Home › Companies › ASSETMARK FINANCIAL HOLDINGS INC. › 2023-2024
At ASSETMARK FINANCIAL HOLDINGS INC.'s shareholder meeting held May 20, 2024, in the 2023-2024 proxy season, 62 asset managers reported how they voted on 5 ballot items in their SEC Form N-PX filings, covering 1,027 separate fund positions. On the most widely held item on that ballot — Company Proposal - Approval of the Amended and Restated AssetMark Financial Holdings, Inc. 2019… — ASSETMARK FINANCIAL HOLDINGS INC.'s filing reports the proposal as approved, with 98% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: ASSETMARK FINANCIAL HOLDINGS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 22, 2024.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and ASSETMARK FINANCIAL HOLDINGS INC.’s Form 8-K, filed May 22, 2024 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of May 20, 2024: 5 items on ASSETMARK FINANCIAL HOLDINGS INC.’s Form 8-K, filed May 22, 2024: 3 elected · 2 approved.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024
Explore ASSETMARK FINANCIAL HOLDINGS INC. in the interactive database Compare manager voting policies
These tallies are ASSETMARK FINANCIAL HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 22, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Patricia Guinn | 68,088,073 | -- | -- | 1,266,076 | 2,711,201 | 98% | Elected | — |
| Elect Director: Ying Sun | 52,062,507 | -- | -- | 17,291,642 | 2,711,201 | 75% | Elected | — |
| Elect Director: Joseph Velli | 68,091,235 | -- | -- | 1,262,914 | 2,711,201 | 98% | Elected | — |
| 2. Ratification of Appointment of KPMG LLP | 71,924,263 | 140,042 | 1,045 | -- | -- | 99.8% | Approved | — |
| 3. Approval of the Amended and Restated AssetMark Financial Holdings, Inc | 68,165,302 | 1,186,972 | 1,875 | -- | 2,711,201 | 98% | Approved | — |
Source: ASSETMARK FINANCIAL HOLDINGS INC., Form 8-K, filed with the SEC on May 22, 2024 — read the filing on EDGAR.
Each item below shows how the 62 asset managers that disclosed a ASSETMARK FINANCIAL HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Company Proposal - Election of Class II Directors: Joseph Velli
ASSETMARK FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Joseph Velli”): 68,091,235 for, 1,262,914 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The number of votes cast for, against or withheld, as well as abstentions and broker non-votes, if applicable, in respect of each such proposal is set forth below: Proposal 1: Election of Class II Directors The Company's stockholders elected the following directors to serve as a Class II directors …”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 61 asset managers below reported 12,353,939 for, 756,793 withheld, 73,331 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 2,758,761 | 0 | 0 | 0 | For |
| Vanguard | 2,085,689 | 0 | 0 | 0 | For |
| Capital Group | 1,558,978 | 0 | 0 | 0 | For |
| Prudential/PGIM | 1,230,737 | 0 | 0 | 0 | For |
| BlackRock | 832,955 | 0 | 0 | 0 | For |
| Fidelity | 761,559 | 0 | 0 | 0 | For |
| T. Rowe Price | 750,958 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 747,617 | Withhold |
| JANUS INVESTMENT FUND | 669,711 | 0 | 0 | 0 | For |
| TIAA | 303,842 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 216,700 | 0 | 0 | 0 | For |
| Charles Schwab | 189,875 | 0 | 0 | 0 | For |
| Nuveen | 126,356 | 0 | 0 | 0 | For |
| First Trust | 124,526 | 0 | 0 | 0 | For |
| SEI | 87,732 | 0 | 0 | 0 | For |
| Global X | 81,355 | 0 | 0 | 0 | For |
| Voya | 75,419 | 0 | 0 | 0 | For |
| State Street | 64,000 | 0 | 0 | 9 | For |
| Equitable | 52,158 | 0 | 0 | 0 | For |
| Goldman Sachs | 47,728 | 0 | 0 | 0 | For |
| WisdomTree | 42,101 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 39,181 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 0 | 0 | 33,766 | 0 | Abstain |
| Lincoln Financial | 25,146 | 0 | 0 | 3,858 | Mixed |
| AIG/SunAmerica | 25,128 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. All 61 are in the interactive database (link above).
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Company Proposal - Election of Class II Directors: Patricia Guinn
ASSETMARK FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Patricia Guinn”): 68,088,073 for, 1,266,076 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The number of votes cast for, against or withheld, as well as abstentions and broker non-votes, if applicable, in respect of each such proposal is set forth below: Proposal 1: Election of Class II Directors The Company's stockholders elected the following directors to serve as a Class II directors …”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 61 asset managers below reported 12,353,435 for, 756,793 withheld, 73,835 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 2,758,761 | 0 | 0 | 0 | For |
| Vanguard | 2,085,689 | 0 | 0 | 0 | For |
| Capital Group | 1,558,978 | 0 | 0 | 0 | For |
| Prudential/PGIM | 1,230,737 | 0 | 0 | 0 | For |
| BlackRock | 832,955 | 0 | 0 | 0 | For |
| Fidelity | 761,559 | 0 | 0 | 0 | For |
| T. Rowe Price | 750,958 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 747,617 | Withhold |
| JANUS INVESTMENT FUND | 669,711 | 0 | 0 | 0 | For |
| TIAA | 303,842 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 216,700 | 0 | 0 | 0 | For |
| Charles Schwab | 189,875 | 0 | 0 | 0 | For |
| Nuveen | 126,356 | 0 | 0 | 0 | For |
| First Trust | 124,526 | 0 | 0 | 0 | For |
| SEI | 87,732 | 0 | 0 | 0 | For |
| Global X | 81,355 | 0 | 0 | 0 | For |
| Voya | 75,419 | 0 | 0 | 0 | For |
| State Street | 64,000 | 0 | 0 | 9 | For |
| Equitable | 52,158 | 0 | 0 | 0 | For |
| Goldman Sachs | 47,728 | 0 | 0 | 0 | For |
| WisdomTree | 42,101 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 39,181 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 0 | 0 | 33,766 | 0 | Abstain |
| Lincoln Financial | 25,146 | 0 | 0 | 3,858 | Mixed |
| AIG/SunAmerica | 25,128 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. All 61 are in the interactive database (link above).
Combines 4 wordings of this item as funds reported it.
75% Majority: yes · of votes cast
Description as filed by funds: Company Proposal - Election of Class II Directors: Ying Sun
ASSETMARK FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Ying Sun”): 52,062,507 for, 17,291,642 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The number of votes cast for, against or withheld, as well as abstentions and broker non-votes, if applicable, in respect of each such proposal is set forth below: Proposal 1: Election of Class II Directors The Company's stockholders elected the following directors to serve as a Class II directors …”
Support: 75% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 61 asset managers below reported 220,777 for, 10,085,241 withheld, 2,878,045 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 0 | 0 | 2,758,761 | 0 | Abstain |
| Vanguard | 0 | 0 | 0 | 2,085,689 | Withhold |
| Capital Group | 0 | 0 | 0 | 1,558,978 | Withhold |
| Prudential/PGIM | 0 | 0 | 0 | 1,230,737 | Withhold |
| BlackRock | 0 | 0 | 0 | 832,955 | Withhold |
| Fidelity | 0 | 0 | 0 | 761,559 | Withhold |
| T. Rowe Price | 0 | 0 | 0 | 750,958 | Withhold |
| Dimensional | 0 | 0 | 0 | 747,617 | Withhold |
| JANUS INVESTMENT FUND | 0 | 0 | 0 | 669,711 | Withhold |
| TIAA | 0 | 0 | 0 | 303,842 | Withhold |
| PRIMECAP Odyssey Funds | 216,700 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 0 | 189,875 | Withhold |
| Nuveen | 0 | 0 | 0 | 126,356 | Withhold |
| First Trust | 0 | 0 | 0 | 124,526 | Withhold |
| SEI | 0 | 0 | 0 | 87,732 | Withhold |
| Global X | 0 | 0 | 0 | 81,355 | Withhold |
| Voya | 0 | 0 | 0 | 75,419 | Withhold |
| State Street | 44 | 0 | 0 | 63,965 | Withhold |
| Equitable | 0 | 0 | 0 | 52,158 | Withhold |
| Goldman Sachs | 0 | 0 | 0 | 47,728 | Withhold |
| WisdomTree | 0 | 0 | 0 | 42,101 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 0 | 39,181 | Withhold |
| NORTHERN LIGHTS FUND TRUST II | 0 | 0 | 33,766 | 0 | Abstain |
| Lincoln Financial | 0 | 0 | 6,446 | 22,558 | Mixed |
| AIG/SunAmerica | 0 | 0 | 0 | 25,128 | Withhold |
Showing the 25 largest of 61 asset managers. All 61 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
98% Approved · of votes cast
Description as filed by funds: Company Proposal - Approval of the Amended and Restated AssetMark Financial Holdings, Inc. 2019 Equity Incentive Plan.
ASSETMARK FINANCIAL HOLDINGS INC.’s own tally for this item (“3. Approval of the Amended and Restated AssetMark Financial Holdings, Inc”): 68,165,302 for, 1,186,972 against — passed, per its Form 8-K filed May 22, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “Proposal 3: Approval of the Amended and Restated AssetMark Financial Holdings, Inc. 2019 Equity Incentive Plan The Company's stockholders approved the Equity Incentive Plan.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 12,282,973 for, 900,802 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 2,758,761 | 0 | 0 | 0 | For |
| Vanguard | 2,085,689 | 0 | 0 | 0 | For |
| Capital Group | 1,558,978 | 0 | 0 | 0 | For |
| Prudential/PGIM | 1,230,737 | 0 | 0 | 0 | For |
| BlackRock | 832,955 | 0 | 0 | 0 | For |
| Fidelity | 316,386 | 445,173 | 0 | 0 | Mixed |
| T. Rowe Price | 750,958 | 0 | 0 | 0 | For |
| Dimensional | 747,617 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 669,711 | 0 | 0 | 0 | For |
| TIAA | 0 | 303,842 | 0 | 0 | Against |
| PRIMECAP Odyssey Funds | 216,700 | 0 | 0 | 0 | For |
| Charles Schwab | 189,875 | 0 | 0 | 0 | For |
| Nuveen | 0 | 126,356 | 0 | 0 | Against |
| First Trust | 124,526 | 0 | 0 | 0 | For |
| SEI | 87,732 | 0 | 0 | 0 | For |
| Global X | 81,355 | 0 | 0 | 0 | For |
| Voya | 75,419 | 0 | 0 | 0 | For |
| State Street | 64,000 | 9 | 0 | 0 | For |
| Equitable | 52,158 | 0 | 0 | 0 | For |
| Goldman Sachs | 47,728 | 0 | 0 | 0 | For |
| WisdomTree | 42,101 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 39,181 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 33,766 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,004 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 25,128 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. All 62 are in the interactive database (link above).
Combines 5 wordings of this item as funds reported it.
99.8% Approved · of votes cast
Description as filed by funds: Company Proposal - Ratification of the selection of KPMG LLP as AssetMark Financial Holdings, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2024.
ASSETMARK FINANCIAL HOLDINGS INC.’s own tally for this item (“2. Ratification of Appointment of KPMG LLP”): 71,924,263 for, 140,042 against — passed, per its Form 8-K filed May 22, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “Proposal 2: Ratification of Appointment of KPMG LLP The Company's stockholders ratified the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024.”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 61 asset managers below reported 13,193,347 for, 75 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 2,758,761 | 0 | 0 | 0 | For |
| Vanguard | 2,085,689 | 0 | 0 | 0 | For |
| Capital Group | 1,558,978 | 0 | 0 | 0 | For |
| Prudential/PGIM | 1,230,737 | 0 | 0 | 0 | For |
| BlackRock | 832,955 | 0 | 0 | 0 | For |
| Fidelity | 761,559 | 0 | 0 | 0 | For |
| T. Rowe Price | 750,958 | 0 | 0 | 0 | For |
| Dimensional | 747,617 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 669,711 | 0 | 0 | 0 | For |
| TIAA | 303,842 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 216,700 | 0 | 0 | 0 | For |
| Charles Schwab | 189,875 | 0 | 0 | 0 | For |
| Nuveen | 126,356 | 0 | 0 | 0 | For |
| First Trust | 124,526 | 0 | 0 | 0 | For |
| SEI | 87,732 | 0 | 0 | 0 | For |
| Global X | 81,355 | 0 | 0 | 0 | For |
| Voya | 75,419 | 0 | 0 | 0 | For |
| State Street | 64,000 | 9 | 0 | 0 | For |
| Equitable | 52,158 | 0 | 0 | 0 | For |
| Goldman Sachs | 47,728 | 0 | 0 | 0 | For |
| WisdomTree | 42,101 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 39,181 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 33,766 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,004 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 25,128 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. All 61 are in the interactive database (link above).
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 74,400,366 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | JPMorgan | 3.71% |
| 2 | Vanguard | 2.80% |
| 3 | Capital Group | 2.10% |
| 4 | Prudential/PGIM | 1.65% |
| 5 | BlackRock | 1.12% |
| 6 | Fidelity | 1.02% |
| 7 | T. Rowe Price | 1.01% |
| 8 | Dimensional | 1.00% |
| 9 | JANUS INVESTMENT FUND | 0.90% |
| 10 | TIAA | 0.41% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Huatai International Investment Holdings Limited | 68.38% | DEF14A |
| Dimensional Fund Advisors | 1.44% | 13F |
| State Street | 0.73% | 13F |
| Geode Capital | 0.64% | 13F |
| Nuveen | 0.64% | 13F |
| Michael Kim | 0.59% | DEF14A |
| Natalie Wolfsen | 0.48% | DEF14A |
| Millennium Management | 0.29% | 13F |
| Northern Trust | 0.27% | 13F |
| Charles Schwab | 0.26% | 13F |
Percentages above are of 74,400,366 shares outstanding, as reported by ASSETMARK FINANCIAL HOLDINGS INC. on its Form 10-Q dated April 30, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ASSETMARK FINANCIAL HOLDINGS INC.’s 10-Q dated April 30, 2024. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
ASSETMARK FINANCIAL HOLDINGS INC. proxy season coverage: 2023-2024 (this page).
proxyvotesnow.com, “ASSETMARK FINANCIAL HOLDINGS INC. 2024 Annual Meeting: Vote Results”, https://proxyvotesnow.com/company/assetmark-financial-holdings-inc/2024 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.