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At HERITAGE GLOBAL INC.'s shareholder meeting held June 5, 2024, in the 2023-2024 proxy season, 52 asset managers reported how they voted on 4 ballot items in their SEC Form N-PX filings, covering 170 separate fund positions. On the most widely held item on that ballot — To approve on an advisory non-binding basis, the Company's compensation of its named executive… — HERITAGE GLOBAL INC.'s filing reports the proposal as approved, with 93% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: HERITAGE GLOBAL INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 7, 2024.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and HERITAGE GLOBAL INC.’s Form 8-K, filed June 7, 2024 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of June 5, 2024: 4 items on HERITAGE GLOBAL INC.’s Form 8-K, filed June 7, 2024: 3 approved · 1 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024
Explore HERITAGE GLOBAL INC. in the interactive database Compare manager voting policies
These tallies are HERITAGE GLOBAL INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 7, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Barbara Sinsley | 15,158,141 | -- | -- | 597,718 | 11,525,360 | 96% | Not verified | — |
| Company's shareholders approved the adoption of the Company's Second Amended and Restated Articles to make certain technical and administrative changes. | 26,981,454 | 247,501 | 52,264 | -- | 0 | 99.0% | Approved | — |
| Company's shareholders ratified UHY LLP as the Company's independent auditor for the fiscal year ending December 31, 2024. | 25,834,646 | 1,110,620 | 335,953 | -- | 0 | 96% | Approved | — |
| Company's shareholders approved, on an advisory, non-binding basis, the Company's compensation of its named executed officers as disclosed in the Company's Proxy Statement. | 14,556,634 | 1,125,510 | 73,715 | -- | 11,525,360 | 93% | Approved | — |
Source: HERITAGE GLOBAL INC., Form 8-K, filed with the SEC on June 7, 2024 — read the filing on EDGAR.
Each item below shows how the 52 asset managers that disclosed a HERITAGE GLOBAL INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 3 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: The election of the nominees for Class III: Barbara Sinsley
HERITAGE GLOBAL INC.’s own tally for this item (“Elect Director: Barbara Sinsley”): 15,158,141 for, 597,718 withheld, per its Form 8-K filed June 7, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 11 asset managers below reported 2,699,180 for, 16,954 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,882,877 | 0 | 0 | 0 | For |
| Dimensional | 328,841 | 0 | 0 | 0 | For |
| Fidelity | 285,227 | 0 | 0 | 0 | For |
| First Trust | 87,879 | 0 | 0 | 0 | For |
| BlackRock | 70,964 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 19,543 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 0 | 16,791 | Withhold |
| WisdomTree | 12,574 | 0 | 0 | 0 | For |
| Jackson National | 5,700 | 0 | 0 | 0 | For |
| Equitable | 5,575 | 0 | 0 | 0 | For |
| John Hancock | 0 | 0 | 0 | 163 | Withhold |
Combines 2 wordings of this item as funds reported it.
99.0% Approved · of votes cast
Description as filed by funds: To approve the adoption of our Second Amended and Restated Articles of Incorporation to make certain technical and administrative changes.
HERITAGE GLOBAL INC.’s own tally for this item (“The Company's shareholders approved the adoption of the Company's Second Amended and Restated Articles to make certain technical and administrative changes.”): 26,981,454 for, 247,501 against — passed, per its Form 8-K filed June 7, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's shareholders approved the adoption of the Company's Second Amended and Restated Articles to make certain technical and administrative changes.”
Support: 99.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 11 asset managers below reported 2,716,134 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,882,877 | 0 | 0 | 0 | For |
| Dimensional | 328,841 | 0 | 0 | 0 | For |
| Fidelity | 285,227 | 0 | 0 | 0 | For |
| First Trust | 87,879 | 0 | 0 | 0 | For |
| BlackRock | 70,964 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 19,543 | 0 | 0 | 0 | For |
| Charles Schwab | 16,791 | 0 | 0 | 0 | For |
| WisdomTree | 12,574 | 0 | 0 | 0 | For |
| Jackson National | 5,700 | 0 | 0 | 0 | For |
| Equitable | 5,575 | 0 | 0 | 0 | For |
| John Hancock | 163 | 0 | 0 | 0 | For |
Combines 5 wordings of this item as funds reported it.
93% Approved · of votes cast
Description as filed by funds: To approve on an advisory non-binding basis, the Company's compensation of its named executive officers as disclosed in the attached Proxy Statement.
HERITAGE GLOBAL INC.’s own tally for this item (“The Company's shareholders approved, on an advisory, non-binding basis, the Company's compensation of its named executed officers as disclosed in the Company's Proxy Statement.”): 14,556,634 for, 1,125,510 against — passed, per its Form 8-K filed June 7, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's shareholders approved, on an advisory, non-binding basis, the Company's compensation of its named executed officers as disclosed in the Company's Proxy Statement.”
Support: 93% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of HERITAGE GLOBAL INC.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (2 managers, 598,069 for).
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,882,877 | 0 | 0 | 0 | For |
| Dimensional | 328,841 | 0 | 0 | 0 | For |
| Fidelity | 285,227 | 0 | 0 | 0 | For |
| First Trust | 87,879 | 0 | 0 | 0 | For |
| BlackRock | 70,964 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 19,543 | 0 | 0 | 0 | For |
| Charles Schwab | 16,791 | 0 | 0 | 0 | For |
| WisdomTree | 12,574 | 0 | 0 | 0 | For |
| Jackson National | 5,700 | 0 | 0 | 0 | For |
| Equitable | 5,575 | 0 | 0 | 0 | For |
| John Hancock | 163 | 0 | 0 | 0 | For |
Fund voting reports, all 11 managers: 2,716,134 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 2,776,596 | 0 | 0 | 0 | For |
| WYNNEFIELD CAPITAL INC | 438,430 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 320,283 | 0 | 0 | 0 | For |
| Ancora Advisors LLC | 171,968 | 0 | 0 | 0 | For |
| 1492 Capital Management LLC | 143,036 | 0 | 0 | 0 | For |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 123,088 | 0 | 0 | 0 | For |
| Renaissance | 122,322 | 0 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 0 | 106,486 | 0 | 0 | Against |
| State Street | 100,266 | 0 | 0 | 0 | For |
| Dimensional | 77,705 | 0 | 0 | 0 | For |
| Northern Trust | 64,126 | 0 | 0 | 0 | For |
| BlackRock | 60,931 | 0 | 0 | 0 | For |
| Man Group plc | 54,440 | 0 | 0 | 0 | For |
| Fisher Asset Management, LLC | 52,835 | 0 | 0 | 0 | For |
| Corient Private Wealth LLC | 46,755 | 0 | 0 | 0 | For |
| Goldman Sachs | 24,885 | 0 | 0 | 0 | For |
| Janus Henderson | 20,425 | 0 | 0 | 0 | For |
| Citadel | 17,042 | 0 | 0 | 0 | For |
| Charles Schwab | 16,791 | 0 | 0 | 0 | For |
| STIFEL NICOLAUS & CO INC \MO\ | 14,325 | 0 | 0 | 0 | For |
| Vanguard | 10,769 | 0 | 0 | 0 | For |
| Vivaldi Capital Management LP | 10,000 | 0 | 0 | 0 | For |
| Prudential/PGIM | 8,600 | 0 | 0 | 0 | For |
| Capital Investment Advisors, LLC | 5,417 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 3,330 | 0 | 0 | 0 | For |
Institutional-manager reports, all 41 managers: 4,697,708 for, 106,486 against. Showing the 25 largest; every one is in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
96% Approved · of votes cast
Description as filed by funds: To ratify the appointment of UHY LLP as the Company's independent auditor for the fiscal year ending December 31, 2024.
HERITAGE GLOBAL INC.’s own tally for this item (“The Company's shareholders ratified UHY LLP as the Company's independent auditor for the fiscal year ending December 31, 2024.”): 25,834,646 for, 1,110,620 against — passed, per its Form 8-K filed June 7, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's shareholders ratified UHY LLP as the Company's independent auditor for the fiscal year ending December 31, 2024.”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 11 asset managers below reported 2,716,134 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,882,877 | 0 | 0 | 0 | For |
| Dimensional | 328,841 | 0 | 0 | 0 | For |
| Fidelity | 285,227 | 0 | 0 | 0 | For |
| First Trust | 87,879 | 0 | 0 | 0 | For |
| BlackRock | 70,964 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 19,543 | 0 | 0 | 0 | For |
| Charles Schwab | 16,791 | 0 | 0 | 0 | For |
| WisdomTree | 12,574 | 0 | 0 | 0 | For |
| Jackson National | 5,700 | 0 | 0 | 0 | For |
| Equitable | 5,575 | 0 | 0 | 0 | For |
| John Hancock | 163 | 0 | 0 | 0 | For |
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 37,341,185 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 5.04% |
| 2 | Dimensional | 0.88% |
| 3 | Fidelity | 0.76% |
| 4 | First Trust | 0.24% |
| 5 | BlackRock | 0.19% |
| 6 | Janus Detroit Street Trust | 0.05% |
| 7 | Charles Schwab | 0.04% |
| 8 | WisdomTree | 0.03% |
| 9 | Jackson National | 0.02% |
| 10 | Equitable | 0.01% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 7.44% |
| 2 | WYNNEFIELD CAPITAL INC | 1.17% |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 0.86% |
| 4 | Ancora Advisors LLC | 0.46% |
| 5 | 1492 Capital Management LLC | 0.38% |
| 6 | ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0.33% |
| 7 | Renaissance | 0.33% |
| 8 | AMERIPRISE FINANCIAL INC | 0.29% |
| 9 | State Street | 0.27% |
| 10 | Dimensional | 0.21% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Topline Capital Management, LLC | 5.16% | 13G |
| Mink Brook Asset Management LLC | 5.00% | 13G |
| Vanguard Group | 4.98% | 13F |
| Dimensional Fund Advisors | 1.08% | 13F |
| Renaissance Technologies | 0.96% | 13F |
| Geode Capital | 0.86% | 13F |
| BlackRock | 0.37% | 13F |
| State Street | 0.27% | 13F |
| Northern Trust | 0.17% | 13F |
| Millennium Management | 0.11% | 13F |
Percentages above are of 37,341,185 shares outstanding, as reported by HERITAGE GLOBAL INC. on its Form 10-Q dated May 1, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from HERITAGE GLOBAL INC.’s 10-Q dated May 1, 2024. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
HERITAGE GLOBAL INC. proxy season coverage: 2023-2024 (this page).
proxyvotesnow.com, “HERITAGE GLOBAL (HGBL) 2024 Annual Meeting: Shareholder Vote Results”, https://proxyvotesnow.com/company/heritage-global-inc/2024 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.