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EARTHSTONE ENERGY INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and EARTHSTONE ENERGY INC.’s Form 8-K, filed 2023-10-30 (Item 5.07 on EDGAR). Page generated 04 October 2026.

4Reported items
213Asset managers
764Fund votes
2023-10-30Meeting date

Proxy season: 2023-2024

Explore EARTHSTONE ENERGY INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by EARTHSTONE ENERGY INC.

These tallies are EARTHSTONE ENERGY INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2023-10-30 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

EARTHSTONE ENERGY INC. — official shareholder meeting results, meeting held 2023-10-30
Ballot item	For	Against	Abstain	Withheld	Outcome
Proposal 1: Merger Proposal	123,219,765	63,755	76,933	--	Majority: yes
Proposal 2: Compensation Advisory Proposal	90,606,864	32,450,200	303,389	--	Majority: yes
Proposal 3: Adjournment Proposal	118,688,543	4,589,580	82,330	--	Majority: yes

Source: EARTHSTONE ENERGY INC., Form 8-K, filed with the SEC on 2023-10-30 — read the filing on EDGAR.

How asset managers voted at the EARTHSTONE ENERGY INC. 2023-2024 meeting

Each item below shows how the 213 asset managers that disclosed a EARTHSTONE ENERGY INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of EARTHSTONE ENERGY INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Earthstone's named executive officers that is based on or otherwise relates to the mergers;

SECTION 14A SAY-ON-PAY VOTES

Combines 11 wordings of this item as funds reported it.

4% fund support · no official result

AGAINST 96%

The 201 asset managers below cast 4% of the shares they voted on this item FOR (14,671,508 for, 383,014,465 against).

FOR: 14,671,508 (3.7%)AGAINST: 383,014,465 (96.3%)ABSTAIN: 5,383 (0.0%)UNKNOWN: 4,189 (0.0%)

Largest asset managers voting on “To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become” at EARTHSTONE ENERGY INC., 2023-2024
Asset manager	For	Against	Vote
Curi RMB Capital, LLC	0	350,000,000	Against
American Century	3,521,775	1,888,909	For
State Street	3,815,046	400,021	For
BlackRock	5,088	3,643,508	Against
Vanguard	0	3,512,165	Against
Delaware/Macquarie	0	2,453,066	Against
Ranger Investment Management, L.P.	0	2,039,451	Against
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC	0	1,897,006	Against
Investment Managers Series Trust II	1,697,447	0	For
Dimensional	0	1,667,170	Against
Woodline Partners LP	1,287,078	0	For
GEODE CAPITAL MANAGEMENT, LLC	0	1,207,411	Against
Fidelity	1,214	1,183,128	Against
BALYASNY ASSET MANAGEMENT L.P.	0	1,074,008	Against
NEXPOINT FUNDS I	0	1,067,360	Against
Charles Schwab	0	1,021,127	Against
WILLIAM BLAIR FUNDS	0	923,271	Against
WATER ISLAND CAPITAL LLC	876,491	0	For
Schonfeld Strategic Advisors LLC	871,002	0	For
ARBITRAGE FUNDS	802,805	0	For
GW&K Investment Management, LLC	0	783,859	Against
New York Life	0	660,106	Against
Transamerica	216,127	224,594	Against
PEREGRINE CAPITAL MANAGEMENT LLC	365,306	0	For
First Trust	116,770	245,202	Against

Showing the 25 largest of 201 asset managers. See all 201 in the interactive database.

2. To approve and adopt the merger agreement, by and among Earthstone, Earthstone Energy Holdings, LLC ("Earthstone OpCo"), Permian Resources Corporation ("Permian Resources"), Smits Merger Sub I Inc. ("Merger Sub I"), Smits Merger Sub II LLC ("Merger Sub II") and Permian Resources Operating, LLC ("Permian Resources OpCo"), pursuant to which (i) Merger Sub I will merge with and into Earthstone, with

EXTRAORDINARY TRANSACTIONS

Combines 4 wordings of this item as funds reported it.

100% fund support · no official result

FOR 99.8%

The 75 asset managers below cast 100% of the shares they voted on this item FOR (24,715,727 for, 0 against).

FOR: 24,715,727 (99.8%)ABSTAIN: 43,600 (0.2%)UNKNOWN: 3,489 (0.0%)

Largest asset managers voting on “To approve and adopt the merger agreement, by and among Earthstone, Earthstone Energy Holdings, LLC ("Earthsto” at EARTHSTONE ENERGY INC., 2023-2024
Asset manager	For	Vote
Vanguard	3,422,659	For
American Century	2,473,925	For
Delaware/Macquarie	2,453,066	For
BlackRock	1,905,048	For
Investment Managers Series Trust II	1,697,447	For
State Street	1,565,102	For
Dimensional	1,503,060	For
Fidelity	1,183,128	For
NEXPOINT FUNDS I	1,067,360	For
WILLIAM BLAIR FUNDS	923,271	For
ARBITRAGE FUNDS	802,805	For
New York Life	660,106	For
Charles Schwab	475,979	For
Transamerica	440,721	For
First Trust	354,698	For
John Hancock	340,705	For
FIRST EAGLE FUNDS	328,242	For
OBERWEIS FUNDS	240,600	For
AMG FUNDS	236,648	For
Russell Investments	234,313	For
Columbia Threadneedle	232,057	For
WisdomTree	163,098	For
TIAA	157,406	For
AMERICAN BEACON FUNDS	155,000	For
Northern Trust	151,409	For

Showing the 25 largest of 75 asset managers. See all 75 in the interactive database.

3. TO APPROVE, THE ADJOURNMENT OF THE EARTHSTONE SPECIAL MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE EARTHSTONE SPECIAL MEETING TO APPROVE THE EARTHSTONE MERGER PROPOSAL.

CORPORATE GOVERNANCE

Combines 2 wordings of this item as funds reported it.

89% fund support · no official result

FOR 89%11%

The 75 asset managers below cast 89% of the shares they voted on this item FOR (21,962,544 for, 2,753,094 against).

FOR: 21,962,544 (88.7%)AGAINST: 2,753,094 (11.1%)ABSTAIN: 43,600 (0.2%)UNKNOWN: 3,489 (0.0%)

Largest asset managers voting on “TO APPROVE, THE ADJOURNMENT OF THE EARTHSTONE SPECIAL MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT S” at EARTHSTONE ENERGY INC., 2023-2024
Asset manager	For	Against	Vote
Vanguard	3,422,659	0	For
American Century	2,473,925	0	For
Delaware/Macquarie	2,453,066	0	For
BlackRock	1,905,048	0	For
Investment Managers Series Trust II	1,697,447	0	For
State Street	0	1,565,102	Against
Dimensional	1,503,060	0	For
Fidelity	44,066	1,139,062	Against
NEXPOINT FUNDS I	1,067,360	0	For
WILLIAM BLAIR FUNDS	923,271	0	For
ARBITRAGE FUNDS	802,805	0	For
New York Life	660,106	0	For
Charles Schwab	475,979	0	For
Transamerica	440,721	0	For
First Trust	354,698	0	For
John Hancock	340,705	0	For
FIRST EAGLE FUNDS	328,242	0	For
OBERWEIS FUNDS	240,600	0	For
AMG FUNDS	236,648	0	For
Russell Investments	234,313	0	For
Columbia Threadneedle	232,057	0	For
WisdomTree	163,098	0	For
TIAA	157,406	0	For
AMERICAN BEACON FUNDS	155,000	0	For
Northern Trust	151,409	0	For

Showing the 25 largest of 75 asset managers. See all 75 in the interactive database.

4. ADVISORY VOTE ON GOLDEN PARACHUTES

COMPENSATION

0% fund support · no official result

AGAINST 100%

The 5 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 98,622 against).

AGAINST: 98,622 (100.0%)

Largest asset managers voting on “ADVISORY VOTE ON GOLDEN PARACHUTES” at EARTHSTONE ENERGY INC., 2023-2024
Asset manager	Against	Vote
Virtus	52,822	Against
JPMorgan	34,668	Against
TIMOTHY PLAN	9,529	Against
ALGERT GLOBAL LLC	1,600	Against
TD ASSET MANAGEMENT INC	3	Against

Largest EARTHSTONE ENERGY INC. shareholders voting in 2023-2024

Ranked by the number of EARTHSTONE ENERGY INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting.

Top EARTHSTONE ENERGY INC. shareholders by shares voted, 2023-2024
#	Asset manager	Shares voted
1	Curi RMB Capital, LLC	350,000,000
2	American Century	5,410,684
3	State Street	4,215,067
4	BlackRock	3,648,596
5	Vanguard	3,512,165
6	Delaware/Macquarie	2,453,066
7	Ranger Investment Management, L.P.	2,039,451
8	WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC	1,897,006
9	Investment Managers Series Trust II	1,697,447
10	Dimensional	1,667,170

Shown as share counts, not percentages: no shares-outstanding figure has been matched to EARTHSTONE ENERGY INC. for the 2023-2024 season, so there is no denominator to divide by.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At EARTHSTONE ENERGY INC.'s shareholder meeting held 2023-10-30, in the 2023-2024 proxy season, 213 asset managers reported how they voted in their SEC Form N-PX filings, covering 764 separate fund positions. Their filings are grouped here into 4 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. EARTHSTONE ENERGY INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be… — the reporting funds cast 4% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

EARTHSTONE ENERGY INC. proxy season coverage: 2023-2024 (this page).