ALTO INGREDIENTS INC. 2023-2024 Proxy Voting Records

Description as filed by funds: To elect six directors to serve on our Board of Directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified: Bryon T. McGregor

ALTO INGREDIENTS INC.’s own tally for this item (“Elect Director: Bryon T. McGregor”): 28,045,022 for, 7,252,144 withheld, per its Form 8-K filed June 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following nominees were elected by the votes indicated to serve as directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified:”
Support: 79% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 26 asset managers below reported 12,507,895 for.

Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).

Description as filed by funds: To elect six directors to serve on our Board of Directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified: Dianne S. Nury

ALTO INGREDIENTS INC.’s own tally for this item (“Elect Director: Dianne S. Nury”): 32,253,420 for, 3,043,746 withheld, per its Form 8-K filed June 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following nominees were elected by the votes indicated to serve as directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified:”
Support: 91% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 26 asset managers below reported 12,022,122 for, 352,000 withheld, 133,773 abstained.

Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).

Description as filed by funds: To elect six directors to serve on our Board of Directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified: Douglas L. Kieta

ALTO INGREDIENTS INC.’s own tally for this item (“Elect Director: Douglas L. Kieta”): 30,326,042 for, 4,971,124 withheld, per its Form 8-K filed June 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following nominees were elected by the votes indicated to serve as directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified:”
Support: 86% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 26 asset managers below reported 12,021,898 for, 352,224 withheld, 133,773 abstained.

Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).

Description as filed by funds: To elect six directors to serve on our Board of Directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified: Gilbert E. Nathan

ALTO INGREDIENTS INC.’s own tally for this item (“Elect Director: Gilbert E. Nathan”): 32,743,556 for, 2,553,610 withheld, per its Form 8-K filed June 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following nominees were elected by the votes indicated to serve as directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified:”
Support: 93% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 26 asset managers below reported 12,507,895 for.

Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).

Description as filed by funds: To elect six directors to serve on our Board of Directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified: Maria G. Gray

ALTO INGREDIENTS INC.’s own tally for this item (“Elect Director: Maria G. Gray”): 32,376,386 for, 2,920,780 withheld, per its Form 8-K filed June 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following nominees were elected by the votes indicated to serve as directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified:”
Support: 92% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 26 asset managers below reported 12,022,122 for, 352,000 withheld, 133,773 abstained.

Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).

Description as filed by funds: To elect six directors to serve on our Board of Directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified: Michael D. Kandris

ALTO INGREDIENTS INC.’s own tally for this item (“Elect Director: Michael D. Kandris”): 27,617,094 for, 7,680,072 withheld, per its Form 8-K filed June 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following nominees were elected by the votes indicated to serve as directors until the next annual meeting of stockholders and/or until their successors are duly elected and qualified:”
Support: 78% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 26 asset managers below reported 12,507,895 for.

Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).

Description as filed by funds: TO APPROVE AN AMENDMENT TO OUR 2016 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 11,400,000 SHARES TO 15,200,000 SHARES.

ALTO INGREDIENTS INC.’s own tally for this item (“3. To approve an amendment to the Company's 2016 Stock Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan from 11,400,000 shares to 15,200,000 shares”): 24,313,353 for, 10,889,086 against, per its Form 8-K filed June 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 69% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 29 asset managers below reported 11,330,873 for, 1,217,203 against.

Showing the 25 largest of 29 asset managers. All 29 are in the interactive database (link above).

Description as filed by funds: To cast a non-binding advisory vote to approve our executive compensation ("say-on-pay").

ALTO INGREDIENTS INC.’s own tally for this item (“2. To approve the 2023 compensation of the Company's named executive officers, as disclosed in the proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission ("say-on-pay")”): 26,055,415 for, 9,024,331 against, per its Form 8-K filed June 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 74% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of ALTO INGREDIENTS INC.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Executive Compensation” (2 managers, 115 for).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 26 managers: 12,507,895 for. Showing the 25 largest; every one is in the interactive database (link above).

Institutional-manager reports, all 75 managers: 14,010,136 for, 19,898 against, 5,000 abstained. Showing the 25 largest; every one is in the interactive database (link above).

Description as filed by funds: TO RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2024.

ALTO INGREDIENTS INC.’s own tally for this item (“4. To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024”): 49,027,666 for, 1,253,050 against, per its Form 8-K filed June 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 26 asset managers below reported 12,374,122 for, 133,773 against.

Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).