Home › Companies › Applied Optoelectronics, Inc. › 2025-2026
Compiled from SEC Form N-PX filings and Applied Optoelectronics, Inc.’s Form 8-K, filed 2026-06-05 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore Applied Optoelectronics, Inc. in the interactive database Compare manager voting policies
These tallies are Applied Optoelectronics, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-05 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Che-Wei Lin | 35,667,619 | -- | -- | 3,227,489 | 12,479,975 | Majority: yes |
| Elect Director: Robert (Bob) Flanagan | 37,970,404 | -- | -- | 924,704 | 12,479,975 | Majority: yes |
| Proposal 2: To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026. | 51,297,379 | 38,044 | 39,660 | -- | -- | Majority: yes |
| Proposal 3: To approve on an advisory basis, the compensation of the Company's named executive officers, or the "say-on-pay" vote. | 38,001,385 | 672,239 | 221,484 | -- | 12,479,975 | Majority: yes |
| Proposal 4: To approve the amendment of the Company's Amended and Restated Certificate of Incorporation, as amended, to clarify the voting standard that applies to certain future amendments. | 38,486,404 | 305,242 | 103,462 | -- | -- | Majority: yes |
| Proposal 5: To approve the 2026 Equity Incentive Plan. | 34,862,167 | 3,780,336 | 252,605 | -- | 12,479,975 | Majority: yes |
| Proposal 6: To approve the adjournment of the Annual Meeting to a later date, if necessary or appropriate. | 47,987,329 | 3,100,990 | 286,764 | -- | -- | Majority: yes |
Source: Applied Optoelectronics, Inc., Form 8-K, filed with the SEC on 2026-06-05 — read the filing on EDGAR.
Each item below shows how the 319 asset managers that disclosed a Applied Optoelectronics, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Applied Optoelectronics, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 9 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Applied Optoelectronics, Inc.’s own tally for this item (“Proposal 3: To approve on an advisory basis, the compensation of the Company's named executive officers, or the "say-on-pay" vote.”): 38,001,385 for, 672,239 against, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 78,971,000 outstanding shares: 48.1% for, 0.9% against (49.0% of the company cast a for/against vote).
The 318 asset managers below cast 99.4% of the shares they voted on this item FOR (34,980,464 for, 211,066 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,404,689 | 4 | 2 | 0 | For |
| BlackRock | 4,228,543 | 13,924 | 0 | 0 | For |
| Invesco | 3,387,884 | 0 | 0 | 0 | For |
| T. Rowe Price | 3,210,046 | 0 | 0 | 0 | For |
| OBERWEIS ASSET MANAGEMENT INC/ | 2,316,344 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 2,176,641 | 0 | 0 | 0 | For |
| Charles Schwab | 1,065,923 | 0 | 0 | 0 | For |
| Hood River Capital Management LLC | 928,174 | 0 | 0 | 0 | For |
| DE Shaw | 806,979 | 0 | 0 | 0 | For |
| State Street | 775,458 | 3,712 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 728,655 | 0 | 0 | 0 | For |
| Fidelity | 687,334 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 579,538 | 0 | 0 | 0 | For |
| Artemis Investment Management LLP | 478,296 | 0 | 0 | 0 | For |
| Nuveen | 448,552 | 0 | 0 | 0 | For |
| Victory Capital | 442,334 | 0 | 0 | 0 | For |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 388,003 | 0 | 0 | 0 | For |
| Northern Trust | 330,262 | 7,386 | 0 | 0 | For |
| RBB FUND, INC. | 329,002 | 0 | 0 | 0 | For |
| TIAA | 314,732 | 0 | 0 | 0 | For |
| Voya | 302,909 | 0 | 0 | 0 | For |
| Putnam | 271,461 | 0 | 0 | 0 | For |
| Focus Partners Wealth | 250,217 | 85 | 0 | 0 | For |
| Goldman Sachs | 242,267 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,933 | 0 | 0 | 0 | For |
Showing the 25 largest of 318 asset managers. See all 318 in the interactive database.
Combines 3 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
Applied Optoelectronics, Inc.’s own tally for this item (“Proposal 5: To approve the 2026 Equity Incentive Plan.”): 34,862,167 for, 3,780,336 against, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 78,971,000 outstanding shares: 44% for, 5% against (48.9% of the company cast a for/against vote).
The 88 asset managers below cast 91% of the shares they voted on this item FOR (15,049,197 for, 1,556,898 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,851,324 | 13,600 | 2 | 0 | For |
| OBERWEIS FUNDS | 2,176,641 | 0 | 0 | 0 | For |
| BlackRock | 2,001,497 | 0 | 0 | 0 | For |
| Invesco | 1,378,009 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,354,036 | 0 | 0 | 0 | For |
| Fidelity | 670,054 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 0 | 579,538 | 0 | 0 | Against |
| Charles Schwab | 0 | 532,918 | 0 | 0 | Against |
| TIAA | 314,732 | 0 | 0 | 0 | For |
| Victory Capital | 221,167 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,933 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 213,822 | 0 | 0 | 0 | For |
| Equitable | 113,304 | 52,648 | 0 | 0 | For |
| Jackson National | 162,696 | 0 | 0 | 0 | For |
| Royce | 148,763 | 0 | 0 | 0 | For |
| Voya | 122,992 | 0 | 0 | 0 | For |
| First Trust | 113,906 | 0 | 0 | 0 | For |
| Principal | 110,741 | 0 | 0 | 0 | For |
| Putnam | 0 | 106,904 | 0 | 0 | Against |
| DRIEHAUS MUTUAL FUNDS | 100,958 | 0 | 0 | 0 | For |
| John Hancock | 75,453 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 64,994 | 0 | 0 | 0 | For |
| JPMorgan | 63,661 | 0 | 0 | 0 | For |
| Lincoln Financial | 60,606 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,167 | 1,515 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
Applied Optoelectronics, Inc.’s own tally for this item (“Proposal 2: To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026.”): 51,297,379 for, 38,044 against, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 78,971,000 outstanding shares: 65% for, 0.1% against (65% of the company cast a for/against vote).
The 88 asset managers below cast 100% of the shares they voted on this item FOR (16,686,870 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,864,926 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 2,176,641 | 0 | 0 | 0 | For |
| BlackRock | 2,001,497 | 0 | 0 | 0 | For |
| Invesco | 1,378,009 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,354,036 | 0 | 0 | 0 | For |
| Fidelity | 670,054 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 579,538 | 0 | 0 | 0 | For |
| Charles Schwab | 532,918 | 0 | 0 | 0 | For |
| TIAA | 314,732 | 0 | 0 | 0 | For |
| Victory Capital | 221,167 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,933 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 213,822 | 0 | 0 | 0 | For |
| Equitable | 165,952 | 0 | 0 | 0 | For |
| Jackson National | 162,696 | 0 | 0 | 0 | For |
| Royce | 148,763 | 0 | 0 | 0 | For |
| Voya | 122,992 | 0 | 0 | 0 | For |
| First Trust | 113,906 | 0 | 0 | 0 | For |
| Principal | 110,741 | 0 | 0 | 0 | For |
| Brighthouse | 103,570 | 0 | 4,836 | 0 | For |
| Putnam | 106,904 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 100,958 | 0 | 0 | 0 | For |
| John Hancock | 75,453 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 64,994 | 0 | 0 | 0 | For |
| JPMorgan | 63,661 | 0 | 0 | 0 | For |
| Lincoln Financial | 60,606 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 7 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
Applied Optoelectronics, Inc.’s own tally for this item (“Elect Director: Che-Wei Lin”): 35,667,619 for, 3,227,489 withheld, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 78,971,000 outstanding shares: 45.2% for, 4% withheld (49.3% of the company cast a for/withheld vote).
The 86 asset managers below cast 100% of the shares they voted on this item FOR (15,402,784 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,864,905 | 0 | 21 | 0 | For |
| OBERWEIS FUNDS | 2,176,641 | 0 | 0 | 0 | For |
| BlackRock | 2,001,497 | 0 | 0 | 0 | For |
| Invesco | 1,378,009 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,051,231 | 0 | 302,805 | 0 | For |
| Fidelity | 670,054 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 579,538 | 0 | 0 | 0 | For |
| Charles Schwab | 532,918 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 314,732 | 0 | Abstain |
| Victory Capital | 221,167 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,933 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,702 | 0 | 165,120 | 0 | Abstain |
| Equitable | 113,304 | 0 | 52,648 | 0 | For |
| Jackson National | 162,696 | 0 | 0 | 0 | For |
| Royce | 148,763 | 0 | 0 | 0 | For |
| Voya | 0 | 0 | 122,992 | 0 | Abstain |
| First Trust | 113,906 | 0 | 0 | 0 | For |
| Principal | 4,101 | 0 | 106,640 | 0 | Abstain |
| Brighthouse | 103,570 | 0 | 4,836 | 0 | For |
| Putnam | 106,904 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 100,958 | 0 | 0 | 0 | For |
| John Hancock | 75,453 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 64,994 | 0 | 0 | 0 | For |
| JPMorgan | 63,661 | 0 | 0 | 0 | For |
| Lincoln Financial | 16,706 | 0 | 43,900 | 0 | Abstain |
Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.
Combines 7 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Applied Optoelectronics, Inc.’s own tally for this item (“Elect Director: Robert (Bob) Flanagan”): 37,970,404 for, 924,704 withheld, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 78,971,000 outstanding shares: 48.1% for, 1% withheld (49.3% of the company cast a for/withheld vote).
The 86 asset managers below cast 100% of the shares they voted on this item FOR (16,100,573 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,864,920 | 0 | 6 | 0 | For |
| OBERWEIS FUNDS | 2,176,641 | 0 | 0 | 0 | For |
| BlackRock | 2,001,497 | 0 | 0 | 0 | For |
| Invesco | 1,378,009 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,051,231 | 0 | 302,805 | 0 | For |
| Fidelity | 670,054 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 579,538 | 0 | 0 | 0 | For |
| Charles Schwab | 532,918 | 0 | 0 | 0 | For |
| TIAA | 314,732 | 0 | 0 | 0 | For |
| Victory Capital | 221,167 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,933 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,702 | 0 | 165,120 | 0 | Abstain |
| Equitable | 165,952 | 0 | 0 | 0 | For |
| Jackson National | 162,696 | 0 | 0 | 0 | For |
| Royce | 148,763 | 0 | 0 | 0 | For |
| Voya | 122,992 | 0 | 0 | 0 | For |
| First Trust | 113,906 | 0 | 0 | 0 | For |
| Principal | 4,101 | 0 | 106,640 | 0 | Abstain |
| Brighthouse | 103,570 | 0 | 4,836 | 0 | For |
| Putnam | 106,904 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 100,958 | 0 | 0 | 0 | For |
| John Hancock | 75,453 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 64,994 | 0 | 0 | 0 | For |
| JPMorgan | 63,661 | 0 | 0 | 0 | For |
| Lincoln Financial | 60,606 | 0 | 0 | 0 | For |
Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.
Combines 2 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Applied Optoelectronics, Inc.’s own tally for this item (“Proposal 6: To approve the adjournment of the Annual Meeting to a later date, if necessary or appropriate.”): 47,987,329 for, 3,100,990 against, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 78,971,000 outstanding shares: 61% for, 4% against (65% of the company cast a for/against vote).
The 85 asset managers below cast 91% of the shares they voted on this item FOR (15,158,411 for, 1,437,981 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,864,905 | 19 | 2 | 0 | For |
| OBERWEIS FUNDS | 2,176,641 | 0 | 0 | 0 | For |
| BlackRock | 2,001,497 | 0 | 0 | 0 | For |
| Invesco | 1,378,009 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 1,354,036 | 0 | 0 | Against |
| Fidelity | 670,054 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 579,538 | 0 | 0 | 0 | For |
| Charles Schwab | 532,918 | 0 | 0 | 0 | For |
| TIAA | 314,732 | 0 | 0 | 0 | For |
| Victory Capital | 221,167 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,933 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 213,822 | 0 | 0 | 0 | For |
| Equitable | 165,952 | 0 | 0 | 0 | For |
| Jackson National | 162,696 | 0 | 0 | 0 | For |
| Royce | 148,763 | 0 | 0 | 0 | For |
| Voya | 122,992 | 0 | 0 | 0 | For |
| First Trust | 113,906 | 0 | 0 | 0 | For |
| Principal | 110,741 | 0 | 0 | 0 | For |
| Putnam | 106,904 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 100,958 | 0 | 0 | 0 | For |
| John Hancock | 75,453 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 64,994 | 0 | 0 | 0 | For |
| JPMorgan | 63,661 | 0 | 0 | 0 | For |
| Lincoln Financial | 16,706 | 43,900 | 0 | 0 | Against |
| Goldman Sachs | 59,682 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.2% Majority: yes · of votes cast
Applied Optoelectronics, Inc.’s own tally for this item (“Proposal 4: To approve the amendment of the Company's Amended and Restated Certificate of Incorporation, as amended, to clarify the voting standard that applies to certain future amendments.”): 38,486,404 for, 305,242 against, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 78,971,000 outstanding shares: 48.7% for, 0.4% against (49.1% of the company cast a for/against vote).
The 85 asset managers below cast 99.9% of the shares they voted on this item FOR (16,597,564 for, 2 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,864,924 | 2 | 0 | 0 | For |
| OBERWEIS FUNDS | 2,176,641 | 0 | 0 | 0 | For |
| BlackRock | 2,001,497 | 0 | 0 | 0 | For |
| Invesco | 1,378,009 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,354,036 | 0 | 0 | 0 | For |
| Fidelity | 670,054 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 579,538 | 0 | 0 | 0 | For |
| Charles Schwab | 532,918 | 0 | 0 | 0 | For |
| TIAA | 314,732 | 0 | 0 | 0 | For |
| Victory Capital | 221,167 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 217,933 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 213,822 | 0 | 0 | 0 | For |
| Equitable | 165,952 | 0 | 0 | 0 | For |
| Jackson National | 162,696 | 0 | 0 | 0 | For |
| Royce | 148,763 | 0 | 0 | 0 | For |
| Voya | 122,992 | 0 | 0 | 0 | For |
| First Trust | 113,906 | 0 | 0 | 0 | For |
| Principal | 110,741 | 0 | 0 | 0 | For |
| Putnam | 106,904 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 100,958 | 0 | 0 | 0 | For |
| John Hancock | 75,453 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 64,994 | 0 | 0 | 0 | For |
| JPMorgan | 63,661 | 0 | 0 | 0 | For |
| Lincoln Financial | 60,606 | 0 | 0 | 0 | For |
| Goldman Sachs | 59,682 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
100% fund support · no official result
The 4 asset managers below cast 100% of the shares they voted on this item FOR (88,238 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brighthouse | 79,332 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 5,582 | 0 | 0 | 0 | For |
| FORUM FUNDS II | 1,689 | 0 | 0 | 0 | For |
| FORUM FUNDS | 1,635 | 0 | 0 | 0 | For |
99.2% Majority: yes · of votes cast
Applied Optoelectronics, Inc.’s own tally for this item (“Proposal 4: To approve the amendment of the Company's Amended and Restated Certificate of Incorporation, as amended, to clarify the voting standard that applies to certain future amendments.”): 38,486,404 for, 305,242 against, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 78,971,000 outstanding shares: 48.7% for, 0.4% against (49.1% of the company cast a for/against vote).
The 4 asset managers below cast 100% of the shares they voted on this item FOR (88,238 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brighthouse | 79,332 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 5,582 | 0 | 0 | 0 | For |
| FORUM FUNDS II | 1,689 | 0 | 0 | 0 | For |
| FORUM FUNDS | 1,635 | 0 | 0 | 0 | For |
100% fund support · no official result
The 4 asset managers below cast 100% of the shares they voted on this item FOR (88,238 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brighthouse | 79,332 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 5,582 | 0 | 0 | 0 | For |
| FORUM FUNDS II | 1,689 | 0 | 0 | 0 | For |
| FORUM FUNDS | 1,635 | 0 | 0 | 0 | For |
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (10,626 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Advisors' Inner Circle Fund III | 10,583 | 0 | 0 | 0 | For |
| Meeder Funds | 43 | 0 | 0 | 0 | For |
Ranked by the number of Applied Optoelectronics, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 78,971,000 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 6.84% |
| 2 | BlackRock | 5.37% |
| 3 | Invesco | 4.29% |
| 4 | T. Rowe Price | 4.06% |
| 5 | OBERWEIS ASSET MANAGEMENT INC/ | 2.93% |
| 6 | OBERWEIS FUNDS | 2.76% |
| 7 | Charles Schwab | 1.35% |
| 8 | Hood River Capital Management LLC | 1.18% |
| 9 | DE Shaw | 1.02% |
| 10 | State Street | 0.99% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 9.11% | 13F |
| Vanguard Group | 6.31% | 13F |
| Marex Securities Products Inc. | 5.68% | 13G |
| Jane Street Group, LLC | 5.19% | DEF14A |
| D.E. Shaw | 3.33% | 13F |
| Citadel Advisors | 3.15% | 13F |
| Invesco | 2.55% | 13F |
| T. Rowe Price | 2.19% | 13F |
| Morgan Stanley | 2.15% | 13F |
| State Street | 2.08% | 13F |
Percentages above are of 78,971,000 shares outstanding, as reported by Applied Optoelectronics, Inc. on its Form 10-Q dated 2026-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Applied Optoelectronics, Inc.’s 10-Q dated 2026-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Applied Optoelectronics, Inc.'s shareholder meeting held 2026-06-04, in the 2025-2026 proxy season, 319 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,375 separate fund positions. Their filings are grouped here into 11 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of our named executive officers. — FOR was 98% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Applied Optoelectronics, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-06-05.
Applied Optoelectronics, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).