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Compiled from SEC Form N-PX filings and HERITAGE COMMERCE CORP.’s Form 8-K, filed 2024-05-24 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore HERITAGE COMMERCE CORP. in the interactive database Compare manager voting policies
These tallies are HERITAGE COMMERCE CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-24 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Julianne M. Biagini-Komas | 44,053,411 | -- | -- | 1,017,413 | 5,158,588 | Majority: yes |
| Elect Director: Bruce H. Cabral | 44,057,687 | -- | -- | 1,013,137 | 5,158,588 | Majority: yes |
| Elect Director: Jack W. Conner | 43,555,517 | -- | -- | 1,515,307 | 5,158,588 | Majority: yes |
| Elect Director: Jason DiNapoli | 43,646,594 | -- | -- | 1,424,230 | 5,158,588 | Majority: yes |
| Elect Director: Steven G. Heitel | 43,677,261 | -- | -- | 1,393,563 | 5,158,588 | Majority: yes |
| Elect Director: Kamran F. Husain | 44,040,570 | -- | -- | 1,030,254 | 5,158,588 | Majority: yes |
| Elect Director: Robertson Clay Jones | 43,648,857 | -- | -- | 1,421,967 | 5,158,588 | Majority: yes |
| Elect Director: Laura Roden | 43,537,252 | -- | -- | 1,533,572 | 5,158,588 | Majority: yes |
| Elect Director: Marina H. Park Sutton | 43,624,491 | -- | -- | 1,446,333 | 5,158,588 | Majority: yes |
| Elect Director: Ranson W. Webster | 43,084,220 | -- | -- | 1,986,604 | 5,158,588 | Majority: yes |
| Proposal 3: Advisory Vote on Executive Compensation The consideration of an advisory proposal on the compensation of the Company's named executive officers, as described in the Compensation Discussion and Analysis, the compensation tables, and the related disc | 43,370,601 | 1,228,760 | 471,463 | -- | 5,158,588 | Majority: yes |
| Proposal 4: Ratification of Independent Registered Public Accounting Firm The ratification of the selection of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 | 49,533,007 | 552,747 | 143,658 | -- | 0 | Majority: yes |
Source: HERITAGE COMMERCE CORP., Form 8-K, filed with the SEC on 2024-05-24 — read the filing on EDGAR.
Each item below shows how the 186 asset managers that disclosed a HERITAGE COMMERCE CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of HERITAGE COMMERCE CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 7 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Proposal 3: Advisory Vote on Executive Compensation The consideration of an advisory proposal on the compensation of the Company's named executive officers, as described in the Compensation Discussion and Analysis, the c”): 43,370,601 for, 1,228,760 against, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 71% for, 2% against (73% of the company cast a for/against vote).
The 182 asset managers below cast 99.3% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 6,975,665 | 0 | 0 | 0 | For |
| FJ Capital Management LLC | 4,138,569 | 0 | 0 | 0 | For |
| Vanguard | 3,307,026 | 0 | 0 | 0 | For |
| JPMorgan | 3,205,918 | 0 | 0 | 0 | For |
| Dimensional | 3,073,474 | 0 | 0 | 0 | For |
| John Hancock | 2,700,877 | 0 | 0 | 0 | For |
| Boston Partners | 1,700,489 | 0 | 0 | 0 | For |
| State Street | 1,692,570 | 0 | 0 | 0 | For |
| American Century | 1,512,539 | 0 | 0 | 0 | For |
| Fidelity | 1,505,327 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,377,643 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,348,911 | 0 | 0 | 0 | For |
| Charles Schwab | 952,812 | 0 | 0 | 0 | For |
| Stieven Capital Advisors, L.P. | 747,636 | 0 | 0 | 0 | For |
| KENNEDY CAPITAL MANAGEMENT LLC | 741,818 | 0 | 0 | 0 | For |
| ENDEAVOUR CAPITAL ADVISORS INC | 620,470 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 580,770 | 0 | 0 | 0 | For |
| Northern Trust | 542,944 | 0 | 0 | 0 | For |
| Two Sigma | 508,163 | 0 | 0 | 0 | For |
| Nuveen | 503,920 | 0 | 0 | 0 | For |
| Goldman Sachs | 503,387 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| AllianceBernstein | 446,376 | 0 | 0 | 0 | For |
| Siena Capital Partners GP, LLC | 400,009 | 0 | 0 | 0 | For |
| Invesco | 394,603 | 0 | 0 | 0 | For |
Showing the 25 largest of 182 asset managers. See all 182 in the interactive database.
Combines 4 wordings of this item as funds reported it.
100% fund support · no official result
The 178 asset managers below cast 100% of the shares they voted on this item FOR (45,903 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 0 | 0 | 0 | 0 | One Year |
| FJ Capital Management LLC | 0 | 0 | 0 | 0 | One Year |
| Vanguard | 0 | 0 | 0 | 0 | One Year |
| Dimensional | 0 | 0 | 0 | 0 | Three Years |
| John Hancock | 0 | 0 | 0 | 0 | One Year |
| JPMorgan | 0 | 0 | 0 | 0 | 1 Year |
| Boston Partners | 0 | 0 | 0 | 0 | One Year |
| State Street | 0 | 0 | 0 | 0 | One Year |
| American Century | 0 | 0 | 0 | 0 | One Year |
| Fidelity | 0 | 0 | 0 | 0 | One Year |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | One Year |
| T. Rowe Price | 0 | 0 | 0 | 0 | One Year |
| Charles Schwab | 0 | 0 | 0 | 0 | 1 Year |
| Stieven Capital Advisors, L.P. | 0 | 0 | 0 | 0 | One Year |
| KENNEDY CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0 | One Year |
| ENDEAVOUR CAPITAL ADVISORS INC | 0 | 0 | 0 | 0 | One Year |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0 | One Year |
| Northern Trust | 0 | 0 | 0 | 0 | 1 Year |
| Two Sigma | 0 | 0 | 0 | 0 | One Year |
| Nuveen | 0 | 0 | 0 | 0 | One Year |
| Goldman Sachs | 0 | 0 | 0 | 0 | One Year |
| TIAA | 0 | 0 | 0 | 0 | One Year |
| AllianceBernstein | 0 | 0 | 0 | 0 | One Year |
| Siena Capital Partners GP, LLC | 0 | 0 | 0 | 0 | 1 Year |
| Invesco | 0 | 0 | 0 | 0 | One Year |
Showing the 25 largest of 178 asset managers. See all 178 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Proposal 4: Ratification of Independent Registered Public Accounting Firm The ratification of the selection of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December ”): 49,533,007 for, 552,747 against, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 81% for, 1.0% against (82% of the company cast a for/against vote).
The 64 asset managers below cast 99.3% of the shares they voted on this item FOR (19,991,365 for, 133,401 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 681,491 | 566 | 0 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 132,835 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 64 asset managers. See all 64 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Bruce H. Cabral”): 44,057,687 for, 1,013,137 withheld, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 72% for, 2% withheld (74% of the company cast a for/withheld vote).
The 63 asset managers below cast 100% of the shares they voted on this item FOR (20,117,797 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 681,128 | 0 | 929 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Julianne M. Biagini-Komas”): 44,053,411 for, 1,017,413 withheld, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 72% for, 2% withheld (74% of the company cast a for/withheld vote).
The 63 asset managers below cast 100% of the shares they voted on this item FOR (20,117,797 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 681,128 | 0 | 929 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Jack W. Conner”): 43,555,517 for, 1,515,307 withheld, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 71% for, 2% withheld (74% of the company cast a for/withheld vote).
The 63 asset managers below cast 100% of the shares they voted on this item FOR (20,097,675 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,562 | 0 | 1,495 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Jason DiNapoli”): 43,646,594 for, 1,424,230 withheld, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 71% for, 2% withheld (74% of the company cast a for/withheld vote).
The 63 asset managers below cast 100% of the shares they voted on this item FOR (19,846,121 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,596 | 0 | 1,461 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 132,835 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 0 | 0 | 132,464 | 0 | Abstain |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Kamran F. Husain”): 44,040,570 for, 1,030,254 withheld, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 72% for, 2% withheld (74% of the company cast a for/withheld vote).
The 63 asset managers below cast 100% of the shares they voted on this item FOR (20,117,797 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 681,128 | 0 | 929 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Laura Roden”): 43,537,252 for, 1,533,572 withheld, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 71% for, 3% withheld (74% of the company cast a for/withheld vote).
The 63 asset managers below cast 100% of the shares they voted on this item FOR (20,097,855 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,562 | 0 | 1,495 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Marina H. Park Sutton”): 43,624,491 for, 1,446,333 withheld, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 71% for, 2% withheld (74% of the company cast a for/withheld vote).
The 63 asset managers below cast 100% of the shares they voted on this item FOR (19,846,121 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,596 | 0 | 1,461 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 132,835 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 0 | 0 | 132,464 | 0 | Abstain |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Ranson W. Webster”): 43,084,220 for, 1,986,604 withheld, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 70% for, 3% withheld (74% of the company cast a for/withheld vote).
The 63 asset managers below cast 100% of the shares they voted on this item FOR (19,826,000 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,031 | 0 | 2,026 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 132,835 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 0 | 0 | 132,464 | 0 | Abstain |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Robertson Clay Jones”): 43,648,857 for, 1,421,967 withheld, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 71% for, 2% withheld (74% of the company cast a for/withheld vote).
The 63 asset managers below cast 100% of the shares they voted on this item FOR (20,097,855 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,562 | 0 | 1,495 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Steven G. Heitel”): 43,677,261 for, 1,393,563 withheld, per its Form 8-K filed 2024-05-24 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 61,253,625 outstanding shares: 71% for, 2% withheld (74% of the company cast a for/withheld vote).
The 63 asset managers below cast 100% of the shares they voted on this item FOR (20,097,855 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,562 | 0 | 1,495 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Ranked by the number of HERITAGE COMMERCE CORP. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 61,253,625 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 11.39% |
| 2 | FJ Capital Management LLC | 6.76% |
| 3 | Vanguard | 5.40% |
| 4 | JPMorgan | 5.24% |
| 5 | Dimensional | 5.02% |
| 6 | John Hancock | 4.41% |
| 7 | Boston Partners | 2.78% |
| 8 | State Street | 2.76% |
| 9 | American Century | 2.47% |
| 10 | Fidelity | 2.46% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 13.40% | 13F |
| Vanguard Group | 6.44% | 13F |
| S | 5.23% | 13G |
| Dimensional Fund Advisors | 5.15% | 13F |
| State Street | 3.09% | 13F |
| JPMorgan Chase | 3.08% | 13F |
| Geode Capital | 2.25% | 13F |
| Goldman Sachs | 1.74% | 13F |
| Ranson W. Webster | 1.07% | DEF14A |
| Northern Trust | 1.00% | 13F |
Percentages above are of 61,253,625 shares outstanding, as reported by HERITAGE COMMERCE CORP. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from HERITAGE COMMERCE CORP.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At HERITAGE COMMERCE CORP.'s shareholder meeting held 2024-05-23, in the 2023-2024 proxy season, 186 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,177 separate fund positions. Their filings are grouped here into 13 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Approval of the advisory proposal on 2023 executive compensation. — FOR was 97% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: HERITAGE COMMERCE CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-05-24.
HERITAGE COMMERCE CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.