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ALTIMMUNE INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and ALTIMMUNE INC.’s Form 8-K, filed 2023-09-28 (Item 5.07 on EDGAR). Page generated 02 October 2026.

13Reported items
125Asset managers
1,662Fund votes
2023-09-28Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore ALTIMMUNE INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by ALTIMMUNE INC.

These tallies are ALTIMMUNE INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2023-09-28 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

ALTIMMUNE INC. — official shareholder meeting results, meeting held 2023-09-28
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Mitchel Sayare, Ph.D., Chairman	21,844,990	--	--	316,470	12,400,518	Majority: yes
Elect Director: Vipin K. Garg, Ph.D.	21,885,151	--	--	276,309	12,400,518	Majority: yes
Elect Director: David J. Drutz, M.D.	19,880,376	--	--	2,281,084	12,400,518	Majority: yes
Elect Director: John M. Gill	21,588,792	--	--	572,668	12,400,518	Majority: yes
Elect Director: Philip L. Hodges	21,810,125	--	--	351,335	12,400,518	Majority: yes
Elect Director: Diane Jorkasky, M.D.	21,824,133	--	--	337,327	12,400,518	Majority: yes
Elect Director: Wayne Pisano	19,385,875	--	--	2,775,585	12,400,518	Majority: yes
Elect Director: Klaus O. Schafer, M.D., MPH	21,823,016	--	--	338,444	12,400,518	Majority: yes
Elect Director: Catherine Sohn, Pharm D	21,912,287	--	--	249,173	12,400,518	Majority: yes
Proposal 2: Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023	34,318,768	153,149	90,061	--	--	Majority: yes
Proposal 3: Advisory vote on the Compensation of the Company's named executive officers as disclosed in the Proxy Statement pursuant to the SEC's compensation rules (referred to as the "say-on-pay" proposal)	16,834,432	5,221,648	105,380	--	12,400,518	Majority: yes
Proposal 5: Vote to authorize the adjournment of the 2023 Annual Meeting to enable the Board of Directors to solicit additional proxies	27,712,554	6,744,992	104,432	--	--	Majority: yes

Source: ALTIMMUNE INC., Form 8-K, filed with the SEC on 2023-09-28 — read the filing on EDGAR.

How asset managers voted at the ALTIMMUNE INC. 2023-2024 meeting

Each item below shows how the 125 asset managers that disclosed a ALTIMMUNE INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ALTIMMUNE INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Hold an advisory vote on the compensation of the Company's named executive officers as disclosed in the attached Proxy Statement.

COMPENSATIONMajority of the votes cast: yes

Combines 8 wordings of this item as funds reported it.

76% Majority: yes · of votes cast

FOR 76%AGAINST 24%

FOR: 16,834,432AGAINST: 5,221,648

ALTIMMUNE INC.’s own tally for this item (“Proposal 3: Advisory vote on the Compensation of the Company's named executive officers as disclosed in the Proxy Statement pursuant to the SEC's compensation rules (referred to as the "say-on-pay" proposal)”): 16,834,432 for, 5,221,648 against, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 32% for, 10% against (42% of the company cast a for/against vote).

The 119 asset managers below cast 78% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.

FOR 78%AGAINST 22%

FOR: 78.2%AGAINST: 21.8%

Largest asset managers voting on “Hold an advisory vote on the compensation of the Company's named executive officers as disclosed in the attach” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Against	Vote
Nuveen	3,451,113	0	For
TIAA	3,446,113	0	For
Vanguard	2,895,457	0	For
BlackRock	2,187,196	0	For
MARSHALL WACE, LLP	0	1,348,565	Against
Laurion Capital Management LP	1,074,559	0	For
Avidity Partners Management LP	0	1,049,273	Against
ARDSLEY ADVISORY PARTNERS LP	0	1,006,112	Against
Two Sigma	971,209	0	For
State Street	780,803	0	For
Fidelity	630,341	0	For
GEODE CAPITAL MANAGEMENT, LLC	592,258	0	For
BALYASNY ASSET MANAGEMENT L.P.	0	452,832	Against
Prudential/PGIM	0	325,267	Against
Charles Schwab	266,790	0	For
DE Shaw	226,613	0	For
JACOBS LEVY EQUITY MANAGEMENT, INC	188,455	0	For
Dimensional	0	171,014	Against
Rock Springs Capital Management LP	156,992	0	For
Aberdeen	0	150,000	Against
Goldman Sachs	149,943	0	For
Connor, Clark & Lunn Investment Management Ltd.	144,013	0	For
Equitable	89,935	47,140	For
BRIDGEWAY FUNDS INC	130,000	0	For
Point72	111,409	0	For

Showing the 25 largest of 119 asset managers. See all 119 in the interactive database.

2. Hold an advisory vote on the frequency of the advisory vote on the compensation of the Company's named executive officers as disclosed in the attached Proxy Statement.

COMPENSATION

Combines 4 wordings of this item as funds reported it.

100% fund support · no official result

ONE YEAR 78%1 YEAR 21%

The 112 asset managers below cast 100% of the shares they voted on this item FOR (29,304 for, 0 against).

FOR: 29,304 (0.1%)ONE YEAR: 18,246,391 (77.9%)1 YEAR: 4,954,420 (21.2%)THREE YEARS: 171,014 (0.7%)3 YEARS: 16,560 (0.1%)

Largest asset managers voting on “Hold an advisory vote on the frequency of the advisory vote on the compensation of the Company's named executi” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Nuveen	0	0	0	0	One Year
TIAA	0	0	0	0	One Year
Vanguard	0	0	0	0	One Year
BlackRock	0	0	0	0	One Year
MARSHALL WACE, LLP	0	0	0	0	1 Year
Laurion Capital Management LP	0	0	0	0	One Year
Avidity Partners Management LP	0	0	0	0	1 Year
ARDSLEY ADVISORY PARTNERS LP	0	0	0	0	1 Year
Two Sigma	0	0	0	0	One Year
State Street	0	0	0	0	One Year
Fidelity	0	0	0	0	One Year
GEODE CAPITAL MANAGEMENT, LLC	0	0	0	0	One Year
BALYASNY ASSET MANAGEMENT L.P.	0	0	0	0	1 Year
Prudential/PGIM	0	0	0	0	1 Year
Charles Schwab	0	0	0	0	1 Year
DE Shaw	0	0	0	0	One Year
JACOBS LEVY EQUITY MANAGEMENT, INC	0	0	0	0	One Year
Dimensional	0	0	0	0	Three Years
Rock Springs Capital Management LP	0	0	0	0	One Year
Aberdeen	0	0	0	0	One Year
Goldman Sachs	0	0	0	0	One Year
Connor, Clark & Lunn Investment Management Ltd.	0	0	0	0	One Year
Equitable	0	0	0	0	One Year
BRIDGEWAY FUNDS INC	0	0	0	0	One Year
Point72	0	0	0	0	One Year

Showing the 25 largest of 112 asset managers. See all 112 in the interactive database.

3. Approve the authorization to adjourn the Annual Meeting, if necessary or appropriate, to solicit additional proxies in favor of the foregoing proposals if there are not sufficient votes to approve the proposals.

CORPORATE GOVERNANCEMajority of the votes cast: yes

Combines 2 wordings of this item as funds reported it.

80% Majority: yes · of votes cast

FOR 80%AGAINST 20%

FOR: 27,712,554AGAINST: 6,744,992

ALTIMMUNE INC.’s own tally for this item (“Proposal 5: Vote to authorize the adjournment of the 2023 Annual Meeting to enable the Board of Directors to solicit additional proxies”): 27,712,554 for, 6,744,992 against, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 52.6% for, 13% against (65% of the company cast a for/against vote).

The 39 asset managers below cast 97% of the shares they voted on this item FOR (8,542,640 for, 291,125 against).

FOR 97%

FOR: 8,542,640 (96.7%)AGAINST: 291,125 (3.3%)

Largest asset managers voting on “Approve the authorization to adjourn the Annual Meeting, if necessary or appropriate, to solicit additional pr” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Against	Vote
TIAA	3,446,113	0	For
Vanguard	2,854,357	0	For
BlackRock	882,323	0	For
Fidelity	589,087	0	For
Equitable	137,075	0	For
Charles Schwab	0	133,395	Against
BRIDGEWAY FUNDS INC	130,000	0	For
Dimensional	120,443	0	For
Prudential/PGIM	0	75,800	Against
Aberdeen	75,000	0	For
Lincoln Financial	0	41,800	Against
ALPS ETF Trust	37,526	0	For
Northern Trust	34,022	0	For
AIG/SunAmerica	24,780	0	For
Pacific Life	20,571	0	For
John Hancock	20,493	0	For
American Century	20,389	0	For
Bridge Builder Trust	20,072	0	For
Voya	19,629	0	For
State Street	0	16,922	Against
Brighthouse	16,737	0	For
QUANTITATIVE MASTER SERIES LLC	15,966	0	For
Nationwide	14,655	0	For
Amplify ETF Trust	0	13,917	Against
Jackson National	11,637	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

4. Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Catherine Sohn, Pharm D

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 21,912,287WITHHELD: 249,173

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Catherine Sohn, Pharm D”): 21,912,287 for, 249,173 withheld, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 42% for, 0.5% withheld (42% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (8,833,765 for, 0 against).

FOR 100%

FOR: 8,833,765 (100.0%)

Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Vote
TIAA	3,446,113	For
Vanguard	2,854,357	For
BlackRock	882,323	For
Fidelity	589,087	For
Equitable	137,075	For
Charles Schwab	133,395	For
BRIDGEWAY FUNDS INC	130,000	For
Dimensional	120,443	For
Prudential/PGIM	75,800	For
Aberdeen	75,000	For
Lincoln Financial	41,800	For
ALPS ETF Trust	37,526	For
Northern Trust	34,022	For
AIG/SunAmerica	24,780	For
Pacific Life	20,571	For
John Hancock	20,493	For
American Century	20,389	For
Bridge Builder Trust	20,072	For
Voya	19,629	For
State Street	16,922	For
Brighthouse	16,737	For
QUANTITATIVE MASTER SERIES LLC	15,966	For
Nationwide	14,655	For
Amplify ETF Trust	13,917	For
Jackson National	11,637	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

5. Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: David J. Drutz, M.D.

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

90% Majority: yes · of votes cast

FOR 90%10%

FOR: 19,880,376WITHHELD: 2,281,084

ALTIMMUNE INC.’s own tally for this item (“Elect Director: David J. Drutz, M.D.”): 19,880,376 for, 2,281,084 withheld, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 38% for, 4% withheld (42% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (8,647,585 for, 0 against).

FOR 98%

FOR: 8,647,585 (97.9%)ABSTAIN: 186,180 (2.1%)

Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Abstain	Vote
TIAA	3,446,113	0	For
Vanguard	2,854,357	0	For
BlackRock	882,323	0	For
Fidelity	589,087	0	For
Equitable	89,935	47,140	For
Charles Schwab	133,395	0	For
BRIDGEWAY FUNDS INC	0	130,000	Abstain
Dimensional	120,443	0	For
Prudential/PGIM	75,800	0	For
Aberdeen	75,000	0	For
Lincoln Financial	41,800	0	For
ALPS ETF Trust	37,526	0	For
Northern Trust	34,022	0	For
AIG/SunAmerica	24,780	0	For
Pacific Life	20,571	0	For
John Hancock	20,493	0	For
American Century	20,389	0	For
Bridge Builder Trust	20,072	0	For
Voya	19,629	0	For
State Street	16,922	0	For
Brighthouse	16,737	0	For
QUANTITATIVE MASTER SERIES LLC	15,966	0	For
Nationwide	14,655	0	For
Amplify ETF Trust	13,917	0	For
Jackson National	11,637	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

6. Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Diane Jorkasky, M.D.

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 21,824,133WITHHELD: 337,327

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Diane Jorkasky, M.D.”): 21,824,133 for, 337,327 withheld, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 41% for, 0.7% withheld (42% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (8,833,765 for, 0 against).

FOR 100%

FOR: 8,833,765 (100.0%)

Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Vote
TIAA	3,446,113	For
Vanguard	2,854,357	For
BlackRock	882,323	For
Fidelity	589,087	For
Equitable	137,075	For
Charles Schwab	133,395	For
BRIDGEWAY FUNDS INC	130,000	For
Dimensional	120,443	For
Prudential/PGIM	75,800	For
Aberdeen	75,000	For
Lincoln Financial	41,800	For
ALPS ETF Trust	37,526	For
Northern Trust	34,022	For
AIG/SunAmerica	24,780	For
Pacific Life	20,571	For
John Hancock	20,493	For
American Century	20,389	For
Bridge Builder Trust	20,072	For
Voya	19,629	For
State Street	16,922	For
Brighthouse	16,737	For
QUANTITATIVE MASTER SERIES LLC	15,966	For
Nationwide	14,655	For
Amplify ETF Trust	13,917	For
Jackson National	11,637	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

7. Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: John M. Gill

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 21,588,792WITHHELD: 572,668

ALTIMMUNE INC.’s own tally for this item (“Elect Director: John M. Gill”): 21,588,792 for, 572,668 withheld, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 41% for, 1% withheld (42% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (8,620,140 for, 0 against).

FOR 98%

FOR: 8,620,140 (97.6%)ABSTAIN: 213,625 (2.4%)

Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Abstain	Vote
TIAA	3,446,113	0	For
Vanguard	2,854,357	0	For
BlackRock	882,323	0	For
Fidelity	589,087	0	For
Equitable	137,075	0	For
Charles Schwab	133,395	0	For
BRIDGEWAY FUNDS INC	0	130,000	Abstain
Dimensional	120,443	0	For
Prudential/PGIM	75,800	0	For
Aberdeen	0	75,000	Abstain
Lincoln Financial	41,800	0	For
ALPS ETF Trust	37,526	0	For
Northern Trust	34,022	0	For
AIG/SunAmerica	24,780	0	For
Pacific Life	20,571	0	For
John Hancock	20,493	0	For
American Century	20,389	0	For
Bridge Builder Trust	20,072	0	For
Voya	19,629	0	For
State Street	16,922	0	For
Brighthouse	16,737	0	For
QUANTITATIVE MASTER SERIES LLC	15,966	0	For
Nationwide	14,655	0	For
Amplify ETF Trust	13,917	0	For
Jackson National	11,637	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

8. Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Klaus O. Schafer, M.D., MPH

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 21,823,016WITHHELD: 338,444

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Klaus O. Schafer, M.D., MPH”): 21,823,016 for, 338,444 withheld, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 41% for, 0.7% withheld (42% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (8,833,765 for, 0 against).

FOR 100%

FOR: 8,833,765 (100.0%)

Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Vote
TIAA	3,446,113	For
Vanguard	2,854,357	For
BlackRock	882,323	For
Fidelity	589,087	For
Equitable	137,075	For
Charles Schwab	133,395	For
BRIDGEWAY FUNDS INC	130,000	For
Dimensional	120,443	For
Prudential/PGIM	75,800	For
Aberdeen	75,000	For
Lincoln Financial	41,800	For
ALPS ETF Trust	37,526	For
Northern Trust	34,022	For
AIG/SunAmerica	24,780	For
Pacific Life	20,571	For
John Hancock	20,493	For
American Century	20,389	For
Bridge Builder Trust	20,072	For
Voya	19,629	For
State Street	16,922	For
Brighthouse	16,737	For
QUANTITATIVE MASTER SERIES LLC	15,966	For
Nationwide	14,655	For
Amplify ETF Trust	13,917	For
Jackson National	11,637	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

9. Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Mitchel Sayare, Ph.D.

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 21,844,990WITHHELD: 316,470

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Mitchel Sayare, Ph.D., Chairman”): 21,844,990 for, 316,470 withheld, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 41% for, 0.7% withheld (42% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (8,833,765 for, 0 against).

FOR 100%

FOR: 8,833,765 (100.0%)

Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Vote
TIAA	3,446,113	For
Vanguard	2,854,357	For
BlackRock	882,323	For
Fidelity	589,087	For
Equitable	137,075	For
Charles Schwab	133,395	For
BRIDGEWAY FUNDS INC	130,000	For
Dimensional	120,443	For
Prudential/PGIM	75,800	For
Aberdeen	75,000	For
Lincoln Financial	41,800	For
ALPS ETF Trust	37,526	For
Northern Trust	34,022	For
AIG/SunAmerica	24,780	For
Pacific Life	20,571	For
John Hancock	20,493	For
American Century	20,389	For
Bridge Builder Trust	20,072	For
Voya	19,629	For
State Street	16,922	For
Brighthouse	16,737	For
QUANTITATIVE MASTER SERIES LLC	15,966	For
Nationwide	14,655	For
Amplify ETF Trust	13,917	For
Jackson National	11,637	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

10. Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Philip L. Hodges

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 21,810,125WITHHELD: 351,335

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Philip L. Hodges”): 21,810,125 for, 351,335 withheld, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 41% for, 0.7% withheld (42% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (8,833,765 for, 0 against).

FOR 100%

FOR: 8,833,765 (100.0%)

Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Vote
TIAA	3,446,113	For
Vanguard	2,854,357	For
BlackRock	882,323	For
Fidelity	589,087	For
Equitable	137,075	For
Charles Schwab	133,395	For
BRIDGEWAY FUNDS INC	130,000	For
Dimensional	120,443	For
Prudential/PGIM	75,800	For
Aberdeen	75,000	For
Lincoln Financial	41,800	For
ALPS ETF Trust	37,526	For
Northern Trust	34,022	For
AIG/SunAmerica	24,780	For
Pacific Life	20,571	For
John Hancock	20,493	For
American Century	20,389	For
Bridge Builder Trust	20,072	For
Voya	19,629	For
State Street	16,922	For
Brighthouse	16,737	For
QUANTITATIVE MASTER SERIES LLC	15,966	For
Nationwide	14,655	For
Amplify ETF Trust	13,917	For
Jackson National	11,637	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

11. Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Vipin K. Garg, Ph.D.

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 21,885,151WITHHELD: 276,309

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Vipin K. Garg, Ph.D.”): 21,885,151 for, 276,309 withheld, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 42% for, 0.6% withheld (42% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (8,833,765 for, 0 against).

FOR 100%

FOR: 8,833,765 (100.0%)

Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Vote
TIAA	3,446,113	For
Vanguard	2,854,357	For
BlackRock	882,323	For
Fidelity	589,087	For
Equitable	137,075	For
Charles Schwab	133,395	For
BRIDGEWAY FUNDS INC	130,000	For
Dimensional	120,443	For
Prudential/PGIM	75,800	For
Aberdeen	75,000	For
Lincoln Financial	41,800	For
ALPS ETF Trust	37,526	For
Northern Trust	34,022	For
AIG/SunAmerica	24,780	For
Pacific Life	20,571	For
John Hancock	20,493	For
American Century	20,389	For
Bridge Builder Trust	20,072	For
Voya	19,629	For
State Street	16,922	For
Brighthouse	16,737	For
QUANTITATIVE MASTER SERIES LLC	15,966	For
Nationwide	14,655	For
Amplify ETF Trust	13,917	For
Jackson National	11,637	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

12. Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Wayne Pisano

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

87% Majority: yes · of votes cast

FOR 87%13%

FOR: 19,385,875WITHHELD: 2,775,585

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Wayne Pisano”): 19,385,875 for, 2,775,585 withheld, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 37% for, 5% withheld (42% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (8,600,081 for, 0 against).

FOR 97%

FOR: 8,600,081 (97.4%)ABSTAIN: 233,684 (2.6%)

Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Abstain	Vote
TIAA	3,446,113	0	For
Vanguard	2,854,357	0	For
BlackRock	882,323	0	For
Fidelity	589,087	0	For
Equitable	137,075	0	For
Charles Schwab	133,395	0	For
BRIDGEWAY FUNDS INC	0	130,000	Abstain
Dimensional	120,443	0	For
Prudential/PGIM	75,800	0	For
Aberdeen	75,000	0	For
Lincoln Financial	0	41,800	Abstain
ALPS ETF Trust	37,526	0	For
Northern Trust	0	34,022	Abstain
AIG/SunAmerica	24,780	0	For
Pacific Life	20,571	0	For
John Hancock	20,493	0	For
American Century	20,389	0	For
Bridge Builder Trust	20,072	0	For
Voya	19,629	0	For
State Street	0	16,922	Abstain
Brighthouse	16,737	0	For
QUANTITATIVE MASTER SERIES LLC	15,966	0	For
Nationwide	14,655	0	For
Amplify ETF Trust	13,917	0	For
Jackson National	11,637	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

13. Vote to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%

FOR: 34,318,768AGAINST: 153,149

ALTIMMUNE INC.’s own tally for this item (“Proposal 2: Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023”): 34,318,768 for, 153,149 against, per its Form 8-K filed 2023-09-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 52,657,661 outstanding shares: 65% for, 0.3% against (65% of the company cast a for/against vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (8,833,765 for, 0 against).

FOR 100%

FOR: 8,833,765 (100.0%)

Largest asset managers voting on “Vote to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting ” at ALTIMMUNE INC., 2023-2024
Asset manager	For	Vote
TIAA	3,446,113	For
Vanguard	2,854,357	For
BlackRock	882,323	For
Fidelity	589,087	For
Equitable	137,075	For
Charles Schwab	133,395	For
BRIDGEWAY FUNDS INC	130,000	For
Dimensional	120,443	For
Prudential/PGIM	75,800	For
Aberdeen	75,000	For
Lincoln Financial	41,800	For
ALPS ETF Trust	37,526	For
Northern Trust	34,022	For
AIG/SunAmerica	24,780	For
Pacific Life	20,571	For
John Hancock	20,493	For
American Century	20,389	For
Bridge Builder Trust	20,072	For
Voya	19,629	For
State Street	16,922	For
Brighthouse	16,737	For
QUANTITATIVE MASTER SERIES LLC	15,966	For
Nationwide	14,655	For
Amplify ETF Trust	13,917	For
Jackson National	11,637	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

Largest ALTIMMUNE INC. shareholders voting in 2023-2024

Ranked by the number of ALTIMMUNE INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 52,657,661 shares outstanding at the time of that meeting.

Top ALTIMMUNE INC. shareholders by shares voted, 2023-2024
#	Asset manager	% of shares outstanding
1	Nuveen	6.55%
2	TIAA	6.54%
3	Vanguard	5.50%
4	BlackRock	4.15%
5	MARSHALL WACE, LLP	2.56%
6	Laurion Capital Management LP	2.04%
7	Avidity Partners Management LP	1.99%
8	ARDSLEY ADVISORY PARTNERS LP	1.91%
9	Two Sigma	1.84%
10	State Street	1.48%

Reported ALTIMMUNE INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

ALTIMMUNE INC. beneficial owners on record for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
State Street	16.43%	13F
Vanguard Group	12.10%	13F
BlackRock	12.10%	13F
Ameriprise Financial, Inc.	7.95%	DEF14A
Millennium Management	3.02%	13F
Morgan Stanley	2.83%	13F
Vipin K. Garg, Ph.D.	2.38%	DEF14A
Geode Capital	2.35%	13F
Nuveen	1.73%	13F
Citadel Advisors	1.22%	13F

Percentages above are of 52,657,661 shares outstanding, as reported by ALTIMMUNE INC. on its Form 10-Q dated 2023-06-30 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ALTIMMUNE INC.’s 10-Q dated 2023-06-30. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At ALTIMMUNE INC.'s shareholder meeting held 2023-09-28, in the 2023-2024 proxy season, 125 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,662 separate fund positions. Their filings are grouped here into 13 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Hold an advisory vote on the compensation of the Company's named executive officers as… — FOR was 76% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: ALTIMMUNE INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2023-09-28.

ALTIMMUNE INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.