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HARMONIC INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and HARMONIC INC.’s Form 8-K, filed 2024-06-13 (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 12Reported items
  • 258Asset managers
  • 2,898Fund votes
  • 2024-06-11Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore HARMONIC INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by HARMONIC INC.

These tallies are HARMONIC INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-13 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

HARMONIC INC. — official shareholder meeting results, meeting held 2024-06-11
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Nimrod Ben-Natan 87,918,1253,527,91956,275 --11,938,928 Majority: yes
Elect Director: Patrick Gallagher 83,477,6587,951,90572,756 --11,938,928 Majority: yes
Elect Director: Deborah L. Clifford 87,973,0683,423,507105,744 --11,938,928 Majority: yes
Elect Director: Stephanie Copeland 88,287,6853,136,72977,905 --11,938,928 Majority: yes
Elect Director: Dana Crandall 88,384,6473,038,86178,811 --11,938,928 Majority: yes
Elect Director: David Krall 80,658,88110,712,543130,895 --11,938,928 Majority: yes
Elect Director: Mitzi Reaugh 84,239,3577,132,092130,870 --11,938,928 Majority: yes
Proposal 2: Stockholders approved, on an advisory basis, the compensation of the named executive officers. 85,821,2005,510,385170,734 --11,938,928 Majority: yes
Proposal 3: Stockholders approved an amendment to the Company's 2002 Employee Stock Purchase Plan to increase the number of shares of common stock reserved for issuance thereunder by 400,000 shares. 91,023,911361,489116,919 --11,938,928 Majority: yes
Proposal 4: Stockholders approved an amendment to the Company's 1995 Stock Plan to (i) increase the number of shares of common stock reserved for issuance thereunder by 5,000,000 shares and (ii) extend the term of the 1995 Stock Plan to March 1, 2030. 87,988,0383,396,110118,171 --11,938,928 Majority: yes
Proposal 5: Stockholders ratified the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31,2024. 103,106,909183,495150,843 ---- Majority: yes

Source: HARMONIC INC., Form 8-K, filed with the SEC on 2024-06-13 — read the filing on EDGAR.

How asset managers voted at the HARMONIC INC. 2023-2024 meeting

Each item below shows how the 258 asset managers that disclosed a HARMONIC INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of HARMONIC INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 10 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%
FOR: 85,821,200AGAINST: 5,510,385

HARMONIC INC.’s own tally for this item (“Proposal 2: Stockholders approved, on an advisory basis, the compensation of the named executive officers.”): 85,821,200 for, 5,510,385 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 77% for, 5% against (82% of the company cast a for/against vote).

The 254 asset managers below cast 93% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.

FOR 93%
FOR: 93.1%AGAINST: 6.9%NOT VOTED: 0.0%
Largest asset managers voting on “TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock10,799,6502,661 00For
Vanguard9,863,6040 00For
Invesco8,944,1980 00For
Trigran Investments, Inc.6,529,1210 00For
State Street5,947,7910 00For
Ancora Advisors LLC05,367,626 00Against
SCOPIA CAPITAL MANAGEMENT LP4,699,6880 00For
Wellington3,696,5800 00For
AllianceBernstein2,844,7170 00For
Victory Capital2,793,7400 00For
Nuveen2,767,7280 00For
Fidelity2,575,1880 00For
GEODE CAPITAL MANAGEMENT, LLC2,432,5310 00For
Dimensional2,171,5490 00For
Charles Schwab1,850,8090 00For
Columbia Threadneedle1,643,3670 00For
FULLER & THALER ASSET MANAGEMENT, INC.1,608,1460 00For
Leeward Investments, LLC - MA1,521,9590 00For
WASATCH ADVISORS LP1,316,7410 00For
Polar Asset Management Partners Inc.1,308,8620 00For
Northern Trust1,084,35275 00For
Capitol Series Trust990,8000 00For
WASATCH FUNDS TRUST990,1370 00For
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST969,7470 00For
MELLON INVESTMENTS Corp865,0520 00For

Showing the 25 largest of 254 asset managers. See all 254 in the interactive database.

2. TO APPROVE AN AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 400,000 SHARES.

COMPENSATIONMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%
FOR: 91,023,911AGAINST: 361,489

HARMONIC INC.’s own tally for this item (“Proposal 3: Stockholders approved an amendment to the Company's 2002 Employee Stock Purchase Plan to increase the number of shares of common stock reserved for issuance thereunder by 400,000 shares.”): 91,023,911 for, 361,489 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 81% for, 0.4% against (82% of the company cast a for/against vote).

The 84 asset managers below cast 100% of the shares they voted on this item FOR (47,984,575 for, 0 against).

FOR 100%
FOR: 47,984,575 (100.0%)
Largest asset managers voting on “TO APPROVE AN AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON ST” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard9,567,4970 00For
BlackRock8,122,4270 00For
SCOPIA CAPITAL MANAGEMENT LP4,699,6880 00For
Invesco4,451,2480 00For
Fidelity2,568,9220 00For
State Street1,900,0900 00For
Dimensional1,890,7030 00For
Columbia Threadneedle1,643,3670 00For
Victory Capital1,053,3660 00For
Capitol Series Trust990,8000 00For
WASATCH FUNDS TRUST990,1370 00For
Charles Schwab889,7930 00For
Nuveen754,9400 00For
Waddell & Reed641,2040 00For
Royce596,6770 00For
TIAA540,7430 00For
AllianceBernstein531,7000 00For
Equitable486,5400 00For
NEEDHAM FUNDS INC450,0000 00For
AIG/SunAmerica394,8550 00For
Principal329,4600 00For
Brinker Capital Destinations Trust299,0500 00For
FINANCIAL INVESTORS TRUST298,1860 00For
Jackson National270,2170 00For
SEI255,0230 00For

Showing the 25 largest of 84 asset managers. See all 84 in the interactive database.

3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 103,106,909AGAINST: 183,495

HARMONIC INC.’s own tally for this item (“Proposal 5: Stockholders ratified the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31,2024.”): 103,106,909 for, 183,495 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 92% for, 0.2% against (92% of the company cast a for/against vote).

The 84 asset managers below cast 99.8% of the shares they voted on this item FOR (47,934,215 for, 50,360 against).

FOR 99.8%
FOR: 47,934,215 (99.9%)AGAINST: 50,360 (0.1%)
Largest asset managers voting on “TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COM” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard9,567,4970 00For
BlackRock8,122,4270 00For
SCOPIA CAPITAL MANAGEMENT LP4,699,6880 00For
Invesco4,451,2480 00For
Fidelity2,568,9220 00For
State Street1,900,0900 00For
Dimensional1,890,7030 00For
Columbia Threadneedle1,643,3670 00For
Victory Capital1,053,3660 00For
Capitol Series Trust990,8000 00For
WASATCH FUNDS TRUST990,1370 00For
Charles Schwab889,7930 00For
Nuveen754,9400 00For
Waddell & Reed641,2040 00For
Royce596,6770 00For
TIAA540,7430 00For
AllianceBernstein531,7000 00For
Equitable486,5400 00For
NEEDHAM FUNDS INC450,0000 00For
AIG/SunAmerica394,8550 00For
Principal329,4600 00For
Brinker Capital Destinations Trust299,0500 00For
FINANCIAL INVESTORS TRUST298,1860 00For
Jackson National270,2170 00For
SEI255,0230 00For

Showing the 25 largest of 84 asset managers. See all 84 in the interactive database.

4. Election of Directors: Dana Crandall

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 88,384,647AGAINST: 3,038,861

HARMONIC INC.’s own tally for this item (“Elect Director: Dana Crandall”): 88,384,647 for, 3,038,861 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 79% for, 3% against (82% of the company cast a for/against vote).

The 83 asset managers below cast 99.8% of the shares they voted on this item FOR (43,204,897 for, 79,990 against).

FOR 99.8%
FOR: 43,204,897 (99.8%)AGAINST: 79,990 (0.2%)
Largest asset managers voting on “Election of Directors: Dana Crandall” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard9,567,4970 00For
BlackRock8,122,4270 00For
Invesco4,451,2480 00For
Fidelity2,568,9220 00For
State Street1,900,0900 00For
Dimensional1,890,7030 00For
Columbia Threadneedle1,643,3670 00For
Victory Capital1,053,3660 00For
Capitol Series Trust990,8000 00For
WASATCH FUNDS TRUST990,1370 00For
Charles Schwab889,7930 00For
Nuveen754,9400 00For
Waddell & Reed641,2040 00For
Royce596,6770 00For
TIAA540,7430 00For
AllianceBernstein531,7000 00For
Equitable486,5400 00For
NEEDHAM FUNDS INC450,0000 00For
AIG/SunAmerica394,8550 00For
Principal329,4600 00For
Brinker Capital Destinations Trust299,0500 00For
FINANCIAL INVESTORS TRUST298,1860 00For
Jackson National270,2170 00For
SEI255,0230 00For
Prudential/PGIM251,1860 00For

Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.

5. Election of Directors: David Krall

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

88% Majority: yes · of votes cast

FOR 88%12%
FOR: 80,658,881AGAINST: 10,712,543

HARMONIC INC.’s own tally for this item (“Elect Director: David Krall”): 80,658,881 for, 10,712,543 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 72% for, 10% against (82% of the company cast a for/against vote).

The 83 asset managers below cast 93% of the shares they voted on this item FOR (40,375,275 for, 2,909,612 against).

FOR 93%
FOR: 40,375,275 (93.3%)AGAINST: 2,909,612 (6.7%)
Largest asset managers voting on “Election of Directors: David Krall” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard9,567,4970 00For
BlackRock8,122,4270 00For
Invesco4,451,2480 00For
Fidelity2,568,9220 00For
State Street1,887,70712,383 00For
Dimensional1,890,7030 00For
Columbia Threadneedle1,643,3670 00For
Victory Capital108,967944,399 00Against
Capitol Series Trust990,8000 00For
WASATCH FUNDS TRUST990,1370 00For
Charles Schwab889,7930 00For
Nuveen0754,940 00Against
Waddell & Reed641,2040 00For
Royce596,6770 00For
TIAA0540,743 00Against
AllianceBernstein531,7000 00For
Equitable486,5400 00For
NEEDHAM FUNDS INC450,0000 00For
AIG/SunAmerica394,8550 00For
Principal202,798126,662 00For
Brinker Capital Destinations Trust299,0500 00For
FINANCIAL INVESTORS TRUST298,1860 00For
Jackson National270,2170 00For
SEI255,0230 00For
Prudential/PGIM251,1860 00For

Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.

6. Election of Directors: Deborah L. Clifford

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 87,973,068AGAINST: 3,423,507

HARMONIC INC.’s own tally for this item (“Elect Director: Deborah L. Clifford”): 87,973,068 for, 3,423,507 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 79% for, 3% against (82% of the company cast a for/against vote).

The 83 asset managers below cast 99.8% of the shares they voted on this item FOR (43,175,052 for, 83,236 against).

FOR 99.7%
FOR: 43,175,052 (99.7%)AGAINST: 83,236 (0.2%)ABSTAIN: 26,599 (0.1%)
Largest asset managers voting on “Election of Directors: Deborah L. Clifford” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard9,567,4970 00For
BlackRock8,122,4270 00For
Invesco4,451,2480 00For
Fidelity2,568,9220 00For
State Street1,896,8443,246 00For
Dimensional1,890,7030 00For
Columbia Threadneedle1,643,3670 00For
Victory Capital1,053,3660 00For
Capitol Series Trust990,8000 00For
WASATCH FUNDS TRUST990,1370 00For
Charles Schwab889,7930 00For
Nuveen754,9400 00For
Waddell & Reed641,2040 00For
Royce596,6770 00For
TIAA540,7430 00For
AllianceBernstein531,7000 00For
Equitable486,5400 00For
NEEDHAM FUNDS INC450,0000 00For
AIG/SunAmerica394,8550 00For
Principal329,4600 00For
Brinker Capital Destinations Trust299,0500 00For
FINANCIAL INVESTORS TRUST298,1860 00For
Jackson National270,2170 00For
SEI255,0230 00For
Prudential/PGIM251,1860 00For

Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.

7. Election of Directors: Mitzi Reaugh

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

92% Majority: yes · of votes cast

FOR 92%8%
FOR: 84,239,357AGAINST: 7,132,092

HARMONIC INC.’s own tally for this item (“Elect Director: Mitzi Reaugh”): 84,239,357 for, 7,132,092 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 75% for, 6% against (82% of the company cast a for/against vote).

The 83 asset managers below cast 96% of the shares they voted on this item FOR (41,736,527 for, 1,548,360 against).

FOR 96%
FOR: 41,736,527 (96.4%)AGAINST: 1,548,360 (3.6%)
Largest asset managers voting on “Election of Directors: Mitzi Reaugh” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard9,567,4970 00For
BlackRock8,122,4270 00For
Invesco4,451,2480 00For
Fidelity2,568,9220 00For
State Street1,893,0877,003 00For
Dimensional1,890,7030 00For
Columbia Threadneedle1,643,3670 00For
Victory Capital1,053,3660 00For
Capitol Series Trust990,8000 00For
WASATCH FUNDS TRUST990,1370 00For
Charles Schwab889,7930 00For
Nuveen0754,940 00Against
Waddell & Reed641,2040 00For
Royce596,6770 00For
TIAA0540,743 00Against
AllianceBernstein531,7000 00For
Equitable486,5400 00For
NEEDHAM FUNDS INC450,0000 00For
AIG/SunAmerica394,8550 00For
Principal329,4600 00For
Brinker Capital Destinations Trust299,0500 00For
FINANCIAL INVESTORS TRUST298,1860 00For
Jackson National270,2170 00For
SEI255,0230 00For
Prudential/PGIM251,1860 00For

Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.

8. Election of Directors: Nimrod Ben-Natan

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 87,918,125AGAINST: 3,527,919

HARMONIC INC.’s own tally for this item (“Elect Director: Nimrod Ben-Natan”): 87,918,125 for, 3,527,919 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 79% for, 3% against (82% of the company cast a for/against vote).

The 83 asset managers below cast 99.8% of the shares they voted on this item FOR (43,204,640 for, 80,247 against).

FOR 99.8%
FOR: 43,204,640 (99.8%)AGAINST: 80,247 (0.2%)
Largest asset managers voting on “Election of Directors: Nimrod Ben-Natan” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard9,567,4970 00For
BlackRock8,122,4270 00For
Invesco4,451,2480 00For
Fidelity2,568,9220 00For
State Street1,899,833257 00For
Dimensional1,890,7030 00For
Columbia Threadneedle1,643,3670 00For
Victory Capital1,053,3660 00For
Capitol Series Trust990,8000 00For
WASATCH FUNDS TRUST990,1370 00For
Charles Schwab889,7930 00For
Nuveen754,9400 00For
Waddell & Reed641,2040 00For
Royce596,6770 00For
TIAA540,7430 00For
AllianceBernstein531,7000 00For
Equitable486,5400 00For
NEEDHAM FUNDS INC450,0000 00For
AIG/SunAmerica394,8550 00For
Principal329,4600 00For
Brinker Capital Destinations Trust299,0500 00For
FINANCIAL INVESTORS TRUST298,1860 00For
Jackson National270,2170 00For
SEI255,0230 00For
Prudential/PGIM251,1860 00For

Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.

9. Election of Directors: Patrick Gallagher

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

91% Majority: yes · of votes cast

FOR 91%9%
FOR: 83,477,658AGAINST: 7,951,905

HARMONIC INC.’s own tally for this item (“Elect Director: Patrick Gallagher”): 83,477,658 for, 7,951,905 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 75% for, 7% against (82% of the company cast a for/against vote).

The 83 asset managers below cast 96% of the shares they voted on this item FOR (41,708,186 for, 1,576,701 against).

FOR 96%
FOR: 41,708,186 (96.4%)AGAINST: 1,576,701 (3.6%)
Largest asset managers voting on “Election of Directors: Patrick Gallagher” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard9,567,4970 00For
BlackRock8,122,4270 00For
Invesco4,451,2480 00For
Fidelity2,568,9220 00For
State Street1,893,0877,003 00For
Dimensional1,890,7030 00For
Columbia Threadneedle1,643,3670 00For
Victory Capital1,053,3660 00For
Capitol Series Trust990,8000 00For
WASATCH FUNDS TRUST990,1370 00For
Charles Schwab889,7930 00For
Nuveen0754,940 00Against
Waddell & Reed641,2040 00For
Royce596,6770 00For
TIAA0540,743 00Against
AllianceBernstein531,7000 00For
Equitable486,5400 00For
NEEDHAM FUNDS INC450,0000 00For
AIG/SunAmerica394,8550 00For
Principal329,4600 00For
Brinker Capital Destinations Trust299,0500 00For
FINANCIAL INVESTORS TRUST298,1860 00For
Jackson National270,2170 00For
SEI255,0230 00For
Prudential/PGIM251,1860 00For

Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.

10. Election of Directors: Stephanie Copeland

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 88,287,685AGAINST: 3,136,729

HARMONIC INC.’s own tally for this item (“Elect Director: Stephanie Copeland”): 88,287,685 for, 3,136,729 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 79% for, 3% against (82% of the company cast a for/against vote).

The 83 asset managers below cast 99.8% of the shares they voted on this item FOR (43,204,897 for, 79,990 against).

FOR 99.8%
FOR: 43,204,897 (99.8%)AGAINST: 79,990 (0.2%)
Largest asset managers voting on “Election of Directors: Stephanie Copeland” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard9,567,4970 00For
BlackRock8,122,4270 00For
Invesco4,451,2480 00For
Fidelity2,568,9220 00For
State Street1,900,0900 00For
Dimensional1,890,7030 00For
Columbia Threadneedle1,643,3670 00For
Victory Capital1,053,3660 00For
Capitol Series Trust990,8000 00For
WASATCH FUNDS TRUST990,1370 00For
Charles Schwab889,7930 00For
Nuveen754,9400 00For
Waddell & Reed641,2040 00For
Royce596,6770 00For
TIAA540,7430 00For
AllianceBernstein531,7000 00For
Equitable486,5400 00For
NEEDHAM FUNDS INC450,0000 00For
AIG/SunAmerica394,8550 00For
Principal329,4600 00For
Brinker Capital Destinations Trust299,0500 00For
FINANCIAL INVESTORS TRUST298,1860 00For
Jackson National270,2170 00For
SEI255,0230 00For
Prudential/PGIM251,1860 00For

Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.

11. TO APPROVE AN AMENDMENT TO THE 1995 STOCK PLAN TO (I) INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 5,000,000 SHARES AND (II) EXTEND THE TERM OF THE 1995 STOCK PLAN TO MARCH 1, 2030.

COMPENSATIONMajority of the votes cast: yes

Combines 2 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 87,988,038AGAINST: 3,396,110

HARMONIC INC.’s own tally for this item (“Proposal 4: Stockholders approved an amendment to the Company's 1995 Stock Plan to (i) increase the number of shares of common stock reserved for issuance thereunder by 5,000,000 shares and (ii) extend the term of the 19”): 87,988,038 for, 3,396,110 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,946,000 outstanding shares: 79% for, 3% against (82% of the company cast a for/against vote).

The 81 asset managers below cast 99.8% of the shares they voted on this item FOR (42,154,388 for, 52,070 against).

FOR 99.8%
FOR: 42,154,388 (99.9%)AGAINST: 52,070 (0.1%)
Largest asset managers voting on “TO APPROVE AN AMENDMENT TO THE 1995 STOCK PLAN TO (I) INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED F” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard9,567,4970 00For
BlackRock8,122,4270 00For
Invesco4,451,2480 00For
Fidelity2,568,9220 00For
State Street1,898,7001,390 00For
Dimensional1,890,7030 00For
Columbia Threadneedle1,643,3670 00For
Victory Capital1,053,3660 00For
WASATCH FUNDS TRUST990,1370 00For
Charles Schwab889,7930 00For
Nuveen754,9400 00For
Waddell & Reed641,2040 00For
Royce596,6770 00For
TIAA540,7430 00For
AllianceBernstein531,7000 00For
Equitable486,5400 00For
NEEDHAM FUNDS INC450,0000 00For
AIG/SunAmerica394,8550 00For
Principal329,4600 00For
Brinker Capital Destinations Trust299,0500 00For
FINANCIAL INVESTORS TRUST298,1860 00For
Jackson National270,2170 00For
SEI255,0230 00For
Prudential/PGIM251,1860 00For
TOUCHSTONE FUNDS GROUP TRUST248,7540 00For

Showing the 25 largest of 81 asset managers. See all 81 in the interactive database.

12. Amend Omnibus Stock Plan

COMPENSATION

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (1,078,429 for, 0 against).

FOR: 1,078,429 (100.0%)
Largest asset managers voting on “Amend Omnibus Stock Plan” at HARMONIC INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Capitol Series Trust990,8000 00For
Empower87,6290 00For

Largest HARMONIC INC. shareholders voting in 2023-2024

Ranked by the number of HARMONIC INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 111,946,000 shares outstanding at the time of that meeting.

Top HARMONIC INC. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1BlackRock 9.65%
2Vanguard 8.81%
3Invesco 7.99%
4Trigran Investments, Inc. 5.83%
5State Street 5.31%
6Ancora Advisors LLC 4.79%
7SCOPIA CAPITAL MANAGEMENT LP 4.20%
8Wellington 3.30%
9AllianceBernstein 2.54%
10Victory Capital 2.50%

Reported HARMONIC INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

HARMONIC INC. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
BlackRock 17.26% 13F
Vanguard Group 10.61% 13F
Wellington Management Group LLP 7.86% DEF14A
Trigran Investments, Inc. 7.65% DEF14A
Invesco 4.27% 13F
State Street 3.92% 13F
Dimensional Fund Advisors 3.08% 13F
Geode Capital 2.26% 13F
Nuveen 1.65% 13F
Morgan Stanley 1.53% 13F

Percentages above are of 111,946,000 shares outstanding, as reported by HARMONIC INC. on its Form 10-Q dated 2024-03-29 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from HARMONIC INC.’s 10-Q dated 2024-03-29. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At HARMONIC INC.'s shareholder meeting held 2024-06-11, in the 2023-2024 proxy season, 258 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,898 separate fund positions. Their filings are grouped here into 12 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. — FOR was 94% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: HARMONIC INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-06-13.

HARMONIC INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.