 0 | 0 | Against |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 669,763 | 74,211 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 688,312 | 0 | 0 | Against |
| FIRST EAGLE FUNDS | 0 | 615,530 | 0 | 0 | Against |
| State Street | 0 | 608,826 | 0 | 0 | Against |
| First Trust | 0 | 480,037 | 0 | 0 | Against |
| LKCM Funds | 0 | 470,000 | 0 | 0 | Against |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 0 | 397,792 | 0 | 0 | Against |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 0 | 327,400 | 0 | 0 | Against |
| JPMorgan | 0 | 281,344 | 0 | 0 | Against |
| Equitable | 166,535 | 94,930 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 0 | 168,644 | 0 | 0 | Against |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 136,490 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
94% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Proposal 4 The stockholders approved the amendment of the Company's Certificate of Incorporation by the following vote:”): 82,951,711 for, 5,745,297 against, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 56% for, 4% against (60% of the company cast a for/against vote).
The 59 asset managers below cast 99.5% of the shares they voted on this item FOR (26,438,669 for, 120,288 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 608,826 | 0 | 0 | 0 | For |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 397,792 | 0 | 0 | 0 | For |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 327,400 | 0 | 0 | 0 | For |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 136,490 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
Combines 2 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Elect Director: David Demski”): 84,004,240 for, 4,746,145 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 57% for, 3% withheld (60% of the company cast a for/withheld vote).
The 59 asset managers below cast 100% of the shares they voted on this item FOR (26,550,969 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 608,826 | 0 | 0 | 0 | For |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 397,792 | 0 | 0 | 0 | For |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 327,400 | 0 | 0 | 0 | For |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 136,490 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
Combines 2 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Elect Director: David R. Pelizzon”): 84,267,334 for, 4,483,051 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 57% for, 3% withheld (60% of the company cast a for/withheld vote).
The 59 asset managers below cast 100% of the shares they voted on this item FOR (26,550,969 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 608,826 | 0 | 0 | 0 | For |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 397,792 | 0 | 0 | 0 | For |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 327,400 | 0 | 0 | 0 | For |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 136,490 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
Combines 2 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Elect Director: Jeffrey P. Rydin”): 84,274,394 for, 4,475,991 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 57% for, 3% withheld (60% of the company cast a for/withheld vote).
The 59 asset managers below cast 100% of the shares they voted on this item FOR (26,550,969 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 608,826 | 0 | 0 | 0 | For |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 397,792 | 0 | 0 | 0 | For |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 327,400 | 0 | 0 | 0 | For |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 136,490 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
Combines 4 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Elect Director: Karen K. McGinnis”): 82,740,596 for, 6,009,789 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 56% for, 4% withheld (60% of the company cast a for/withheld vote).
The 59 asset managers below cast 100% of the shares they voted on this item FOR (26,550,506 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 608,826 | 0 | 0 | 0 | For |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 397,792 | 0 | 0 | 0 | For |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 327,400 | 0 | 0 | 0 | For |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 136,490 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
Combines 2 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Elect Director: Keith Valentine”): 83,804,366 for, 4,946,019 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 57% for, 3% withheld (60% of the company cast a for/withheld vote).
The 59 asset managers below cast 100% of the shares they voted on this item FOR (26,550,933 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 608,826 | 0 | 0 | 0 | For |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 397,792 | 0 | 0 | 0 | For |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 327,400 | 0 | 0 | 0 | For |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 136,490 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
Combines 2 wordings of this item as funds reported it.
77% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Elect Director: Mortimer Berkowitz III”): 68,641,625 for, 20,108,760 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 46.7% for, 14% withheld (60% of the company cast a for/withheld vote).
The 59 asset managers below cast 100% of the shares they voted on this item FOR (21,422,799 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,200,707 | 0 | 33,980 | 0 | For |
| TIAA | 0 | 0 | 2,034,339 | 0 | Abstain |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 859,099 | 0 | Abstain |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 0 | 0 | 608,826 | 0 | Abstain |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 0 | 0 | 402,565 | 0 | Abstain |
| Aberdeen | 0 | 0 | 397,792 | 0 | Abstain |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 0 | 0 | 327,400 | 0 | Abstain |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 0 | 0 | 148,612 | 0 | Abstain |
| Lincoln Financial | 60,190 | 0 | 76,300 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
Combines 2 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Elect Director: Patrick S. Miles”): 83,424,425 for, 5,325,959 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 57% for, 4% withheld (60% of the company cast a for/withheld vote).
The 59 asset managers below cast 100% of the shares they voted on this item FOR (26,539,661 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 608,826 | 0 | 0 | 0 | For |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 397,792 | 0 | 0 | 0 | For |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 327,400 | 0 | 0 | 0 | For |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 136,490 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
Combines 2 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Elect Director: Quentin Blackford”): 82,773,911 for, 5,976,474 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 56% for, 4% withheld (60% of the company cast a for/withheld vote).
The 59 asset managers below cast 100% of the shares they voted on this item FOR (26,550,506 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 608,826 | 0 | 0 | 0 | For |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 397,792 | 0 | 0 | 0 | For |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 327,400 | 0 | 0 | 0 | For |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 136,490 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
Combines 2 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
ALPHATEC HOLDINGS INC.’s own tally for this item (“Elect Director: Ward W. Woods”): 84,025,796 for, 4,724,589 withheld, per its Form 8-K filed 2025-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 146,906,000 outstanding shares: 57% for, 3% withheld (60% of the company cast a for/withheld vote).
The 59 asset managers below cast 100% of the shares they voted on this item FOR (26,550,506 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 608,826 | 0 | 0 | 0 | For |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 397,792 | 0 | 0 | 0 | For |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 327,400 | 0 | 0 | 0 | For |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 136,490 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
100% fund support · no official result
The 59 asset managers below cast 100% of the shares they voted on this item FOR (26,550,969 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,854,922 | 0 | 0 | 0 | For |
| American Century | 4,778,618 | 0 | 0 | 0 | For |
| BlackRock | 2,234,687 | 0 | 0 | 0 | For |
| TIAA | 2,034,339 | 0 | 0 | 0 | For |
| Fidelity | 2,018,640 | 0 | 0 | 0 | For |
| Royce | 918,840 | 0 | 0 | 0 | For |
| Charles Schwab | 859,099 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 743,974 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 688,312 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 615,530 | 0 | 0 | 0 | For |
| State Street | 608,826 | 0 | 0 | 0 | For |
| First Trust | 480,037 | 0 | 0 | 0 | For |
| LKCM Funds | 470,000 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 459,355 | 0 | 0 | 0 | For |
| Nuveen | 402,565 | 0 | 0 | 0 | For |
| Aberdeen | 397,792 | 0 | 0 | 0 | For |
| Principal | 372,803 | 0 | 0 | 0 | For |
| Jackson National | 335,872 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 327,400 | 0 | 0 | 0 | For |
| JPMorgan | 281,344 | 0 | 0 | 0 | For |
| Equitable | 261,465 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 168,644 | 0 | 0 | 0 | For |
| Russell Investments | 148,612 | 0 | 0 | 0 | For |
| Lincoln Financial | 136,490 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 93,344 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
Ranked by the number of ALPHATEC HOLDINGS INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 146,906,000 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | American Century | 6.69% |
| 2 | Vanguard | 4.18% |
| 3 | BlackRock | 3.91% |
| 4 | BNP Paribas Asset Management Holding S.A. | 2.54% |
| 5 | State Street | 2.16% |
| 6 | Nuveen | 1.95% |
| 7 | BRAIDWELL LP | 1.92% |
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 1.49% |
| 9 | TIAA | 1.38% |
| 10 | Fidelity | 1.38% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| David R. Pelizzon | 10.31% | DEF14A |
| Squadron Capital LLC | 10.08% | DEF14A |
| Jennifer N. Pritzker | 9.00% | 13D |
| BlackRock | 5.68% | 13F |
| Patrick S. Miles | 4.90% | DEF14A |
| L-5 Healthcare Partners, LLC | 4.90% | 13D |
| Vanguard Group | 4.09% | 13F |
| State Street | 1.92% | 13F |
| Nuveen | 1.76% | 13F |
| Geode Capital | 1.71% | 13F |
Percentages above are of 146,906,000 shares outstanding, as reported by ALPHATEC HOLDINGS INC. on its Form 10-Q dated 2025-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ALPHATEC HOLDINGS INC.’s 10-Q dated 2025-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At ALPHATEC HOLDINGS INC.'s shareholder meeting held 2025-06-11, in the 2024-2025 proxy season, 221 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,304 separate fund positions. Their filings are grouped here into 13 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. — FOR was 93% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: ALPHATEC HOLDINGS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-06-13.
ALPHATEC HOLDINGS INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.