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Compiled from SEC Form N-PX filings and Caterpillar, Inc.’s Form 8-K, filed 2026-06-11 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore Caterpillar, Inc. in the interactive database Compare manager voting policies
These tallies are Caterpillar, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-11 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Joseph E. Creed | 313,113,033 | 11,832,714 | 507,603 | -- | 68,032,649 | Majority: yes |
| Elect Director: James C. Fish, Jr. | 308,288,837 | 16,538,220 | 626,293 | -- | 68,032,649 | Majority: yes |
| Elect Director: Lynn J. Good | 323,118,292 | 1,773,531 | 561,527 | -- | 68,032,649 | Majority: yes |
| Elect Director: Gerald Johnson | 320,479,013 | 4,353,437 | 620,900 | -- | 68,032,649 | Majority: yes |
| Elect Director: Nazzic S. Keene | 321,589,855 | 3,001,338 | 862,157 | -- | 68,032,649 | Majority: yes |
| Elect Director: David W. MacLennan | 316,380,421 | 8,437,215 | 635,714 | -- | 68,032,649 | Majority: yes |
| Elect Director: Judith F. Marks | 320,418,944 | 4,488,540 | 545,866 | -- | 68,032,649 | Majority: yes |
| Elect Director: Debra L. Reed-Klages | 316,254,559 | 8,655,657 | 543,134 | -- | 68,032,649 | Majority: yes |
| Elect Director: Susan C. Schwab | 315,235,222 | 9,709,139 | 508,989 | -- | 68,032,649 | Majority: yes |
| Elect Director: Rayford Wilkins, Jr. | 315,044,827 | 9,550,171 | 858,352 | -- | 68,032,649 | Majority: yes |
Source: Caterpillar, Inc., Form 8-K, filed with the SEC on 2026-06-11 — read the filing on EDGAR.
Each item below shows how the 1,554 asset managers that disclosed a Caterpillar, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Caterpillar, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Meeting held 2026-06-10.
97% fund support · no official result
The 1,419 asset managers below cast 97% of the shares they voted on this item FOR (276,645,058 for, 8,039,212 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 48,101,285 | 305 | 33 | 0 | For |
| BlackRock | 32,537,084 | 2,495 | 0 | 0 | For |
| Capital Group | 16,311,429 | 0 | 0 | 0 | For |
| Fidelity | 14,902,974 | 0 | 0 | 0 | For |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | 14,564,726 | 0 | 0 | 0 | For |
| State Street | 12,666,453 | 57,350 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 11,144,724 | 0 | 0 | 0 | For |
| Fisher Asset Management, LLC | 9,252,316 | 0 | 0 | 0 | For |
| T. Rowe Price | 8,620,793 | 10,937 | 0 | 0 | For |
| Invesco | 7,339,445 | 5 | 1 | 0 | For |
| Charles Schwab | 6,223,477 | 0 | 0 | 0 | For |
| Northern Trust | 5,270,787 | 0 | 0 | 0 | For |
| Capital Research Global Investors | 3,054,478 | 0 | 0 | 0 | For |
| Goldman Sachs | 2,440,224 | 0 | 0 | 0 | For |
| Nuveen | 2,386,824 | 0 | 0 | 0 | For |
| UBS | 2,246,362 | 9,213 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 2,066,541 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2,030,437 | 0 | 0 | 0 | For |
| TIAA | 2,002,577 | 0 | 0 | 0 | For |
| Legal & General Investment Management Ltd | 50,910 | 1,754,514 | 0 | 0 | Against |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 1,797,482 | 0 | 0 | 0 | For |
| Mitsubishi UFJ Asset Management Co., Ltd. | 1,360,472 | 0 | 0 | 0 | For |
| Dimensional | 1,276,660 | 0 | 0 | 0 | For |
| BANK OF AMERICA NA | 1,237,590 | 0 | 0 | 0 | For |
| Sumitomo Mitsui Trust Asset Management Co., Ltd. | 1,214,313 | 0 | 0 | 0 | For |
Showing the 25 largest of 1,419 asset managers. See all 1,419 in the interactive database.
Meeting held 2026-06-10.
Combines 6 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Caterpillar, Inc.’s own tally for this item (“Elect Director: Joseph E. Creed”): 313,113,033 for, 11,832,714 against, per its Form 8-K filed 2026-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 460,600,000 outstanding shares: 68% for, 3% against (71% of the company cast a for/against vote).
The 224 asset managers below cast 99.9% of the shares they voted on this item FOR (110,643,797 for, 24,188 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,436,997 | 226 | 9 | 0 | For |
| BlackRock | 14,770,228 | 0 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,845,534 | 39 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 721,059 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 498,155 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 475,946 | 0 | 0 | 0 | For |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 342,341 | 1,715 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.
Meeting held 2026-06-10.
Combines 6 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Caterpillar, Inc.’s own tally for this item (“Elect Director: James C. Fish, Jr.”): 308,288,837 for, 16,538,220 against, per its Form 8-K filed 2026-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 460,600,000 outstanding shares: 67% for, 4% against (71% of the company cast a for/against vote).
The 224 asset managers below cast 99.7% of the shares they voted on this item FOR (110,409,772 for, 258,210 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,382,747 | 54,473 | 11 | 0 | For |
| BlackRock | 14,749,470 | 20,758 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,844,055 | 1,518 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 721,059 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 498,155 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 475,946 | 0 | 0 | 0 | For |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 342,341 | 1,715 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.
Meeting held 2026-06-10.
Combines 6 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Caterpillar, Inc.’s own tally for this item (“Elect Director: Lynn J. Good”): 323,118,292 for, 1,773,531 against, per its Form 8-K filed 2026-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 460,600,000 outstanding shares: 70% for, 0.4% against (71% of the company cast a for/against vote).
The 224 asset managers below cast 99.9% of the shares they voted on this item FOR (110,667,949 for, 35 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,437,187 | 35 | 10 | 0 | For |
| BlackRock | 14,770,228 | 0 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,845,573 | 0 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 721,059 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 498,155 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 475,946 | 0 | 0 | 0 | For |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 344,056 | 0 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.
Meeting held 2026-06-10.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Caterpillar, Inc.’s own tally for this item (“Elect Director: Gerald Johnson”): 320,479,013 for, 4,353,437 against, per its Form 8-K filed 2026-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 460,600,000 outstanding shares: 70% for, 1.0% against (71% of the company cast a for/against vote).
The 224 asset managers below cast 99.9% of the shares they voted on this item FOR (110,666,001 for, 1,782 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,437,154 | 67 | 11 | 0 | For |
| BlackRock | 14,770,228 | 0 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,845,573 | 0 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 721,059 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 498,155 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 475,946 | 0 | 0 | 0 | For |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 342,341 | 1,715 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.
Meeting held 2026-06-10.
Combines 6 wordings of this item as funds reported it.
99.0% Majority: yes · of votes cast
Caterpillar, Inc.’s own tally for this item (“Elect Director: Nazzic S. Keene”): 321,589,855 for, 3,001,338 against, per its Form 8-K filed 2026-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 460,600,000 outstanding shares: 70% for, 0.7% against (70% of the company cast a for/against vote).
The 224 asset managers below cast 99.9% of the shares they voted on this item FOR (110,650,204 for, 17,573 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,437,157 | 58 | 15 | 0 | For |
| BlackRock | 14,770,228 | 0 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,845,573 | 0 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 721,059 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 498,155 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 475,946 | 0 | 0 | 0 | For |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 342,341 | 1,715 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.
Meeting held 2026-06-10.
Combines 7 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Caterpillar, Inc.’s own tally for this item (“Elect Director: David W. MacLennan”): 316,380,421 for, 8,437,215 against, per its Form 8-K filed 2026-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 460,600,000 outstanding shares: 69% for, 2% against (71% of the company cast a for/against vote).
The 224 asset managers below cast 99.9% of the shares they voted on this item FOR (110,653,953 for, 13,830 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,437,079 | 142 | 11 | 0 | For |
| BlackRock | 14,770,228 | 0 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,845,573 | 0 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 721,059 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 498,155 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 475,946 | 0 | 0 | 0 | For |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 342,341 | 1,715 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.
Meeting held 2026-06-10.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Caterpillar, Inc.’s own tally for this item (“Elect Director: Judith F. Marks”): 320,418,944 for, 4,488,540 against, per its Form 8-K filed 2026-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 460,600,000 outstanding shares: 70% for, 1.0% against (71% of the company cast a for/against vote).
The 224 asset managers below cast 99.9% of the shares they voted on this item FOR (110,650,182 for, 17,603 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,437,135 | 88 | 10 | 0 | For |
| BlackRock | 14,770,228 | 0 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,845,573 | 0 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 721,059 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 498,155 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 475,946 | 0 | 0 | 0 | For |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 342,341 | 1,715 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.
Meeting held 2026-06-10.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Caterpillar, Inc.’s own tally for this item (“Elect Director: Debra L. Reed-Klages”): 316,254,559 for, 8,655,657 against, per its Form 8-K filed 2026-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 460,600,000 outstanding shares: 69% for, 2% against (71% of the company cast a for/against vote).
The 224 asset managers below cast 99.5% of the shares they voted on this item FOR (110,161,928 for, 505,856 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,437,054 | 168 | 10 | 0 | For |
| BlackRock | 14,770,228 | 0 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,845,493 | 80 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 721,059 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 498,155 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 0 | 475,946 | 0 | 0 | Against |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 342,341 | 1,715 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.
Meeting held 2026-06-10.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Caterpillar, Inc.’s own tally for this item (“Elect Director: Susan C. Schwab”): 315,235,222 for, 9,709,139 against, per its Form 8-K filed 2026-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 460,600,000 outstanding shares: 68% for, 2% against (71% of the company cast a for/against vote).
The 224 asset managers below cast 99.5% of the shares they voted on this item FOR (110,155,516 for, 512,269 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,437,050 | 173 | 9 | 0 | For |
| BlackRock | 14,770,228 | 0 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,845,493 | 80 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 721,059 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 498,155 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 0 | 475,946 | 0 | 0 | Against |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 342,341 | 1,715 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.
Meeting held 2026-06-10.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Caterpillar, Inc.’s own tally for this item (“Elect Director: Rayford Wilkins, Jr.”): 315,044,827 for, 9,550,171 against, per its Form 8-K filed 2026-06-11 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 460,600,000 outstanding shares: 68% for, 2% against (70% of the company cast a for/against vote).
The 224 asset managers below cast 99.6% of the shares they voted on this item FOR (110,230,100 for, 437,677 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,437,031 | 184 | 15 | 0 | For |
| BlackRock | 14,770,228 | 0 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,845,573 | 0 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 721,059 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 78,177 | 419,978 | 0 | 0 | Against |
| Amplify ETF Trust | 475,946 | 0 | 0 | 0 | For |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 342,341 | 1,715 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.
Meeting held 2026-06-10.
19% fund support · no official result
The 220 asset managers below cast 19% of the shares they voted on this item FOR (20,771,827 for, 89,681,579 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 171,024 | 43,266,160 | 48 | 0 | Against |
| BlackRock | 24,354 | 14,745,874 | 0 | 0 | Against |
| Fidelity | 121,295 | 11,673,455 | 0 | 0 | Against |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 12,019 | 4,833,554 | 0 | 0 | Against |
| Invesco | 2,720,191 | 369,869 | 0 | 0 | For |
| Charles Schwab | 1,207 | 2,878,592 | 0 | 0 | Against |
| T. Rowe Price | 0 | 2,248,331 | 0 | 0 | Against |
| TIAA | 0 | 1,979,612 | 0 | 0 | Against |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 0 | 891,860 | 0 | 0 | Against |
| Advisers Investment Trust | 0 | 821,112 | 0 | 0 | Against |
| Jackson National | 460,711 | 260,348 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 0 | 710,810 | 0 | 0 | Against |
| American Century | 0 | 575,926 | 0 | 0 | Against |
| Six Circles Trust | 0 | 526,697 | 0 | 0 | Against |
| Virtus | 420,037 | 78,118 | 0 | 0 | For |
| Amplify ETF Trust | 475,946 | 0 | 0 | 0 | For |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 122,177 | 326,926 | 0 | 0 | Against |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 228,544 | 115,512 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 0 | 304,770 | 0 | 0 | Against |
Showing the 25 largest of 220 asset managers. See all 220 in the interactive database.
Meeting held 2026-06-10.
Combines 2 wordings of this item as funds reported it.
99% fund support · no official result
The 219 asset managers below cast 99% of the shares they voted on this item FOR (109,118,484 for, 1,335,812 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 43,382,691 | 54,535 | 7 | 0 | For |
| BlackRock | 14,767,586 | 2,642 | 0 | 0 | For |
| Fidelity | 11,794,750 | 0 | 0 | 0 | For |
| Capital Group | 9,173,270 | 0 | 0 | 0 | For |
| State Street | 4,845,493 | 80 | 0 | 0 | For |
| Invesco | 3,090,060 | 0 | 0 | 0 | For |
| Charles Schwab | 2,879,799 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,248,331 | 0 | 0 | 0 | For |
| TIAA | 1,979,612 | 0 | 0 | 0 | For |
| MFS | 1,157,998 | 0 | 0 | 0 | For |
| Dimensional | 891,860 | 0 | 0 | 0 | For |
| Advisers Investment Trust | 821,112 | 0 | 0 | 0 | For |
| Jackson National | 665,298 | 55,761 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 710,810 | 0 | 0 | 0 | For |
| American Century | 575,926 | 0 | 0 | 0 | For |
| Six Circles Trust | 526,697 | 0 | 0 | 0 | For |
| Virtus | 78,177 | 419,978 | 0 | 0 | Against |
| Amplify ETF Trust | 0 | 475,946 | 0 | 0 | Against |
| INVESTMENT CO OF AMERICA | 461,986 | 0 | 0 | 0 | For |
| Prudential/PGIM | 449,103 | 0 | 0 | 0 | For |
| ProShares | 438,771 | 0 | 0 | 0 | For |
| WisdomTree | 376,687 | 0 | 0 | 0 | For |
| Equitable | 342,341 | 1,715 | 0 | 0 | For |
| Victory Capital | 320,736 | 0 | 0 | 0 | For |
| Goldman Sachs | 304,770 | 0 | 0 | 0 | For |
Showing the 25 largest of 219 asset managers. See all 219 in the interactive database.
Meeting held 2026-06-10.
37% fund support · no official result
The 49 asset managers below cast 37% of the shares they voted on this item FOR (572,081 for, 961,882 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Union Investment Management GmbH | 0 | 698,411 | 0 | 0 | Against |
| NORDEA INVESTMENT MANAGEMENT AB | 0 | 262,461 | 0 | 0 | Against |
| TD Waterhouse Canada Inc. | 180,071 | 0 | 0 | 0 | For |
| Swiss Life Asset Management Ltd | 82,396 | 0 | 0 | 0 | For |
| Empower | 78,348 | 0 | 0 | 0 | For |
| CSM Advisors, LLC | 38,898 | 0 | 0 | 0 | For |
| Brighthouse | 34,072 | 0 | 0 | 0 | For |
| Metzler Asset Management GmbH | 21,039 | 0 | 0 | 0 | For |
| Erste Asset Management GmbH | 18,753 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 14,415 | 0 | 0 | 0 | For |
| ANDERSON HOAGLAND & CO | 13,184 | 0 | 0 | 0 | For |
| Vinva Investment Management Ltd | 12,471 | 0 | 0 | 0 | For |
| WHITENER CAPITAL MANAGEMENT, INC. | 11,514 | 0 | 0 | 0 | For |
| GROUPAMA ASSET MANAGMENT | 10,346 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 8,585 | 0 | 0 | 0 | For |
| Hanson & Doremus Investment Management | 7,149 | 0 | 0 | 0 | For |
| OARSMAN CAPITAL, INC. | 5,743 | 0 | 0 | 0 | For |
| Moment Partners, LLC | 5,218 | 0 | 0 | 0 | For |
| Wilshire Advisors LLC | 5,159 | 0 | 0 | 0 | For |
| Colony Family Offices, LLC | 3,397 | 0 | 0 | 0 | For |
| Osmosis Investment Management UK Ltd | 3,105 | 0 | 0 | 0 | For |
| Plato Investment Management Ltd | 2,849 | 0 | 0 | 0 | For |
| JPMorgan | 920 | 0 | 0 | 0 | Not Voted |
| Two Roads Shared Trust | 2,030 | 0 | 0 | 0 | For |
| ALGEBRIS (UK) LTD | 1,980 | 0 | 0 | 0 | For |
Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.
Meeting held 2026-06-10.
100% fund support · no official result
The 22 asset managers below cast 100% of the shares they voted on this item FOR (114,449 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Baker Avenue Asset Management, LP | 36,226 | 0 | 0 | 0 | For |
| EAGLE GLOBAL ADVISORS LLC | 20,174 | 0 | 0 | 0 | For |
| LEAVELL INVESTMENT MANAGEMENT, INC. | 0 | 0 | 13,595 | 0 | Abstain |
| Blue Edge Capital, LLC | 11,785 | 0 | 0 | 0 | For |
| OLD SECOND NATIONAL BANK OF AURORA | 10,972 | 0 | 0 | 0 | For |
| River Street Advisors LLC | 8,260 | 0 | 0 | 0 | For |
| K.J. Harrison & Partners Inc | 7,565 | 0 | 0 | 0 | For |
| REXFORD CAPITAL INC | 4,963 | 0 | 0 | 0 | For |
| WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV | 4,053 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 1,774 | 0 | 0 | 0 | For |
| Williamson Legacy Group, LLC | 1,737 | 0 | 0 | 0 | For |
| COURIER CAPITAL LLC | 1,713 | 0 | 0 | 0 | For |
| McGowan Group Asset Management, Inc. | 1,642 | 0 | 0 | 0 | For |
| CULLINAN ASSOCIATES INC | 929 | 0 | 0 | 0 | For |
| Ballew Advisors, Inc | 728 | 0 | 0 | 0 | For |
| PEDDOCK CAPITAL ADVISORS, LLC | 701 | 0 | 0 | 0 | For |
| TEALWOOD ASSET MANAGEMENT INC | 519 | 0 | 0 | 0 | For |
| Inlet Private Wealth, LLC | 351 | 0 | 0 | 0 | For |
| Wallington Asset Management, LLC | 240 | 0 | 0 | 0 | For |
| KTF INVESTMENTS, LLC | 85 | 0 | 0 | 0 | For |
| Bell & Brown Wealth Advisors, LLC | 17 | 0 | 0 | 0 | For |
| HARBOUR INVESTMENT MANAGEMENT LLC | 15 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
Combines 4 wordings of this item as funds reported it.
99.9% fund support · no official result
The 17 asset managers below cast 99.9% of the shares they voted on this item FOR (6,392,082 for, 550 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| GATES FOUNDATION TRUST | 6,353,614 | 0 | 0 | 0 | For |
| National Philanthropic Trust | 0 | 0 | 0 | 0 | Not Voted |
| DRH Investments, Inc. | 26,882 | 0 | 0 | 0 | For |
| Cascade Investment Advisors, Inc. | 4,523 | 0 | 0 | 0 | For |
| Ironwood Investment Counsel, LLC | 2,928 | 0 | 0 | 0 | For |
| Private Capital Management, LLC | 1,220 | 0 | 0 | 0 | For |
| NTV ASSET MANAGEMENT LLC | 1,145 | 0 | 0 | 0 | For |
| Lynx Investment Advisory | 0 | 0 | 1,009 | 0 | Abstain |
| Pinnacle Family Advisors, LLC | 597 | 0 | 0 | 0 | For |
| Iron Gate Global Advisors LLC | 522 | 0 | 0 | 0 | For |
| NORTHQUEST CAPITAL FUND INC | 0 | 500 | 0 | 0 | Against |
| Gibson Capital, LLC | 313 | 0 | 0 | 0 | For |
| Foster Victor Wealth Advisors, LLC | 126 | 0 | 0 | 0 | For |
| DB Fitzpatrick & Co, Inc | 88 | 0 | 0 | 0 | For |
| 1620 INVESTMENT ADVISORS, INC. | 66 | 0 | 0 | 0 | For |
| Wills Financial Group LLC | 58 | 0 | 0 | 0 | For |
| Financial Avengers, Inc. | 0 | 50 | 0 | 0 | Against |
Meeting held 2025-06-11 (outside the 2025-2026 season's 1 July to 30 June window; reported in this season's filings).
97% fund support · no official result
The 9 asset managers below cast 97% of the shares they voted on this item FOR (63,170 for, 1,900 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Investment Management Corp of Ontario | 47,228 | 0 | 0 | 0 | For |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC | 7,068 | 0 | 0 | 0 | For |
| Slow Capital, Inc. | 6,327 | 0 | 0 | 0 | For |
| PENSIOENFONDS RAIL & OV | 0 | 1,900 | 0 | 0 | Against |
| Philip James Wealth Mangement, LLC | 1,050 | 0 | 0 | 0 | For |
| FIRST UNITED BANK & TRUST | 950 | 0 | 0 | 0 | For |
| NORRIS PERNE & FRENCH LLP/MI | 352 | 0 | 0 | 0 | For |
| Hodges Capital Management Inc. | 146 | 0 | 0 | 0 | For |
| GLENMEDE FUND INC | 49 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 7 asset managers below cast 100% of the shares they voted on this item FOR (72,767 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| MARCO INVESTMENT MANAGEMENT LLC | 65,050 | 0 | 0 | 0 | For |
| Two Roads Shared Trust | 2,030 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 1,774 | 0 | 0 | 0 | For |
| Williamson Legacy Group, LLC | 1,737 | 0 | 0 | 0 | For |
| McGowan Group Asset Management, Inc. | 1,642 | 0 | 0 | 0 | For |
| TEALWOOD ASSET MANAGEMENT INC | 519 | 0 | 0 | 0 | For |
| HARBOUR INVESTMENT MANAGEMENT LLC | 15 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
Combines 2 wordings of this item as funds reported it.
96% fund support · no official result
The 6 asset managers below cast 96% of the shares they voted on this item FOR (173,892 for, 7,800 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 171,059 | 0 | 0 | 0 | For |
| Genus Capital Management Inc. | 0 | 7,800 | 0 | 0 | Against |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 1,666 | 0 | 0 | 0 | For |
| Ramsay, Stattman, Vela & Price, Inc. | 990 | 0 | 0 | 0 | For |
| CHELSEA COUNSEL CO | 90 | 0 | 0 | 0 | For |
| Arista Wealth Management, LLC | 87 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
76% fund support · no official result
The 6 asset managers below cast 76% of the shares they voted on this item FOR (111,429 for, 34,983 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 78,348 | 0 | 0 | 0 | For |
| Brighthouse | 0 | 34,072 | 0 | 0 | Against |
| Erste Asset Management GmbH | 18,753 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 8,585 | 0 | 0 | 0 | For |
| OARSMAN CAPITAL, INC. | 5,743 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 911 | 0 | 0 | Against |
Meeting held 2026-06-10.
100% fund support · no official result
The 6 asset managers below cast 100% of the shares they voted on this item FOR (146,412 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 78,348 | 0 | 0 | 0 | For |
| Brighthouse | 34,072 | 0 | 0 | 0 | For |
| Erste Asset Management GmbH | 18,753 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 8,585 | 0 | 0 | 0 | For |
| OARSMAN CAPITAL, INC. | 5,743 | 0 | 0 | 0 | For |
| Lincoln Financial | 911 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
All nominees (reported as one line). These filers reported the election of directors as a single line covering every nominee. It is not attributed to any one director, and no share total is shown for it.
100% fund support · no official result
The 5 asset managers below cast 100% of the shares they voted on this item FOR.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORTHERN LIGHTS FUND TRUST II | 1,774 | 0 | 0 | 0 | For |
| Williamson Legacy Group, LLC | 1,737 | 0 | 0 | 0 | For |
| McGowan Group Asset Management, Inc. | 1,642 | 0 | 0 | 0 | For |
| TEALWOOD ASSET MANAGEMENT INC | 519 | 0 | 0 | 0 | For |
| HARBOUR INVESTMENT MANAGEMENT LLC | 150 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
31% fund support · no official result
The 5 asset managers below cast 31% of the shares they voted on this item FOR (1,737 for, 3,950 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORTHERN LIGHTS FUND TRUST II | 0 | 1,774 | 0 | 0 | Against |
| Williamson Legacy Group, LLC | 1,737 | 0 | 0 | 0 | For |
| McGowan Group Asset Management, Inc. | 0 | 1,642 | 0 | 0 | Against |
| TEALWOOD ASSET MANAGEMENT INC | 0 | 519 | 0 | 0 | Against |
| HARBOUR INVESTMENT MANAGEMENT LLC | 0 | 15 | 0 | 0 | Against |
Meeting held 2026-06-10.
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 3 asset managers below cast 100% of the shares they voted on this item FOR (6,664 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Schear Investment Advisers, LLC | 6,553 | 0 | 0 | 0 | For |
| Tiller Private Wealth, Inc. | 111 | 0 | 0 | 0 | For |
| Capital Group | 0 | 0 | 36 | 0 | Abstain |
Reported under meeting date 2026-04-13; no official results on file for that date.
2% fund support · no official result
The 2 asset managers below cast 2% of the shares they voted on this item FOR (9,580 for, 450,546 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT GROUP | 0 | 450,546 | 0 | 0 | Against |
| Robertson Stephens Wealth Management, LLC | 9,580 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (20,991 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Knuff & Co LLC | 20,782 | 0 | 0 | 0 | For |
| Constant Guidance Financial LLC | 209 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (10,683 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JAMES ADVANTAGE FUNDS | 9,392 | 0 | 0 | 0 | For |
| Northern Lights Fund Trust | 1,291 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (6,600 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Crown Oak Advisors, LLC | 5,821 | 0 | 0 | 0 | For |
| Roble, Belko & Company, Inc | 779 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (8,714 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Members Trust Co | 6,989 | 0 | 0 | 0 | For |
| Capital Group | 1,725 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (7,717 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Members Trust Co | 6,989 | 0 | 0 | 0 | For |
| Ballew Advisors, Inc | 728 | 0 | 0 | 0 | For |
Meeting held 2026-06-10.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (1,220 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Tandem Financial, LLC | 610 | 0 | 0 | 0 | For |
| Modern Wealth Management, LLC | 610 | 0 | 0 | 0 | For |
Ranked by the number of Caterpillar, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 460,600,000 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 10.44% |
| 2 | BlackRock | 7.06% |
| 3 | Capital Group | 3.54% |
| 4 | Fidelity | 3.24% |
| 5 | STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | 3.16% |
| 6 | State Street | 2.76% |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 2.42% |
| 8 | Fisher Asset Management, LLC | 2.01% |
| 9 | T. Rowe Price | 1.87% |
| 10 | Invesco | 1.59% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Vanguard Group | 10.07% | 13F |
| BlackRock | 8.07% | 13F |
| State Street | 7.57% | 13F |
| Morgan Stanley | 1.54% | 13F |
| Northern Trust | 1.23% | 13F |
| T. Rowe Price | 1.21% | 13F |
| Citadel Advisors | 0.86% | 13F |
| Invesco | 0.84% | 13F |
| FMR (Fidelity) | 0.83% | 13F |
Percentages above are of 460,600,000 shares outstanding, as reported by Caterpillar, Inc. on its Form 10-Q dated 2026-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Caterpillar, Inc.’s 10-Q dated 2026-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Caterpillar, Inc.'s shareholder meeting held 2026-06-10, in the 2025-2026 proxy season, 1,554 asset managers reported how they voted in their SEC Form N-PX filings, covering 18,046 separate fund positions. Their filings are grouped here into 31 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. Caterpillar, Inc.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Advisory vote to approve named executive officer compensation — the reporting funds cast 97% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
Caterpillar, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).