IDENTIV INC. 2023-2024 Proxy Voting Records

Description as filed by funds: To elect two Class III director nominees to serve for a three-year term ending at the annual meeting of stockholders in 2027 or until their successors have been duly elected and qualified or until they resign or are removed: Gary Kremen

IDENTIV INC.’s own tally for this item (“Elect Director: Gary Kremen”): 5,196,514 for, 9,853,276 withheld, per its Form 8-K filed July 2, 2024 (Item 5.07). This is a for/withhold election, which is decided by plurality: a nominee does not need a majority of the votes cast to be elected, so no passed or failed outcome is stated here.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 35% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 19 asset managers below reported 1,966,886 for, 1,760,861 withheld.

Description as filed by funds: To elect two Class III director nominees to serve for a three-year term ending at the annual meeting of stockholders in 2027 or until their successors have been duly elected and qualified or until they resign or are removed: Richard E. Kuntz, M.D.

IDENTIV INC.’s own tally for this item (“Elect Director: Richard E Kuntz, M.D.”): 13,097,946 for, 1,951,844 withheld, per its Form 8-K filed July 2, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 87% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 19 asset managers below reported 2,545,646 for, 1,182,101 withheld.

Description as filed by funds: To approve the sale of our physical security, access card, and identity reader operations and assets, including all outstanding shares of Identiv Private Limited, our wholly-owned subsidiary, to Hawk Acquisition, Inc. in exchange for $145.0 million in cash, subject to customary adjustments, and the assumption of certain liabilities (the "Asset Sale"), pursuant to that certain Stock and Asset Purchase Agreement, dated as of April 2, 2024;

The 18 asset managers below reported 3,237,006 for, 490,676 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Description as filed by funds: TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE, TO ALLOW FOR THE SOLICITATION OF ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE PROPOSAL 1.

IDENTIV INC.’s own tally for this item (“8. Adjournment of the Annual Meeting to a later date, if necessary or appropriate, to allow for the solicitation of additional proxies in the event that there are insufficient votes at the time of the Annual Meeting to a”): 14,109,880 for, 907,724 against — passed, per its Form 8-K filed July 2, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The adjournment of the Annual Meeting to a later date, if necessary or appropriate, to allow for the solicitation of additional proxies in the event that there are insufficient votes at the time of the Annual Meeting to approve the Asset Sale was approved; however, as there were sufficient votes to…”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 19 asset managers below reported 3,237,071 for, 490,676 against.

Description as filed by funds: To approve an amendment to our 2011 Incentive Compensation Plan, to increase the number of authorized shares of common stock available for issuance thereunder by 1,500,000 shares and to extend the term of the plan through 2034;

IDENTIV INC.’s own tally for this item (“4. Amendment to the Company's 2011 Incentive Compensation Plan to increase the number of authorized shares of common stock available for issuance thereunder by 1,500,000 shares and to extend the plan through 2034”): 8,704,232 for, 5,096,441 against — passed, per its Form 8-K filed July 2, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The amendment to the Company's 2011 Incentive Compensation Plan to increase the number of authorized shares of common stock available for issuance thereunder by 1,500,000 shares and to extend the plan through 2034 was approved.”
Support: 63% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 22 asset managers below reported 490,891 for, 2,481,572 against, 757,524 abstained.

Description as filed by funds: To approve certain compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the Asset Sale, on a non-binding advisory basis;

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports, all 19 managers: 3,237,006 for, 490,741 against.

Institutional-manager reports, all 48 managers: 5,774,611 for, 794,291 against, 60 abstained. Showing the 25 largest; every one is in the interactive database (link above).

Description as filed by funds: To approve the compensation of our named executive officers, on a non-binding advisory basis;

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports, all 19 managers: 3,727,747 for.

Institutional-manager reports, all 47 managers: 5,741,233 for, 785,557 against, 60 abstained. Showing the 25 largest; every one is in the interactive database (link above).

Description as filed by funds: To approve the frequency of holding an advisory vote on named executive officer compensation, on a non-binding advisory basis;

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports, all 19 managers: 3,525,629 1 year, 202,118 3 year.

Institutional-manager reports, all 47 managers: 25 for, 60 abstained, 6,452,186 1 year, 74,579 3 year. Showing the 25 largest; every one is in the interactive database (link above).

Description as filed by funds: To ratify the appointment of BPM LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024; and

IDENTIV INC.’s own tally for this item (“7. Appointment of BPM LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2024”): 19,349,780 for, 14,887 against — passed, per its Form 8-K filed July 2, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The appointment of BPM LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2024 was ratified.”
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 19 asset managers below reported 3,727,747 for.