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At EMCORE CORP.'s shareholder meeting held March 15, 2024, in the 2023-2024 proxy season, 51 asset managers reported how they voted in their SEC Form N-PX filings, covering 302 separate fund positions. Their filings are grouped here into 12 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Approval of, on an advisory basis, the executive compensation of the Company's named executive… — EMCORE CORP.'s filing reports the proposal as approved, with 78% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: EMCORE CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on March 20, 2024.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and EMCORE CORP.’s Form 8-K, filed March 20, 2024 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of March 15, 2024: 9 items on EMCORE CORP.’s Form 8-K, filed March 20, 2024: 6 elected · 3 approved.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024
Explore EMCORE CORP. in the interactive database Compare manager voting policies
These tallies are EMCORE CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed March 20, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Cletus C. Glasener | 42,987,443 | -- | -- | 2,637,813 | 20,019,091 | 94% | Elected | — |
| Elect Director: Bruce E. Grooms | 35,058,906 | -- | -- | 10,566,350 | 20,019,091 | 77% | Elected | — |
| Elect Director: Noel Heiks | 35,876,870 | -- | -- | 9,748,386 | 20,019,091 | 79% | Elected | — |
| Elect Director: Rex S. Jackson | 35,079,461 | -- | -- | 10,545,795 | 20,019,091 | 77% | Elected | — |
| Elect Director: Jeffrey Rittichier | 35,608,537 | -- | -- | 10,016,719 | 20,019,091 | 78% | Elected | — |
| Elect Director: Jeffrey J. Roncka | 42,468,854 | -- | -- | 3,156,402 | 20,019,091 | 93% | Elected | — |
| 4. Proposal to ratify the approval of the Company’s Section 382 Tax Benefits Preservation Plan | 42,060,352 | 3,330,789 | 234,115 | -- | 20,019,091 | 93% | Approved | — |
| 6. Proposal to approve, on an advisory basis, the executive compensation of the Company’s named executive officers | 35,037,213 | 9,601,553 | 986,490 | -- | 20,019,091 | 78% | Approved | — |
| 7. Proposal to ratify the appointment of CohnReznick LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2024 | 65,019,916 | 567,089 | 57,342 | -- | -- | 99.1% | Approved | — |
Source: EMCORE CORP., Form 8-K, filed with the SEC on March 20, 2024 — read the filing on EDGAR.
Each item below shows how the 51 asset managers that disclosed a EMCORE CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of EMCORE CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 2 wordings of this item as funds reported it.
77% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Bruce E. Grooms
EMCORE CORP.’s own tally for this item (“Elect Director: Bruce E. Grooms”): 35,058,906 for, 10,566,350 withheld, per its Form 8-K filed March 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The nominees were each elected as a director with the following votes:”
Support: 77% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 13 asset managers below reported 4,457,755 for, 1,241,835 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 0 | 0 | 0 | 975,350 | Withhold |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 0 | 152,549 | Withhold |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 103,873 | Withhold |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 0 | 0 | 0 | 10,063 | Withhold |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 5,676 | 0 | 0 | 0 | For |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Cletus C. Glasener
EMCORE CORP.’s own tally for this item (“Elect Director: Cletus C. Glasener”): 42,987,443 for, 2,637,813 withheld, per its Form 8-K filed March 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The nominees were each elected as a director with the following votes:”
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 13 asset managers below reported 5,699,590 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 975,350 | 0 | 0 | 0 | For |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 152,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 103,873 | 0 | 0 | 0 | For |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 10,063 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 5,676 | 0 | 0 | 0 | For |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Jeffrey J. Roncka
EMCORE CORP.’s own tally for this item (“Elect Director: Jeffrey J. Roncka”): 42,468,854 for, 3,156,402 withheld, per its Form 8-K filed March 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The nominees were each elected as a director with the following votes:”
Support: 93% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 13 asset managers below reported 5,699,590 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 975,350 | 0 | 0 | 0 | For |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 152,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 103,873 | 0 | 0 | 0 | For |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 10,063 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 5,676 | 0 | 0 | 0 | For |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
78% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Jeffrey Rittichier
EMCORE CORP.’s own tally for this item (“Elect Director: Jeffrey Rittichier”): 35,608,537 for, 10,016,719 withheld, per its Form 8-K filed March 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The nominees were each elected as a director with the following votes:”
Support: 78% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 13 asset managers below reported 4,724,240 for, 975,350 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 0 | 0 | 0 | 975,350 | Withhold |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 152,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 103,873 | 0 | 0 | 0 | For |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 10,063 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 5,676 | 0 | 0 | 0 | For |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
79% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Noel Heiks
EMCORE CORP.’s own tally for this item (“Elect Director: Noel Heiks”): 35,876,870 for, 9,748,386 withheld, per its Form 8-K filed March 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The nominees were each elected as a director with the following votes:”
Support: 79% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 13 asset managers below reported 4,724,240 for, 975,350 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 0 | 0 | 0 | 975,350 | Withhold |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 152,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 103,873 | 0 | 0 | 0 | For |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 10,063 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 5,676 | 0 | 0 | 0 | For |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
77% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Rex S. Jackson
EMCORE CORP.’s own tally for this item (“Elect Director: Rex S. Jackson”): 35,079,461 for, 10,545,795 withheld, per its Form 8-K filed March 20, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The nominees were each elected as a director with the following votes:”
Support: 77% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 13 asset managers below reported 4,620,367 for, 1,079,223 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 0 | 0 | 0 | 975,350 | Withhold |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 152,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 103,873 | Withhold |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 10,063 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 5,676 | 0 | 0 | 0 | For |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
100% of fund votes cast · no official result
Description as filed by funds: Approval of an amendment to the EMCORE Corporation Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to effect, at the sole discretion of the Board of Directors, a reverse stock split of the Company's outstanding common stock at a ratio ranging from 5:1 to 12:1, with such ratio to be determined by the Board of Directors;
The 13 asset managers below reported 5,699,590 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 975,350 | 0 | 0 | 0 | For |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 152,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 103,873 | 0 | 0 | 0 | For |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 10,063 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 5,676 | 0 | 0 | 0 | For |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
66% of fund votes cast · no official result
Description as filed by funds: Approval of, subject to the Board of Directors' discretion to adopt, an amendment to the Certificate of Incorporation to increase the number of authorized shares of Common Stock from 100,000,000 shares to 150,000,000 shares;
The 13 asset managers below reported 3,737,843 for, 1,961,747 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 0 | 975,350 | 0 | 0 | Against |
| Neuberger Berman | 0 | 791,807 | 0 | 0 | Against |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 0 | 152,549 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 103,873 | 0 | 0 | 0 | For |
| Morgan Stanley | 0 | 31,978 | 0 | 0 | Against |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 0 | 10,063 | 0 | 0 | Against |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 5,676 | 0 | 0 | 0 | For |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
83% of fund votes cast · no official result
Description as filed by funds: Approval of an amendment to the EMCORE Corporation Amended and Restated 2019 Equity Incentive Plan to increase the number of shares of common stock available for issuance under the Plan by 7,890,000 shares;
The 13 asset managers below reported 4,724,240 for, 975,350 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 0 | 975,350 | 0 | 0 | Against |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 152,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 103,873 | 0 | 0 | 0 | For |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 10,063 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 5,676 | 0 | 0 | 0 | For |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
93% Approved · of votes cast
Description as filed by funds: Ratification of the approval of the Company's Section 382 Tax Benefits Preservation Plan;
EMCORE CORP.’s own tally for this item (“4. A proposal to ratify the approval of the Company’s Section 382 Tax Benefits Preservation Plan”): 42,060,352 for, 3,330,789 against — passed, per its Form 8-K filed March 20, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “This proposal was approved by shareholders with 42,060,352 votes in favor, 3,330,789 votes against, 234,115 abstentions and 20,019,091 broker non-votes.”
Support: 93% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 13 asset managers below reported 5,693,914 for, 5,676 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 975,350 | 0 | 0 | 0 | For |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 152,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 103,873 | 0 | 0 | 0 | For |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 10,063 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 0 | 5,676 | 0 | 0 | Against |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Combines 5 wordings of this item as funds reported it.
78% Approved · of votes cast
Description as filed by funds: Approval of, on an advisory basis, the executive compensation of the Company's named executive officers; and
EMCORE CORP.’s own tally for this item (“6. A proposal to approve, on an advisory basis, the executive compensation of the Company’s named executive officers”): 35,037,213 for, 9,601,553 against — passed, per its Form 8-K filed March 20, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “This proposal was approved by shareholders with 35,037,213 votes in favor, 9,601,553 votes against, 986,490 abstentions and 20,019,091 broker non-votes.”
Support: 78% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 0 | 975,350 | 0 | 0 | Against |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 0 | 0 | 788,400 | 0 | Abstain |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 0 | 152,549 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 0 | 103,873 | 0 | 0 | Against |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 0 | 17,655 | 0 | 0 | Against |
| Equitable | 0 | 10,063 | 0 | 0 | Against |
| Blackstone Alternative Investment Funds | 0 | 5,700 | 0 | 0 | Against |
| Dimensional | 0 | 5,676 | 0 | 0 | Against |
| Guggenheim | 0 | 218 | 0 | 0 | Against |
Fund voting reports, all 13 managers: 3,640,106 for, 1,271,084 against, 788,400 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Archon Capital Management LLC | 0 | 0 | 0 | 0 | -- |
| AWM Investment Company, Inc. | 4,642,632 | 0 | 0 | 0 | For |
| Penn Capital Management Company, LLC | 3,544,330 | 0 | 0 | 0 | For |
| PERKINS CAPITAL MANAGEMENT INC | 2,143,000 | 0 | 0 | 0 | For |
| Neuberger Berman | 2,064,143 | 0 | 0 | 0 | For |
| Herald Investment Management Ltd | 2,000,000 | 0 | 0 | 0 | For |
| Manatuck Hill Partners, LLC | 0 | 1,408,995 | 0 | 0 | Against |
| Palogic Value Management, L.P. | 0 | 1,000,000 | 0 | 0 | Against |
| Renaissance | 0 | 846,647 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 586,576 | 0 | 0 | 0 | For |
| BlackRock | 243 | 456,989 | 0 | 0 | Against |
| Two Sigma | 0 | 268,515 | 0 | 0 | Against |
| STRS OHIO | 0 | 228,582 | 0 | 0 | Against |
| State Street | 160,717 | 0 | 0 | 0 | For |
| Newton Investment Management North America, LLC | 0 | 137,060 | 0 | 0 | Against |
| T. Rowe Price | 0 | 71,600 | 0 | 0 | Against |
| BNY Mellon | 0 | 35,310 | 0 | 0 | Against |
| TUDOR INVESTMENT CORP ET AL | 33,420 | 0 | 0 | 0 | For |
| SEI | 24,676 | 0 | 0 | 0 | For |
| AEGIS FINANCIAL CORP | 0 | 21,656 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 0 | 17,548 | 0 | 0 | Against |
| Clear Harbor Asset Management, LLC | 15,000 | 0 | 0 | 0 | For |
| Northern Trust | 14,282 | 0 | 0 | 0 | For |
| Prudential/PGIM | 8,100 | 0 | 0 | 0 | For |
| RBC Dominion Securities Inc. | 0 | 5,000 | 0 | 0 | Against |
Institutional-manager reports, all 40 managers: 15,243,811 for, 4,501,152 against, 7,593,218 unknown. Showing the 25 largest; every one is in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.1% Approved · of votes cast
Description as filed by funds: Ratification of the appointment of CohnReznick LLP as the Company's independent registered public accounting firm for fiscal year ending September 30, 2024.
EMCORE CORP.’s own tally for this item (“7. A proposal to ratify the appointment of CohnReznick LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2024”): 65,019,916 for, 567,089 against — passed, per its Form 8-K filed March 20, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “This proposal was approved by shareholders with 65,019,916 votes in favor, 567,089 votes against and 57,342 abstentions.”
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 13 asset managers below reported 5,699,590 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,256,295 | 0 | 0 | 0 | For |
| AEGIS FUNDS | 975,350 | 0 | 0 | 0 | For |
| Neuberger Berman | 791,807 | 0 | 0 | 0 | For |
| Royce | 788,400 | 0 | 0 | 0 | For |
| Fidelity | 560,026 | 0 | 0 | 0 | For |
| BlackRock | 152,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 103,873 | 0 | 0 | 0 | For |
| Morgan Stanley | 31,978 | 0 | 0 | 0 | For |
| BNY Mellon | 17,655 | 0 | 0 | 0 | For |
| Equitable | 10,063 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 5,700 | 0 | 0 | 0 | For |
| Dimensional | 5,676 | 0 | 0 | 0 | For |
| Guggenheim | 218 | 0 | 0 | 0 | For |
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 77,320,280 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 2.92% |
| 2 | AEGIS FUNDS | 1.26% |
| 3 | Neuberger Berman | 1.02% |
| 4 | Royce | 1.02% |
| 5 | Fidelity | 0.72% |
| 6 | BlackRock | 0.20% |
| 7 | BRIDGEWAY FUNDS INC | 0.13% |
| 8 | Morgan Stanley | 0.04% |
| 9 | BNY Mellon | 0.02% |
| 10 | Equitable | 0.01% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Archon Capital Management LLC | 9.82% |
| 2 | AWM Investment Company, Inc. | 6.00% |
| 3 | Penn Capital Management Company, LLC | 4.58% |
| 4 | PERKINS CAPITAL MANAGEMENT INC | 2.77% |
| 5 | Neuberger Berman | 2.67% |
| 6 | Herald Investment Management Ltd | 2.59% |
| 7 | Manatuck Hill Partners, LLC | 1.82% |
| 8 | Palogic Value Management, L.P. | 1.29% |
| 9 | Renaissance | 1.09% |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 0.76% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| S | 16.23% | 13G |
| Archon Capital Management LLC and affiliated individuals and entities | 9.83% | DEF14A |
| Bradley L. Radoff and The Radoff Family Foundation. | 7.73% | DEF14A |
| AWM Investment Company, Inc | 6.81% | DEF14A |
| The Vanguard Group | 2.92% | 13G |
| Jeffrey Rittichier | 0.51% | DEF14A |
| LYTTON LAURENCE W | 0.16% | 13G |
| Tom Minichiello | 0.11% | DEF14A |
| Bruce E. Grooms | 0.09% | DEF14A |
| Rex S. Jackson | 0.09% | DEF14A |
Percentages above are of 77,320,280 shares outstanding, as reported by EMCORE CORP. on its Form 10-Q dated February 2, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from EMCORE CORP.’s 10-Q dated February 2, 2024. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
EMCORE CORP. proxy season coverage: 2023-2024 (this page).
proxyvotesnow.com, “EMCORE CORP. 2024 Annual Meeting: Vote Results & How Funds Voted”, https://proxyvotesnow.com/company/emcore-corp/2024 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.