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At ATARA BIOTHERAPEUTICS INC.'s shareholder meeting held June 10, 2024, in the 2023-2024 proxy season, 97 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,000 separate fund positions. Their filings are grouped here into 9 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS… — ATARA BIOTHERAPEUTICS INC.'s filing reports the proposal as approved, with 90% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: ATARA BIOTHERAPEUTICS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 11, 2024.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and ATARA BIOTHERAPEUTICS INC.’s Form 8-K, filed June 11, 2024 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of June 10, 2024: 9 items on ATARA BIOTHERAPEUTICS INC.’s Form 8-K, filed June 11, 2024: 2 elected · 6 approved · 1 not approved.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024
Explore ATARA BIOTHERAPEUTICS INC. in the interactive database Compare manager voting policies
These tallies are ATARA BIOTHERAPEUTICS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 11, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: William K. Heiden | 64,365,411 | -- | -- | 6,765,961 | 24,841,883 | 90% | Elected | — |
| Elect Director: Ameet Mallik | 58,254,661 | -- | -- | 12,876,711 | 24,841,883 | 82% | Elected | — |
| 2. Advisory vote to approve on the compensation of the Company's named executive officers | 63,970,487 | 6,810,564 | 350,321 | -- | 24,841,883 | 90% | Approved | — |
| 3. Ratification of appointment of independent registered public accounting firm | 89,685,078 | 6,077,689 | 210,488 | -- | -- | 94% | Approved | — |
| 4. Approval of the Company's 2024 Equity Incentive Plan | 53,961,768 | 16,999,707 | 169,897 | -- | 24,841,883 | 76% | Approved | — |
| 5. Approval of automatic annual increase to the Company's 2024 Equity Incentive Plan | 26,632,385 | 44,285,524 | 213,463 | -- | 24,841,883 | 38% | Not approved | — |
| 6. Approval of increase in number of common stock available for issuance under Company's 2014 Employee Stock Purchase Plan | 64,172,319 | 6,917,348 | 41,705 | -- | 24,841,883 | 90% | Approved | — |
| 7. Approval of amendment to Company's Certificate of Incorporation to effect a reverse stock split | 85,657,554 | 9,877,294 | 438,407 | -- | -- | 90% | Approved | — |
| 8. Approval of adjournment of the annual meeting for further solicitation | 80,507,780 | 14,437,998 | 1,027,477 | -- | -- | 85% | Approved | — |
Source: ATARA BIOTHERAPEUTICS INC., Form 8-K, filed with the SEC on June 11, 2024 — read the filing on EDGAR.
Each item below shows how the 97 asset managers that disclosed a ATARA BIOTHERAPEUTICS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ATARA BIOTHERAPEUTICS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 4 wordings of this item as funds reported it.
82% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Ameet Mallik
ATARA BIOTHERAPEUTICS INC.’s own tally for this item (“Elect Director: Ameet Mallik”): 58,254,661 for, 12,876,711 withheld, per its Form 8-K filed June 11, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Election of Directors Each of the two nominees for director was elected to serve until the 2027 annual meeting of stockholders and until their respective successors are elected.”
Support: 82% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 29 asset managers below reported 15,661,682 for, 523,455 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,311,772 | 0 | 0 | 0 | For |
| T. Rowe Price | 4,108,759 | 0 | 0 | 0 | For |
| BlackRock | 2,876,886 | 0 | 0 | 0 | For |
| Fidelity | 1,947,100 | 0 | 0 | 0 | For |
| JPMorgan | 966,000 | 0 | 0 | 0 | For |
| Charles Schwab | 762,050 | 0 | 0 | 0 | For |
| Equitable | 233,763 | 0 | 0 | 167,200 | Mixed |
| John Hancock | 155,800 | 0 | 0 | 23,063 | Mixed |
| Lincoln Financial | 169,991 | 0 | 0 | 0 | For |
| Voya | 0 | 0 | 0 | 146,063 | Withhold |
| AIG/SunAmerica | 0 | 0 | 0 | 47,731 | Withhold |
| Brighthouse | 0 | 0 | 0 | 38,063 | Withhold |
| Bridge Builder Trust | 37,583 | 0 | 0 | 0 | For |
| Pacific Life | 36,126 | 0 | 0 | 0 | For |
| Nationwide | 7,219 | 0 | 0 | 24,381 | Mixed |
| Principal Exchange-Traded Funds | 0 | 0 | 0 | 29,062 | Withhold |
| SEI | 20,600 | 0 | 0 | 0 | For |
| State Street | 20,107 | 0 | 0 | 0 | For |
| ProShares | 0 | 0 | 0 | 15,724 | Withhold |
| DWS | 0 | 0 | 0 | 13,001 | Withhold |
| Principal | 0 | 0 | 0 | 9,726 | Withhold |
| Calvert | 0 | 0 | 0 | 6,782 | Withhold |
| Morgan Stanley | 3,264 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 2,928 | 0 | 0 | 0 | For |
| Guggenheim | 0 | 0 | 0 | 2,372 | Withhold |
Showing the 25 largest of 29 asset managers. All 29 are in the interactive database (link above).
Combines 4 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: William K. Heiden
ATARA BIOTHERAPEUTICS INC.’s own tally for this item (“Elect Director: William K. Heiden”): 64,365,411 for, 6,765,961 withheld, per its Form 8-K filed June 11, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Election of Directors Each of the two nominees for director was elected to serve until the 2027 annual meeting of stockholders and until their respective successors are elected.”
Support: 90% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 29 asset managers below reported 16,017,650 for, 167,487 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,311,772 | 0 | 0 | 0 | For |
| T. Rowe Price | 4,108,759 | 0 | 0 | 0 | For |
| BlackRock | 2,876,886 | 0 | 0 | 0 | For |
| Fidelity | 1,947,100 | 0 | 0 | 0 | For |
| JPMorgan | 966,000 | 0 | 0 | 0 | For |
| Charles Schwab | 762,050 | 0 | 0 | 0 | For |
| Equitable | 233,763 | 0 | 0 | 167,200 | Mixed |
| John Hancock | 178,863 | 0 | 0 | 0 | For |
| Lincoln Financial | 169,991 | 0 | 0 | 0 | For |
| Voya | 146,063 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 47,731 | 0 | 0 | 0 | For |
| Brighthouse | 38,063 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 37,583 | 0 | 0 | 0 | For |
| Pacific Life | 36,126 | 0 | 0 | 0 | For |
| Nationwide | 31,600 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 29,062 | 0 | 0 | 0 | For |
| SEI | 20,600 | 0 | 0 | 0 | For |
| State Street | 20,107 | 0 | 0 | 0 | For |
| ProShares | 15,724 | 0 | 0 | 0 | For |
| DWS | 13,001 | 0 | 0 | 0 | For |
| Principal | 9,726 | 0 | 0 | 0 | For |
| Calvert | 6,782 | 0 | 0 | 0 | For |
| Morgan Stanley | 3,264 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 2,928 | 0 | 0 | 0 | For |
| Guggenheim | 2,372 | 0 | 0 | 0 | For |
Showing the 25 largest of 29 asset managers. All 29 are in the interactive database (link above).
Combines 4 wordings of this item as funds reported it.
90% Approved · of votes cast
Description as filed by funds: To approve an amendment to the Company's amended and restated certificate of incorporation to effect a reverse stock split of the Company's common stock at a ratio ranging from any whole number between 1-for-4 and 1-for-30, as determined by the Board of Directors in its discretion, subject to the Board of Directors' authority to abandon such amendments (the "Charter Amendment Proposal").
ATARA BIOTHERAPEUTICS INC.’s own tally for this item (“7. Approval of amendment to Company's Certificate of Incorporation to effect a reverse stock split”): 85,657,554 for, 9,877,294 against — passed, per its Form 8-K filed June 11, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The stockholders approved an amendment to the Company's amended and restated certificate of incorporation to effect a reverse stock split of the Company's common stock at a ratio ranging from any whole number between 1-for-4 and 1-for-30, as determined by the Company's Board of Directors in its dis…”
Support: 90% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 29 asset managers below reported 16,185,137 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,311,772 | 0 | 0 | 0 | For |
| T. Rowe Price | 4,108,759 | 0 | 0 | 0 | For |
| BlackRock | 2,876,886 | 0 | 0 | 0 | For |
| Fidelity | 1,947,100 | 0 | 0 | 0 | For |
| JPMorgan | 966,000 | 0 | 0 | 0 | For |
| Charles Schwab | 762,050 | 0 | 0 | 0 | For |
| Equitable | 400,963 | 0 | 0 | 0 | For |
| John Hancock | 178,863 | 0 | 0 | 0 | For |
| Lincoln Financial | 169,991 | 0 | 0 | 0 | For |
| Voya | 146,063 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 47,731 | 0 | 0 | 0 | For |
| Brighthouse | 38,063 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 37,583 | 0 | 0 | 0 | For |
| Pacific Life | 36,126 | 0 | 0 | 0 | For |
| Nationwide | 31,600 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 29,062 | 0 | 0 | 0 | For |
| SEI | 20,600 | 0 | 0 | 0 | For |
| State Street | 20,107 | 0 | 0 | 0 | For |
| ProShares | 15,724 | 0 | 0 | 0 | For |
| DWS | 13,001 | 0 | 0 | 0 | For |
| Principal | 9,726 | 0 | 0 | 0 | For |
| Calvert | 6,782 | 0 | 0 | 0 | For |
| Morgan Stanley | 3,264 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 2,928 | 0 | 0 | 0 | For |
| Guggenheim | 2,372 | 0 | 0 | 0 | For |
Showing the 25 largest of 29 asset managers. All 29 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
85% Approved · of votes cast
Description as filed by funds: TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF THE CHARTER AMENDMENT PROPOSAL.
ATARA BIOTHERAPEUTICS INC.’s own tally for this item (“8. Approval of adjournment of the annual meeting for further solicitation”): 80,507,780 for, 14,437,998 against — passed, per its Form 8-K filed June 11, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “Proposal 8: Approval of adjournment of the annual meeting for further solicitation”
Support: 85% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 29 asset managers below reported 11,766,940 for, 4,418,197 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,311,772 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 4,108,759 | 0 | 0 | Against |
| BlackRock | 2,876,886 | 0 | 0 | 0 | For |
| Fidelity | 1,947,100 | 0 | 0 | 0 | For |
| JPMorgan | 966,000 | 0 | 0 | 0 | For |
| Charles Schwab | 762,050 | 0 | 0 | 0 | For |
| Equitable | 352,363 | 48,600 | 0 | 0 | Mixed |
| John Hancock | 23,063 | 155,800 | 0 | 0 | Mixed |
| Lincoln Financial | 89,691 | 80,300 | 0 | 0 | Mixed |
| Voya | 146,063 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 47,731 | 0 | 0 | 0 | For |
| Brighthouse | 38,063 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 37,583 | 0 | 0 | 0 | For |
| Pacific Life | 36,126 | 0 | 0 | 0 | For |
| Nationwide | 31,600 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 29,062 | 0 | 0 | 0 | For |
| SEI | 20,600 | 0 | 0 | 0 | For |
| State Street | 0 | 20,107 | 0 | 0 | Against |
| ProShares | 15,724 | 0 | 0 | 0 | For |
| DWS | 13,001 | 0 | 0 | 0 | For |
| Principal | 9,726 | 0 | 0 | 0 | For |
| Calvert | 6,782 | 0 | 0 | 0 | For |
| Morgan Stanley | 3,264 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 0 | 2,928 | 0 | 0 | Against |
| Guggenheim | 2,372 | 0 | 0 | 0 | For |
Showing the 25 largest of 29 asset managers. All 29 are in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
7% of fund votes cast · no official result
Description as filed by funds: TO APPROVE AN AUTOMATIC ANNUAL INCREASE TO THE COMPANY'S 2024 EQUITY INCENTIVE PLAN.
The 29 asset managers below reported 1,055,691 for, 15,129,446 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 4,311,772 | 0 | 0 | Against |
| T. Rowe Price | 0 | 4,108,759 | 0 | 0 | Against |
| BlackRock | 0 | 2,876,886 | 0 | 0 | Against |
| Fidelity | 0 | 1,947,100 | 0 | 0 | Against |
| JPMorgan | 966,000 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 762,050 | 0 | 0 | Against |
| Equitable | 0 | 400,963 | 0 | 0 | Against |
| John Hancock | 0 | 178,863 | 0 | 0 | Against |
| Lincoln Financial | 89,691 | 80,300 | 0 | 0 | Mixed |
| Voya | 0 | 146,063 | 0 | 0 | Against |
| AIG/SunAmerica | 0 | 47,731 | 0 | 0 | Against |
| Brighthouse | 0 | 38,063 | 0 | 0 | Against |
| Bridge Builder Trust | 0 | 37,583 | 0 | 0 | Against |
| Pacific Life | 0 | 36,126 | 0 | 0 | Against |
| Nationwide | 0 | 31,600 | 0 | 0 | Against |
| Principal Exchange-Traded Funds | 0 | 29,062 | 0 | 0 | Against |
| SEI | 0 | 20,600 | 0 | 0 | Against |
| State Street | 0 | 20,107 | 0 | 0 | Against |
| ProShares | 0 | 15,724 | 0 | 0 | Against |
| DWS | 0 | 13,001 | 0 | 0 | Against |
| Principal | 0 | 9,726 | 0 | 0 | Against |
| Calvert | 0 | 6,782 | 0 | 0 | Against |
| Morgan Stanley | 0 | 3,264 | 0 | 0 | Against |
| PENN SERIES FUNDS INC | 0 | 2,928 | 0 | 0 | Against |
| Guggenheim | 0 | 2,372 | 0 | 0 | Against |
Showing the 25 largest of 29 asset managers. All 29 are in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
90% Approved · of votes cast
Description as filed by funds: TO APPROVE AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE COMPANY'S 2014 EMPLOYEE STOCK PURCHASE PLAN.
ATARA BIOTHERAPEUTICS INC.’s own tally for this item (“6. Approval of increase in number of common stock available for issuance under Company's 2014 Employee Stock Purchase Plan”): 64,172,319 for, 6,917,348 against — passed, per its Form 8-K filed June 11, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The stockholders approved the increase in the number of shares of common stock available for issuance under the Company's 2014 Employee Stock Purchase Plan.”
Support: 90% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 29 asset managers below reported 16,185,137 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,311,772 | 0 | 0 | 0 | For |
| T. Rowe Price | 4,108,759 | 0 | 0 | 0 | For |
| BlackRock | 2,876,886 | 0 | 0 | 0 | For |
| Fidelity | 1,947,100 | 0 | 0 | 0 | For |
| JPMorgan | 966,000 | 0 | 0 | 0 | For |
| Charles Schwab | 762,050 | 0 | 0 | 0 | For |
| Equitable | 400,963 | 0 | 0 | 0 | For |
| John Hancock | 178,863 | 0 | 0 | 0 | For |
| Lincoln Financial | 169,991 | 0 | 0 | 0 | For |
| Voya | 146,063 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 47,731 | 0 | 0 | 0 | For |
| Brighthouse | 38,063 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 37,583 | 0 | 0 | 0 | For |
| Pacific Life | 36,126 | 0 | 0 | 0 | For |
| Nationwide | 31,600 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 29,062 | 0 | 0 | 0 | For |
| SEI | 20,600 | 0 | 0 | 0 | For |
| State Street | 20,107 | 0 | 0 | 0 | For |
| ProShares | 15,724 | 0 | 0 | 0 | For |
| DWS | 13,001 | 0 | 0 | 0 | For |
| Principal | 9,726 | 0 | 0 | 0 | For |
| Calvert | 6,782 | 0 | 0 | 0 | For |
| Morgan Stanley | 3,264 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 2,928 | 0 | 0 | 0 | For |
| Guggenheim | 2,372 | 0 | 0 | 0 | For |
Showing the 25 largest of 29 asset managers. All 29 are in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
87% of fund votes cast · no official result
Description as filed by funds: TO APPROVE THE COMPANY'S 2024 EQUITY INCENTIVE PLAN.
The 29 asset managers below reported 14,140,757 for, 2,044,380 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,311,772 | 0 | 0 | 0 | For |
| T. Rowe Price | 4,108,759 | 0 | 0 | 0 | For |
| BlackRock | 2,876,886 | 0 | 0 | 0 | For |
| Fidelity | 1,586,617 | 360,483 | 0 | 0 | Mixed |
| JPMorgan | 0 | 966,000 | 0 | 0 | Against |
| Charles Schwab | 762,050 | 0 | 0 | 0 | For |
| Equitable | 233,763 | 167,200 | 0 | 0 | Mixed |
| John Hancock | 155,800 | 23,063 | 0 | 0 | Mixed |
| Lincoln Financial | 0 | 169,991 | 0 | 0 | Against |
| Voya | 0 | 146,063 | 0 | 0 | Against |
| AIG/SunAmerica | 0 | 47,731 | 0 | 0 | Against |
| Brighthouse | 0 | 38,063 | 0 | 0 | Against |
| Bridge Builder Trust | 37,583 | 0 | 0 | 0 | For |
| Pacific Life | 36,126 | 0 | 0 | 0 | For |
| Nationwide | 7,219 | 24,381 | 0 | 0 | Mixed |
| Principal Exchange-Traded Funds | 0 | 29,062 | 0 | 0 | Against |
| SEI | 20,600 | 0 | 0 | 0 | For |
| State Street | 0 | 20,107 | 0 | 0 | Against |
| ProShares | 0 | 15,724 | 0 | 0 | Against |
| DWS | 0 | 13,001 | 0 | 0 | Against |
| Principal | 0 | 9,726 | 0 | 0 | Against |
| Calvert | 0 | 6,782 | 0 | 0 | Against |
| Morgan Stanley | 3,264 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 0 | 2,928 | 0 | 0 | Against |
| Guggenheim | 0 | 2,372 | 0 | 0 | Against |
Showing the 25 largest of 29 asset managers. All 29 are in the interactive database (link above).
Combines 5 wordings of this item as funds reported it.
90% Approved · of votes cast
Description as filed by funds: TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.
ATARA BIOTHERAPEUTICS INC.’s own tally for this item (“2. Advisory vote to approve on the compensation of the Company's named executive officers”): 63,970,487 for, 6,810,564 against — passed, per its Form 8-K filed June 11, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The stockholders approved, on an advisory basis, the compensation awarded to the Company's named executive officers, as disclosed in the Proxy Statement.”
Support: 90% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,311,772 | 0 | 0 | 0 | For |
| T. Rowe Price | 4,108,759 | 0 | 0 | 0 | For |
| BlackRock | 2,876,886 | 0 | 0 | 0 | For |
| Fidelity | 1,947,100 | 0 | 0 | 0 | For |
| JPMorgan | 966,000 | 0 | 0 | 0 | For |
| Charles Schwab | 762,050 | 0 | 0 | 0 | For |
| Equitable | 400,963 | 0 | 0 | 0 | For |
| John Hancock | 178,863 | 0 | 0 | 0 | For |
| Lincoln Financial | 169,991 | 0 | 0 | 0 | For |
| Voya | 146,063 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 47,731 | 0 | 0 | 0 | For |
| Brighthouse | 38,063 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 37,583 | 0 | 0 | 0 | For |
| Pacific Life | 36,126 | 0 | 0 | 0 | For |
| Nationwide | 31,600 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 29,062 | 0 | 0 | 0 | For |
| SEI | 20,600 | 0 | 0 | 0 | For |
| State Street | 20,107 | 0 | 0 | 0 | For |
| ProShares | 15,724 | 0 | 0 | 0 | For |
| DWS | 13,001 | 0 | 0 | 0 | For |
| Principal | 9,726 | 0 | 0 | 0 | For |
| Calvert | 0 | 6,782 | 0 | 0 | Against |
| Morgan Stanley | 3,264 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 2,928 | 0 | 0 | 0 | For |
| Guggenheim | 2,372 | 0 | 0 | 0 | For |
Fund voting reports, all 29 managers: 16,178,355 for, 6,782 against. Showing the 25 largest; every one is in the interactive database (link above).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| EcoR1 Capital, LLC | 0 | 10,167,043 | 0 | 0 | Against |
| Redmile Group, LLC | 9,263,309 | 0 | 0 | 0 | For |
| T. Rowe Price | 4,928,440 | 0 | 0 | 0 | For |
| Citadel | 4,643,307 | 0 | 0 | 0 | For |
| Boxer Capital, LLC | 4,150,000 | 0 | 0 | 0 | For |
| BlackRock | 2,606,296 | 0 | 0 | 0 | For |
| Vestal Point Capital, LP | 2,371,756 | 0 | 0 | 0 | For |
| Woodline Partners LP | 2,169,877 | 0 | 0 | 0 | For |
| State Street | 2,010,219 | 157 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,717,317 | 0 | 0 | 0 | For |
| AQR | 1,321,946 | 0 | 0 | 0 | For |
| JPMorgan | 1,149,737 | 0 | 0 | 0 | For |
| J. Goldman & Co LP | 1,087,635 | 0 | 0 | 0 | For |
| ACADIAN ASSET MANAGEMENT LLC | 1,075,314 | 0 | 0 | 0 | For |
| STALEY CAPITAL ADVISERS INC | 1,000,000 | 0 | 0 | 0 | For |
| Charles Schwab | 762,050 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 579,683 | 0 | 0 | 0 | For |
| Northern Trust | 493,673 | 0 | 0 | 0 | For |
| Fidelity | 386,361 | 0 | 0 | 0 | For |
| AllianceBernstein | 167,200 | 0 | 0 | 0 | For |
| Voya | 146,063 | 0 | 0 | 0 | For |
| Renaissance | 120,166 | 0 | 0 | 0 | For |
| Vanguard | 68,513 | 0 | 0 | 0 | For |
| Rhumbline | 60,454 | 582 | 0 | 0 | For |
| Goldman Sachs | 42,339 | 0 | 0 | 0 | For |
Institutional-manager reports, all 78 managers: 42,689,697 for, 10,221,670 against, 1,000 not voted. Showing the 25 largest; every one is in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
94% Approved · of votes cast
Description as filed by funds: TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.
ATARA BIOTHERAPEUTICS INC.’s own tally for this item (“3. Ratification of appointment of independent registered public accounting firm”): 89,685,078 for, 6,077,689 against — passed, per its Form 8-K filed June 11, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The stockholders ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024.”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 29 asset managers below reported 16,185,137 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,311,772 | 0 | 0 | 0 | For |
| T. Rowe Price | 4,108,759 | 0 | 0 | 0 | For |
| BlackRock | 2,876,886 | 0 | 0 | 0 | For |
| Fidelity | 1,947,100 | 0 | 0 | 0 | For |
| JPMorgan | 966,000 | 0 | 0 | 0 | For |
| Charles Schwab | 762,050 | 0 | 0 | 0 | For |
| Equitable | 400,963 | 0 | 0 | 0 | For |
| John Hancock | 178,863 | 0 | 0 | 0 | For |
| Lincoln Financial | 169,991 | 0 | 0 | 0 | For |
| Voya | 146,063 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 47,731 | 0 | 0 | 0 | For |
| Brighthouse | 38,063 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 37,583 | 0 | 0 | 0 | For |
| Pacific Life | 36,126 | 0 | 0 | 0 | For |
| Nationwide | 31,600 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 29,062 | 0 | 0 | 0 | For |
| SEI | 20,600 | 0 | 0 | 0 | For |
| State Street | 20,107 | 0 | 0 | 0 | For |
| ProShares | 15,724 | 0 | 0 | 0 | For |
| DWS | 13,001 | 0 | 0 | 0 | For |
| Principal | 9,726 | 0 | 0 | 0 | For |
| Calvert | 6,782 | 0 | 0 | 0 | For |
| Morgan Stanley | 3,264 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 2,928 | 0 | 0 | 0 | For |
| Guggenheim | 2,372 | 0 | 0 | 0 | For |
Showing the 25 largest of 29 asset managers. All 29 are in the interactive database (link above).
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 120,416,138 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 3.58% |
| 2 | T. Rowe Price | 3.41% |
| 3 | BlackRock | 2.39% |
| 4 | Fidelity | 1.62% |
| 5 | JPMorgan | 0.80% |
| 6 | Charles Schwab | 0.63% |
| 7 | Equitable | 0.33% |
| 8 | John Hancock | 0.15% |
| 9 | Lincoln Financial | 0.14% |
| 10 | Voya | 0.12% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | EcoR1 Capital, LLC | 8.44% |
| 2 | Redmile Group, LLC | 7.69% |
| 3 | T. Rowe Price | 4.09% |
| 4 | Citadel | 3.86% |
| 5 | Boxer Capital, LLC | 3.45% |
| 6 | BlackRock | 2.16% |
| 7 | Vestal Point Capital, LP | 1.97% |
| 8 | Woodline Partners LP | 1.80% |
| 9 | State Street | 1.67% |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 1.43% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Panacea Innovation Limited | 1.36% | 13D |
| Adiumentum Capital Fund I LP | 1.14% | 13D |
| Redmile Group, LLC | 0.59% | 13D |
| Panacea Venture Healthcare Fund II, L.P. | 0.46% | 13G |
| Vanguard Group | 0.17% | 13F |
| BlackRock | 0.06% | 13F |
| Morgan Stanley | 0.03% | 13F |
| FMR (Fidelity) | 0.01% | 13F |
| JPMorgan Chase | <0.01% | 13F |
| Citadel Advisors LLC | <0.01% | 13G |
Percentages above are of 120,416,138 shares outstanding, as reported by ATARA BIOTHERAPEUTICS INC. on its Form 10-Q dated May 2, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ATARA BIOTHERAPEUTICS INC.’s 10-Q dated May 2, 2024. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
ATARA BIOTHERAPEUTICS INC. proxy season coverage: 2023-2024 (this page).
proxyvotesnow.com, “ATARA BIOTHERAPEUTICS (ATRA) 2024 Annual Meeting: Vote Results”, https://proxyvotesnow.com/company/atara-biotherapeutics-inc/2024 (version of November 8, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.