Home › Companies › C3.AI INC. › 2023-2024
Compiled from SEC Form N-PX filings and C3.AI INC.’s Form 8-K, filed 2023-10-11 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore C3.AI INC. in the interactive database Compare manager voting policies
These tallies are C3.AI INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2023-10-11 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Michael G. McCaffery | 191,539,979 | -- | -- | 4,346,500 | 40,550,717 | Majority: yes |
| Elect Director: Condoleezza Rice | 195,215,337 | -- | -- | 671,142 | 40,550,717 | Majority: yes |
| Elect Director: Jim H. Snabe | 194,520,495 | -- | -- | 1,365,984 | 40,550,717 | Majority: yes |
| Elect Director: Stephen M. Ward, Jr. | 189,156,128 | -- | -- | 6,730,351 | 40,550,717 | Majority: yes |
| Proposal 2: Approval, on a Non-Binding, Advisory Basis, of the Compensation of the Company's Named Executive Officers | 187,721,734 | 7,861,616 | 303,129 | -- | 40,550,717 | Majority: yes |
| Proposal 3: Approval of the Company's 2020 Equity Incentive Plan, as Amended | 187,688,251 | 8,013,618 | 184,610 | -- | 40,550,717 | Majority: yes |
| Proposal 4: Ratification of Independent Registered Public Accounting Firm | 235,314,461 | 728,028 | 394,707 | -- | -- | Majority: yes |
Source: C3.AI INC., Form 8-K, filed with the SEC on 2023-10-11 — read the filing on EDGAR.
Each item below shows how the 287 asset managers that disclosed a C3.AI INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 16 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
C3.AI INC.’s own tally for this item (“Proposal 2: Approval, on a Non-Binding, Advisory Basis, of the Compensation of the Company's Named Executive Officers”): 187,721,734 for, 7,861,616 against, per its Form 8-K filed 2023-10-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 279 asset managers below cast 1% of the shares they voted on this item FOR (498,356 for, 41,190,805 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Meeder Advisory Services, Inc. | 0 | 34,000,000 | 0 | 0 | Against |
| Janus Henderson | 0 | 1,000,000 | 0 | 0 | Against |
| BlackRock | 42,314 | 844,083 | 0 | 0 | Against |
| State Street | 0 | 768,491 | 0 | 0 | Against |
| Vanguard | 0 | 609,515 | 0 | 0 | Against |
| Goldman Sachs | 217,238 | 88,307 | 0 | 0 | For |
| Global X | 0 | 290,682 | 0 | 0 | Against |
| Charles Schwab | 0 | 272,446 | 0 | 0 | Against |
| First Trust | 0 | 206,055 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 204,507 | 0 | 0 | Against |
| Fidelity | 0 | 171,367 | 0 | 0 | Against |
| Legal & General Investment Management Ltd | 0 | 153,466 | 0 | 0 | Against |
| DE Shaw | 0 | 130,784 | 0 | 0 | Against |
| Equitable | 0 | 125,429 | 0 | 0 | Against |
| JPMorgan | 0 | 120,522 | 0 | 0 | Against |
| Sculptor Capital II LP | 0 | 107,900 | 0 | 0 | Against |
| Northern Trust | 0 | 99,426 | 0 | 0 | Against |
| Renaissance | 0 | 95,489 | 0 | 0 | Against |
| Invesco | 0 | 88,337 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 0 | 86,250 | 0 | 0 | Against |
| STIFEL NICOLAUS & CO INC \MO\ | 0 | 85,892 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 85,861 | 0 | 0 | Against |
| UBS | 0 | 84,333 | 0 | 0 | Against |
| AllianceBernstein | 0 | 79,380 | 0 | 0 | Against |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | 0 | 75,488 | 0 | 0 | Against |
Showing the 25 largest of 279 asset managers. See all 279 in the interactive database.
Combines 8 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
C3.AI INC.’s own tally for this item (“Proposal 3: Approval of the Company's 2020 Equity Incentive Plan, as Amended”): 187,688,251 for, 8,013,618 against, per its Form 8-K filed 2023-10-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 61 asset managers below cast 4% of the shares they voted on this item FOR (89,791 for, 2,467,999 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 602,262 | 0 | 0 | Against |
| BlackRock | 0 | 325,372 | 0 | 0 | Against |
| Global X | 0 | 280,489 | 0 | 0 | Against |
| First Trust | 0 | 205,638 | 0 | 0 | Against |
| Fidelity | 0 | 170,000 | 0 | 0 | Against |
| Charles Schwab | 0 | 136,139 | 0 | 0 | Against |
| Equitable | 0 | 125,429 | 0 | 0 | Against |
| MoA Funds Corp | 0 | 73,560 | 0 | 0 | Against |
| Tidal Trust II | 60,244 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 53,116 | 0 | 0 | Against |
| WisdomTree | 0 | 47,864 | 0 | 0 | Against |
| Advisors' Inner Circle Fund III | 0 | 42,853 | 0 | 0 | Against |
| Invesco | 0 | 33,192 | 0 | 0 | Against |
| Northern Trust | 0 | 33,178 | 0 | 0 | Against |
| State Street | 0 | 32,193 | 0 | 0 | Against |
| American Century | 0 | 28,062 | 0 | 0 | Against |
| Starboard | 13,159 | 14,101 | 171 | 0 | Against |
| Brighthouse | 0 | 26,263 | 0 | 0 | Against |
| Bridge Builder Trust | 0 | 26,054 | 0 | 0 | Against |
| EXCHANGE TRADED CONCEPTS TRUST | 0 | 21,920 | 0 | 0 | Against |
| Pacific Life | 0 | 20,655 | 0 | 0 | Against |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 0 | 18,754 | 0 | 0 | Against |
| AQR | 0 | 15,461 | 0 | 0 | Against |
| JPMorgan | 0 | 15,096 | 0 | 0 | Against |
| REYNOLDS FUNDS INC | 13,900 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
C3.AI INC.’s own tally for this item (“Proposal 4: Ratification of Independent Registered Public Accounting Firm”): 235,314,461 for, 728,028 against, per its Form 8-K filed 2023-10-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 55 asset managers below cast 99.9% of the shares they voted on this item FOR (2,537,917 for, 2 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 602,262 | 0 | 0 | 0 | For |
| BlackRock | 325,372 | 0 | 0 | 0 | For |
| Global X | 280,489 | 0 | 0 | 0 | For |
| First Trust | 205,638 | 0 | 0 | 0 | For |
| Fidelity | 170,000 | 0 | 0 | 0 | For |
| Charles Schwab | 136,139 | 0 | 0 | 0 | For |
| Equitable | 125,429 | 0 | 0 | 0 | For |
| MoA Funds Corp | 73,560 | 0 | 0 | 0 | For |
| Tidal Trust II | 60,244 | 0 | 0 | 0 | For |
| Lincoln Financial | 53,116 | 0 | 0 | 0 | For |
| WisdomTree | 47,864 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 42,853 | 0 | 0 | 0 | For |
| Invesco | 33,192 | 0 | 0 | 0 | For |
| Northern Trust | 33,178 | 0 | 0 | 0 | For |
| State Street | 32,193 | 0 | 0 | 0 | For |
| American Century | 28,062 | 0 | 0 | 0 | For |
| Starboard | 27,427 | 2 | 0 | 0 | For |
| Brighthouse | 26,263 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 26,054 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 21,920 | 0 | 0 | 0 | For |
| Pacific Life | 20,655 | 0 | 0 | 0 | For |
| AQR | 15,461 | 0 | 0 | 0 | For |
| JPMorgan | 15,096 | 0 | 0 | 0 | For |
| REYNOLDS FUNDS INC | 13,900 | 0 | 0 | 0 | For |
| Federated Hermes | 12,500 | 0 | 0 | 0 | For |
Showing the 25 largest of 55 asset managers. See all 55 in the interactive database.
Combines 7 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
C3.AI INC.’s own tally for this item (“Elect Director: Condoleezza Rice”): 195,215,337 for, 671,142 withheld, per its Form 8-K filed 2023-10-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 54 asset managers below cast 100% of the shares they voted on this item FOR (2,521,904 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 602,262 | 0 | 0 | 0 | For |
| BlackRock | 325,372 | 0 | 0 | 0 | For |
| Global X | 280,489 | 0 | 0 | 0 | For |
| First Trust | 205,638 | 0 | 0 | 0 | For |
| Fidelity | 170,000 | 0 | 0 | 0 | For |
| Charles Schwab | 136,139 | 0 | 0 | 0 | For |
| Equitable | 125,429 | 0 | 0 | 0 | For |
| MoA Funds Corp | 73,560 | 0 | 0 | 0 | For |
| Tidal Trust II | 60,244 | 0 | 0 | 0 | For |
| Lincoln Financial | 53,116 | 0 | 0 | 0 | For |
| WisdomTree | 47,864 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 42,853 | 0 | 0 | 0 | For |
| Invesco | 33,192 | 0 | 0 | 0 | For |
| Northern Trust | 33,178 | 0 | 0 | 0 | For |
| State Street | 32,193 | 0 | 0 | 0 | For |
| American Century | 28,062 | 0 | 0 | 0 | For |
| Starboard | 26,829 | 0 | 602 | 0 | For |
| Brighthouse | 26,263 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 13,813 | 0 | 12,241 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 21,920 | 0 | 0 | 0 | For |
| Pacific Life | 20,655 | 0 | 0 | 0 | For |
| AQR | 15,461 | 0 | 0 | 0 | For |
| JPMorgan | 15,096 | 0 | 0 | 0 | For |
| REYNOLDS FUNDS INC | 13,900 | 0 | 0 | 0 | For |
| Federated Hermes | 12,500 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Combines 7 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
C3.AI INC.’s own tally for this item (“Elect Director: Jim H. Snabe”): 194,520,495 for, 1,365,984 withheld, per its Form 8-K filed 2023-10-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 54 asset managers below cast 100% of the shares they voted on this item FOR (2,438,419 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 602,262 | 0 | 0 | 0 | For |
| BlackRock | 325,372 | 0 | 0 | 0 | For |
| Global X | 280,489 | 0 | 0 | 0 | For |
| First Trust | 205,638 | 0 | 0 | 0 | For |
| Fidelity | 170,000 | 0 | 0 | 0 | For |
| Charles Schwab | 136,139 | 0 | 0 | 0 | For |
| Equitable | 125,429 | 0 | 0 | 0 | For |
| MoA Funds Corp | 73,560 | 0 | 0 | 0 | For |
| Tidal Trust II | 60,244 | 0 | 0 | 0 | For |
| Lincoln Financial | 3,816 | 0 | 49,300 | 0 | Abstain |
| WisdomTree | 47,864 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 42,853 | 0 | 0 | 0 | For |
| Invesco | 33,192 | 0 | 0 | 0 | For |
| Northern Trust | 33,178 | 0 | 0 | 0 | For |
| State Street | 0 | 0 | 32,193 | 0 | Abstain |
| American Century | 28,062 | 0 | 0 | 0 | For |
| Starboard | 26,937 | 0 | 494 | 0 | For |
| Brighthouse | 26,263 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 13,813 | 0 | 12,241 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 21,920 | 0 | 0 | 0 | For |
| Pacific Life | 20,655 | 0 | 0 | 0 | For |
| AQR | 15,461 | 0 | 0 | 0 | For |
| JPMorgan | 15,096 | 0 | 0 | 0 | For |
| REYNOLDS FUNDS INC | 13,900 | 0 | 0 | 0 | For |
| Federated Hermes | 12,500 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Combines 7 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
C3.AI INC.’s own tally for this item (“Elect Director: Michael G. McCaffery”): 191,539,979 for, 4,346,500 withheld, per its Form 8-K filed 2023-10-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 54 asset managers below cast 99.8% of the shares they voted on this item FOR (1,391,171 for, 2,535 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 602,262 | 0 | 0 | 0 | For |
| BlackRock | 325,372 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 280,489 | 0 | Abstain |
| First Trust | 0 | 0 | 205,638 | 0 | Abstain |
| Fidelity | 121,659 | 0 | 48,341 | 0 | For |
| Charles Schwab | 0 | 0 | 136,139 | 0 | Abstain |
| Equitable | 46,049 | 0 | 79,380 | 0 | Abstain |
| MoA Funds Corp | 0 | 0 | 73,560 | 0 | Abstain |
| Tidal Trust II | 60,244 | 0 | 0 | 0 | For |
| Lincoln Financial | 53,116 | 0 | 0 | 0 | For |
| WisdomTree | 47,864 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 0 | 0 | 42,853 | 0 | Abstain |
| Invesco | 0 | 0 | 33,192 | 0 | Abstain |
| Northern Trust | 0 | 0 | 33,178 | 0 | Abstain |
| State Street | 32,193 | 0 | 0 | 0 | For |
| American Century | 0 | 0 | 28,062 | 0 | Abstain |
| Starboard | 14,379 | 0 | 13,052 | 0 | For |
| Brighthouse | 6,564 | 0 | 19,699 | 0 | Abstain |
| Bridge Builder Trust | 13,813 | 0 | 12,241 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 0 | 0 | 21,920 | 0 | Abstain |
| Pacific Life | 20,655 | 0 | 0 | 0 | For |
| AQR | 0 | 0 | 15,461 | 0 | Abstain |
| JPMorgan | 15,096 | 0 | 0 | 0 | For |
| REYNOLDS FUNDS INC | 13,900 | 0 | 0 | 0 | For |
| Federated Hermes | 12,500 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Combines 7 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
C3.AI INC.’s own tally for this item (“Elect Director: Stephen M. Ward, Jr.”): 189,156,128 for, 6,730,351 withheld, per its Form 8-K filed 2023-10-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Share-of-outstanding not shown: votes cast exceed the reported share count, which usually means multiple share classes with different voting rights.
The 54 asset managers below cast 98% of the shares they voted on this item FOR (148,989 for, 2,535 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 0 | 602,262 | 0 | Abstain |
| BlackRock | 0 | 0 | 325,372 | 0 | Abstain |
| Global X | 0 | 0 | 280,489 | 0 | Abstain |
| First Trust | 0 | 0 | 205,638 | 0 | Abstain |
| Fidelity | 0 | 0 | 170,000 | 0 | Abstain |
| Charles Schwab | 0 | 0 | 136,139 | 0 | Abstain |
| Equitable | 0 | 0 | 125,429 | 0 | Abstain |
| MoA Funds Corp | 0 | 0 | 73,560 | 0 | Abstain |
| Tidal Trust II | 60,244 | 0 | 0 | 0 | For |
| Lincoln Financial | 3,816 | 0 | 49,300 | 0 | Abstain |
| WisdomTree | 0 | 0 | 47,864 | 0 | Abstain |
| Advisors' Inner Circle Fund III | 0 | 0 | 42,853 | 0 | Abstain |
| Invesco | 33,192 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 0 | 33,178 | 0 | Abstain |
| State Street | 0 | 0 | 32,193 | 0 | Abstain |
| American Century | 0 | 0 | 28,062 | 0 | Abstain |
| Starboard | 14,379 | 0 | 13,052 | 0 | For |
| Brighthouse | 6,564 | 0 | 19,699 | 0 | Abstain |
| Bridge Builder Trust | 0 | 0 | 26,054 | 0 | Abstain |
| EXCHANGE TRADED CONCEPTS TRUST | 0 | 0 | 21,920 | 0 | Abstain |
| Pacific Life | 0 | 0 | 20,655 | 0 | Abstain |
| AQR | 0 | 0 | 15,461 | 0 | Abstain |
| JPMorgan | 15,096 | 0 | 0 | 0 | For |
| REYNOLDS FUNDS INC | 13,900 | 0 | 0 | 0 | For |
| Federated Hermes | 0 | 0 | 12,500 | 0 | Abstain |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Ranked by the number of C3.AI INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 115,681,000 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Meeder Advisory Services, Inc. | 29.39% |
| 2 | Janus Henderson | 0.86% |
| 3 | BlackRock | 0.77% |
| 4 | State Street | 0.66% |
| 5 | Vanguard | 0.53% |
| 6 | Goldman Sachs | 0.26% |
| 7 | Global X | 0.25% |
| 8 | Charles Schwab | 0.24% |
| 9 | First Trust | 0.18% |
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0.18% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Thomas M. Siebel | 26.97% | DEF14A |
| S | 26.92% | 13G |
| Vanguard Group | 12.42% | 13F |
| Entities affiliated with Vanguard Group | 8.93% | DEF14A |
| BlackRock | 8.88% | 13F |
| Morgan Stanley | 4.09% | 13F |
| Goldman Sachs | 3.67% | 13F |
| Citadel Advisors | 3.03% | 13F |
| Edward Y. Abbo | 1.87% | DEF14A |
| State Street | 1.86% | 13F |
Percentages above are of 115,681,000 shares outstanding, as reported by C3.AI INC. on its Form 10-Q dated 2023-07-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from C3.AI INC.’s 10-Q dated 2023-07-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At C3.AI INC.'s shareholder meeting held 2023-10-04, in the 2023-2024 proxy season, 287 asset managers reported how they voted on 7 ballot items in their SEC Form N-PX filings, covering 1,601 separate fund positions. On the most widely held item on that ballot — Advisory vote to approve the compensation of our named executive officers. — FOR was 96% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: C3.AI INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2023-10-11.
C3.AI INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.