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At LIVEONE INC.'s shareholder meeting held September 12, 2024, in the 2024-2025 proxy season, 75 asset managers reported how they voted on 11 ballot items in their SEC Form N-PX filings, covering 949 separate fund positions. On the most widely held item on that ballot — Advisory vote on LiveOne's executive compensation. — FOR was 99.5% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: LIVEONE INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on September 18, 2024.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and LIVEONE INC.’s Form 8-K, filed September 18, 2024 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of September 12, 2024: 11 items on LIVEONE INC.’s Form 8-K, filed September 18, 2024: 8 elected · 3 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2024-2025
Explore LIVEONE INC. in the interactive database Compare manager voting policies
These tallies are LIVEONE INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed September 18, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Robert S. Ellin | 44,357,077 | -- | -- | 947,772 | 25,611,864 | 98% | Elected | — |
| Elect Director: Jay Krigsman | 41,363,046 | -- | -- | 3,941,803 | 25,611,864 | 91% | Elected | — |
| Elect Director: Craig Foster | 37,386,090 | -- | -- | 7,918,759 | 25,611,864 | 83% | Elected | — |
| Elect Director: Ramin Arani | 39,971,023 | -- | -- | 5,333,826 | 25,611,864 | 88% | Elected | — |
| Elect Director: Patrick Wachsberger | 44,363,454 | -- | -- | 941,395 | 25,611,864 | 98% | Elected | — |
| Elect Director: Kenneth Solomon | 39,969,370 | -- | -- | 5,335,479 | 25,611,864 | 88% | Elected | — |
| Elect Director: Bridget Baker | 44,363,393 | -- | -- | 941,456 | 25,611,864 | 98% | Elected | — |
| Elect Director: Kristopher Wright | 44,130,881 | -- | -- | 1,173,968 | 25,611,864 | 97% | Elected | — |
| 2. The approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company as described in the Company's Proxy Statement for the Annual Meeting | 44,917,664 | 212,218 | 174,964 | -- | 25,611,864 | 99.5% | Not verified | — |
| 3. The ratification of the appointment of Macias Gini & O'Connell, LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2025 | 70,226,034 | 151,268 | 539,411 | -- | -- | 99.7% | Not verified | — |
| 4. The approval, to adjourn the Annual Meeting to a later date or time, if necessary, to permit further solicitation and vote of proxies if there are not sufficient votes at the time of the Annual Meeting to approve any of the proposals presented for a vote at | 67,265,785 | 3,071,400 | 579,526 | -- | -- | 96% | Not verified | — |
Source: LIVEONE INC., Form 8-K, filed with the SEC on September 18, 2024 — read the filing on EDGAR.
Each item below shows how the 75 asset managers that disclosed a LIVEONE INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Bridget Baker
LIVEONE INC.’s own tally for this item (“Elect Director: Bridget Baker”): 44,363,393 for, 941,456 withheld, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “All eight nominees were elected to the Company's Board of Directors with each director receiving votes as follows:”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 34 asset managers below reported 14,450,186 for, 7,020 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,598,835 | 0 | 0 | 0 | For |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 1,626,551 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 153,188 | 0 | 0 | 0 | For |
| Capitol Series Trust | 133,395 | 0 | 0 | 0 | For |
| Goldman Sachs | 66,660 | 0 | 0 | 0 | For |
| Lincoln Financial | 52,600 | 0 | 0 | 0 | For |
| Global X | 34,221 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 33,700 | 0 | 0 | 0 | For |
| Northern Trust | 31,928 | 0 | 0 | 0 | For |
| Pacific Life | 26,736 | 0 | 0 | 0 | For |
| Equitable | 17,476 | 0 | 0 | 7,020 | Mixed |
| Voya | 17,684 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,102 | 0 | 0 | 0 | For |
| GPS Funds I | 12,508 | 0 | 0 | 0 | For |
| Victory Capital | 12,427 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,372 | 0 | 0 | 0 | For |
| ProShares | 11,164 | 0 | 0 | 0 | For |
| DWS | 10,890 | 0 | 0 | 0 | For |
| Nationwide | 9,970 | 0 | 0 | 0 | For |
| Calvert | 6,666 | 0 | 0 | 0 | For |
| TIAA | 5,997 | 0 | 0 | 0 | For |
| State Street | 5,279 | 0 | 0 | 0 | For |
Showing the 25 largest of 34 asset managers. All 34 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
83% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Craig Foster
LIVEONE INC.’s own tally for this item (“Elect Director: Craig Foster”): 37,386,090 for, 7,918,759 withheld, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “All eight nominees were elected to the Company's Board of Directors with each director receiving votes as follows:”
Support: 83% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 34 asset managers below reported 10,366,055 for, 2,431,825 withheld, 1,659,326 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 7,027,694 | 0 | 0 | 1,571,141 | Mixed |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 1,626,551 | 0 | Abstain |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 0 | 199,620 | Withhold |
| EXCHANGE TRADED CONCEPTS TRUST | 0 | 0 | 0 | 153,188 | Withhold |
| Capitol Series Trust | 0 | 0 | 0 | 133,395 | Withhold |
| Goldman Sachs | 0 | 0 | 0 | 66,660 | Withhold |
| Lincoln Financial | 0 | 0 | 0 | 52,600 | Withhold |
| Global X | 0 | 0 | 0 | 34,221 | Withhold |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 33,700 | Withhold |
| Northern Trust | 0 | 0 | 0 | 31,928 | Withhold |
| Pacific Life | 0 | 0 | 0 | 26,736 | Withhold |
| Equitable | 0 | 0 | 0 | 24,496 | Withhold |
| Voya | 0 | 0 | 0 | 17,684 | Withhold |
| AIG/SunAmerica | 0 | 0 | 0 | 17,102 | Withhold |
| GPS Funds I | 0 | 0 | 12,508 | 0 | Abstain |
| Victory Capital | 0 | 0 | 0 | 12,427 | Withhold |
| Bridge Builder Trust | 0 | 0 | 11,372 | 0 | Abstain |
| ProShares | 0 | 0 | 0 | 11,164 | Withhold |
| DWS | 0 | 0 | 0 | 10,890 | Withhold |
| Nationwide | 9,745 | 0 | 0 | 225 | For |
| Calvert | 0 | 0 | 0 | 6,666 | Withhold |
| TIAA | 0 | 0 | 0 | 5,997 | Withhold |
| State Street | 0 | 0 | 0 | 5,279 | Withhold |
Showing the 25 largest of 34 asset managers. All 34 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
91% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Jay Krigsman
LIVEONE INC.’s own tally for this item (“Elect Director: Jay Krigsman”): 41,363,046 for, 3,941,803 withheld, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “All eight nominees were elected to the Company's Board of Directors with each director receiving votes as follows:”
Support: 91% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 34 asset managers below reported 12,632,971 for, 168,860 withheld, 1,655,375 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,598,835 | 0 | 0 | 0 | For |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 1,626,551 | 0 | Abstain |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 153,188 | 0 | 0 | 0 | For |
| Capitol Series Trust | 133,395 | 0 | 0 | 0 | For |
| Goldman Sachs | 0 | 0 | 0 | 66,660 | Withhold |
| Lincoln Financial | 52,600 | 0 | 0 | 0 | For |
| Global X | 34,221 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 33,700 | Withhold |
| Northern Trust | 31,928 | 0 | 0 | 0 | For |
| Pacific Life | 0 | 0 | 0 | 26,736 | Withhold |
| Equitable | 0 | 0 | 0 | 24,496 | Withhold |
| Voya | 17,684 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,102 | 0 | 0 | 0 | For |
| GPS Funds I | 0 | 0 | 12,508 | 0 | Abstain |
| Victory Capital | 12,427 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 0 | 11,372 | 0 | Abstain |
| ProShares | 11,164 | 0 | 0 | 0 | For |
| DWS | 10,890 | 0 | 0 | 0 | For |
| Nationwide | 9,970 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 6,666 | Withhold |
| TIAA | 0 | 0 | 0 | 5,997 | Withhold |
| State Street | 5,279 | 0 | 0 | 0 | For |
Showing the 25 largest of 34 asset managers. All 34 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Kenneth Solomon
LIVEONE INC.’s own tally for this item (“Elect Director: Kenneth Solomon”): 39,969,370 for, 5,335,479 withheld, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “All eight nominees were elected to the Company's Board of Directors with each director receiving votes as follows:”
Support: 88% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 34 asset managers below reported 12,259,012 for, 538,868 withheld, 1,659,326 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,598,835 | 0 | 0 | 0 | For |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 1,626,551 | 0 | Abstain |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 0 | 0 | 0 | 153,188 | Withhold |
| Capitol Series Trust | 0 | 0 | 0 | 133,395 | Withhold |
| Goldman Sachs | 0 | 0 | 0 | 66,660 | Withhold |
| Lincoln Financial | 52,600 | 0 | 0 | 0 | For |
| Global X | 34,221 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 33,700 | Withhold |
| Northern Trust | 0 | 0 | 0 | 31,928 | Withhold |
| Pacific Life | 0 | 0 | 0 | 26,736 | Withhold |
| Equitable | 0 | 0 | 0 | 24,496 | Withhold |
| Voya | 17,684 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 0 | 17,102 | Withhold |
| GPS Funds I | 0 | 0 | 12,508 | 0 | Abstain |
| Victory Capital | 0 | 0 | 0 | 12,427 | Withhold |
| Bridge Builder Trust | 0 | 0 | 11,372 | 0 | Abstain |
| ProShares | 0 | 0 | 0 | 11,164 | Withhold |
| DWS | 0 | 0 | 0 | 10,890 | Withhold |
| Nationwide | 9,745 | 0 | 0 | 225 | For |
| Calvert | 0 | 0 | 0 | 6,666 | Withhold |
| TIAA | 5,997 | 0 | 0 | 0 | For |
| State Street | 5,279 | 0 | 0 | 0 | For |
Showing the 25 largest of 34 asset managers. All 34 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Kristopher Wright
LIVEONE INC.’s own tally for this item (“Elect Director: Kristopher Wright”): 44,130,881 for, 1,173,968 withheld, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “All eight nominees were elected to the Company's Board of Directors with each director receiving votes as follows:”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 34 asset managers below reported 14,324,655 for, 120,043 withheld, 12,508 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,598,835 | 0 | 0 | 0 | For |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 1,626,551 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 153,188 | 0 | 0 | 0 | For |
| Capitol Series Trust | 133,395 | 0 | 0 | 0 | For |
| Goldman Sachs | 0 | 0 | 0 | 66,660 | Withhold |
| Lincoln Financial | 52,600 | 0 | 0 | 0 | For |
| Global X | 34,221 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 33,700 | Withhold |
| Northern Trust | 31,928 | 0 | 0 | 0 | For |
| Pacific Life | 26,736 | 0 | 0 | 0 | For |
| Equitable | 17,476 | 0 | 0 | 7,020 | Mixed |
| Voya | 17,684 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,102 | 0 | 0 | 0 | For |
| GPS Funds I | 0 | 0 | 12,508 | 0 | Abstain |
| Victory Capital | 12,427 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,372 | 0 | 0 | 0 | For |
| ProShares | 11,164 | 0 | 0 | 0 | For |
| DWS | 10,890 | 0 | 0 | 0 | For |
| Nationwide | 9,970 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 6,666 | Withhold |
| TIAA | 0 | 0 | 0 | 5,997 | Withhold |
| State Street | 5,279 | 0 | 0 | 0 | For |
Showing the 25 largest of 34 asset managers. All 34 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Patrick Wachsberger
LIVEONE INC.’s own tally for this item (“Elect Director: Patrick Wachsberger”): 44,363,454 for, 941,395 withheld, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “All eight nominees were elected to the Company's Board of Directors with each director receiving votes as follows:”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 34 asset managers below reported 14,450,186 for, 7,020 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,598,835 | 0 | 0 | 0 | For |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 1,626,551 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 153,188 | 0 | 0 | 0 | For |
| Capitol Series Trust | 133,395 | 0 | 0 | 0 | For |
| Goldman Sachs | 66,660 | 0 | 0 | 0 | For |
| Lincoln Financial | 52,600 | 0 | 0 | 0 | For |
| Global X | 34,221 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 33,700 | 0 | 0 | 0 | For |
| Northern Trust | 31,928 | 0 | 0 | 0 | For |
| Pacific Life | 26,736 | 0 | 0 | 0 | For |
| Equitable | 17,476 | 0 | 0 | 7,020 | Mixed |
| Voya | 17,684 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,102 | 0 | 0 | 0 | For |
| GPS Funds I | 12,508 | 0 | 0 | 0 | For |
| Victory Capital | 12,427 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,372 | 0 | 0 | 0 | For |
| ProShares | 11,164 | 0 | 0 | 0 | For |
| DWS | 10,890 | 0 | 0 | 0 | For |
| Nationwide | 9,970 | 0 | 0 | 0 | For |
| Calvert | 6,666 | 0 | 0 | 0 | For |
| TIAA | 5,997 | 0 | 0 | 0 | For |
| State Street | 5,279 | 0 | 0 | 0 | For |
Showing the 25 largest of 34 asset managers. All 34 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Ramin Arani
LIVEONE INC.’s own tally for this item (“Elect Director: Ramin Arani”): 39,971,023 for, 5,333,826 withheld, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “All eight nominees were elected to the Company's Board of Directors with each director receiving votes as follows:”
Support: 88% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 34 asset managers below reported 12,259,012 for, 538,868 withheld, 1,659,326 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,598,835 | 0 | 0 | 0 | For |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 1,626,551 | 0 | Abstain |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 0 | 0 | 0 | 153,188 | Withhold |
| Capitol Series Trust | 0 | 0 | 0 | 133,395 | Withhold |
| Goldman Sachs | 0 | 0 | 0 | 66,660 | Withhold |
| Lincoln Financial | 52,600 | 0 | 0 | 0 | For |
| Global X | 34,221 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 33,700 | Withhold |
| Northern Trust | 0 | 0 | 0 | 31,928 | Withhold |
| Pacific Life | 0 | 0 | 0 | 26,736 | Withhold |
| Equitable | 0 | 0 | 0 | 24,496 | Withhold |
| Voya | 17,684 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 0 | 17,102 | Withhold |
| GPS Funds I | 0 | 0 | 12,508 | 0 | Abstain |
| Victory Capital | 0 | 0 | 0 | 12,427 | Withhold |
| Bridge Builder Trust | 0 | 0 | 11,372 | 0 | Abstain |
| ProShares | 0 | 0 | 0 | 11,164 | Withhold |
| DWS | 0 | 0 | 0 | 10,890 | Withhold |
| Nationwide | 9,745 | 0 | 0 | 225 | For |
| Calvert | 0 | 0 | 0 | 6,666 | Withhold |
| TIAA | 5,997 | 0 | 0 | 0 | For |
| State Street | 5,279 | 0 | 0 | 0 | For |
Showing the 25 largest of 34 asset managers. All 34 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Robert S. Ellin
LIVEONE INC.’s own tally for this item (“Elect Director: Robert S. Ellin”): 44,357,077 for, 947,772 withheld, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “All eight nominees were elected to the Company's Board of Directors with each director receiving votes as follows:”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 34 asset managers below reported 14,450,213 for, 6,993 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,598,835 | 0 | 0 | 0 | For |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 1,626,551 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 153,188 | 0 | 0 | 0 | For |
| Capitol Series Trust | 133,395 | 0 | 0 | 0 | For |
| Goldman Sachs | 66,660 | 0 | 0 | 0 | For |
| Lincoln Financial | 52,600 | 0 | 0 | 0 | For |
| Global X | 34,221 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 33,700 | 0 | 0 | 0 | For |
| Northern Trust | 31,928 | 0 | 0 | 0 | For |
| Pacific Life | 26,736 | 0 | 0 | 0 | For |
| Equitable | 24,496 | 0 | 0 | 0 | For |
| Voya | 17,684 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,102 | 0 | 0 | 0 | For |
| GPS Funds I | 12,508 | 0 | 0 | 0 | For |
| Victory Capital | 12,427 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,372 | 0 | 0 | 0 | For |
| ProShares | 11,164 | 0 | 0 | 0 | For |
| DWS | 10,890 | 0 | 0 | 0 | For |
| Nationwide | 9,970 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 6,666 | Withhold |
| TIAA | 5,997 | 0 | 0 | 0 | For |
| State Street | 5,279 | 0 | 0 | 0 | For |
Showing the 25 largest of 34 asset managers. All 34 are in the interactive database (link above).
96% Majority: yes · of votes cast
Description as filed by funds: APPROVE AN ADJOURNMENT OF THE ANNUAL MEETING TO A LATER DATE OR TIME, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE ANY OF THE PROPOSALS PRESENTED FOR A VOTE AT THE ANNUAL MEETING.
LIVEONE INC.’s own tally for this item (“4. The approval, to adjourn the Annual Meeting to a later date or time, if necessary, to permit further solicitation and vote of proxies if there are not sufficient votes at the time of the Annual Meeting to approve any ”): 67,265,785 for, 3,071,400 against, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 34 asset managers below reported 13,862,394 for, 594,812 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,598,835 | 0 | 0 | 0 | For |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 1,626,551 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 0 | 153,188 | 0 | 0 | Against |
| Capitol Series Trust | 0 | 133,395 | 0 | 0 | Against |
| Goldman Sachs | 0 | 66,660 | 0 | 0 | Against |
| Lincoln Financial | 0 | 52,600 | 0 | 0 | Against |
| Global X | 34,221 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 33,700 | 0 | 0 | Against |
| Northern Trust | 0 | 31,928 | 0 | 0 | Against |
| Pacific Life | 26,736 | 0 | 0 | 0 | For |
| Equitable | 17,476 | 7,020 | 0 | 0 | Mixed |
| Voya | 0 | 17,684 | 0 | 0 | Against |
| AIG/SunAmerica | 0 | 17,102 | 0 | 0 | Against |
| GPS Funds I | 0 | 12,508 | 0 | 0 | Against |
| Victory Capital | 0 | 12,427 | 0 | 0 | Against |
| Bridge Builder Trust | 11,372 | 0 | 0 | 0 | For |
| ProShares | 0 | 11,164 | 0 | 0 | Against |
| DWS | 0 | 10,890 | 0 | 0 | Against |
| Nationwide | 9,745 | 225 | 0 | 0 | For |
| Calvert | 0 | 6,666 | 0 | 0 | Against |
| TIAA | 0 | 5,997 | 0 | 0 | Against |
| State Street | 0 | 5,279 | 0 | 0 | Against |
Showing the 25 largest of 34 asset managers. All 34 are in the interactive database (link above).
Combines 6 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Description as filed by funds: Advisory vote on LiveOne's executive compensation.
LIVEONE INC.’s own tally for this item (“2. The approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company as described in the Company's Proxy Statement for the Annual Meeting”): 44,917,664 for, 212,218 against, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,598,835 | 0 | 0 | 0 | For |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 1,626,551 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 153,188 | 0 | 0 | 0 | For |
| Goldman Sachs | 66,660 | 0 | 0 | 0 | For |
| Lincoln Financial | 52,600 | 0 | 0 | 0 | For |
| Global X | 34,221 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 33,700 | 0 | 0 | Against |
| Northern Trust | 31,928 | 0 | 0 | 0 | For |
| Pacific Life | 26,736 | 0 | 0 | 0 | For |
| Equitable | 24,496 | 0 | 0 | 0 | For |
| Voya | 17,684 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,102 | 0 | 0 | 0 | For |
| GPS Funds I | 12,508 | 0 | 0 | 0 | For |
| Victory Capital | 12,427 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,372 | 0 | 0 | 0 | For |
| ProShares | 11,164 | 0 | 0 | 0 | For |
| DWS | 10,890 | 0 | 0 | 0 | For |
| Nationwide | 9,970 | 0 | 0 | 0 | For |
| Calvert | 0 | 6,666 | 0 | 0 | Against |
| TIAA | 5,997 | 0 | 0 | 0 | For |
| State Street | 5,279 | 0 | 0 | 0 | For |
| T. Rowe Price | 5,016 | 0 | 0 | 0 | For |
Fund voting reports, all 33 managers: 14,283,445 for, 40,366 against. Showing the 25 largest; every one is in the interactive database (link above).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 7,030,904 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,697,203 | 0 | 0 | 0 | For |
| BlackRock | 1,139,731 | 2,132 | 0 | 0 | For |
| No Street GP LP | 750,000 | 0 | 0 | 0 | For |
| STRS OHIO | 747,787 | 0 | 0 | 0 | For |
| Northern Trust | 480,447 | 0 | 0 | 0 | For |
| State Street | 422,160 | 2,028 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 337,460 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| FULLER & THALER ASSET MANAGEMENT, INC. | 195,885 | 0 | 0 | 0 | For |
| Renaissance | 143,360 | 0 | 0 | 0 | For |
| Vanguard | 123,715 | 0 | 0 | 0 | For |
| Man Group plc | 64,971 | 0 | 0 | 0 | For |
| NEW YORK STATE COMMON RETIREMENT FUND | 64,800 | 0 | 0 | 0 | For |
| Focus Partners Wealth | 60,000 | 0 | 0 | 0 | For |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 42,338 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 33,700 | 0 | 0 | Against |
| JPMorgan | 30,272 | 0 | 0 | 0 | For |
| Invesco | 29,995 | 0 | 0 | 0 | For |
| Rhumbline | 28,618 | 0 | 0 | 0 | For |
| T. Rowe Price | 22,054 | 0 | 0 | 0 | For |
| Ensign Peak Advisors, Inc | 0 | 18,658 | 0 | 0 | Against |
| Voya | 17,684 | 0 | 0 | 0 | For |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA | 0 | 16,100 | 0 | 0 | Against |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 14,860 | 0 | 0 | 0 | For |
Institutional-manager reports, all 51 managers: 13,741,797 for, 89,868 against. Showing the 25 largest; every one is in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
Description as filed by funds: Ratification of the appointment of Macias Gini & O'Connell LLP as LiveOne's independent registered public accounting firm for the fiscal year ending March 31, 2025.
LIVEONE INC.’s own tally for this item (“3. The ratification of the appointment of Macias Gini & O'Connell, LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2025”): 70,226,034 for, 151,268 against, per its Form 8-K filed September 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.7% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 34 asset managers below reported 14,457,206 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,598,835 | 0 | 0 | 0 | For |
| Vanguard | 3,118,289 | 0 | 0 | 0 | For |
| BlackRock | 1,626,551 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 210,000 | 0 | 0 | 0 | For |
| Charles Schwab | 199,620 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 153,188 | 0 | 0 | 0 | For |
| Capitol Series Trust | 133,395 | 0 | 0 | 0 | For |
| Goldman Sachs | 66,660 | 0 | 0 | 0 | For |
| Lincoln Financial | 52,600 | 0 | 0 | 0 | For |
| Global X | 34,221 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 33,700 | 0 | 0 | 0 | For |
| Northern Trust | 31,928 | 0 | 0 | 0 | For |
| Pacific Life | 26,736 | 0 | 0 | 0 | For |
| Equitable | 24,496 | 0 | 0 | 0 | For |
| Voya | 17,684 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,102 | 0 | 0 | 0 | For |
| GPS Funds I | 12,508 | 0 | 0 | 0 | For |
| Victory Capital | 12,427 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,372 | 0 | 0 | 0 | For |
| ProShares | 11,164 | 0 | 0 | 0 | For |
| DWS | 10,890 | 0 | 0 | 0 | For |
| Nationwide | 9,970 | 0 | 0 | 0 | For |
| Calvert | 6,666 | 0 | 0 | 0 | For |
| TIAA | 5,997 | 0 | 0 | 0 | For |
| State Street | 5,279 | 0 | 0 | 0 | For |
Showing the 25 largest of 34 asset managers. All 34 are in the interactive database (link above).
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 98,957,316 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 8.69% |
| 2 | Vanguard | 3.15% |
| 3 | BlackRock | 1.64% |
| 4 | PERRITT FUNDS INC | 0.21% |
| 5 | Charles Schwab | 0.20% |
| 6 | EXCHANGE TRADED CONCEPTS TRUST | 0.15% |
| 7 | Capitol Series Trust | 0.13% |
| 8 | Goldman Sachs | 0.07% |
| 9 | Lincoln Financial | 0.05% |
| 10 | Global X | 0.03% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 7.10% |
| 2 | GEODE CAPITAL MANAGEMENT, LLC | 1.72% |
| 3 | BlackRock | 1.15% |
| 4 | No Street GP LP | 0.76% |
| 5 | STRS OHIO | 0.76% |
| 6 | Northern Trust | 0.49% |
| 7 | State Street | 0.43% |
| 8 | MELLON INVESTMENTS Corp | 0.34% |
| 9 | Charles Schwab | 0.20% |
| 10 | FULLER & THALER ASSET MANAGEMENT, INC. | 0.20% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Robert S. Ellin | 22.36% | DEF14A |
| LiveOne, Inc. | 20.65% | 13D |
| FMR (Fidelity) | 6.06% | 13F |
| BlackRock | 5.02% | 13F |
| Vanguard Group | 4.02% | 13F |
| Geode Capital | 1.89% | 13F |
| Jay Krigsman | 1.31% | DEF14A |
| Broadcast Music, LLC | 1.01% | 13G |
| State Street | 0.82% | 13F |
| Northern Trust | 0.60% | 13F |
Percentages above are of 98,957,316 shares outstanding, as reported by LIVEONE INC. on its Form 10-Q dated August 8, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LIVEONE INC.’s 10-Q dated August 8, 2024. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
LIVEONE INC. proxy season coverage: 2024-2025 (this page).
proxyvotesnow.com, “LIVEONE (LVO) 2024 Annual Meeting (2024-2025 season): Vote Results”, https://proxyvotesnow.com/company/liveone-inc/2025 (version of November 8, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.