AXT, Inc. 2025-2026 Proxy Voting Records

1. To approve, on an advisory basis, the compensation of our Named Executive Officers.

Meeting held 2026-06-04.

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

AXT, Inc.’s own tally for this item (“Proposal 2: Advisory vote on executive compensation:”): 18,256,842 for, 410,844 against, per its Form 8-K filed 2026-06-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 65,423,184 outstanding shares: 28% for, 0.7% against (29% of the company cast a for/against vote).

The 106 asset managers below cast 98% of the shares they voted on this item FOR (10,755,239 for, 165,788 against).

Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.

2. To elect two (2) Class I directors to hold office for a three year term and until their respective successors are elected and qualified: Morris S. Young Chairman of the Board, Chief Executive Officer

Meeting held 2026-06-04.

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

AXT, Inc.’s own tally for this item (“Elect Director: Dr. Morris Young”): 18,418,094 for, 326,349 withheld, per its Form 8-K filed 2026-06-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 65,423,184 outstanding shares: 28% for, 0.5% withheld (29% of the company cast a for/withheld vote).

The 21 asset managers below cast 100% of the shares they voted on this item FOR (4,147,205 for, 0 against).

3. To elect two (2) Class I directors to hold office for a three year term and until their respective successors are elected and qualified: David C. Chang Director

Meeting held 2026-06-04.

Combines 6 wordings of this item as funds reported it.

85% Majority: yes · of votes cast

AXT, Inc.’s own tally for this item (“Elect Director: Dr. David Chang”): 15,937,028 for, 2,807,414 withheld, per its Form 8-K filed 2026-06-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 65,423,184 outstanding shares: 24% for, 4% withheld (29% of the company cast a for/withheld vote).

The 21 asset managers below cast 100% of the shares they voted on this item FOR (3,071,875 for, 0 against).

4. To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to increase the total number of authorized shares of common stock, par value $0.001 per share, from 70,000,000 to 120,000,000 in substantially the form attached to the Proxy Statement as Appendix A (the "Amendment Proposal").

Meeting held 2026-06-04.

Combines 4 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

AXT, Inc.’s own tally for this item (“Proposal 4: Approval of an amendment to the Company's Restated Certificate of Incorporation, as amended, to increase the authorized shares of common stock from 70,000,000 to 120,000,000 (the "Amendment Proposal"):”): 26,991,579 for, 1,870,385 against, per its Form 8-K filed 2026-06-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 65,423,184 outstanding shares: 41% for, 3% against (44% of the company cast a for/against vote).

The 21 asset managers below cast 99.9% of the shares they voted on this item FOR (4,147,205 for, 3,225 against).

5. To ratify the appointment of BPM LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2026.

Meeting held 2026-06-04.

99.1% Majority: yes · of votes cast

AXT, Inc.’s own tally for this item (“Proposal 3: Ratification of the appointment of BPM as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026:”): 28,619,471 for, 247,944 against, per its Form 8-K filed 2026-06-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 65,423,184 outstanding shares: 44% for, 0.4% against (44% of the company cast a for/against vote).

The 20 asset managers below cast 99.9% of the shares they voted on this item FOR (4,145,486 for, 1,437 against).

6. To consider and vote upon a proposal to approve the adjournment of the annual meeting if necessary or appropriate in the view of the Company's board of directors, to permit further solicitation and vote of proxies in the event there are insufficient votes at the time of the annual meeting to approve the Amendment Proposal.

Meeting held 2026-06-04.

Combines 2 wordings of this item as funds reported it.

91% Majority: yes · of votes cast

AXT, Inc.’s own tally for this item (“Proposal 5: To approve the adjournment of the annual meeting if necessary or advisable to solicit additional proxies in favor of Amendment Proposal if there are insufficient votes at the time of the annual meeting to app”): 26,383,217 for, 2,475,288 against, per its Form 8-K filed 2026-06-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 65,423,184 outstanding shares: 40% for, 4% against (44% of the company cast a for/against vote).

The 20 asset managers below cast 81% of the shares they voted on this item FOR (3,361,948 for, 784,975 against).

7. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Reported under meeting date 2026-05-14; no official results on file for that date.

96% fund support · no official result

The 3 asset managers below cast 96% of the shares they voted on this item FOR (560 for, 21 against).