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Compiled from SEC Form N-PX filings and ESTABLISHMENT LABS HOLDINGS INC.’s Form 8-K, filed 2024-05-28 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore ESTABLISHMENT LABS HOLDINGS INC. in the interactive database Compare manager voting policies
These tallies are ESTABLISHMENT LABS HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-28 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Ann Custin | 18,049,023 | 1,659,450 | 912 | -- | 3,244,356 | Majority: yes |
| Elect Director: Bryan Slotkin | 18,175,945 | 1,532,799 | 641 | -- | 3,244,356 | Majority: yes |
| Proposal 2 - The approval, on an advisory basis, of the compensation of the named executive officers. The compensation of the Company's named executive officers was approved, on an advisory basis. | 17,999,791 | 1,708,025 | 1,569 | -- | 3,244,356 | Majority: yes |
Source: ESTABLISHMENT LABS HOLDINGS INC., Form 8-K, filed with the SEC on 2024-05-28 — read the filing on EDGAR.
Each item below shows how the 109 asset managers that disclosed a ESTABLISHMENT LABS HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ESTABLISHMENT LABS HOLDINGS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 6 wordings of this item as funds reported it.
91% Majority: yes · of votes cast
ESTABLISHMENT LABS HOLDINGS INC.’s own tally for this item (“Proposal 2 - The approval, on an advisory basis, of the compensation of the named executive officers. The compensation of the Company's named executive officers was approved, on an advisory basis.”): 17,999,791 for, 1,708,025 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 27,514,756 outstanding shares: 65% for, 6% against (72% of the company cast a for/against vote).
The 107 asset managers below cast 99.9% of the shares they voted on this item FOR (12,146,236 for, 8,934 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JW Asset Management, LLC | 0 | 0 | 0 | 0 | Unknown |
| RTW INVESTMENTS, LP | 2,475,707 | 0 | 0 | 0 | For |
| BROWN ADVISORY INC | 1,797,581 | 0 | 0 | 0 | For |
| Nantahala Capital Management, LLC | 1,661,282 | 0 | 0 | 0 | For |
| JPMorgan | 740,278 | 0 | 0 | 0 | For |
| Brown Advisory Funds | 615,384 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 346,180 | 0 | 0 | 0 | For |
| BAMCO INC /NY/ | 336,099 | 0 | 0 | 0 | For |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 334,653 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 329,000 | 0 | 0 | 0 | For |
| RICE HALL JAMES & ASSOCIATES, LLC | 323,735 | 0 | 0 | 0 | For |
| Citadel | 305,597 | 0 | 0 | 0 | For |
| Capital Group | 258,034 | 0 | 0 | 0 | For |
| Capital Research Global Investors | 258,034 | 0 | 0 | 0 | For |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | 240,392 | 0 | 0 | 0 | For |
| Polar Capital Holdings Plc | 226,519 | 0 | 0 | 0 | For |
| HSBC | 171,937 | 0 | 0 | 0 | For |
| Goldman Sachs | 144,672 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 142,448 | 0 | 0 | 0 | For |
| Nuveen | 108,057 | 0 | 0 | 0 | For |
| Affinity Asset Advisors, LLC | 105,341 | 0 | 0 | 0 | For |
| Avidity Partners Management LP | 102,564 | 0 | 0 | 0 | For |
| Principal | 96,771 | 0 | 0 | 0 | For |
| Redmile Group, LLC | 95,641 | 0 | 0 | 0 | For |
| Sofinnova Investments, Inc. | 93,720 | 0 | 0 | 0 | For |
Showing the 25 largest of 107 asset managers. See all 107 in the interactive database.
Combines 4 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
ESTABLISHMENT LABS HOLDINGS INC.’s own tally for this item (“Elect Director: Ann Custin”): 18,049,023 for, 1,659,450 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 27,514,756 outstanding shares: 66% for, 6% against (72% of the company cast a for/against vote).
The 30 asset managers below cast 100% of the shares they voted on this item FOR (2,760,672 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brown Advisory Funds | 615,384 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 346,180 | 0 | 0 | 0 | For |
| JPMorgan | 335,843 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 329,000 | 0 | 0 | 0 | For |
| Capital Group | 258,034 | 0 | 0 | 0 | For |
| Mudita Advisors LLP | 184,222 | 0 | 0 | 0 | For |
| Goldman Sachs | 143,726 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 142,448 | 0 | 0 | 0 | For |
| Principal | 96,771 | 0 | 0 | 0 | For |
| New York Life | 59,073 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 56,533 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 39,744 | 0 | 0 | 0 | For |
| Nuveen | 38,919 | 0 | 0 | 0 | For |
| Fidelity | 27,245 | 0 | 0 | 0 | For |
| Nushares ETF Trust | 19,665 | 0 | 0 | 0 | For |
| Royce | 12,715 | 0 | 0 | 0 | For |
| BlackRock | 11,710 | 0 | 0 | 0 | For |
| SEI | 10,205 | 0 | 0 | 0 | For |
| Jackson National | 7,099 | 0 | 0 | 0 | For |
| TIAA | 6,112 | 0 | 0 | 0 | For |
| Vanguard | 6,109 | 0 | 0 | 0 | For |
| Northern Trust | 5,206 | 0 | 0 | 0 | For |
| SIT MUTUAL FUNDS INC | 4,525 | 0 | 0 | 0 | For |
| BNY Mellon | 2,575 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 708 | 0 | 0 | 0 | For |
Showing the 25 largest of 30 asset managers. See all 30 in the interactive database.
Combines 3 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
ESTABLISHMENT LABS HOLDINGS INC.’s own tally for this item (“Elect Director: Bryan Slotkin”): 18,175,945 for, 1,532,799 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 27,514,756 outstanding shares: 66% for, 6% against (72% of the company cast a for/against vote).
The 29 asset managers below cast 95% of the shares they voted on this item FOR (2,440,266 for, 136,184 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brown Advisory Funds | 615,384 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 346,180 | 0 | 0 | 0 | For |
| JPMorgan | 335,843 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 329,000 | 0 | 0 | 0 | For |
| Capital Group | 258,034 | 0 | 0 | 0 | For |
| Goldman Sachs | 143,726 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 142,448 | 0 | 0 | 0 | For |
| Principal | 96,771 | 0 | 0 | 0 | For |
| New York Life | 59,073 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 56,533 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 0 | 39,744 | 0 | 0 | Against |
| Nuveen | 0 | 38,919 | 0 | 0 | Against |
| Fidelity | 17,528 | 9,717 | 0 | 0 | For |
| Nushares ETF Trust | 0 | 19,665 | 0 | 0 | Against |
| Royce | 12,715 | 0 | 0 | 0 | For |
| BlackRock | 0 | 11,710 | 0 | 0 | Against |
| SEI | 0 | 10,205 | 0 | 0 | Against |
| Jackson National | 7,099 | 0 | 0 | 0 | For |
| TIAA | 0 | 6,112 | 0 | 0 | Against |
| Vanguard | 6,109 | 0 | 0 | 0 | For |
| Northern Trust | 5,206 | 0 | 0 | 0 | For |
| SIT MUTUAL FUNDS INC | 4,525 | 0 | 0 | 0 | For |
| BNY Mellon | 2,575 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 708 | 0 | 0 | 0 | For |
| John Hancock | 447 | 0 | 0 | 0 | For |
Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 29 asset managers below cast 100% of the shares they voted on this item FOR (2,576,450 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brown Advisory Funds | 615,384 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 346,180 | 0 | 0 | 0 | For |
| JPMorgan | 335,843 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 329,000 | 0 | 0 | 0 | For |
| Capital Group | 258,034 | 0 | 0 | 0 | For |
| Goldman Sachs | 143,726 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 142,448 | 0 | 0 | 0 | For |
| Principal | 96,771 | 0 | 0 | 0 | For |
| New York Life | 59,073 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 56,533 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 39,744 | 0 | 0 | 0 | For |
| Nuveen | 38,919 | 0 | 0 | 0 | For |
| Fidelity | 27,245 | 0 | 0 | 0 | For |
| Nushares ETF Trust | 19,665 | 0 | 0 | 0 | For |
| Royce | 12,715 | 0 | 0 | 0 | For |
| BlackRock | 11,710 | 0 | 0 | 0 | For |
| SEI | 10,205 | 0 | 0 | 0 | For |
| Jackson National | 7,099 | 0 | 0 | 0 | For |
| TIAA | 6,112 | 0 | 0 | 0 | For |
| Vanguard | 6,109 | 0 | 0 | 0 | For |
| Northern Trust | 5,206 | 0 | 0 | 0 | For |
| SIT MUTUAL FUNDS INC | 4,525 | 0 | 0 | 0 | For |
| BNY Mellon | 2,575 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 708 | 0 | 0 | 0 | For |
| John Hancock | 447 | 0 | 0 | 0 | For |
Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.
Ranked by the number of ESTABLISHMENT LABS HOLDINGS INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 27,514,756 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | JW Asset Management, LLC | 10.98% |
| 2 | RTW INVESTMENTS, LP | 9.00% |
| 3 | BROWN ADVISORY INC | 6.53% |
| 4 | Nantahala Capital Management, LLC | 6.04% |
| 5 | JPMorgan | 2.69% |
| 6 | Brown Advisory Funds | 2.24% |
| 7 | BUFFALO FUNDS | 1.26% |
| 8 | BAMCO INC /NY/ | 1.22% |
| 9 | ADAGE CAPITAL PARTNERS GP, L.L.C. | 1.22% |
| 10 | BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1.20% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| JW Partners, LP | 11.60% | DEF14A |
| Brown Advisory Incorporated | 10.90% | DEF14A |
| Nantahala Capital Management, LLC | 9.98% | DEF14A |
| RTW Investments, LP | 9.98% | DEF14A |
| Juan José Chacón Quirós | 5.29% | DEF14A |
| Juan Jose Chacon Quiros | 5.23% | 13G |
| Nicholas Lewin | 4.02% | DEF14A |
| Morgan Stanley | 3.05% | 13F |
| Citadel Advisors | 2.83% | 13F |
| Point72 | 2.07% | 13F |
Percentages above are of 27,514,756 shares outstanding, as reported by ESTABLISHMENT LABS HOLDINGS INC. on its Form 10-Q dated 2024-05-08 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ESTABLISHMENT LABS HOLDINGS INC.’s 10-Q dated 2024-05-08. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At ESTABLISHMENT LABS HOLDINGS INC.'s shareholder meeting held 2024-05-24, in the 2023-2024 proxy season, 109 asset managers reported how they voted in their SEC Form N-PX filings, covering 294 separate fund positions. Their filings are grouped here into 4 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of our named executive officers; — FOR was 91% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: ESTABLISHMENT LABS HOLDINGS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-05-28.
ESTABLISHMENT LABS HOLDINGS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.