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LIVE OAK BANCSHARES INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and LIVE OAK BANCSHARES INC.’s Form 8-K, filed 2024-05-23 (Item 5.07 on EDGAR). Page generated 02 October 2026.

16Reported items
255Asset managers
3,385Fund votes
2024-05-21Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore LIVE OAK BANCSHARES INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by LIVE OAK BANCSHARES INC.

These tallies are LIVE OAK BANCSHARES INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-23 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

LIVE OAK BANCSHARES INC. — official shareholder meeting results, meeting held 2024-05-21
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Tonya W. Bradford	25,952,422	--	7,412,467	7,412,467	8,362,720	Majority: yes
Elect Director: William H. Cameron	25,816,788	--	7,548,101	7,548,101	8,362,720	Majority: yes
Elect Director: Diane B. Glossman	24,874,929	--	8,489,960	8,489,960	8,362,720	Majority: yes
Elect Director: Glen F. Hoffsis	30,601,992	--	2,762,897	2,762,897	8,362,720	Majority: yes
Elect Director: David G. Lucht	31,965,013	--	1,399,876	1,399,876	8,362,720	Majority: yes
Elect Director: James S. Mahan III	32,794,421	--	570,468	570,468	8,362,720	Majority: yes
Elect Director: Miltom E. Petty	26,823,544	--	6,541,345	6,541,345	8,362,720	Majority: yes
Elect Director: Neil L. Underwood	33,027,004	--	337,885	337,885	8,362,720	Majority: yes
Elect Director: Yousef A. Valine	27,659,730	--	5,705,159	5,705,159	8,362,720	Majority: yes
Elect Director: William L. Williams III	32,988,141	--	376,748	376,748	8,362,720	Majority: yes
Elect Director: Advisory proposal to approve compensation paid to the Company's named executive officers	25,458,768	7,841,289	64,832	64,832	8,362,720	Majority: yes

Source: LIVE OAK BANCSHARES INC., Form 8-K, filed with the SEC on 2024-05-23 — read the filing on EDGAR.

How asset managers voted at the LIVE OAK BANCSHARES INC. 2023-2024 meeting

Each item below shows how the 255 asset managers that disclosed a LIVE OAK BANCSHARES INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LIVE OAK BANCSHARES INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Say-on-Pay Vote. Non-binding, advisory proposal to approve compensation paid to our named executive officers.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 13 wordings of this item as funds reported it.

76% Majority: yes · of votes cast

FOR 76%AGAINST 24%

FOR: 25,458,768AGAINST: 7,841,289

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Advisory proposal to approve compensation paid to the Company's named executive officers”): 25,458,768 for, 7,841,289 against, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 57% for, 17% against (74% of the company cast a for/against vote).

The 252 asset managers below cast 72% of the shares they voted on this item FOR (22,795,987 for, 8,904,587 against).

FOR 72%AGAINST 28%

FOR: 22,795,987 (71.8%)AGAINST: 8,904,587 (28.0%)ABSTAIN: 37,763 (0.1%)NOT VOTED: 10,000 (0.0%)

Largest asset managers voting on “Say-on-Pay Vote. Non-binding, advisory proposal to approve compensation paid to our named executive officers.” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Against	Abstain	Vote
T. Rowe Price	9,706,885	696,064	6,207	For
Vanguard	2,533,445	9,700	0	For
BlackRock	2,210,334	22,895	0	For
BARROW HANLEY MEWHINNEY & STRAUSS LLC	1,385,193	0	0	For
Dimensional	0	1,300,881	0	Against
DIAMOND HILL FUNDS	1,152,832	0	0	For
Capital Group	940,763	0	0	For
AMERIPRISE FINANCIAL INC	895,553	0	0	For
State Street	226,235	527,441	0	Against
GEODE CAPITAL MANAGEMENT, LLC	0	718,914	0	Against
Fidelity	8,898	685,777	0	Against
AMERICAN BEACON FUNDS	679,160	0	0	For
John Hancock	27,671	595,965	18	Against
DIAMOND HILL CAPITAL MANAGEMENT INC	603,161	0	0	For
American Century	0	577,095	0	Against
Charles Schwab	0	524,160	0	Against
Nuveen	378,713	0	0	For
TIAA	377,932	0	0	For
Advisors' Inner Circle Fund III	351,723	0	0	For
Trust Co of the South	0	330,600	0	Against
Northern Trust	248,460	0	0	For
Equitable	203,341	36,470	0	For
SOUTHERNSUN ASSET MANAGEMENT, LLC	224,313	0	0	For
MELLON INVESTMENTS Corp	0	147,341	0	Against
JPMorgan	0	146,119	0	Against

Showing the 25 largest of 252 asset managers. See all 252 in the interactive database.

2. Approval of Amendment of 2014 Employee Stock Purchase Plan. To approve an amendment of the Company's Second Amended and Restated 2014 Employee Stock Purchase Plan to increase the number of shares of voting common stock issuable under such plan.

COMPENSATION

Combines 5 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99.9%

The 79 asset managers below cast 99.9% of the shares they voted on this item FOR (15,698,021 for, 6,027 against).

FOR: 15,698,021 (100.0%)AGAINST: 6,027 (0.0%)ABSTAIN: 431 (0.0%)

Largest asset managers voting on “Approval of Amendment of 2014 Employee Stock Purchase Plan. To approve an amendment of the Company's Second Am” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Against	Abstain	Vote
T. Rowe Price	4,137,206	5,801	414	For
Vanguard	2,485,843	0	0	For
DIAMOND HILL FUNDS	1,152,832	0	0	For
Dimensional	1,140,645	0	0	For
BlackRock	1,101,592	0	0	For
Fidelity	693,723	0	0	For
AMERICAN BEACON FUNDS	679,160	0	0	For
State Street	490,178	0	0	For
Capital Group	448,766	0	0	For
TIAA	377,932	0	0	For
Advisors' Inner Circle Fund III	351,723	0	0	For
John Hancock	309,326	41	3	For
American Century	288,413	0	0	For
Charles Schwab	262,080	0	0	For
Equitable	239,811	0	0	For
Northwestern Mutual	132,122	185	13	For
HOMESTEAD FUNDS INC	123,000	0	0	For
Russell Investments	98,483	0	0	For
BRIDGEWAY FUNDS INC	90,551	0	0	For
RBB FUND, INC.	76,347	0	0	For
RMB INVESTORS TRUST	75,000	0	0	For
JPMorgan	68,290	0	0	For
WisdomTree	63,836	0	0	For
DWS	59,704	0	0	For
QUANTITATIVE MASTER SERIES LLC	58,921	0	0	For

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

3. Ratification of Independent Auditors. Proposal to ratify FORVIS, LLP as the Company's independent auditors for 2024.

AUDIT-RELATED

Combines 5 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99.9%

The 79 asset managers below cast 99.9% of the shares they voted on this item FOR (15,701,754 for, 1,864 against).

FOR: 15,701,754 (100.0%)AGAINST: 1,864 (0.0%)ABSTAIN: 861 (0.0%)

Largest asset managers voting on “Ratification of Independent Auditors. Proposal to ratify FORVIS, LLP as the Company's independent auditors for” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Against	Abstain	Vote
T. Rowe Price	4,140,935	1,657	829	For
Vanguard	2,485,843	0	0	For
DIAMOND HILL FUNDS	1,152,832	0	0	For
Dimensional	1,140,645	0	0	For
BlackRock	1,101,592	0	0	For
Fidelity	693,723	0	0	For
AMERICAN BEACON FUNDS	679,160	0	0	For
State Street	490,138	40	0	For
Capital Group	448,766	0	0	For
TIAA	377,932	0	0	For
Advisors' Inner Circle Fund III	351,621	102	0	For
John Hancock	309,352	12	6	For
American Century	288,413	0	0	For
Charles Schwab	262,080	0	0	For
Equitable	239,811	0	0	For
Northwestern Mutual	132,241	53	26	For
HOMESTEAD FUNDS INC	123,000	0	0	For
Russell Investments	98,483	0	0	For
BRIDGEWAY FUNDS INC	90,551	0	0	For
RBB FUND, INC.	76,347	0	0	For
RMB INVESTORS TRUST	75,000	0	0	For
JPMorgan	68,290	0	0	For
WisdomTree	63,836	0	0	For
DWS	59,704	0	0	For
QUANTITATIVE MASTER SERIES LLC	58,921	0	0	For

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

4. Election of Directors: David G. Lucht

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%

FOR: 31,965,013WITHHELD: 1,399,876

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: David G. Lucht”): 31,965,013 for, 1,399,876 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 71% for, 3% withheld (74% of the company cast a for/withheld vote).

The 79 asset managers below cast 100% of the shares they voted on this item FOR (14,804,085 for, 0 against).

FOR 95%

FOR: 14,804,085 (94.6%)ABSTAIN: 838,925 (5.4%)

Largest asset managers voting on “Election of Directors: David G. Lucht” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Abstain	Vote
T. Rowe Price	4,110,274	33,147	For
Vanguard	2,485,843	0	For
DIAMOND HILL FUNDS	1,152,832	0	For
Dimensional	1,140,645	0	For
BlackRock	1,101,592	0	For
Fidelity	693,723	0	For
AMERICAN BEACON FUNDS	679,160	0	For
State Street	490,071	107	For
Capital Group	0	448,766	Abstain
TIAA	377,932	0	For
Advisors' Inner Circle Fund III	351,723	0	For
John Hancock	309,133	237	For
American Century	288,413	0	For
Charles Schwab	0	262,080	Abstain
Equitable	239,811	0	For
Northwestern Mutual	131,261	1,059	For
HOMESTEAD FUNDS INC	123,000	0	For
Russell Investments	98,483	0	For
BRIDGEWAY FUNDS INC	90,551	0	For
RMB INVESTORS TRUST	75,000	0	For
JPMorgan	68,290	0	For
WisdomTree	63,836	0	For
DWS	59,704	0	For
QUANTITATIVE MASTER SERIES LLC	58,921	0	For
HOTCHKIS & WILEY FUNDS /DE/	52,700	0	For

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

5. Election of Directors: Diane B. Glossman

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

75% Majority: yes · of votes cast

FOR 75%WITHHELD 25%

FOR: 24,874,929WITHHELD: 8,489,960

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Diane B. Glossman”): 24,874,929 for, 8,489,960 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 55% for, 19% withheld (74% of the company cast a for/withheld vote).

The 79 asset managers below cast 100% of the shares they voted on this item FOR (11,364,110 for, 0 against).

FOR 73%ABSTAIN 27%

FOR: 11,364,110 (72.6%)ABSTAIN: 4,278,900 (27.4%)

Largest asset managers voting on “Election of Directors: Diane B. Glossman” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Abstain	Vote
T. Rowe Price	3,857,684	285,737	For
Vanguard	2,476,143	9,700	For
DIAMOND HILL FUNDS	1,152,832	0	For
Dimensional	0	1,140,645	Abstain
BlackRock	1,101,592	0	For
Fidelity	687,423	6,300	For
AMERICAN BEACON FUNDS	679,160	0	For
State Street	226,235	263,943	Abstain
Capital Group	0	448,766	Abstain
TIAA	0	377,932	Abstain
Advisors' Inner Circle Fund III	351,723	0	For
John Hancock	27,611	281,759	Abstain
American Century	0	288,413	Abstain
Charles Schwab	0	262,080	Abstain
Equitable	239,811	0	For
Northwestern Mutual	123,388	8,932	For
HOMESTEAD FUNDS INC	123,000	0	For
Russell Investments	98,483	0	For
BRIDGEWAY FUNDS INC	0	90,551	Abstain
RMB INVESTORS TRUST	0	75,000	Abstain
JPMorgan	0	68,290	Abstain
WisdomTree	0	63,836	Abstain
DWS	0	59,704	Abstain
QUANTITATIVE MASTER SERIES LLC	58,921	0	For
HOTCHKIS & WILEY FUNDS /DE/	0	52,700	Abstain

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

6. Election of Directors: Glen F. Hoffsis

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

92% Majority: yes · of votes cast

FOR 92%8%

FOR: 30,601,992WITHHELD: 2,762,897

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Glen F. Hoffsis”): 30,601,992 for, 2,762,897 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 68% for, 6% withheld (74% of the company cast a for/withheld vote).

The 79 asset managers below cast 100% of the shares they voted on this item FOR (13,900,274 for, 0 against).

FOR 89%11%

FOR: 13,900,274 (88.9%)ABSTAIN: 1,742,736 (11.1%)

Largest asset managers voting on “Election of Directors: Glen F. Hoffsis” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Abstain	Vote
T. Rowe Price	4,055,325	88,096	For
Vanguard	2,485,843	0	For
DIAMOND HILL FUNDS	1,152,832	0	For
Dimensional	0	1,140,645	Abstain
BlackRock	1,101,592	0	For
Fidelity	693,723	0	For
AMERICAN BEACON FUNDS	679,160	0	For
State Street	490,031	147	For
Capital Group	448,766	0	For
TIAA	377,932	0	For
Advisors' Inner Circle Fund III	351,621	102	For
John Hancock	308,032	1,338	For
American Century	288,413	0	For
Charles Schwab	0	262,080	Abstain
Equitable	239,811	0	For
Northwestern Mutual	129,700	2,620	For
HOMESTEAD FUNDS INC	123,000	0	For
Russell Investments	98,483	0	For
BRIDGEWAY FUNDS INC	0	90,551	Abstain
RMB INVESTORS TRUST	75,000	0	For
JPMorgan	68,290	0	For
WisdomTree	0	63,836	Abstain
DWS	59,704	0	For
QUANTITATIVE MASTER SERIES LLC	58,921	0	For
HOTCHKIS & WILEY FUNDS /DE/	52,700	0	For

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

7. Election of Directors: James S. Mahan III

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 32,794,421WITHHELD: 570,468

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: James S. Mahan III”): 32,794,421 for, 570,468 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 73% for, 1% withheld (74% of the company cast a for/withheld vote).

The 79 asset managers below cast 100% of the shares they voted on this item FOR (15,601,099 for, 0 against).

FOR 99.7%

FOR: 15,601,099 (99.7%)ABSTAIN: 41,911 (0.3%)

Largest asset managers voting on “Election of Directors: James S. Mahan III” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Abstain	Vote
T. Rowe Price	4,131,405	12,016	For
Vanguard	2,485,843	0	For
DIAMOND HILL FUNDS	1,152,832	0	For
Dimensional	1,140,645	0	For
BlackRock	1,101,592	0	For
Fidelity	693,723	0	For
AMERICAN BEACON FUNDS	679,160	0	For
State Street	490,071	107	For
Capital Group	448,766	0	For
TIAA	377,932	0	For
Advisors' Inner Circle Fund III	351,621	102	For
John Hancock	309,284	86	For
American Century	288,413	0	For
Charles Schwab	262,080	0	For
Equitable	239,811	0	For
Northwestern Mutual	131,936	384	For
HOMESTEAD FUNDS INC	123,000	0	For
Russell Investments	98,483	0	For
BRIDGEWAY FUNDS INC	90,551	0	For
RMB INVESTORS TRUST	75,000	0	For
JPMorgan	68,290	0	For
WisdomTree	63,836	0	For
DWS	59,704	0	For
QUANTITATIVE MASTER SERIES LLC	58,921	0	For
HOTCHKIS & WILEY FUNDS /DE/	52,700	0	For

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

8. Election of Directors: Miltom E. Petty

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

80% Majority: yes · of votes cast

FOR 80%WITHHELD 20%

FOR: 26,823,544WITHHELD: 6,541,345

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Miltom E. Petty”): 26,823,544 for, 6,541,345 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 60% for, 15% withheld (74% of the company cast a for/withheld vote).

The 79 asset managers below cast 100% of the shares they voted on this item FOR (13,183,130 for, 0 against).

FOR 84%ABSTAIN 16%

FOR: 13,183,130 (84.3%)ABSTAIN: 2,459,880 (15.7%)

Largest asset managers voting on “Election of Directors: Miltom E. Petty” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Abstain	Vote
T. Rowe Price	3,933,923	209,498	For
Vanguard	2,476,143	9,700	For
DIAMOND HILL FUNDS	1,152,832	0	For
Dimensional	1,140,645	0	For
BlackRock	1,101,592	0	For
Fidelity	687,423	6,300	For
AMERICAN BEACON FUNDS	679,160	0	For
State Street	226,235	263,943	Abstain
Capital Group	0	448,766	Abstain
TIAA	377,932	0	For
Advisors' Inner Circle Fund III	351,621	102	For
John Hancock	28,908	280,462	Abstain
American Century	0	288,413	Abstain
Charles Schwab	262,080	0	For
Equitable	239,811	0	For
Northwestern Mutual	125,823	6,497	For
HOMESTEAD FUNDS INC	123,000	0	For
Russell Investments	0	98,483	Abstain
BRIDGEWAY FUNDS INC	0	90,551	Abstain
RMB INVESTORS TRUST	0	75,000	Abstain
JPMorgan	0	68,290	Abstain
WisdomTree	0	63,836	Abstain
DWS	0	59,704	Abstain
QUANTITATIVE MASTER SERIES LLC	58,921	0	For
HOTCHKIS & WILEY FUNDS /DE/	0	52,700	Abstain

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

9. Election of Directors: Neil L. Underwood

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 33,027,004WITHHELD: 337,885

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Neil L. Underwood”): 33,027,004 for, 337,885 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 73% for, 0.8% withheld (74% of the company cast a for/withheld vote).

The 79 asset managers below cast 100% of the shares they voted on this item FOR (15,607,032 for, 0 against).

FOR 99.7%

FOR: 15,607,032 (99.8%)ABSTAIN: 35,978 (0.2%)

Largest asset managers voting on “Election of Directors: Neil L. Underwood” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Abstain	Vote
T. Rowe Price	4,141,349	2,072	For
Vanguard	2,485,843	0	For
DIAMOND HILL FUNDS	1,152,832	0	For
Dimensional	1,140,645	0	For
BlackRock	1,101,592	0	For
Fidelity	693,723	0	For
AMERICAN BEACON FUNDS	679,160	0	For
State Street	490,071	107	For
Capital Group	448,766	0	For
TIAA	377,932	0	For
Advisors' Inner Circle Fund III	351,723	0	For
John Hancock	309,355	15	For
American Century	288,413	0	For
Charles Schwab	262,080	0	For
Equitable	239,811	0	For
Northwestern Mutual	132,254	66	For
HOMESTEAD FUNDS INC	123,000	0	For
Russell Investments	98,483	0	For
BRIDGEWAY FUNDS INC	90,551	0	For
RMB INVESTORS TRUST	75,000	0	For
JPMorgan	68,290	0	For
WisdomTree	63,836	0	For
DWS	59,704	0	For
QUANTITATIVE MASTER SERIES LLC	58,921	0	For
HOTCHKIS & WILEY FUNDS /DE/	52,700	0	For

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

10. Election of Directors: Tonya W. Bradford

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

78% Majority: yes · of votes cast

FOR 78%WITHHELD 22%

FOR: 25,952,422WITHHELD: 7,412,467

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Tonya W. Bradford”): 25,952,422 for, 7,412,467 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 58% for, 16% withheld (74% of the company cast a for/withheld vote).

The 79 asset managers below cast 100% of the shares they voted on this item FOR (11,915,377 for, 0 against).

FOR 76%ABSTAIN 24%

FOR: 11,915,377 (76.2%)ABSTAIN: 3,727,633 (23.8%)

Largest asset managers voting on “Election of Directors: Tonya W. Bradford” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Abstain	Vote
T. Rowe Price	3,878,402	265,019	For
Vanguard	2,476,143	9,700	For
DIAMOND HILL FUNDS	1,152,832	0	For
Dimensional	0	1,140,645	Abstain
BlackRock	1,101,592	0	For
Fidelity	687,423	6,300	For
AMERICAN BEACON FUNDS	679,160	0	For
State Street	226,235	263,943	Abstain
Capital Group	0	448,766	Abstain
TIAA	377,932	0	For
Advisors' Inner Circle Fund III	351,723	0	For
John Hancock	27,759	281,611	Abstain
American Century	0	288,413	Abstain
Charles Schwab	0	262,080	Abstain
Equitable	239,811	0	For
Northwestern Mutual	124,050	8,270	For
HOMESTEAD FUNDS INC	123,000	0	For
Russell Investments	98,483	0	For
BRIDGEWAY FUNDS INC	0	90,551	Abstain
RMB INVESTORS TRUST	0	75,000	Abstain
JPMorgan	0	68,290	Abstain
WisdomTree	0	63,836	Abstain
DWS	0	59,704	Abstain
QUANTITATIVE MASTER SERIES LLC	58,921	0	For
HOTCHKIS & WILEY FUNDS /DE/	0	52,700	Abstain

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

11. Election of Directors: William H. Cameron

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

77% Majority: yes · of votes cast

FOR 77%WITHHELD 23%

FOR: 25,816,788WITHHELD: 7,548,101

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: William H. Cameron”): 25,816,788 for, 7,548,101 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 57% for, 17% withheld (74% of the company cast a for/withheld vote).

The 79 asset managers below cast 100% of the shares they voted on this item FOR (11,877,840 for, 0 against).

FOR 76%ABSTAIN 24%

FOR: 11,877,840 (75.9%)ABSTAIN: 3,765,170 (24.1%)

Largest asset managers voting on “Election of Directors: William H. Cameron” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Abstain	Vote
T. Rowe Price	3,878,401	265,020	For
Vanguard	2,476,143	9,700	For
DIAMOND HILL FUNDS	1,152,832	0	For
Dimensional	0	1,140,645	Abstain
BlackRock	1,101,592	0	For
Fidelity	687,423	6,300	For
AMERICAN BEACON FUNDS	679,160	0	For
State Street	226,235	263,943	Abstain
Capital Group	0	448,766	Abstain
TIAA	377,932	0	For
Advisors' Inner Circle Fund III	351,621	102	For
John Hancock	27,759	281,611	Abstain
American Century	0	288,413	Abstain
Charles Schwab	0	262,080	Abstain
Equitable	239,811	0	For
Northwestern Mutual	124,050	8,270	For
HOMESTEAD FUNDS INC	123,000	0	For
Russell Investments	98,483	0	For
BRIDGEWAY FUNDS INC	0	90,551	Abstain
RMB INVESTORS TRUST	0	75,000	Abstain
JPMorgan	0	68,290	Abstain
WisdomTree	0	63,836	Abstain
DWS	0	59,704	Abstain
QUANTITATIVE MASTER SERIES LLC	58,921	0	For
HOTCHKIS & WILEY FUNDS /DE/	0	52,700	Abstain

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

12. Election of Directors: William L. Williams III

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 32,988,141WITHHELD: 376,748

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: William L. Williams III”): 32,988,141 for, 376,748 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 73% for, 0.9% withheld (74% of the company cast a for/withheld vote).

The 79 asset managers below cast 100% of the shares they voted on this item FOR (15,620,536 for, 0 against).

FOR 99.8%

FOR: 15,620,536 (99.9%)ABSTAIN: 22,474 (0.1%)

Largest asset managers voting on “Election of Directors: William L. Williams III” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Abstain	Vote
T. Rowe Price	4,138,863	4,558	For
Vanguard	2,485,843	0	For
DIAMOND HILL FUNDS	1,152,832	0	For
Dimensional	1,140,645	0	For
BlackRock	1,101,592	0	For
Fidelity	693,723	0	For
AMERICAN BEACON FUNDS	679,160	0	For
State Street	490,071	107	For
Capital Group	448,766	0	For
TIAA	377,932	0	For
Advisors' Inner Circle Fund III	351,723	0	For
John Hancock	309,337	33	For
American Century	288,413	0	For
Charles Schwab	262,080	0	For
Equitable	239,811	0	For
Northwestern Mutual	132,174	146	For
HOMESTEAD FUNDS INC	123,000	0	For
Russell Investments	98,483	0	For
BRIDGEWAY FUNDS INC	90,551	0	For
RMB INVESTORS TRUST	75,000	0	For
JPMorgan	68,290	0	For
WisdomTree	63,836	0	For
DWS	59,704	0	For
QUANTITATIVE MASTER SERIES LLC	58,921	0	For
HOTCHKIS & WILEY FUNDS /DE/	52,700	0	For

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

13. Election of Directors: Yousef A. Valine

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

83% Majority: yes · of votes cast

FOR 83%WITHHELD 17%

FOR: 27,659,730WITHHELD: 5,705,159

LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Yousef A. Valine”): 27,659,730 for, 5,705,159 withheld, per its Form 8-K filed 2024-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 44,969,300 outstanding shares: 62% for, 13% withheld (74% of the company cast a for/withheld vote).

The 79 asset managers below cast 100% of the shares they voted on this item FOR (13,412,463 for, 0 against).

FOR 86%ABSTAIN 14%

FOR: 13,412,463 (85.7%)ABSTAIN: 2,230,547 (14.3%)

Largest asset managers voting on “Election of Directors: Yousef A. Valine” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Abstain	Vote
T. Rowe Price	3,943,453	199,968	For
Vanguard	2,476,143	9,700	For
DIAMOND HILL FUNDS	1,152,832	0	For
Dimensional	1,140,645	0	For
BlackRock	1,101,592	0	For
Fidelity	687,423	6,300	For
AMERICAN BEACON FUNDS	679,160	0	For
State Street	226,235	263,943	Abstain
Capital Group	0	448,766	Abstain
TIAA	377,932	0	For
Advisors' Inner Circle Fund III	351,723	0	For
John Hancock	28,976	280,394	Abstain
American Century	0	288,413	Abstain
Charles Schwab	262,080	0	For
Equitable	239,811	0	For
Northwestern Mutual	126,127	6,193	For
HOMESTEAD FUNDS INC	123,000	0	For
Russell Investments	98,483	0	For
BRIDGEWAY FUNDS INC	0	90,551	Abstain
RMB INVESTORS TRUST	0	75,000	Abstain
JPMorgan	0	68,290	Abstain
WisdomTree	0	63,836	Abstain
DWS	0	59,704	Abstain
QUANTITATIVE MASTER SERIES LLC	58,921	0	For
HOTCHKIS & WILEY FUNDS /DE/	0	52,700	Abstain

Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.

14. AMEND QUALIFIED EMPLOYEE STOCK PURCHASE PLAN

COMPENSATION

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (20,049 for, 0 against).

FOR: 20,049 (100.0%)

Largest asset managers voting on “AMEND QUALIFIED EMPLOYEE STOCK PURCHASE PLAN” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Vote
Capitol Series Trust	15,562	For
TIMOTHY PLAN	4,435	For
Warren Street Wealth Advisors, LLC	52	For

15. RATIFY FORVIS, LLP AS AUDITORS

AUDIT-RELATED

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (20,049 for, 0 against).

FOR: 20,049 (100.0%)

Largest asset managers voting on “RATIFY FORVIS, LLP AS AUDITORS” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Vote
Capitol Series Trust	15,562	For
TIMOTHY PLAN	4,435	For
Warren Street Wealth Advisors, LLC	52	For

16. DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 79%WITHHOLD/ABSTAIN 20%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (529,200 for, 0 against).

FOR: 529,200 (79.5%)ABSTAIN: 4,435 (0.7%)WITHHOLD/ABSTAIN: 132,300 (19.9%)

Largest asset managers voting on “DIRECTOR” at LIVE OAK BANCSHARES INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
RBB FUND, INC.	529,200	0	0	0	For
TIMOTHY PLAN	0	0	4,435	0	Abstain

Largest LIVE OAK BANCSHARES INC. shareholders voting in 2023-2024

Ranked by the number of LIVE OAK BANCSHARES INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 44,969,300 shares outstanding at the time of that meeting.

Top LIVE OAK BANCSHARES INC. shareholders by shares voted, 2023-2024
#	Asset manager	% of shares outstanding
1	T. Rowe Price	23.15%
2	Vanguard	5.66%
3	BlackRock	4.97%
4	BARROW HANLEY MEWHINNEY & STRAUSS LLC	3.08%
5	Dimensional	2.89%
6	DIAMOND HILL FUNDS	2.56%
7	Capital Group	2.09%
8	AMERIPRISE FINANCIAL INC	1.99%
9	State Street	1.68%
10	GEODE CAPITAL MANAGEMENT, LLC	1.60%

Reported LIVE OAK BANCSHARES INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

LIVE OAK BANCSHARES INC. beneficial owners on record for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
BlackRock	7.16%	13F
Vanguard Group	5.97%	13F
Dimensional Fund Advisors	3.01%	13F
State Street	2.22%	13F
Ameriprise Financial, Inc. S.S. or	1.97%	13G
Geode Capital	1.62%	13F
Millennium Management	1.27%	13F
Capital International	1.00%	13F
Nuveen	0.84%	13F
Northern Trust	0.68%	13F

Percentages above are of 44,969,300 shares outstanding, as reported by LIVE OAK BANCSHARES INC. on its Form 10-Q dated 2024-05-09 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LIVE OAK BANCSHARES INC.’s 10-Q dated 2024-05-09. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At LIVE OAK BANCSHARES INC.'s shareholder meeting held 2024-05-21, in the 2023-2024 proxy season, 255 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,385 separate fund positions. Their filings are grouped here into 16 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Say-on-Pay Vote. Non-binding, advisory proposal to approve compensation paid to our named… — FOR was 76% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: LIVE OAK BANCSHARES INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-05-23.

LIVE OAK BANCSHARES INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.