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Compiled from SEC Form N-PX filings and COMPASS PATHWAYS PLC’s Form 8-K, filed 2024-05-09 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore COMPASS PATHWAYS PLC in the interactive database Compare manager voting policies
These tallies are COMPASS PATHWAYS PLC’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-09 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| At the AGM, David Norton was duly re-elected. Proposal 2. To re-elect Wayne J. Riley as a Director of the Company. | 39,378,316 | 2,064,175 | -- | 23,862 | 26,874,569 | Majority: yes |
| At the AGM, Wayne J. Riley was duly re-elected. Proposal 3. To re-elect Daphne Karydas as a Director of the Company. | 41,406,064 | 36,970 | -- | 23,319 | 26,874,569 | Majority: yes |
| At the AGM, the shareholders approved the re-appointment of PwC as U.K. statutory auditors of the Company, to hold office until the conclusion of the next annual general meeting of shareholders. | 41,396,687 | 52,712 | -- | 16,954 | 26,874,569 | Majority: yes |
Source: COMPASS PATHWAYS PLC, Form 8-K, filed with the SEC on 2024-05-09 — read the filing on EDGAR.
Each item below shows how the 131 asset managers that disclosed a COMPASS PATHWAYS PLC vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of COMPASS PATHWAYS PLC’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 6 wordings of this item as funds reported it.
100% fund support · no official result
The 102 asset managers below cast 100% of the shares they voted on this item FOR (9,887,558 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Citadel | 1,657,577 | 0 | 0 | 0 | For |
| Aisling Capital Management LP | 964,500 | 0 | 0 | 0 | For |
| RA CAPITAL MANAGEMENT, L.P. | 788,924 | 0 | 0 | 0 | For |
| Point72 | 768,620 | 0 | 0 | 0 | For |
| Affinity Asset Advisors, LLC | 741,141 | 0 | 0 | 0 | For |
| Soleus Capital Management, L.P. | 565,500 | 0 | 0 | 0 | For |
| Putnam | 544,039 | 0 | 0 | 0 | For |
| PFM Health Sciences, LP | 466,004 | 0 | 0 | 0 | For |
| Nikko Asset Management Co., Ltd. | 329,455 | 0 | 0 | 0 | For |
| BlackRock | 187,238 | 0 | 0 | 0 | For |
| Paradigm Biocapital Advisors LP | 184,719 | 0 | 0 | 0 | For |
| Polar Asset Management Partners Inc. | 107,200 | 0 | 0 | 0 | For |
| Two Sigma | 93,929 | 0 | 0 | 0 | For |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Laurion Capital Management LP | 34,277 | 0 | 0 | 0 | For |
| RBC Capital Markets, LLC | 21,249 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| SCS Capital Management LLC | 17,039 | 0 | 0 | 0 | For |
| OLD NATIONAL BANCORP /IN/ | 14,600 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 13,554 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Corient Private Wealth LLC | 10,851 | 0 | 0 | 0 | For |
| BANK OF AMERICA NA | 8,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 102 asset managers. See all 102 in the interactive database.
Combines 3 wordings of this item as funds reported it.
100% fund support · no official result
The 57 asset managers below cast 100% of the shares they voted on this item FOR (5,198,979 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Aisling Capital Management LP | 964,500 | 0 | 0 | 0 | For |
| Affinity Asset Advisors, LLC | 741,141 | 0 | 0 | 0 | For |
| Soleus Capital Management, L.P. | 565,500 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Polar Asset Management Partners Inc. | 107,200 | 0 | 0 | 0 | For |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| SCS Capital Management LLC | 17,039 | 0 | 0 | 0 | For |
| OLD NATIONAL BANCORP /IN/ | 14,600 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Corient Private Wealth LLC | 10,851 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| AMG National Trust Bank | 3,000 | 0 | 0 | 0 | For |
| CRA Financial Services, LLC | 2,085 | 0 | 0 | 0 | For |
| TRUIST FINANCIAL CORP | 2,000 | 0 | 0 | 0 | For |
| Crestwood Advisors Group, LLC | 1,986 | 0 | 0 | 0 | For |
| Crewe Advisors LLC | 1,945 | 0 | 0 | 0 | For |
| Cerity Partners LLC | 1,682 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| D.A. DAVIDSON & CO. | 1,500 | 0 | 0 | 0 | For |
| ROCKEFELLER FINANCIAL LLC | 1,480 | 0 | 0 | 0 | For |
| FORBES J M & CO LLP | 985 | 0 | 0 | 0 | For |
Showing the 25 largest of 57 asset managers. See all 57 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.9% fund support · no official result
The 19 asset managers below cast 99.9% of the shares they voted on this item FOR (6,662,307 for, 486 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TCG Crossover Management, LLC | 3,858,000 | 0 | 0 | 0 | For |
| Vivo Capital, LLC | 1,608,000 | 0 | 0 | 0 | For |
| Logos Global Management LP | 901,050 | 0 | 0 | 0 | For |
| PERCEPTIVE ADVISORS LLC | 151,531 | 0 | 0 | 0 | For |
| DAFNA Capital Management LLC | 80,210 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | Split |
| Saba Capital Management, L.P. | 59,209 | 486 | 1,494 | 0 | For |
| Colonial Trust Advisors | 1,500 | 0 | 0 | 0 | For |
| MERIDIAN INVESTMENT COUNSEL INC. | 800 | 0 | 0 | 0 | For |
| Garrison Asset Management, LLC | 700 | 0 | 0 | 0 | For |
| Janney Montgomery Scott LLC | 356 | 0 | 0 | 0 | For |
| Belpointe Asset Management LLC | 250 | 0 | 0 | 0 | For |
| Foster Victor Wealth Advisors, LLC | 210 | 0 | 0 | 0 | For |
| Sonora Investment Management Group, LLC | 200 | 0 | 0 | 0 | For |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 116 | 0 | 0 | 0 | For |
| SVB WEALTH LLC | 115 | 0 | 0 | 0 | For |
| KLINGENSTEIN FIELDS & CO LP | 29 | 0 | 0 | 0 | For |
| Morton Capital Management LLC/CA | 21 | 0 | 0 | 0 | For |
| Savant Capital, LLC | 10 | 0 | 0 | 0 | For |
Combines 5 wordings of this item as funds reported it.
100% fund support · no official result
The 16 asset managers below cast 100% of the shares they voted on this item FOR (6,613,648 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TCG Crossover Management, LLC | 3,858,000 | 0 | 0 | 0 | For |
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | Split |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Janney Montgomery Scott LLC | 356 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
100% fund support · no official result
The 14 asset managers below cast 100% of the shares they voted on this item FOR (2,755,292 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | Split |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 4 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
COMPASS PATHWAYS PLC’s own tally for this item (“At the AGM, the shareholders approved the re-appointment of PwC as U.K. statutory auditors of the Company, to hold office until the conclusion of the next annual general meeting of shareholders.”): 41,396,687 for, 52,712 against, per its Form 8-K filed 2024-05-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,380,857 outstanding shares: 61% for, 0.1% against (61% of the company cast a for/against vote).
The 14 asset managers below cast 100% of the shares they voted on this item FOR (2,755,292 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | Split |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
96% fund support · no official result
The 13 asset managers below cast 96% of the shares they voted on this item FOR (2,635,865 for, 119,427 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| AdvisorShares Trust | 0 | 53,639 | 0 | 0 | Against |
| ALPS ETF Trust | 0 | 45,297 | 0 | 0 | Against |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 11,221 | 0 | 0 | Against |
| Fidelity | 0 | 6,899 | 0 | 0 | Against |
| State Street | 0 | 1,505 | 0 | 0 | Against |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 0 | 766 | 0 | 0 | Against |
| Blackstone Alternative Investment Funds | 0 | 100 | 0 | 0 | Against |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
96% fund support · no official result
The 13 asset managers below cast 96% of the shares they voted on this item FOR (2,635,865 for, 119,427 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| AdvisorShares Trust | 0 | 53,639 | 0 | 0 | Against |
| ALPS ETF Trust | 0 | 45,297 | 0 | 0 | Against |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 11,221 | 0 | 0 | Against |
| Fidelity | 0 | 6,899 | 0 | 0 | Against |
| State Street | 0 | 1,505 | 0 | 0 | Against |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 0 | 766 | 0 | 0 | Against |
| Blackstone Alternative Investment Funds | 0 | 100 | 0 | 0 | Against |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
COMPASS PATHWAYS PLC’s own tally for this item (“At the AGM, Wayne J. Riley was duly re-elected. Proposal 3. To re-elect Daphne Karydas as a Director of the Company.”): 41,406,064 for, 36,970 against, per its Form 8-K filed 2024-05-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,380,857 outstanding shares: 61% for, 0.1% against (61% of the company cast a for/against vote).
The 13 asset managers below cast 100% of the shares they voted on this item FOR (2,755,292 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
COMPASS PATHWAYS PLC’s own tally for this item (“At the AGM, David Norton was duly re-elected. Proposal 2. To re-elect Wayne J. Riley as a Director of the Company.”): 39,378,316 for, 2,064,175 against, per its Form 8-K filed 2024-05-09 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 68,380,857 outstanding shares: 58% for, 3% against (61% of the company cast a for/against vote).
The 13 asset managers below cast 100% of the shares they voted on this item FOR (2,755,292 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
96% fund support · no official result
The 13 asset managers below cast 96% of the shares they voted on this item FOR (2,644,269 for, 111,023 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| AdvisorShares Trust | 0 | 53,639 | 0 | 0 | Against |
| ALPS ETF Trust | 0 | 45,297 | 0 | 0 | Against |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 11,221 | 0 | 0 | Against |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 0 | 766 | 0 | 0 | Against |
| Blackstone Alternative Investment Funds | 0 | 100 | 0 | 0 | Against |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 13 asset managers below cast 100% of the shares they voted on this item FOR (2,755,292 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 12 asset managers below cast 100% of the shares they voted on this item FOR (2,483,294 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
99.9% fund support · no official result
The 8 asset managers below cast 99.9% of the shares they voted on this item FOR (5,466,939 for, 14 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TCG Crossover Management, LLC | 3,858,000 | 0 | 0 | 0 | For |
| Vivo Capital, LLC | 1,608,000 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | Split |
| Garrison Asset Management, LLC | 700 | 0 | 0 | 0 | For |
| Sonora Investment Management Group, LLC | 200 | 0 | 0 | 0 | For |
| KLINGENSTEIN FIELDS & CO LP | 29 | 0 | 0 | 0 | For |
| Lorne Steinberg Wealth Management Inc. | 0 | 14 | 0 | 0 | Against |
| Savant Capital, LLC | 10 | 0 | 0 | 0 | For |
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (1,549 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TD ASSET MANAGEMENT INC | 1,490 | 0 | 0 | 0 | For |
| DOHJ, LLC | 59 | 0 | 0 | 0 | For |
Ranked by the number of COMPASS PATHWAYS PLC shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 68,380,857 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | ARK ETF Trust | 3.15% |
| 2 | Citadel | 2.42% |
| 3 | Aisling Capital Management LP | 1.41% |
| 4 | RA CAPITAL MANAGEMENT, L.P. | 1.15% |
| 5 | Point72 | 1.12% |
| 6 | Affinity Asset Advisors, LLC | 1.08% |
| 7 | Soleus Capital Management, L.P. | 0.83% |
| 8 | Putnam | 0.80% |
| 9 | PFM Health Sciences, LP | 0.68% |
| 10 | Nikko Asset Management Co., Ltd. | 0.48% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| ATAI Life Sciences AG | 13.80% | DEF14A |
| Entities affiliated with TCG Crossover GP I, LLC | 9.99% | DEF14A |
| George Jay Goldsmith | 6.54% | 13G |
| George Goldsmith | 6.33% | DEF14A |
| Ekaterina Malievskaia | 6.18% | DEF14A |
| Citadel Advisors | 5.74% | 13F |
| Millennium Management | 4.78% | 13F |
| Paradigm BioCapital Advisors LP | 3.39% | 13G |
| Robert McQuade | 2.44% | DEF14A |
| Morgan Stanley | 1.51% | 13F |
Percentages above are of 68,380,857 shares outstanding, as reported by COMPASS PATHWAYS PLC on its Form 10-Q dated 2024-05-06 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from COMPASS PATHWAYS PLC’s 10-Q dated 2024-05-06. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At COMPASS PATHWAYS PLC's shareholder meeting held 2024-05-09, in the 2023-2024 proxy season, 131 asset managers reported how they voted in their SEC Form N-PX filings, covering 425 separate fund positions. Their filings are grouped here into 15 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. COMPASS PATHWAYS PLC's own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on a non-binding, advisory basis, the compensation of the Company's named executive… — the reporting funds cast 100% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
COMPASS PATHWAYS PLC proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.