Home › Companies › Aspen Aerogels, Inc. › 2025-2026
Compiled from SEC Form N-PX filings and Aspen Aerogels, Inc.’s Form 8-K, filed 2026-05-18 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore Aspen Aerogels, Inc. in the interactive database Compare manager voting policies
These tallies are Aspen Aerogels, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-05-18 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Steven R. Mitchell | 51,612,245 | -- | -- | 6,156,904 | 12,668,133 | Majority: yes |
| Elect Director: Donald R. Young | 52,236,066 | -- | -- | 5,533,083 | 12,668,133 | Majority: yes |
| Proposal 2: The appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026 was ratified, based on the following votes: | 69,845,522 | 571,148 | 20,612 | -- | -- | Majority: yes |
| Proposal 3: The Company's stockholders approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting, based on the following votes: | 49,538,581 | 7,344,203 | 886,365 | -- | 12,668,133 | Majority: yes |
| Proposal 5: The Company's stockholders approved, on a non-binding, advisory basis, a proposal regarding the future declassification of the Board of Directors, based on the following votes: | 57,012,251 | 665,791 | 91,107 | -- | 12,668,133 | Majority: yes |
This meeting is also recorded here as 2026-04-30; both records come from the same filing, so the date should be checked against it.
Source: Aspen Aerogels, Inc., Form 8-K, filed with the SEC on 2026-05-18 — read the filing on EDGAR.
Each item below shows how the 172 asset managers that disclosed a Aspen Aerogels, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Aspen Aerogels, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 5 wordings of this item as funds reported it.
87% Majority: yes · of votes cast
Aspen Aerogels, Inc.’s own tally for this item (“Proposal 3: The Company's stockholders approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting, based o”): 49,538,581 for, 7,344,203 against, per its Form 8-K filed 2026-05-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 82,877,453 outstanding shares: 60% for, 9% against (69% of the company cast a for/against vote).
The 169 asset managers below cast 86% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Koch, Inc. | 12,280,426 | 0 | 0 | 0 | For |
| Invesco | 6,502,913 | 175 | 0 | 0 | For |
| OAKTOP CAPITAL MANAGEMENT II, L.P. | 5,168,674 | 0 | 0 | 0 | For |
| Vanguard | 4,564,929 | 568 | 2 | 0 | For |
| BlackRock | 4,340,452 | 4,754 | 0 | 0 | For |
| NEEDHAM FUNDS INC | 4,221,575 | 0 | 0 | 0 | For |
| GEORGE KAISER FAMILY FOUNDATION | 3,167,322 | 0 | 0 | 0 | For |
| American Century | 0 | 2,371,299 | 0 | 0 | Against |
| State Street | 1,853,952 | 8,530 | 0 | 0 | For |
| RICE HALL JAMES & ASSOCIATES, LLC | 1,405,688 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 1,307,601 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 1,277,166 | 0 | 0 | 0 | For |
| Charles Schwab | 1,110,918 | 0 | 0 | 0 | For |
| Fidelity | 1,087,532 | 0 | 0 | 0 | For |
| Dimensional | 0 | 935,751 | 0 | 0 | Against |
| Federated Hermes | 844,111 | 0 | 0 | 0 | For |
| Royce | 0 | 0 | 781,513 | 0 | Abstain |
| Northern Trust | 403,630 | 5,985 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 334,930 | 0 | 0 | 0 | For |
| DWS | 0 | 295,208 | 0 | 0 | Against |
| MARSHALL WACE, LLP | 292,201 | 0 | 0 | 0 | For |
| NEEDHAM INVESTMENT MANAGEMENT LLC | 282,200 | 0 | 0 | 0 | For |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0 | 272,094 | 0 | 0 | Against |
| Two Sigma | 0 | 240,222 | 0 | 0 | Against |
| T. Rowe Price | 0 | 218,148 | 0 | 0 | Against |
Showing the 25 largest of 169 asset managers. See all 169 in the interactive database.
Combines 3 wordings of this item as funds reported it.
90% fund support · no official result
The 166 asset managers below cast 90% of the shares they voted on this item FOR (147,925 for, 16,794 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Koch, Inc. | 0 | 0 | 0 | 0 | 1 Year |
| Invesco | 0 | 0 | 0 | 0 | One Year |
| OAKTOP CAPITAL MANAGEMENT II, L.P. | 0 | 0 | 0 | 0 | 1 Year |
| Vanguard | 0 | 0 | 0 | 0 | One Year |
| BlackRock | 0 | 0 | 0 | 0 | 1 Year |
| NEEDHAM FUNDS INC | 0 | 0 | 0 | 0 | 1 Year |
| GEORGE KAISER FAMILY FOUNDATION | 0 | 0 | 0 | 0 | 1 Year |
| American Century | 0 | 0 | 0 | 0 | One Year |
| State Street | 0 | 0 | 0 | 0 | One Year |
| Northern Lights Fund Trust IV | 0 | 0 | 0 | 0 | 1 Year |
| RICE HALL JAMES & ASSOCIATES, LLC | 0 | 0 | 0 | 0 | 1 Year |
| Columbia Threadneedle | 0 | 0 | 0 | 0 | One Year |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | One Year |
| Charles Schwab | 0 | 0 | 0 | 0 | 1 Year |
| Fidelity | 0 | 0 | 0 | 0 | One Year |
| Dimensional | 0 | 0 | 0 | 0 | Three Years |
| Federated Hermes | 0 | 0 | 0 | 0 | 1 Year |
| Royce | 0 | 0 | 0 | 0 | One Year |
| Northern Trust | 0 | 0 | 0 | 0 | 1 Year |
| CLEARWATER INVESTMENT TRUST | 0 | 0 | 0 | 0 | 1 Year |
| DWS | 0 | 0 | 0 | 0 | One Year |
| MARSHALL WACE, LLP | 0 | 0 | 0 | 0 | 1 Year |
| NEEDHAM INVESTMENT MANAGEMENT LLC | 0 | 0 | 0 | 0 | 1 Year |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0 | 0 | 0 | 0 | 1 Year |
| Two Sigma | 0 | 0 | 0 | 0 | One Year |
Showing the 25 largest of 166 asset managers. See all 166 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.1% Majority: yes · of votes cast
Aspen Aerogels, Inc.’s own tally for this item (“Proposal 2: The appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026 was ratified, based on the following votes:”): 69,845,522 for, 571,148 against, per its Form 8-K filed 2026-05-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 82,877,453 outstanding shares: 84% for, 0.7% against (85% of the company cast a for/against vote).
The 55 asset managers below cast 99.9% of the shares they voted on this item FOR (22,683,288 for, 6,766 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NEEDHAM FUNDS INC | 4,221,575 | 0 | 0 | 0 | For |
| Vanguard | 4,078,942 | 2,747 | 0 | 0 | For |
| Invesco | 2,973,936 | 0 | 0 | 0 | For |
| BlackRock | 2,403,847 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,307,601 | 0 | 0 | 0 | For |
| American Century | 1,141,064 | 0 | 0 | 0 | For |
| Fidelity | 1,081,171 | 0 | 0 | 0 | For |
| State Street | 981,082 | 49 | 0 | 0 | For |
| Dimensional | 732,116 | 0 | 0 | 0 | For |
| Charles Schwab | 555,105 | 0 | 0 | 0 | For |
| Federated Hermes | 406,730 | 0 | 0 | 0 | For |
| Royce | 400,877 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 334,930 | 0 | 0 | 0 | For |
| DWS | 295,208 | 0 | 0 | 0 | For |
| First Trust | 185,148 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust IV | 176,415 | 0 | 0 | 0 | For |
| Equitable | 161,500 | 0 | 0 | 0 | For |
| Nationwide | 134,261 | 0 | 0 | 0 | For |
| TIAA | 129,181 | 0 | 0 | 0 | For |
| FIRSTHAND FUNDS | 125,000 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 124,277 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 106,295 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 75,000 | 0 | 0 | 0 | For |
| Pacific Life | 64,859 | 0 | 0 | 0 | For |
| Goldman Sachs | 56,370 | 0 | 0 | 0 | For |
Showing the 25 largest of 55 asset managers. See all 55 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Aspen Aerogels, Inc.’s own tally for this item (“Proposal 5: The Company's stockholders approved, on a non-binding, advisory basis, a proposal regarding the future declassification of the Board of Directors, based on the following votes:”): 57,012,251 for, 665,791 against, per its Form 8-K filed 2026-05-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 82,877,453 outstanding shares: 69% for, 0.9% against (70% of the company cast a for/against vote).
The 55 asset managers below cast 99.9% of the shares they voted on this item FOR (22,690,053 for, 1 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NEEDHAM FUNDS INC | 4,221,575 | 0 | 0 | 0 | For |
| Vanguard | 4,081,687 | 1 | 0 | 0 | For |
| Invesco | 2,973,936 | 0 | 0 | 0 | For |
| BlackRock | 2,403,847 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,307,601 | 0 | 0 | 0 | For |
| American Century | 1,141,064 | 0 | 0 | 0 | For |
| Fidelity | 1,081,171 | 0 | 0 | 0 | For |
| State Street | 981,131 | 0 | 0 | 0 | For |
| Dimensional | 732,116 | 0 | 0 | 0 | For |
| Charles Schwab | 555,105 | 0 | 0 | 0 | For |
| Federated Hermes | 406,730 | 0 | 0 | 0 | For |
| Royce | 400,877 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 334,930 | 0 | 0 | 0 | For |
| DWS | 295,208 | 0 | 0 | 0 | For |
| First Trust | 185,148 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust IV | 176,415 | 0 | 0 | 0 | For |
| Equitable | 161,500 | 0 | 0 | 0 | For |
| Nationwide | 134,261 | 0 | 0 | 0 | For |
| TIAA | 129,181 | 0 | 0 | 0 | For |
| FIRSTHAND FUNDS | 125,000 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 124,277 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 106,295 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 75,000 | 0 | 0 | 0 | For |
| Pacific Life | 64,859 | 0 | 0 | 0 | For |
| Goldman Sachs | 56,370 | 0 | 0 | 0 | For |
Showing the 25 largest of 55 asset managers. See all 55 in the interactive database.
Combines 6 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
Aspen Aerogels, Inc.’s own tally for this item (“Elect Director: Donald R. Young”): 52,236,066 for, 5,533,083 withheld, per its Form 8-K filed 2026-05-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 82,877,453 outstanding shares: 63% for, 7% withheld (70% of the company cast a for/withheld vote).
The 54 asset managers below cast 100% of the shares they voted on this item FOR (19,721,166 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NEEDHAM FUNDS INC | 4,221,575 | 0 | 0 | 0 | For |
| Vanguard | 4,075,851 | 0 | 5,837 | 0 | For |
| Invesco | 2,973,936 | 0 | 0 | 0 | For |
| BlackRock | 2,403,847 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,307,601 | 0 | 0 | 0 | For |
| American Century | 0 | 0 | 1,141,064 | 0 | Abstain |
| Fidelity | 1,081,171 | 0 | 0 | 0 | For |
| State Street | 978,773 | 0 | 2,358 | 0 | For |
| Dimensional | 0 | 0 | 732,116 | 0 | Abstain |
| Charles Schwab | 555,105 | 0 | 0 | 0 | For |
| Federated Hermes | 406,730 | 0 | 0 | 0 | For |
| Royce | 400,877 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 334,930 | 0 | 0 | 0 | For |
| DWS | 0 | 0 | 295,208 | 0 | Abstain |
| First Trust | 0 | 0 | 185,148 | 0 | Abstain |
| Northern Lights Fund Trust IV | 176,415 | 0 | 0 | 0 | For |
| Equitable | 118,040 | 0 | 43,460 | 0 | For |
| Nationwide | 17,022 | 0 | 117,239 | 0 | Abstain |
| TIAA | 129,181 | 0 | 0 | 0 | For |
| FIRSTHAND FUNDS | 125,000 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 0 | 0 | 124,277 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 106,295 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 75,000 | 0 | Abstain |
| Pacific Life | 28,582 | 0 | 36,277 | 0 | Abstain |
| Goldman Sachs | 56,370 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Combines 6 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
Aspen Aerogels, Inc.’s own tally for this item (“Elect Director: Steven R. Mitchell”): 51,612,245 for, 6,156,904 withheld, per its Form 8-K filed 2026-05-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 82,877,453 outstanding shares: 62% for, 7% withheld (70% of the company cast a for/withheld vote).
The 54 asset managers below cast 100% of the shares they voted on this item FOR (19,687,958 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NEEDHAM FUNDS INC | 4,221,575 | 0 | 0 | 0 | For |
| Vanguard | 4,075,851 | 0 | 5,837 | 0 | For |
| Invesco | 2,973,936 | 0 | 0 | 0 | For |
| BlackRock | 2,403,847 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,307,601 | 0 | 0 | 0 | For |
| American Century | 0 | 0 | 1,141,064 | 0 | Abstain |
| Fidelity | 1,081,171 | 0 | 0 | 0 | For |
| State Street | 978,773 | 0 | 2,358 | 0 | For |
| Dimensional | 0 | 0 | 732,116 | 0 | Abstain |
| Charles Schwab | 555,105 | 0 | 0 | 0 | For |
| Federated Hermes | 406,730 | 0 | 0 | 0 | For |
| Royce | 400,877 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 334,930 | 0 | 0 | 0 | For |
| DWS | 0 | 0 | 295,208 | 0 | Abstain |
| First Trust | 0 | 0 | 185,148 | 0 | Abstain |
| Northern Lights Fund Trust IV | 176,415 | 0 | 0 | 0 | For |
| Equitable | 118,040 | 0 | 43,460 | 0 | For |
| Nationwide | 17,022 | 0 | 117,239 | 0 | Abstain |
| TIAA | 129,181 | 0 | 0 | 0 | For |
| FIRSTHAND FUNDS | 125,000 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 0 | 0 | 124,277 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 106,295 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 75,000 | 0 | Abstain |
| Pacific Life | 28,582 | 0 | 36,277 | 0 | Abstain |
| Goldman Sachs | 56,370 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Ranked by the number of Aspen Aerogels, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 82,877,453 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Koch, Inc. | 14.82% |
| 2 | Invesco | 7.85% |
| 3 | OAKTOP CAPITAL MANAGEMENT II, L.P. | 6.24% |
| 4 | Vanguard | 5.51% |
| 5 | BlackRock | 5.24% |
| 6 | NEEDHAM FUNDS INC | 5.09% |
| 7 | GEORGE KAISER FAMILY FOUNDATION | 3.82% |
| 8 | American Century | 2.86% |
| 9 | State Street | 2.25% |
| 10 | RICE HALL JAMES & ASSOCIATES, LLC | 1.70% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 5.72% | 13F |
| Vanguard Group | 5.65% | 13F |
| State Street | 2.80% | 13F |
| Invesco | 2.77% | 13F |
| Geode Capital | 1.86% | 13F |
| Millennium Management | 1.69% | 13F |
| Dimensional Fund Advisors | 1.52% | 13F |
| JPMorgan Chase | 1.16% | 13F |
| Goldman Sachs | 1.09% | 13F |
| D.E. Shaw | 1.01% | 13F |
Percentages above are of 82,877,453 shares outstanding, as reported by Aspen Aerogels, Inc. on its Form 10-Q dated 2026-05-05 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Aspen Aerogels, Inc.’s 10-Q dated 2026-05-05. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Aspen Aerogels, Inc.'s shareholder meeting held 2026-05-13, in the 2025-2026 proxy season, 172 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,304 separate fund positions. Their filings are grouped here into 6 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF ASPEN AEROGELS, INC.'S NAMED… — FOR was 87% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Aspen Aerogels, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-05-18.
Aspen Aerogels, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).