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Compiled from SEC Form N-PX filings and CAREDX INC.’s Form 8-K, filed 2024-06-18 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore CAREDX INC. in the interactive database Compare manager voting policies
These tallies are CAREDX INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-18 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: George W. Bickerstaff, III | 34,608,883 | -- | -- | 5,973,871 | 6,774,593 | Majority: yes |
| Elect Director: Christine M. Cournoyer | 40,143,926 | -- | -- | 438,828 | 6,774,593 | Majority: yes |
| Elect Director: Hannah Valantine, M.D. | 39,974,626 | -- | -- | 608,128 | 6,774,593 | Majority: yes |
| Proposal 2: To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2024. | 47,062,774 | 165,601 | 128,972 | -- | -- | Majority: yes |
| Proposal 3: To approve, on an advisory basis, the compensation of the Company's named executive officers. | 38,902,912 | 1,639,617 | 40,225 | -- | 6,774,593 | Majority: yes |
| Proposal 4: To approve the Company's 2024 Equity Incentive Plan. | 23,399,196 | 16,601,625 | 581,933 | -- | 6,774,593 | Majority: yes |
Source: CAREDX INC., Form 8-K, filed with the SEC on 2024-06-18 — read the filing on EDGAR.
Each item below shows how the 183 asset managers that disclosed a CAREDX INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of CAREDX INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 7 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
CAREDX INC.’s own tally for this item (“Proposal 3: To approve, on an advisory basis, the compensation of the Company's named executive officers.”): 38,902,912 for, 1,639,617 against, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 51,782,612 outstanding shares: 75% for, 3% against (78% of the company cast a for/against vote).
The 182 asset managers below cast 97% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| State Street | 6,917,742 | 0 | 0 | 0 | For |
| ARK ETF Trust | 5,784,352 | 0 | 0 | 0 | For |
| Vanguard | 4,304,048 | 0 | 0 | 0 | For |
| BlackRock | 4,040,346 | 0 | 0 | 0 | For |
| Nikko Asset Management Americas, Inc. | 1,973,142 | 0 | 0 | 0 | For |
| BAMCO INC /NY/ | 1,472,749 | 0 | 0 | 0 | For |
| Dimensional | 1,245,492 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,216,121 | 0 | 0 | 0 | For |
| Charles Schwab | 1,137,810 | 0 | 0 | 0 | For |
| DE Shaw | 1,060,595 | 0 | 0 | 0 | For |
| First Eagle Investment Management, LLC | 1,000,107 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 921,857 | 0 | 0 | 0 | For |
| SEI | 911,117 | 49 | 0 | 0 | For |
| Fidelity | 815,099 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 754,678 | 0 | 0 | 0 | For |
| Nikko Asset Management Co., Ltd. | 748,752 | 0 | 0 | 0 | For |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 624,441 | 0 | 0 | 0 | For |
| Renaissance | 583,601 | 0 | 0 | 0 | For |
| Royce | 548,298 | 0 | 0 | 0 | For |
| ACADIAN ASSET MANAGEMENT LLC | 335,456 | 0 | 0 | 0 | For |
| Ensign Peak Advisors, Inc | 316,588 | 0 | 0 | 0 | For |
| Jackson National | 268,516 | 0 | 0 | 0 | For |
| Northern Trust | 252,739 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 246,894 | 0 | 0 | 0 | For |
| Rafferty Asset Management, LLC | 246,894 | 0 | 0 | 0 | For |
Showing the 25 largest of 182 asset managers. See all 182 in the interactive database.
Combines 4 wordings of this item as funds reported it.
58% Majority: yes · of votes cast
CAREDX INC.’s own tally for this item (“Proposal 4: To approve the Company's 2024 Equity Incentive Plan.”): 23,399,196 for, 16,601,625 against, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 51,782,612 outstanding shares: 45.2% for, 32% against (77% of the company cast a for/against vote).
The 69 asset managers below cast 67% of the shares they voted on this item FOR (15,064,030 for, 7,563,132 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 5,784,352 | 0 | 0 | 0 | For |
| Vanguard | 4,259,834 | 1,000 | 0 | 0 | For |
| State Street | 3,061 | 2,958,733 | 0 | 0 | Against |
| BlackRock | 2,037,120 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,216,121 | 0 | 0 | 0 | For |
| Dimensional | 0 | 1,071,537 | 0 | 0 | Against |
| FIRST EAGLE FUNDS | 0 | 921,857 | 0 | 0 | Against |
| Fidelity | 0 | 747,091 | 0 | 0 | Against |
| Charles Schwab | 568,905 | 0 | 0 | 0 | For |
| Royce | 0 | 0 | 548,298 | 0 | Abstain |
| SEI | 455,275 | 0 | 0 | 0 | For |
| Jackson National | 256,628 | 11,888 | 0 | 0 | For |
| Direxion Shares ETF Trust | 0 | 246,894 | 0 | 0 | Against |
| Columbia Threadneedle | 0 | 186,593 | 0 | 0 | Against |
| Nationwide | 648 | 149,941 | 0 | 0 | Against |
| Equitable | 70,843 | 68,050 | 0 | 0 | For |
| TIAA | 0 | 133,731 | 0 | 0 | Against |
| Global X | 116,594 | 0 | 0 | 0 | For |
| American Century | 0 | 99,031 | 0 | 0 | Against |
| ALGER FUNDS | 0 | 97,997 | 0 | 0 | Against |
| Thrivent | 0 | 81,632 | 0 | 0 | Against |
| Lincoln Financial | 0 | 74,430 | 0 | 0 | Against |
| Invesco | 0 | 73,995 | 0 | 0 | Against |
| EXCHANGE TRADED CONCEPTS TRUST | 0 | 72,141 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 70,126 | 0 | 0 | 0 | For |
Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
CAREDX INC.’s own tally for this item (“Proposal 2: To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2024.”): 47,062,774 for, 165,601 against, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 51,782,612 outstanding shares: 91% for, 0.4% against (91% of the company cast a for/against vote).
The 68 asset managers below cast 100% of the shares they voted on this item FOR (23,166,187 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 5,784,352 | 0 | 0 | 0 | For |
| Vanguard | 4,260,834 | 0 | 0 | 0 | For |
| State Street | 2,961,794 | 0 | 0 | 0 | For |
| BlackRock | 2,037,120 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,216,121 | 0 | 0 | 0 | For |
| Dimensional | 1,071,537 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 921,857 | 0 | 0 | 0 | For |
| Fidelity | 747,091 | 0 | 0 | 0 | For |
| Charles Schwab | 568,905 | 0 | 0 | 0 | For |
| Royce | 548,298 | 0 | 0 | 0 | For |
| SEI | 455,275 | 0 | 0 | 0 | For |
| Jackson National | 268,516 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 246,894 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 186,593 | 0 | 0 | 0 | For |
| Nationwide | 150,589 | 0 | 0 | 0 | For |
| Equitable | 138,893 | 0 | 0 | 0 | For |
| TIAA | 133,731 | 0 | 0 | 0 | For |
| Global X | 116,594 | 0 | 0 | 0 | For |
| American Century | 99,031 | 0 | 0 | 0 | For |
| ALGER FUNDS | 97,997 | 0 | 0 | 0 | For |
| Thrivent | 81,632 | 0 | 0 | 0 | For |
| Lincoln Financial | 74,430 | 0 | 0 | 0 | For |
| Invesco | 73,995 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 72,141 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 70,126 | 0 | 0 | 0 | For |
Showing the 25 largest of 68 asset managers. See all 68 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
CAREDX INC.’s own tally for this item (“Elect Director: Christine M. Cournoyer”): 40,143,926 for, 438,828 withheld, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 51,782,612 outstanding shares: 78% for, 0.9% withheld (78% of the company cast a for/withheld vote).
The 66 asset managers below cast 100% of the shares they voted on this item FOR (23,131,272 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 5,784,352 | 0 | 0 | 0 | For |
| Vanguard | 4,260,834 | 0 | 0 | 0 | For |
| State Street | 2,961,477 | 0 | 317 | 0 | For |
| BlackRock | 2,037,120 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,216,121 | 0 | 0 | 0 | For |
| Dimensional | 1,071,537 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 921,857 | 0 | 0 | 0 | For |
| Fidelity | 747,091 | 0 | 0 | 0 | For |
| Charles Schwab | 568,905 | 0 | 0 | 0 | For |
| Royce | 548,298 | 0 | 0 | 0 | For |
| SEI | 455,275 | 0 | 0 | 0 | For |
| Jackson National | 268,516 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 246,894 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 186,593 | 0 | 0 | 0 | For |
| Nationwide | 150,589 | 0 | 0 | 0 | For |
| Equitable | 138,893 | 0 | 0 | 0 | For |
| TIAA | 133,731 | 0 | 0 | 0 | For |
| Global X | 116,594 | 0 | 0 | 0 | For |
| American Century | 99,031 | 0 | 0 | 0 | For |
| ALGER FUNDS | 97,997 | 0 | 0 | 0 | For |
| Thrivent | 81,632 | 0 | 0 | 0 | For |
| Lincoln Financial | 74,430 | 0 | 0 | 0 | For |
| Invesco | 73,995 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 72,141 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 70,126 | 0 | 0 | 0 | For |
Showing the 25 largest of 66 asset managers. See all 66 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
CAREDX INC.’s own tally for this item (“Elect Director: Hannah Valantine, M.D.”): 39,974,626 for, 608,128 withheld, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 51,782,612 outstanding shares: 77% for, 1% withheld (78% of the company cast a for/withheld vote).
The 66 asset managers below cast 100% of the shares they voted on this item FOR (22,965,735 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 5,784,352 | 0 | 0 | 0 | For |
| Vanguard | 4,260,834 | 0 | 0 | 0 | For |
| State Street | 2,961,100 | 0 | 694 | 0 | For |
| BlackRock | 2,037,120 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,216,121 | 0 | 0 | 0 | For |
| Dimensional | 1,071,537 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 921,857 | 0 | 0 | 0 | For |
| Fidelity | 747,091 | 0 | 0 | 0 | For |
| Charles Schwab | 568,905 | 0 | 0 | 0 | For |
| Royce | 548,298 | 0 | 0 | 0 | For |
| SEI | 455,275 | 0 | 0 | 0 | For |
| Jackson National | 268,516 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 246,894 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 186,593 | 0 | 0 | 0 | For |
| Nationwide | 150,589 | 0 | 0 | 0 | For |
| Equitable | 138,893 | 0 | 0 | 0 | For |
| TIAA | 133,731 | 0 | 0 | 0 | For |
| Global X | 116,594 | 0 | 0 | 0 | For |
| American Century | 99,031 | 0 | 0 | 0 | For |
| ALGER FUNDS | 0 | 0 | 97,997 | 0 | Abstain |
| Thrivent | 81,632 | 0 | 0 | 0 | For |
| Lincoln Financial | 74,430 | 0 | 0 | 0 | For |
| Invesco | 73,995 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 72,141 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 70,126 | 0 | 0 | 0 | For |
Showing the 25 largest of 66 asset managers. See all 66 in the interactive database.
Combines 3 wordings of this item as funds reported it.
85% Majority: yes · of votes cast
CAREDX INC.’s own tally for this item (“Elect Director: George W. Bickerstaff, III”): 34,608,883 for, 5,973,871 withheld, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 51,782,612 outstanding shares: 67% for, 12% withheld (78% of the company cast a for/withheld vote).
The 65 asset managers below cast 100% of the shares they voted on this item FOR (19,106,770 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 5,784,352 | 0 | 0 | 0 | For |
| Vanguard | 4,260,834 | 0 | 0 | 0 | For |
| State Street | 6,475 | 0 | 2,955,319 | 0 | Abstain |
| BlackRock | 2,037,120 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,216,121 | 0 | 0 | 0 | For |
| Dimensional | 1,071,537 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 921,857 | 0 | 0 | 0 | For |
| Fidelity | 747,091 | 0 | 0 | 0 | For |
| Charles Schwab | 568,905 | 0 | 0 | 0 | For |
| Royce | 548,298 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 455,275 | 0 | Abstain |
| Jackson National | 268,516 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 246,894 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 186,593 | 0 | Abstain |
| Nationwide | 150,589 | 0 | 0 | 0 | For |
| Equitable | 70,843 | 0 | 68,050 | 0 | For |
| TIAA | 133,731 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 116,594 | 0 | Abstain |
| American Century | 99,031 | 0 | 0 | 0 | For |
| ALGER FUNDS | 0 | 0 | 97,997 | 0 | Abstain |
| Thrivent | 81,632 | 0 | 0 | 0 | For |
| Lincoln Financial | 29,930 | 0 | 44,500 | 0 | Abstain |
| Invesco | 73,995 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 72,141 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 70,126 | 0 | 0 | 0 | For |
Showing the 25 largest of 65 asset managers. See all 65 in the interactive database.
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (25,794 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Jackson Creek Investment Advisors LLC | 16,794 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 9,000 | 0 | 0 | 0 | For |
Ranked by the number of CAREDX INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 51,782,612 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | State Street | 13.36% |
| 2 | ARK ETF Trust | 11.17% |
| 3 | Vanguard | 8.31% |
| 4 | BlackRock | 7.80% |
| 5 | Nikko Asset Management Americas, Inc. | 3.81% |
| 6 | BAMCO INC /NY/ | 2.84% |
| 7 | Dimensional | 2.41% |
| 8 | BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 2.35% |
| 9 | Charles Schwab | 2.20% |
| 10 | DE Shaw | 2.05% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| ARK Investment Management LLC | 13.89% | 13G |
| BlackRock | 9.21% | 13F |
| State Street | 8.10% | 13F |
| Bellevue Group AG | 7.64% | 13G |
| Vanguard Group | 7.24% | 13F |
| Neil Gagnon | 6.51% | DEF14A |
| Sumitomo Mitsui Trust Holdings Inc. | 5.55% | DEF14A |
| D.E. Shaw | 3.91% | 13F |
| Gagnon Securities LLC | 3.57% | 13G |
| Dimensional Fund Advisors | 2.79% | 13F |
Percentages above are of 51,782,612 shares outstanding, as reported by CAREDX INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CAREDX INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At CAREDX INC.'s shareholder meeting held 2024-06-13, in the 2023-2024 proxy season, 183 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,387 separate fund positions. Their filings are grouped here into 7 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. — FOR was 96% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: CAREDX INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-06-18.
CAREDX INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.