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At Lument Finance Trust, Inc.'s shareholder meeting held June 10, 2026, in the 2025-2026 proxy season, 74 asset managers reported how they voted on 8 ballot items in their SEC Form N-PX filings, covering 611 separate fund positions. On the most widely held item on that ballot — Approval, on an advisory basis, of the compensation of our named executive officers, as… — FOR was 89% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Lument Finance Trust, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 12, 2026.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and Lument Finance Trust, Inc.’s Form 8-K, filed June 12, 2026 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of June 10, 2026: 8 items on Lument Finance Trust, Inc.’s Form 8-K, filed June 12, 2026: 8 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2025-2026
Explore Lument Finance Trust, Inc. in the interactive database Compare manager voting policies
These tallies are Lument Finance Trust, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 12, 2026 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: James P. Flynn | 33,309,017 | -- | -- | 1,611,812 | 8,856,686 | 95% | Not verified | — |
| Elect Director: James C. Hunt | 33,257,918 | -- | -- | 1,662,911 | 8,856,686 | 95% | Not verified | — |
| Elect Director: Neil A. Cummins | 30,701,317 | -- | -- | 4,219,512 | 8,856,686 | 88% | Not verified | — |
| Elect Director: William A. Houlihan | 31,498,256 | -- | -- | 3,422,573 | 8,856,686 | 90% | Not verified | — |
| Elect Director: Walter C. Keenan | 31,469,825 | -- | -- | 3,451,004 | 8,856,686 | 90% | Not verified | — |
| Elect Director: Marie D. Reynolds | 33,297,004 | -- | -- | 1,623,825 | 8,856,686 | 95% | Not verified | — |
| 2. The voting results of the proposal to approve, on an advisory basis, the compensation of the named executive officers of LFT, as described in the proxy statement for the Annual Meeting | 30,819,599 | 3,781,895 | 319,335 | -- | 8,856,686 | 89% | Not verified | — |
| 3. The voting results of the proposal to ratify the appointment of KPMG, LLP as LFT's independent registered public accounting firm for the fiscal year ending December 31, 2026 | 42,151,558 | 1,302,421 | 323,536 | -- | -- | 97% | Not verified | — |
Source: Lument Finance Trust, Inc., Form 8-K, filed with the SEC on June 12, 2026 — read the filing on EDGAR.
Each item below shows how the 74 asset managers that disclosed a Lument Finance Trust, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: James C. Hunt
Lument Finance Trust, Inc.’s own tally for this item (“Elect Director: James C. Hunt”): 33,257,918 for, 1,662,911 withheld, per its Form 8-K filed June 12, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 4,121,371 for, 3,011 withheld, 10 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,611,909 | 0 | 10 | 3,011 | For |
| BlackRock | 1,349,983 | 0 | 0 | 0 | For |
| Fidelity | 438,654 | 0 | 0 | 0 | For |
| Russell Investments | 269,849 | 0 | 0 | 0 | For |
| Charles Schwab | 111,291 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 79,064 | 0 | 0 | 0 | For |
| Goldman Sachs | 67,234 | 0 | 0 | 0 | For |
| Lincoln Financial | 36,200 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 27,496 | 0 | 0 | 0 | For |
| Global X | 22,507 | 0 | 0 | 0 | For |
| Nationwide | 20,938 | 0 | 0 | 0 | For |
| Pacific Life | 18,471 | 0 | 0 | 0 | For |
| Equitable | 17,420 | 0 | 0 | 0 | For |
| Northern Trust | 12,950 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 5,188 | 0 | 0 | 0 | For |
| Calvert | 4,659 | 0 | 0 | 0 | For |
| DWS | 4,265 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 3,780 | 0 | 0 | 0 | For |
| TIAA | 3,577 | 0 | 0 | 0 | For |
| ProShares | 3,013 | 0 | 0 | 0 | For |
| State Street | 2,556 | 0 | 0 | 0 | For |
| Franklin Templeton | 2,244 | 0 | 0 | 0 | For |
| Principal | 2,186 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,114 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 1,707 | 0 | 0 | 0 | For |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: James P. Flynn
Lument Finance Trust, Inc.’s own tally for this item (“Elect Director: James P. Flynn”): 33,309,017 for, 1,611,812 withheld, per its Form 8-K filed June 12, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 4,119,723 for, 4,659 withheld, 10 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,614,920 | 0 | 10 | 0 | For |
| BlackRock | 1,349,983 | 0 | 0 | 0 | For |
| Fidelity | 438,654 | 0 | 0 | 0 | For |
| Russell Investments | 269,849 | 0 | 0 | 0 | For |
| Charles Schwab | 111,291 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 79,064 | 0 | 0 | 0 | For |
| Goldman Sachs | 67,234 | 0 | 0 | 0 | For |
| Lincoln Financial | 36,200 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 27,496 | 0 | 0 | 0 | For |
| Global X | 22,507 | 0 | 0 | 0 | For |
| Nationwide | 20,938 | 0 | 0 | 0 | For |
| Pacific Life | 18,471 | 0 | 0 | 0 | For |
| Equitable | 17,420 | 0 | 0 | 0 | For |
| Northern Trust | 12,950 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 5,188 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 4,659 | Withhold |
| DWS | 4,265 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 3,780 | 0 | 0 | 0 | For |
| TIAA | 3,577 | 0 | 0 | 0 | For |
| ProShares | 3,013 | 0 | 0 | 0 | For |
| State Street | 2,556 | 0 | 0 | 0 | For |
| Franklin Templeton | 2,244 | 0 | 0 | 0 | For |
| Principal | 2,186 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,114 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 1,707 | 0 | 0 | 0 | For |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Marie D. Reynolds
Lument Finance Trust, Inc.’s own tally for this item (“Elect Director: Marie D. Reynolds”): 33,297,004 for, 1,623,825 withheld, per its Form 8-K filed June 12, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 4,121,372 for, 3,011 withheld, 9 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,611,910 | 0 | 9 | 3,011 | For |
| BlackRock | 1,349,983 | 0 | 0 | 0 | For |
| Fidelity | 438,654 | 0 | 0 | 0 | For |
| Russell Investments | 269,849 | 0 | 0 | 0 | For |
| Charles Schwab | 111,291 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 79,064 | 0 | 0 | 0 | For |
| Goldman Sachs | 67,234 | 0 | 0 | 0 | For |
| Lincoln Financial | 36,200 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 27,496 | 0 | 0 | 0 | For |
| Global X | 22,507 | 0 | 0 | 0 | For |
| Nationwide | 20,938 | 0 | 0 | 0 | For |
| Pacific Life | 18,471 | 0 | 0 | 0 | For |
| Equitable | 17,420 | 0 | 0 | 0 | For |
| Northern Trust | 12,950 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 5,188 | 0 | 0 | 0 | For |
| Calvert | 4,659 | 0 | 0 | 0 | For |
| DWS | 4,265 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 3,780 | 0 | 0 | 0 | For |
| TIAA | 3,577 | 0 | 0 | 0 | For |
| ProShares | 3,013 | 0 | 0 | 0 | For |
| State Street | 2,556 | 0 | 0 | 0 | For |
| Franklin Templeton | 2,244 | 0 | 0 | 0 | For |
| Principal | 2,186 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,114 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 1,707 | 0 | 0 | 0 | For |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
Combines 4 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Neil A. Cummins
Lument Finance Trust, Inc.’s own tally for this item (“Elect Director: Neil A. Cummins”): 30,701,317 for, 4,219,512 withheld, per its Form 8-K filed June 12, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 88% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 2,105,711 for, 562,124 withheld, 1,456,557 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,610,463 | 0 | 14 | 4,453 | For |
| BlackRock | 0 | 0 | 1,349,983 | 0 | Abstain |
| Fidelity | 0 | 0 | 0 | 438,654 | Withhold |
| Russell Investments | 269,849 | 0 | 0 | 0 | For |
| Charles Schwab | 111,291 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 79,064 | 0 | Abstain |
| Goldman Sachs | 67,234 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 0 | 0 | 36,200 | Withhold |
| Bridge Builder Trust | 0 | 0 | 27,496 | 0 | Abstain |
| Global X | 22,507 | 0 | 0 | 0 | For |
| Nationwide | 5,523 | 0 | 0 | 15,415 | Mixed |
| Pacific Life | 0 | 0 | 0 | 18,471 | Withhold |
| Equitable | 0 | 0 | 0 | 17,420 | Withhold |
| Northern Trust | 12,950 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 0 | 5,188 | Withhold |
| Calvert | 0 | 0 | 0 | 4,659 | Withhold |
| DWS | 0 | 0 | 0 | 4,265 | Withhold |
| Venerable Variable Insurance Trust | 3,780 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 3,577 | Withhold |
| ProShares | 0 | 0 | 0 | 3,013 | Withhold |
| State Street | 0 | 0 | 0 | 2,556 | Withhold |
| Franklin Templeton | 0 | 0 | 0 | 2,244 | Withhold |
| Principal | 0 | 0 | 0 | 2,186 | Withhold |
| T. Rowe Price | 2,114 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 0 | 0 | 0 | 1,707 | Withhold |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
Combines 4 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Walter C. Keenan
Lument Finance Trust, Inc.’s own tally for this item (“Elect Director: Walter C. Keenan”): 31,469,825 for, 3,451,004 withheld, per its Form 8-K filed June 12, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 90% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 2,587,973 for, 79,865 withheld, 1,456,554 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,611,908 | 0 | 11 | 3,011 | For |
| BlackRock | 0 | 0 | 1,349,983 | 0 | Abstain |
| Fidelity | 438,654 | 0 | 0 | 0 | For |
| Russell Investments | 269,849 | 0 | 0 | 0 | For |
| Charles Schwab | 111,291 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 79,064 | 0 | Abstain |
| Goldman Sachs | 67,234 | 0 | 0 | 0 | For |
| Lincoln Financial | 36,200 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 0 | 27,496 | 0 | Abstain |
| Global X | 22,507 | 0 | 0 | 0 | For |
| Nationwide | 5,523 | 0 | 0 | 15,415 | Mixed |
| Pacific Life | 0 | 0 | 0 | 18,471 | Withhold |
| Equitable | 0 | 0 | 0 | 17,420 | Withhold |
| Northern Trust | 12,950 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 0 | 5,188 | Withhold |
| Calvert | 0 | 0 | 0 | 4,659 | Withhold |
| DWS | 0 | 0 | 0 | 4,265 | Withhold |
| Venerable Variable Insurance Trust | 3,780 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 3,577 | Withhold |
| ProShares | 0 | 0 | 0 | 3,013 | Withhold |
| State Street | 2,556 | 0 | 0 | 0 | For |
| Franklin Templeton | 0 | 0 | 0 | 2,244 | Withhold |
| Principal | 0 | 0 | 0 | 2,186 | Withhold |
| T. Rowe Price | 2,114 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 1,707 | 0 | 0 | 0 | For |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
Combines 4 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: William A. Houlihan
Lument Finance Trust, Inc.’s own tally for this item (“Elect Director: William A. Houlihan”): 31,498,256 for, 3,422,573 withheld, per its Form 8-K filed June 12, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 90% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 2,586,531 for, 81,307 withheld, 1,456,554 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,610,466 | 0 | 11 | 4,453 | For |
| BlackRock | 0 | 0 | 1,349,983 | 0 | Abstain |
| Fidelity | 438,654 | 0 | 0 | 0 | For |
| Russell Investments | 269,849 | 0 | 0 | 0 | For |
| Charles Schwab | 111,291 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 79,064 | 0 | Abstain |
| Goldman Sachs | 67,234 | 0 | 0 | 0 | For |
| Lincoln Financial | 36,200 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 0 | 27,496 | 0 | Abstain |
| Global X | 22,507 | 0 | 0 | 0 | For |
| Nationwide | 5,523 | 0 | 0 | 15,415 | Mixed |
| Pacific Life | 0 | 0 | 0 | 18,471 | Withhold |
| Equitable | 0 | 0 | 0 | 17,420 | Withhold |
| Northern Trust | 12,950 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 0 | 5,188 | Withhold |
| Calvert | 0 | 0 | 0 | 4,659 | Withhold |
| DWS | 0 | 0 | 0 | 4,265 | Withhold |
| Venerable Variable Insurance Trust | 3,780 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 3,577 | Withhold |
| ProShares | 0 | 0 | 0 | 3,013 | Withhold |
| State Street | 2,556 | 0 | 0 | 0 | For |
| Franklin Templeton | 0 | 0 | 0 | 2,244 | Withhold |
| Principal | 0 | 0 | 0 | 2,186 | Withhold |
| T. Rowe Price | 2,114 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 1,707 | 0 | 0 | 0 | For |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
Combines 6 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
Description as filed by funds: Approval, on an advisory basis, of the compensation of our named executive officers, as described in the proxy statement under "Executive Compensation."
Lument Finance Trust, Inc.’s own tally for this item (“2. The voting results of the proposal to approve, on an advisory basis, the compensation of the named executive officers of LFT, as described in the proxy statement for the Annual Meeting”): 30,819,599 for, 3,781,895 against, per its Form 8-K filed June 12, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 89% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,614,915 | 13 | 2 | 0 | For |
| BlackRock | 0 | 1,349,983 | 0 | 0 | Against |
| Fidelity | 438,654 | 0 | 0 | 0 | For |
| Russell Investments | 269,849 | 0 | 0 | 0 | For |
| Charles Schwab | 111,291 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 79,064 | 0 | 0 | Against |
| Goldman Sachs | 0 | 67,234 | 0 | 0 | Against |
| Lincoln Financial | 36,200 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 27,496 | 0 | 0 | Against |
| Global X | 22,507 | 0 | 0 | 0 | For |
| Nationwide | 5,523 | 15,415 | 0 | 0 | Mixed |
| Pacific Life | 0 | 18,471 | 0 | 0 | Against |
| Equitable | 0 | 17,420 | 0 | 0 | Against |
| Northern Trust | 12,950 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 5,188 | 0 | 0 | Against |
| Calvert | 0 | 4,659 | 0 | 0 | Against |
| DWS | 0 | 4,265 | 0 | 0 | Against |
| Venerable Variable Insurance Trust | 3,780 | 0 | 0 | 0 | For |
| TIAA | 3,577 | 0 | 0 | 0 | For |
| ProShares | 0 | 3,013 | 0 | 0 | Against |
| State Street | 2,556 | 0 | 0 | 0 | For |
| Franklin Templeton | 0 | 2,244 | 0 | 0 | Against |
| Principal | 0 | 2,186 | 0 | 0 | Against |
| T. Rowe Price | 0 | 2,114 | 0 | 0 | Against |
| Brinker Capital Destinations Trust | 1,707 | 0 | 0 | 0 | For |
Fund voting reports, all 27 managers: 2,525,209 for, 1,599,181 against, 2 abstained. Showing the 25 largest; every one is in the interactive database (link above).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Melia Wealth LLC | 849,077 | 0 | 0 | 0 | For |
| Russell Investments | 672,639 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 475,730 | 0 | 0 | 0 | For |
| State Street | 216,423 | 477 | 0 | 0 | For |
| DELTEC ASSET MANAGEMENT LLC | 200,000 | 0 | 0 | 0 | For |
| BlackRock | 1,585 | 195,025 | 0 | 0 | Against |
| Vanguard | 177,529 | 0 | 0 | 0 | For |
| Northern Trust | 175,214 | 1,659 | 0 | 0 | For |
| Charles Schwab | 111,291 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 73,167 | 0 | 0 | Against |
| AQR | 0 | 51,597 | 0 | 0 | Against |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 25,600 | 0 | 0 | Against |
| T. Rowe Price | 0 | 24,074 | 0 | 0 | Against |
| Invesco | 0 | 21,819 | 0 | 0 | Against |
| ENVESTNET ASSET MANAGEMENT INC | 21,541 | 0 | 0 | 0 | For |
| PNC BANK, NATIONAL ASSOCIATION | 20,067 | 0 | 0 | 0 | For |
| JPMorgan | 18,544 | 0 | 0 | 0 | For |
| JAMES INVESTMENT RESEARCH, INC. | 0 | 18,000 | 0 | 0 | Against |
| Neuberger Berman | 15,207 | 0 | 0 | 0 | For |
| STRS OHIO | 0 | 8,600 | 0 | 0 | Against |
| Rhumbline | 0 | 8,585 | 0 | 0 | Against |
| Fidelity | 8,328 | 0 | 0 | 0 | For |
| Fisher Asset Management, LLC | 0 | 7,655 | 0 | 0 | Against |
| STIFEL NICOLAUS & CO INC \MO\ | 0 | 7,002 | 0 | 0 | Against |
| Goldman Sachs | 0 | 6,845 | 0 | 0 | Against |
Institutional-manager reports, all 54 managers: 2,986,110 for, 473,530 against, 1,747 abstained, 3,912 not voted. Showing the 25 largest; every one is in the interactive database (link above).
97% Majority: yes · of votes cast
Description as filed by funds: Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2026.
Lument Finance Trust, Inc.’s own tally for this item (“3. The voting results of the proposal to ratify the appointment of KPMG, LLP as LFT's independent registered public accounting firm for the fiscal year ending December 31, 2026”): 42,151,558 for, 1,302,421 against, per its Form 8-K filed June 12, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 28 asset managers below reported 4,124,389 for, 17,529 against, 1 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,614,927 | 2 | 1 | 0 | For |
| BlackRock | 1,349,983 | 0 | 0 | 0 | For |
| Fidelity | 438,654 | 0 | 0 | 0 | For |
| Russell Investments | 269,849 | 0 | 0 | 0 | For |
| Charles Schwab | 111,291 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 79,064 | 0 | 0 | 0 | For |
| Goldman Sachs | 67,234 | 0 | 0 | 0 | For |
| Lincoln Financial | 36,200 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 27,496 | 0 | 0 | 0 | For |
| Global X | 22,507 | 0 | 0 | 0 | For |
| Nationwide | 20,938 | 0 | 0 | 0 | For |
| Pacific Life | 18,471 | 0 | 0 | 0 | For |
| Orion Porfolio Solutions, LLC | 0 | 17,527 | 0 | 0 | Against |
| Equitable | 17,420 | 0 | 0 | 0 | For |
| Northern Trust | 12,950 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 5,188 | 0 | 0 | 0 | For |
| Calvert | 4,659 | 0 | 0 | 0 | For |
| DWS | 4,265 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 3,780 | 0 | 0 | 0 | For |
| TIAA | 3,577 | 0 | 0 | 0 | For |
| ProShares | 3,013 | 0 | 0 | 0 | For |
| State Street | 2,556 | 0 | 0 | 0 | For |
| Franklin Templeton | 2,244 | 0 | 0 | 0 | For |
| Principal | 2,186 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,114 | 0 | 0 | 0 | For |
Showing the 25 largest of 28 asset managers. All 28 are in the interactive database (link above).
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 52,439,463 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 3.08% |
| 2 | BlackRock | 2.57% |
| 3 | Fidelity | 0.84% |
| 4 | Russell Investments | 0.51% |
| 5 | Charles Schwab | 0.21% |
| 6 | QUANTITATIVE MASTER SERIES LLC | 0.15% |
| 7 | Goldman Sachs | 0.13% |
| 8 | Lincoln Financial | 0.07% |
| 9 | Bridge Builder Trust | 0.05% |
| 10 | Global X | 0.04% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Melia Wealth LLC | 1.62% |
| 2 | Russell Investments | 1.28% |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 0.91% |
| 4 | State Street | 0.41% |
| 5 | DELTEC ASSET MANAGEMENT LLC | 0.38% |
| 6 | BlackRock | 0.37% |
| 7 | Vanguard | 0.34% |
| 8 | Northern Trust | 0.34% |
| 9 | Charles Schwab | 0.21% |
| 10 | MELLON INVESTMENTS Corp | 0.14% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Lument Investment Holdings, LLC | 27.31% | DEF14A |
| Hunt Companies Equity Holdings, LLC | 11.01% | DEF14A |
| XL Bermuda Ltd. | 6.37% | DEF14A |
| BlackRock | 4.23% | 13F |
| Vanguard Group | 3.67% | 13F |
| Geode Capital | 2.36% | 13F |
| James C. Hunt | 1.31% | DEF14A |
| State Street | 0.87% | 13F |
| James P. Flynn | 0.72% | DEF14A |
| AXA S.A. | 0.64% | 13D |
Percentages above are of 52,439,463 shares outstanding, as reported by Lument Finance Trust, Inc. on its Form 10-Q dated May 12, 2026 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Lument Finance Trust, Inc.’s 10-Q dated May 12, 2026. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
Lument Finance Trust, Inc. proxy season coverage: 2025-2026 (this page).
proxyvotesnow.com, “Lument Finance Trust (LFT) 2026 Annual Meeting: Vote Results”, https://proxyvotesnow.com/company/lument-finance-trust-inc/2026 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.