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Compiled from SEC Form N-PX filings and ATOMERA INC.’s Form 8-K, filed 2024-05-02 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Proxy season: 2023-2024
Explore ATOMERA INC. in the interactive database Compare manager voting policies
These tallies are ATOMERA INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-02 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: John Gerber | 7,085,521 | -- | -- | 1,419,588 | 7,674,951 | Majority: yes |
| Elect Director: Scott Bibaud | 7,232,729 | -- | -- | 1,272,380 | 7,674,951 | Majority: yes |
| Elect Director: Steve Shevick | 6,562,232 | -- | -- | 1,942,878 | 7,674,950 | Majority: yes |
| Elect Director: Duy-Loan Le | 6,579,461 | -- | -- | 1,925,649 | 7,674,950 | Majority: yes |
| Elect Director: Suja Ramnath | 6,544,539 | -- | -- | 1,960,571 | 7,674,950 | Majority: yes |
| Proposal 6 | 15,179,285 | 710,893 | -- | 289,881 | 0 | Majority: yes |
| Proposal 7 | 4,699,163 | 3,703,814 | -- | 102,129 | 7,674,954 | Majority: yes |
Source: ATOMERA INC., Form 8-K, filed with the SEC on 2024-05-02 — read the filing on EDGAR.
Each item below shows how the 102 asset managers that disclosed a ATOMERA INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ATOMERA INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 6 wordings of this item as funds reported it.
65% fund support · no official result
The 98 asset managers below cast 65% of the shares they voted on this item FOR (1,229,983 for, 673,570 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Baird | 0 | 463,288 | 0 | 0 | Against |
| Vanguard | 319,142 | 0 | 0 | 0 | For |
| BlackRock | 249,018 | 3 | 0 | 0 | For |
| State Street | 208,162 | 595 | 0 | 0 | For |
| HOLLENCREST CAPITAL MANAGEMENT | 121,874 | 0 | 0 | 0 | For |
| Northern Trust | 115,276 | 24 | 0 | 0 | For |
| Citadel | 77,912 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 34,688 | 0 | 0 | 0 | For |
| Riverwater Partners LLC | 0 | 22,666 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 22,334 | 0 | 0 | 0 | For |
| Lincoln Financial | 17,300 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 17,236 | 0 | 0 | Against |
| Charles Schwab | 0 | 6,636 | 0 | 0 | Not Voted |
| Equitable | 4,272 | 9,320 | 0 | 0 | Against |
| Goldman Sachs | 0 | 13,035 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 12,736 | 0 | 0 | 0 | For |
| Fidelity | 11,858 | 514 | 0 | 0 | For |
| John Hancock | 0 | 11,043 | 0 | 0 | Against |
| ROCKEFELLER FINANCIAL LLC | 10,000 | 0 | 0 | 0 | For |
| Global X | 0 | 9,743 | 0 | 0 | Against |
| AllianceBernstein | 0 | 9,320 | 0 | 0 | Against |
| JPMorgan | 0 | 8,781 | 0 | 0 | Against |
| BROWN ADVISORY INC | 0 | 8,000 | 0 | 0 | Against |
| Pacific Life | 7,730 | 0 | 0 | 0 | For |
| DE Shaw | 0 | 7,635 | 0 | 0 | Against |
Showing the 25 largest of 98 asset managers. See all 98 in the interactive database.
Combines 4 wordings of this item as funds reported it.
100% fund support · no official result
The 33 asset managers below cast 100% of the shares they voted on this item FOR (528,771 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 311,095 | 0 | 0 | 0 | For |
| BlackRock | 86,351 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,334 | 0 | 0 | 0 | For |
| Lincoln Financial | 17,300 | 0 | 0 | 0 | For |
| Equitable | 13,592 | 0 | 0 | 0 | For |
| Fidelity | 11,858 | 0 | 0 | 0 | For |
| Global X | 9,743 | 0 | 0 | 0 | For |
| Northern Trust | 9,318 | 0 | 0 | 0 | For |
| Pacific Life | 7,730 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 5,700 | 0 | 0 | 0 | For |
| John Hancock | 5,499 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,179 | 0 | 0 | 0 | For |
| Charles Schwab | 3,318 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,037 | 0 | 0 | 0 | For |
| HOWLAND CAPITAL MANAGEMENT LLC | 3,001 | 0 | 0 | 0 | For |
| DWS | 2,972 | 0 | 0 | 0 | For |
| Principal | 2,652 | 0 | 0 | 0 | For |
| State Street | 1,988 | 0 | 0 | 0 | For |
| Calvert | 1,466 | 0 | 0 | 0 | For |
| ProShares | 888 | 0 | 0 | 0 | For |
| Morgan Stanley | 785 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 600 | 0 | 0 | 0 | For |
| TIAA | 557 | 0 | 0 | 0 | For |
| Voya | 543 | 0 | 0 | 0 | For |
| Guggenheim | 423 | 0 | 0 | 0 | For |
Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.
Combines 4 wordings of this item as funds reported it.
77% Majority: yes · of votes cast
ATOMERA INC.’s own tally for this item (“Elect Director: Duy-Loan Le”): 6,579,461 for, 1,925,649 withheld, per its Form 8-K filed 2024-05-02 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 26,887,371 outstanding shares: 24% for, 7% withheld (32% of the company cast a for/withheld vote).
The 32 asset managers below cast 100% of the shares they voted on this item FOR (525,770 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 311,095 | 0 | 0 | 0 | For |
| BlackRock | 86,351 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,334 | 0 | 0 | 0 | For |
| Lincoln Financial | 17,300 | 0 | 0 | 0 | For |
| Equitable | 13,592 | 0 | 0 | 0 | For |
| Fidelity | 11,858 | 0 | 0 | 0 | For |
| Global X | 9,743 | 0 | 0 | 0 | For |
| Northern Trust | 9,318 | 0 | 0 | 0 | For |
| Pacific Life | 7,730 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 5,700 | 0 | 0 | 0 | For |
| John Hancock | 5,499 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,179 | 0 | 0 | 0 | For |
| Charles Schwab | 3,318 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,037 | 0 | 0 | 0 | For |
| DWS | 2,972 | 0 | 0 | 0 | For |
| Principal | 2,652 | 0 | 0 | 0 | For |
| State Street | 1,988 | 0 | 0 | 0 | For |
| Calvert | 1,466 | 0 | 0 | 0 | For |
| ProShares | 888 | 0 | 0 | 0 | For |
| Morgan Stanley | 785 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 600 | 0 | 0 | 0 | For |
| TIAA | 557 | 0 | 0 | 0 | For |
| Voya | 543 | 0 | 0 | 0 | For |
| Guggenheim | 423 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 373 | 0 | 0 | 0 | For |
Showing the 25 largest of 32 asset managers. See all 32 in the interactive database.
Combines 3 wordings of this item as funds reported it.
83% Majority: yes · of votes cast
ATOMERA INC.’s own tally for this item (“Elect Director: John Gerber”): 7,085,521 for, 1,419,588 withheld, per its Form 8-K filed 2024-05-02 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 26,887,371 outstanding shares: 26% for, 5% withheld (32% of the company cast a for/withheld vote).
The 32 asset managers below cast 100% of the shares they voted on this item FOR (525,697 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 311,095 | 0 | 0 | 0 | For |
| BlackRock | 86,351 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,334 | 0 | 0 | 0 | For |
| Lincoln Financial | 17,300 | 0 | 0 | 0 | For |
| Equitable | 13,592 | 0 | 0 | 0 | For |
| Fidelity | 11,858 | 0 | 0 | 0 | For |
| Global X | 9,743 | 0 | 0 | 0 | For |
| Northern Trust | 9,318 | 0 | 0 | 0 | For |
| Pacific Life | 7,730 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 5,700 | 0 | 0 | 0 | For |
| John Hancock | 5,499 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,179 | 0 | 0 | 0 | For |
| Charles Schwab | 3,318 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,037 | 0 | 0 | 0 | For |
| DWS | 2,972 | 0 | 0 | 0 | For |
| Principal | 2,652 | 0 | 0 | 0 | For |
| State Street | 1,988 | 0 | 0 | 0 | For |
| Calvert | 1,466 | 0 | 0 | 0 | For |
| ProShares | 888 | 0 | 0 | 0 | For |
| Morgan Stanley | 785 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 600 | 0 | 0 | 0 | For |
| TIAA | 557 | 0 | 0 | 0 | For |
| Voya | 543 | 0 | 0 | 0 | For |
| Guggenheim | 423 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 373 | 0 | 0 | 0 | For |
Showing the 25 largest of 32 asset managers. See all 32 in the interactive database.
Combines 3 wordings of this item as funds reported it.
85% Majority: yes · of votes cast
ATOMERA INC.’s own tally for this item (“Elect Director: Scott Bibaud”): 7,232,729 for, 1,272,380 withheld, per its Form 8-K filed 2024-05-02 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 26,887,371 outstanding shares: 27% for, 5% withheld (32% of the company cast a for/withheld vote).
The 32 asset managers below cast 100% of the shares they voted on this item FOR (525,770 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 311,095 | 0 | 0 | 0 | For |
| BlackRock | 86,351 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,334 | 0 | 0 | 0 | For |
| Lincoln Financial | 17,300 | 0 | 0 | 0 | For |
| Equitable | 13,592 | 0 | 0 | 0 | For |
| Fidelity | 11,858 | 0 | 0 | 0 | For |
| Global X | 9,743 | 0 | 0 | 0 | For |
| Northern Trust | 9,318 | 0 | 0 | 0 | For |
| Pacific Life | 7,730 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 5,700 | 0 | 0 | 0 | For |
| John Hancock | 5,499 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,179 | 0 | 0 | 0 | For |
| Charles Schwab | 3,318 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,037 | 0 | 0 | 0 | For |
| DWS | 2,972 | 0 | 0 | 0 | For |
| Principal | 2,652 | 0 | 0 | 0 | For |
| State Street | 1,988 | 0 | 0 | 0 | For |
| Calvert | 1,466 | 0 | 0 | 0 | For |
| ProShares | 888 | 0 | 0 | 0 | For |
| Morgan Stanley | 785 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 600 | 0 | 0 | 0 | For |
| TIAA | 557 | 0 | 0 | 0 | For |
| Voya | 543 | 0 | 0 | 0 | For |
| Guggenheim | 423 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 373 | 0 | 0 | 0 | For |
Showing the 25 largest of 32 asset managers. See all 32 in the interactive database.
Combines 3 wordings of this item as funds reported it.
77% Majority: yes · of votes cast
ATOMERA INC.’s own tally for this item (“Elect Director: Steve Shevick”): 6,562,232 for, 1,942,878 withheld, per its Form 8-K filed 2024-05-02 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 26,887,371 outstanding shares: 24% for, 7% withheld (32% of the company cast a for/withheld vote).
The 32 asset managers below cast 100% of the shares they voted on this item FOR (525,770 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 311,095 | 0 | 0 | 0 | For |
| BlackRock | 86,351 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,334 | 0 | 0 | 0 | For |
| Lincoln Financial | 17,300 | 0 | 0 | 0 | For |
| Equitable | 13,592 | 0 | 0 | 0 | For |
| Fidelity | 11,858 | 0 | 0 | 0 | For |
| Global X | 9,743 | 0 | 0 | 0 | For |
| Northern Trust | 9,318 | 0 | 0 | 0 | For |
| Pacific Life | 7,730 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 5,700 | 0 | 0 | 0 | For |
| John Hancock | 5,499 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,179 | 0 | 0 | 0 | For |
| Charles Schwab | 3,318 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,037 | 0 | 0 | 0 | For |
| DWS | 2,972 | 0 | 0 | 0 | For |
| Principal | 2,652 | 0 | 0 | 0 | For |
| State Street | 1,988 | 0 | 0 | 0 | For |
| Calvert | 1,466 | 0 | 0 | 0 | For |
| ProShares | 888 | 0 | 0 | 0 | For |
| Morgan Stanley | 785 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 600 | 0 | 0 | 0 | For |
| TIAA | 557 | 0 | 0 | 0 | For |
| Voya | 543 | 0 | 0 | 0 | For |
| Guggenheim | 423 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 373 | 0 | 0 | 0 | For |
Showing the 25 largest of 32 asset managers. See all 32 in the interactive database.
Combines 3 wordings of this item as funds reported it.
77% Majority: yes · of votes cast
ATOMERA INC.’s own tally for this item (“Elect Director: Suja Ramnath”): 6,544,539 for, 1,960,571 withheld, per its Form 8-K filed 2024-05-02 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 26,887,371 outstanding shares: 24% for, 7% withheld (32% of the company cast a for/withheld vote).
The 32 asset managers below cast 100% of the shares they voted on this item FOR (525,770 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 311,095 | 0 | 0 | 0 | For |
| BlackRock | 86,351 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,334 | 0 | 0 | 0 | For |
| Lincoln Financial | 17,300 | 0 | 0 | 0 | For |
| Equitable | 13,592 | 0 | 0 | 0 | For |
| Fidelity | 11,858 | 0 | 0 | 0 | For |
| Global X | 9,743 | 0 | 0 | 0 | For |
| Northern Trust | 9,318 | 0 | 0 | 0 | For |
| Pacific Life | 7,730 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 5,700 | 0 | 0 | 0 | For |
| John Hancock | 5,499 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,179 | 0 | 0 | 0 | For |
| Charles Schwab | 3,318 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,037 | 0 | 0 | 0 | For |
| DWS | 2,972 | 0 | 0 | 0 | For |
| Principal | 2,652 | 0 | 0 | 0 | For |
| State Street | 1,988 | 0 | 0 | 0 | For |
| Calvert | 1,466 | 0 | 0 | 0 | For |
| ProShares | 888 | 0 | 0 | 0 | For |
| Morgan Stanley | 785 | 0 | 0 | 0 | For |
| PENN SERIES FUNDS INC | 600 | 0 | 0 | 0 | For |
| TIAA | 557 | 0 | 0 | 0 | For |
| Voya | 543 | 0 | 0 | 0 | For |
| Guggenheim | 423 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 373 | 0 | 0 | 0 | For |
Showing the 25 largest of 32 asset managers. See all 32 in the interactive database.
0% fund support · no official result
The 2 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 20,452 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ADVISORY RESEARCH INC | 0 | 20,000 | 0 | 0 | Against |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 0 | 452 | 0 | 0 | Against |
Ranked by the number of ATOMERA INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 26,887,371 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Baird | 1.72% |
| 2 | Vanguard | 1.19% |
| 3 | BlackRock | 0.93% |
| 4 | State Street | 0.78% |
| 5 | HOLLENCREST CAPITAL MANAGEMENT | 0.45% |
| 6 | Northern Trust | 0.43% |
| 7 | Citadel | 0.29% |
| 8 | MELLON INVESTMENTS Corp | 0.13% |
| 9 | Riverwater Partners LLC | 0.08% |
| 10 | QUANTITATIVE MASTER SERIES LLC | 0.08% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 7.05% | 13F |
| Vanguard Group | 6.08% | 13F |
| Geode Capital | 1.93% | 13F |
| State Street | 1.65% | 13F |
| Citadel Advisors | 0.88% | 13F |
| Northern Trust | 0.73% | 13F |
| D.E. Shaw | 0.41% | 13F |
| Goldman Sachs | 0.39% | 13F |
| Morgan Stanley | 0.30% | 13F |
| BNY Mellon | 0.24% | 13F |
Percentages above are of 26,887,371 shares outstanding, as reported by ATOMERA INC. on its Form 10-Q dated 2024-04-29 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ATOMERA INC.’s 10-Q dated 2024-04-29. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At ATOMERA INC.'s shareholder meeting held 2024-05-01, in the 2023-2024 proxy season, 102 asset managers reported how they voted in their SEC Form N-PX filings, covering 735 separate fund positions. Their filings are grouped here into 8 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. ATOMERA INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on an advisory basis, the compensation of the Company's named executive officers. — the reporting funds cast 65% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
ATOMERA INC. proxy season coverage: 2023-2024 (this page).