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AMERIPRISE FINANCIAL INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and AMERIPRISE FINANCIAL INC.’s Form 8-K, filed 2024-04-26 (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 16Reported items
  • 965Asset managers
  • 10,322Fund votes
  • 2024-04-24Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore AMERIPRISE FINANCIAL INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by AMERIPRISE FINANCIAL INC.

These tallies are AMERIPRISE FINANCIAL INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-04-26 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

AMERIPRISE FINANCIAL INC. — official shareholder meeting results, meeting held 2024-04-24
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: James M. Cracchiolo 76,474,3705,420,556160,378 --5,973,132 Majority: yes
Elect Director: Dianne Neal Blixt 78,853,8733,071,599129,832 --5,973,132 Majority: yes
Elect Director: Amy DiGeso 68,440,47113,319,062295,771 --5,973,132 Majority: yes
Elect Director: Armando Pimentel, Jr. 80,981,211936,129137,964 --5,973,132 Majority: yes
Elect Director: Robert F. Sharpe, Jr. 74,655,7377,264,870134,697 --5,973,132 Majority: yes
Elect Director: Brian T. Shea 77,025,9544,895,053134,297 --5,973,132 Majority: yes
Elect Director: W. Edward Walter III 80,556,9201,361,258137,126 --5,973,132 Majority: yes
Elect Director: Christopher J. Williams 76,877,9315,040,144137,229 --5,973,132 Majority: yes
Item 3 – Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers . The shareholders approved, on an advisory basis, the compensation of its named executive officers. 72,562,1399,249,183243,982 --5,973,132 Majority: yes

Source: AMERIPRISE FINANCIAL INC., Form 8-K, filed with the SEC on 2024-04-26 — read the filing on EDGAR.

How asset managers voted at the AMERIPRISE FINANCIAL INC. 2023-2024 meeting

Each item below shows how the 965 asset managers that disclosed a AMERIPRISE FINANCIAL INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of AMERIPRISE FINANCIAL INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve the compensation of the named executive officers by a nonbinding advisory vote.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 24 wordings of this item as funds reported it.

89% Majority: yes · of votes cast

FOR 89%11%
FOR: 72,562,139AGAINST: 9,249,183

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Item 3 – Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers . The shareholders approved, on an advisory basis, the compensation of its named executive officers.”): 72,562,139 for, 9,249,183 against, per its Form 8-K filed 2024-04-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 100,290,614 outstanding shares: 72% for, 9% against (82% of the company cast a for/against vote).

The 946 asset managers below cast 95% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.

FOR 95%
FOR: 94.6%AGAINST: 5.4%ABSTAIN: 0.0%UNKNOWN: 0.0%NOT VOTED: 0.0%
Largest asset managers voting on “To approve the compensation of the named executive officers by a nonbinding advisory vote.” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
New York Life10,019,7168,678 00For
Vanguard8,261,4010 00For
JPMorgan7,461,0699 00For
BlackRock6,812,93658,560 00For
Fidelity4,112,0160 00For
Aristotle Capital Management, LLC3,148,4475,123 00For
UBS2,780,82574,186 00For
GEODE CAPITAL MANAGEMENT, LLC2,529,7330 00For
VIKING GLOBAL INVESTORS LP2,047,0190 00For
State Street1,890,20766 00For
Putnam1,878,9180 00For
Nuveen1,562,277720 00For
John Hancock1,371,8190 00For
TIAA1,328,6370 00For
Charles Schwab1,175,6660 00For
Thrivent1,072,8790 00For
Dimensional969,0280 00For
Invesco957,2620 00For
Man Group plc744,7200 00For
Northern Trust699,65229,286 00For
Morgan Stanley711,7301,507 00For
Beutel, Goodman & Co Ltd.691,1860 00For
Goldman Sachs688,30550 00For
LYRICAL ASSET MANAGEMENT LP648,8470 00For
LSV ASSET MANAGEMENT647,9110 00For

Showing the 25 largest of 946 asset managers. See all 946 in the interactive database.

2. Election of Directors: Amy DiGeso

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

84% Majority: yes · of votes cast

FOR 84%AGAINST 16%
FOR: 68,440,471AGAINST: 13,319,062

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Amy DiGeso”): 68,440,471 for, 13,319,062 against, per its Form 8-K filed 2024-04-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 100,290,614 outstanding shares: 68% for, 13% against (82% of the company cast a for/against vote).

The 171 asset managers below cast 97% of the shares they voted on this item FOR (29,517,444 for, 786,925 against).

FOR 97%
FOR: 29,517,444 (97.4%)AGAINST: 786,925 (2.6%)ABSTAIN: 4,400 (0.0%)
Largest asset managers voting on “Election of Directors: Amy DiGeso” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard8,254,4250 00For
JPMorgan4,121,2450 00For
BlackRock3,295,2171,272 00For
Fidelity3,226,60643,400 00For
TIAA1,325,5900 00For
John Hancock1,266,3460 00For
State Street945,22553 00For
Dimensional792,8340 00For
Charles Schwab583,3300 00For
Thrivent530,7370 00For
Invesco444,0320 00For
Victory Capital247,4760 00For
Equitable245,8661,000 00For
Federated Hermes211,8230 00For
STERLING CAPITAL FUNDS0203,640 00Against
Bridge Builder Trust115,72784,165 00For
Jackson National198,8190 00For
Brown Advisory Funds189,3000 00For
American Century176,4660 00For
SEI0164,162 00Against
Principal164,1170 00For
MASTER INVESTMENT PORTFOLIO158,4260 00For
HARBOR FUNDS148,0009,700 00For
Putnam154,2630 00For
AIG/SunAmerica152,8000 00For

Showing the 25 largest of 171 asset managers. See all 171 in the interactive database.

3. Election of Directors: Armando Pimentel, Jr.

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 80,981,211AGAINST: 936,129

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Armando Pimentel, Jr.”): 80,981,211 for, 936,129 against, per its Form 8-K filed 2024-04-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 100,290,614 outstanding shares: 81% for, 1.0% against (82% of the company cast a for/against vote).

The 171 asset managers below cast 99.9% of the shares they voted on this item FOR (30,298,995 for, 5,374 against).

FOR 99.9%
FOR: 30,298,995 (100.0%)AGAINST: 5,374 (0.0%)ABSTAIN: 4,400 (0.0%)
Largest asset managers voting on “Election of Directors: Armando Pimentel, Jr.” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard8,254,4250 00For
JPMorgan4,121,2450 00For
BlackRock3,296,236253 00For
Fidelity3,270,0060 00For
TIAA1,325,5900 00For
John Hancock1,266,3460 00For
State Street945,25919 00For
Dimensional792,8340 00For
Charles Schwab583,3300 00For
Thrivent530,7370 00For
Invesco444,0320 00For
Victory Capital247,4760 00For
Equitable246,8660 00For
Federated Hermes211,8230 00For
STERLING CAPITAL FUNDS203,6400 00For
Bridge Builder Trust199,8920 00For
Jackson National198,8190 00For
Brown Advisory Funds189,3000 00For
American Century176,4660 00For
SEI164,1620 00For
Principal164,1170 00For
MASTER INVESTMENT PORTFOLIO158,4260 00For
HARBOR FUNDS157,7000 00For
Putnam154,2630 00For
AIG/SunAmerica152,8000 00For

Showing the 25 largest of 171 asset managers. See all 171 in the interactive database.

4. Election of Directors: Brian T. Shea

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%
FOR: 77,025,954AGAINST: 4,895,053

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Brian T. Shea”): 77,025,954 for, 4,895,053 against, per its Form 8-K filed 2024-04-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 100,290,614 outstanding shares: 77% for, 5% against (82% of the company cast a for/against vote).

The 171 asset managers below cast 99.7% of the shares they voted on this item FOR (30,221,555 for, 82,814 against).

FOR 99.7%
FOR: 30,221,555 (99.7%)AGAINST: 82,814 (0.3%)ABSTAIN: 4,400 (0.0%)
Largest asset managers voting on “Election of Directors: Brian T. Shea” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard8,254,4250 00For
JPMorgan4,121,2450 00For
BlackRock3,295,748741 00For
Fidelity3,270,0060 00For
TIAA1,325,5900 00For
John Hancock1,266,3460 00For
State Street945,22553 00For
Dimensional792,8340 00For
Charles Schwab583,3300 00For
Thrivent530,7370 00For
Invesco444,0320 00For
Victory Capital247,4760 00For
Equitable246,8660 00For
Federated Hermes211,8230 00For
STERLING CAPITAL FUNDS203,6400 00For
Bridge Builder Trust199,227665 00For
Jackson National198,8190 00For
Brown Advisory Funds189,3000 00For
American Century176,4660 00For
SEI164,1620 00For
Principal164,1170 00For
MASTER INVESTMENT PORTFOLIO158,4260 00For
HARBOR FUNDS157,7000 00For
Putnam154,2630 00For
AIG/SunAmerica152,8000 00For

Showing the 25 largest of 171 asset managers. See all 171 in the interactive database.

5. Election of Directors: Christopher J. Williams

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%
FOR: 76,877,931AGAINST: 5,040,144

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Christopher J. Williams”): 76,877,931 for, 5,040,144 against, per its Form 8-K filed 2024-04-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 100,290,614 outstanding shares: 77% for, 5% against (82% of the company cast a for/against vote).

The 171 asset managers below cast 99.7% of the shares they voted on this item FOR (30,221,555 for, 82,814 against).

FOR 99.7%
FOR: 30,221,555 (99.7%)AGAINST: 82,814 (0.3%)ABSTAIN: 4,400 (0.0%)
Largest asset managers voting on “Election of Directors: Christopher J. Williams” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard8,254,4250 00For
JPMorgan4,121,2450 00For
BlackRock3,295,748741 00For
Fidelity3,270,0060 00For
TIAA1,325,5900 00For
John Hancock1,266,3460 00For
State Street945,22553 00For
Dimensional792,8340 00For
Charles Schwab583,3300 00For
Thrivent530,7370 00For
Invesco444,0320 00For
Victory Capital247,4760 00For
Equitable246,8660 00For
Federated Hermes211,8230 00For
STERLING CAPITAL FUNDS203,6400 00For
Bridge Builder Trust199,227665 00For
Jackson National198,8190 00For
Brown Advisory Funds189,3000 00For
American Century176,4660 00For
SEI164,1620 00For
Principal164,1170 00For
MASTER INVESTMENT PORTFOLIO158,4260 00For
HARBOR FUNDS157,7000 00For
Putnam154,2630 00For
AIG/SunAmerica152,8000 00For

Showing the 25 largest of 171 asset managers. See all 171 in the interactive database.

6. Election of Directors: Dianne Neal Blixt

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 78,853,873AGAINST: 3,071,599

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Dianne Neal Blixt”): 78,853,873 for, 3,071,599 against, per its Form 8-K filed 2024-04-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 100,290,614 outstanding shares: 79% for, 3% against (82% of the company cast a for/against vote).

The 171 asset managers below cast 99.9% of the shares they voted on this item FOR (30,297,009 for, 7,360 against).

FOR 99.9%
FOR: 30,297,009 (100.0%)AGAINST: 7,360 (0.0%)ABSTAIN: 4,400 (0.0%)
Largest asset managers voting on “Election of Directors: Dianne Neal Blixt” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard8,254,4250 00For
JPMorgan4,121,2450 00For
BlackRock3,296,236253 00For
Fidelity3,270,0060 00For
TIAA1,325,5900 00For
John Hancock1,266,3460 00For
State Street945,25919 00For
Dimensional792,8340 00For
Charles Schwab583,3300 00For
Thrivent530,7370 00For
Invesco444,0320 00For
Victory Capital247,4760 00For
Equitable246,8660 00For
Federated Hermes211,8230 00For
STERLING CAPITAL FUNDS203,6400 00For
Bridge Builder Trust199,8920 00For
Jackson National198,8190 00For
Brown Advisory Funds189,3000 00For
American Century176,4660 00For
SEI164,1620 00For
Principal164,1170 00For
MASTER INVESTMENT PORTFOLIO158,4260 00For
HARBOR FUNDS157,7000 00For
Putnam154,2630 00For
AIG/SunAmerica152,8000 00For

Showing the 25 largest of 171 asset managers. See all 171 in the interactive database.

7. Election of Directors: James M. Cracchiolo

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

93% Majority: yes · of votes cast

FOR 93%
FOR: 76,474,370AGAINST: 5,420,556

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: James M. Cracchiolo”): 76,474,370 for, 5,420,556 against, per its Form 8-K filed 2024-04-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 100,290,614 outstanding shares: 76% for, 5% against (82% of the company cast a for/against vote).

The 171 asset managers below cast 99.8% of the shares they voted on this item FOR (30,262,202 for, 42,167 against).

FOR 99.8%
FOR: 30,262,202 (99.8%)AGAINST: 42,167 (0.1%)ABSTAIN: 4,400 (0.0%)
Largest asset managers voting on “Election of Directors: James M. Cracchiolo” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard8,254,4250 00For
JPMorgan4,121,2450 00For
BlackRock3,296,236253 00For
Fidelity3,270,0060 00For
TIAA1,325,5900 00For
John Hancock1,266,3460 00For
State Street945,25622 00For
Dimensional792,8340 00For
Charles Schwab583,3300 00For
Thrivent530,7370 00For
Invesco444,0320 00For
Victory Capital247,4760 00For
Equitable245,8661,000 00For
Federated Hermes211,8230 00For
STERLING CAPITAL FUNDS203,6400 00For
Bridge Builder Trust199,8920 00For
Jackson National198,8190 00For
Brown Advisory Funds189,3000 00For
American Century176,4660 00For
SEI164,1620 00For
Principal164,1170 00For
MASTER INVESTMENT PORTFOLIO158,4260 00For
HARBOR FUNDS157,7000 00For
Putnam154,2630 00For
AIG/SunAmerica152,8000 00For

Showing the 25 largest of 171 asset managers. See all 171 in the interactive database.

8. Election of Directors: Robert F. Sharpe, Jr.

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

91% Majority: yes · of votes cast

FOR 91%9%
FOR: 74,655,737AGAINST: 7,264,870

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Robert F. Sharpe, Jr.”): 74,655,737 for, 7,264,870 against, per its Form 8-K filed 2024-04-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 100,290,614 outstanding shares: 74% for, 7% against (82% of the company cast a for/against vote).

The 171 asset managers below cast 99.1% of the shares they voted on this item FOR (30,046,408 for, 257,961 against).

FOR 99.1%
FOR: 30,046,408 (99.1%)AGAINST: 257,961 (0.9%)ABSTAIN: 4,400 (0.0%)
Largest asset managers voting on “Election of Directors: Robert F. Sharpe, Jr.” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard8,254,4250 00For
JPMorgan4,121,2450 00For
BlackRock3,295,748741 00For
Fidelity3,270,0060 00For
TIAA1,325,5900 00For
John Hancock1,266,3460 00For
State Street945,21266 00For
Dimensional792,8340 00For
Charles Schwab583,3300 00For
Thrivent530,7370 00For
Invesco444,0320 00For
Victory Capital247,4760 00For
Equitable246,8660 00For
Federated Hermes211,8230 00For
STERLING CAPITAL FUNDS203,6400 00For
Bridge Builder Trust199,227665 00For
Jackson National198,8190 00For
Brown Advisory Funds189,3000 00For
American Century176,4660 00For
SEI164,1620 00For
Principal164,1170 00For
MASTER INVESTMENT PORTFOLIO158,4260 00For
HARBOR FUNDS157,7000 00For
Putnam154,2630 00For
AIG/SunAmerica152,8000 00For

Showing the 25 largest of 171 asset managers. See all 171 in the interactive database.

9. Election of Directors: W. Edward Walter III

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 80,556,920AGAINST: 1,361,258

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: W. Edward Walter III”): 80,556,920 for, 1,361,258 against, per its Form 8-K filed 2024-04-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 100,290,614 outstanding shares: 80% for, 1% against (82% of the company cast a for/against vote).

The 171 asset managers below cast 99.9% of the shares they voted on this item FOR (30,298,995 for, 5,374 against).

FOR 99.9%
FOR: 30,298,995 (100.0%)AGAINST: 5,374 (0.0%)ABSTAIN: 4,400 (0.0%)
Largest asset managers voting on “Election of Directors: W. Edward Walter III” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard8,254,4250 00For
JPMorgan4,121,2450 00For
BlackRock3,296,236253 00For
Fidelity3,270,0060 00For
TIAA1,325,5900 00For
John Hancock1,266,3460 00For
State Street945,25919 00For
Dimensional792,8340 00For
Charles Schwab583,3300 00For
Thrivent530,7370 00For
Invesco444,0320 00For
Victory Capital247,4760 00For
Equitable246,8660 00For
Federated Hermes211,8230 00For
STERLING CAPITAL FUNDS203,6400 00For
Bridge Builder Trust199,8920 00For
Jackson National198,8190 00For
Brown Advisory Funds189,3000 00For
American Century176,4660 00For
SEI164,1620 00For
Principal164,1170 00For
MASTER INVESTMENT PORTFOLIO158,4260 00For
HARBOR FUNDS157,7000 00For
Putnam154,2630 00For
AIG/SunAmerica152,8000 00For

Showing the 25 largest of 171 asset managers. See all 171 in the interactive database.

10. To ratify the Audit and Risk Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2024.

AUDIT-RELATED

Combines 8 wordings of this item as funds reported it.

99.8% fund support · no official result

FOR 99.8%

The 168 asset managers below cast 99.8% of the shares they voted on this item FOR (30,234,187 for, 37,842 against).

FOR: 30,234,187 (99.9%)AGAINST: 37,842 (0.1%)ABSTAIN: 3,213 (0.0%)
Largest asset managers voting on “To ratify the Audit and Risk Committee's appointment of PricewaterhouseCoopers LLP as the Company's independen” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard8,254,4250 00For
JPMorgan4,121,2450 00For
BlackRock3,296,4890 00For
Fidelity3,270,0060 00For
TIAA1,325,5900 00For
John Hancock1,266,3460 00For
State Street945,26612 00For
Dimensional792,8340 00For
Charles Schwab583,3300 00For
Thrivent530,7370 00For
Invesco444,0320 00For
Victory Capital247,4760 00For
Equitable246,8660 00For
Federated Hermes211,8230 00For
STERLING CAPITAL FUNDS203,6400 00For
Bridge Builder Trust199,8920 00For
Jackson National198,8190 00For
Brown Advisory Funds189,3000 00For
American Century176,4660 00For
SEI164,1620 00For
Principal164,1170 00For
MASTER INVESTMENT PORTFOLIO158,4260 00For
HARBOR FUNDS157,7000 00For
Putnam154,2630 00For
AIG/SunAmerica152,8000 00For

Showing the 25 largest of 168 asset managers. See all 168 in the interactive database.

11. TO APPROVE THE AMENDMENT OF THE AMERIPRISE FINANCIAL, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ALLOW FOR EXCULPATION OF OFFICERS AS PERMITTED BY DELAWARE LAW.

SHAREHOLDER RIGHTS AND DEFENSES

Combines 3 wordings of this item as funds reported it.

83% fund support · no official result

FOR 83%AGAINST 17%

The 167 asset managers below cast 83% of the shares they voted on this item FOR (25,024,846 for, 5,246,791 against).

FOR: 25,024,846 (82.7%)AGAINST: 5,246,791 (17.3%)ABSTAIN: 3,400 (0.0%)
Largest asset managers voting on “TO APPROVE THE AMENDMENT OF THE AMERIPRISE FINANCIAL, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION T” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard8,254,4250 00For
JPMorgan6,7484,114,497 00Against
BlackRock3,294,9611,528 00For
Fidelity3,226,60643,400 00For
TIAA1,325,5900 00For
John Hancock1,266,3460 00For
State Street945,26612 00For
Dimensional792,8340 00For
Charles Schwab583,3300 00For
Thrivent530,7370 00For
Invesco444,0320 00For
Victory Capital247,4760 00For
Equitable246,8660 00For
Federated Hermes211,8230 00For
STERLING CAPITAL FUNDS0203,640 00Against
Bridge Builder Trust115,72784,165 00For
Jackson National195,1053,714 00For
Brown Advisory Funds28,330160,970 00Against
American Century176,4660 00For
SEI0164,162 00Against
Principal164,1170 00For
MASTER INVESTMENT PORTFOLIO158,4260 00For
HARBOR FUNDS148,0009,700 00For
Putnam154,2630 00For
AIG/SunAmerica152,8000 00For

Showing the 25 largest of 167 asset managers. See all 167 in the interactive database.

12. Amend Certificate of Incorporation to Allow the Exculpation of Officers

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 96%

The 7 asset managers below cast 100% of the shares they voted on this item FOR (32,545 for, 0 against).

FOR: 32,545 (96.5%)ABSTAIN: 1,187 (3.5%)
Largest asset managers voting on “Amend Certificate of Incorporation to Allow the Exculpation of Officers” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Aspiration Funds14,2410 00For
Empower11,8080 00For
Lincoln Financial4,1450 00For
Symmetry Panoramic Trust5080 1,1870Abstain
Brighthouse1,5720 00For
Tidal Trust III2650 00For
Warren Street Wealth Advisors, LLC60 00For

13. Ratify PricewaterhouseCoopers LLP as Auditors

AUDIT-RELATED

100% fund support · no official result

FOR 96%

The 7 asset managers below cast 100% of the shares they voted on this item FOR (32,545 for, 0 against).

FOR: 32,545 (96.5%)ABSTAIN: 1,187 (3.5%)
Largest asset managers voting on “Ratify PricewaterhouseCoopers LLP as Auditors” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Aspiration Funds14,2410 00For
Empower11,8080 00For
Lincoln Financial4,1450 00For
Symmetry Panoramic Trust5080 1,1870Abstain
Brighthouse1,5720 00For
Tidal Trust III2650 00For
Warren Street Wealth Advisors, LLC60 00For

14. Annual

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (2,562 for, 0 against).

FOR: 2,562 (100.0%)
Largest asset managers voting on “Annual” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Colony Group, LLC1,3200 00For
PERRITT CAPITAL MANAGEMENT INC1,2420 00For

15. Compensation

COMPENSATIONMajority of the votes cast: yes

89% Majority: yes · of votes cast

FOR 89%11%
FOR: 72,562,139AGAINST: 9,249,183

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Item 3 – Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers . The shareholders approved, on an advisory basis, the compensation of its named executive officers.”): 72,562,139 for, 9,249,183 against, per its Form 8-K filed 2024-04-26 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 100,290,614 outstanding shares: 72% for, 9% against (82% of the company cast a for/against vote).

The 2 asset managers below cast 100% of the shares they voted on this item FOR (135 for, 0 against).

FOR 100%
FOR: 135 (100.0%)
Largest asset managers voting on “Compensation” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Members Trust Co700 00For
Capital Group650 00For

16. Remuneration Policy & Implementation

SECTION 14A SAY-ON-PAY VOTESOTHER

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (1,400 for, 0 against).

FOR: 1,400 (100.0%)
Largest asset managers voting on “Remuneration Policy & Implementation” at AMERIPRISE FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
M FUND INC1,4000 00For
BARINGS LLC00 00--

Largest AMERIPRISE FINANCIAL INC. shareholders voting in 2023-2024

Ranked by the number of AMERIPRISE FINANCIAL INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 100,290,614 shares outstanding at the time of that meeting.

Top AMERIPRISE FINANCIAL INC. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1New York Life 10.00%
2Vanguard 8.24%
3JPMorgan 7.44%
4BlackRock 6.85%
5Fidelity 4.10%
6Aristotle Capital Management, LLC 3.14%
7UBS 2.85%
8GEODE CAPITAL MANAGEMENT, LLC 2.52%
9VIKING GLOBAL INVESTORS LP 2.04%
10State Street 1.88%

Reported AMERIPRISE FINANCIAL INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

AMERIPRISE FINANCIAL INC. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
Vanguard Group 12.33% 13F
BlackRock 8.96% 13F
JPMorgan Chase 4.79% 13F
State Street 4.47% 13F
Geode Capital 2.51% 13F
Ameriprise Financial, Inc. S.S. or 2.49% 13G
Morgan Stanley 2.19% 13F
Nuveen 1.50% 13F
Norges Bank 1.27% 13F
Northern Trust 1.10% 13F

Percentages above are of 100,290,614 shares outstanding, as reported by AMERIPRISE FINANCIAL INC. on its Form 10-K dated 2024-02-09 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from AMERIPRISE FINANCIAL INC.’s 10-K dated 2024-02-09. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At AMERIPRISE FINANCIAL INC.'s shareholder meeting held 2024-04-24, in the 2023-2024 proxy season, 965 asset managers reported how they voted in their SEC Form N-PX filings, covering 10,322 separate fund positions. Their filings are grouped here into 16 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve the compensation of the named executive officers by a nonbinding advisory vote. — FOR was 89% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: AMERIPRISE FINANCIAL INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-04-26.

AMERIPRISE FINANCIAL INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.