Home › Companies › BIOATLA INC. › 2023-2024
Compiled from SEC Form N-PX filings and BIOATLA INC.’s Form 8-K, filed 2024-06-13 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Proxy season: 2023-2024
Explore BIOATLA INC. in the interactive database Compare manager voting policies
These tallies are BIOATLA INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-13 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Sylvia McBrinn | 15,280,856 | -- | -- | 7,634,075 | 11,599,001 | Majority: yes |
Source: BIOATLA INC., Form 8-K, filed with the SEC on 2024-06-13 — read the filing on EDGAR.
Each item below shows how the 103 asset managers that disclosed a BIOATLA INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of BIOATLA INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 2 wordings of this item as funds reported it.
89% fund support · no official result
The 102 asset managers below cast 89% of the shares they voted on this item FOR (12,480,695 for, 1,549,566 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Soleus Capital Management, L.P. | 3,894,292 | 0 | 0 | 0 | For |
| Vanguard | 2,104,112 | 0 | 0 | 0 | For |
| BlackRock | 1,655,192 | 0 | 0 | 0 | For |
| DWS | 678,751 | 0 | 0 | 0 | For |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 0 | 528,358 | 0 | 0 | Against |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 512,300 | 0 | 0 | 0 | For |
| State Street | 454,581 | 751 | 0 | 0 | For |
| MFS | 0 | 447,519 | 0 | 0 | Against |
| Renaissance | 300,258 | 0 | 0 | 0 | For |
| Charles Schwab | 239,098 | 0 | 0 | 0 | For |
| Connor, Clark & Lunn Investment Management Ltd. | 228,886 | 0 | 0 | 0 | For |
| PNC BANK, NATIONAL ASSOCIATION | 210,874 | 0 | 0 | 0 | For |
| ETF Opportunities Trust | 191,950 | 0 | 0 | 0 | For |
| Northern Trust | 182,107 | 461 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 177,989 | 0 | 0 | 0 | For |
| Nuveen | 177,852 | 0 | 0 | 0 | For |
| TIAA | 171,865 | 0 | 0 | 0 | For |
| UBS | 137,486 | 0 | 0 | 0 | For |
| Two Sigma | 120,938 | 0 | 0 | 0 | For |
| Dimensional | 0 | 117,643 | 0 | 0 | Against |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 90,000 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 0 | 90,000 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 87,433 | 0 | 0 | 0 | For |
| CHASE INVESTMENT COUNSEL CORP | 76,742 | 0 | 0 | 0 | For |
| Citadel | 74,899 | 0 | 0 | 0 | For |
Showing the 25 largest of 102 asset managers. See all 102 in the interactive database.
Combines 2 wordings of this item as funds reported it.
67% Majority: yes · of votes cast
BIOATLA INC.’s own tally for this item (“Elect Director: Sylvia McBrinn”): 15,280,856 for, 7,634,075 withheld, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 48,106,317 outstanding shares: 32% for, 16% withheld (47.6% of the company cast a for/withheld vote).
The 36 asset managers below cast 100% of the shares they voted on this item FOR (3,590,657 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,067,845 | 0 | 0 | 0 | For |
| BlackRock | 722,451 | 0 | 0 | 0 | For |
| DWS | 0 | 0 | 676,915 | 0 | Abstain |
| MFS | 0 | 0 | 447,519 | 0 | Abstain |
| ETF Opportunities Trust | 191,950 | 0 | 0 | 0 | For |
| TIAA | 171,865 | 0 | 0 | 0 | For |
| Charles Schwab | 119,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 90,000 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 87,433 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 77,850 | 0 | Abstain |
| Equitable | 59,492 | 0 | 8,360 | 0 | For |
| Pacific Life | 17,305 | 0 | 41,727 | 0 | Abstain |
| Fidelity | 39,828 | 0 | 0 | 0 | For |
| Prudential/PGIM | 0 | 0 | 39,112 | 0 | Abstain |
| Lincoln Financial | 37,900 | 0 | 0 | 0 | For |
| American Century | 0 | 0 | 33,720 | 0 | Abstain |
| Managed Portfolio Series | 29,805 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 21,799 | 0 | Abstain |
| Bridge Builder Trust | 17,917 | 0 | 0 | 0 | For |
| Voya | 14,805 | 0 | 0 | 0 | For |
| John Hancock | 0 | 0 | 13,342 | 0 | Abstain |
| HC CAPITAL TRUST | 0 | 0 | 11,191 | 0 | Abstain |
| Principal Exchange-Traded Funds | 0 | 0 | 7,792 | 0 | Abstain |
| ProShares | 0 | 0 | 7,179 | 0 | Abstain |
| Nationwide | 1,823 | 0 | 3,617 | 0 | Abstain |
Showing the 25 largest of 36 asset managers. See all 36 in the interactive database.
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 36 asset managers below cast 100% of the shares they voted on this item FOR (5,085,484 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,067,845 | 0 | 0 | 0 | For |
| BlackRock | 722,451 | 0 | 0 | 0 | For |
| DWS | 676,915 | 0 | 0 | 0 | For |
| MFS | 447,519 | 0 | 0 | 0 | For |
| ETF Opportunities Trust | 191,950 | 0 | 0 | 0 | For |
| TIAA | 171,865 | 0 | 0 | 0 | For |
| Charles Schwab | 119,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 90,000 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 87,433 | 0 | 0 | 0 | For |
| Dimensional | 77,850 | 0 | 0 | 0 | For |
| Equitable | 67,852 | 0 | 0 | 0 | For |
| Pacific Life | 59,032 | 0 | 0 | 0 | For |
| Fidelity | 39,828 | 0 | 0 | 0 | For |
| Prudential/PGIM | 39,112 | 0 | 0 | 0 | For |
| Lincoln Financial | 37,900 | 0 | 0 | 0 | For |
| American Century | 33,720 | 0 | 0 | 0 | For |
| Managed Portfolio Series | 29,805 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,799 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 17,917 | 0 | 0 | 0 | For |
| Voya | 14,805 | 0 | 0 | 0 | For |
| John Hancock | 13,342 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 11,191 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 7,792 | 0 | 0 | 0 | For |
| ProShares | 7,179 | 0 | 0 | 0 | For |
| Nationwide | 5,440 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. See all 36 in the interactive database.
Ranked by the number of BIOATLA INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 48,106,317 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Soleus Capital Management, L.P. | 8.10% |
| 2 | Vanguard | 4.37% |
| 3 | BlackRock | 3.44% |
| 4 | DWS | 1.41% |
| 5 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 1.10% |
| 6 | HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1.06% |
| 7 | State Street | 0.95% |
| 8 | MFS | 0.93% |
| 9 | Renaissance | 0.62% |
| 10 | Charles Schwab | 0.50% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Acorn Bioventures, L.P. | 8.38% | DEF14A |
| Entities affiliated with Soleus Private Equity Fund I, L.P. | 8.11% | DEF14A |
| Entities affiliated with Cormorant Asset Management | 7.65% | DEF14A |
| Jay M. Short, Ph.D. | 7.35% | DEF14A |
| Tang Capital Partners, LP | 5.25% | DEF14A |
| Vanguard Group | 4.04% | 13F |
| Renaissance Technologies | 2.07% | 13F |
| Geode Capital | 1.92% | 13F |
| Millennium Management | 1.82% | 13F |
| State Street | 1.64% | 13F |
Percentages above are of 48,106,317 shares outstanding, as reported by BIOATLA INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from BIOATLA INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At BIOATLA INC.'s shareholder meeting held 2024-06-13, in the 2023-2024 proxy season, 103 asset managers reported how they voted in their SEC Form N-PX filings, covering 402 separate fund positions. Their filings are grouped here into 3 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. BIOATLA INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — APPROVE, BY A NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE… — the reporting funds cast 89% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
BIOATLA INC. proxy season coverage: 2023-2024 (this page).