MULLEN AUTOMOTIVE INC. 2023-2024 Proxy Voting Records

Description as filed by funds: To elect two Class II Directors to serve for a three-year term ending as of the annual meeting in 2026; Nominees: Kent Puckett

MULLEN AUTOMOTIVE INC.’s own tally for this item (“Elect Director: Kent Puckett”): 211,086,161 for, 51,956,882 withheld, per its Form 8-K filed August 7, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 80% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 27 asset managers below reported 1,479,641 for, 4,011,261 withheld.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: To elect two Class II Directors to serve for a three-year term ending as of the annual meeting in 2026; Nominees: Mark Betor

MULLEN AUTOMOTIVE INC.’s own tally for this item (“Elect Director: Mark Betor”): 211,358,276 for, 51,684,767 withheld, per its Form 8-K filed August 7, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 80% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 27 asset managers below reported 1,903,122 for, 3,587,780 withheld.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: Election of Directors: John Andersen

MULLEN AUTOMOTIVE INC.’s own tally for this item (“Elect Director: John Andersen”): 1,150,721 for, 281,675 withheld, per its Form 8-K filed March 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 80% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 7 asset managers below reported 65,547 for, 3,464 withheld, 56 abstained.

Description as filed by funds: Election of Directors: William Miltner

MULLEN AUTOMOTIVE INC.’s own tally for this item (“Elect Director: William Miltner”): 1,154,691 for, 277,705 withheld, per its Form 8-K filed March 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 81% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 7 asset managers below reported 68,671 for, 340 withheld, 56 abstained.

Description as filed by funds: To approve the conversion of Mullen Automotive Inc. from a Delaware Corporation to a Maryland Corporation;

The 27 asset managers below reported 120,285 for, 5,370,617 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: To approve the amendment of the Company's Second Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company's outstanding common stock at an exchange ratio between 1-for-2 to 1-for-100, as determined by the Company's Board of Directors;

MULLEN AUTOMOTIVE INC.’s own tally for this item (“3. To approve the amendment of the Company's Second Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company's outstanding common stock at an exchange ratio between 1-for-2 to 1-fo”): 221,098,224 for, 103,280,513 against — passed, per its Form 8-K filed August 7, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The proposal was approved under the New Vote Requirement as follows:”
Support: 68% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 27 asset managers below reported 5,490,902 for.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: To approve, for purposes of complying with Nasdaq Listing Rule 5635(c), of the issuance of shares of Common Stock to our Chief Executive Officer pursuant to a Performance Stock Award Agreement;

MULLEN AUTOMOTIVE INC.’s own tally for this item (“7. To approve, for purposes of complying with Nasdaq Listing Rule 5635(c), of the issuance of shares of Common Stock to our Chief Executive Officer pursuant to a Performance Stock Award Agreement”): 187,927,493 for, 72,092,203 against — passed, per its Form 8-K filed August 7, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The proposal was approved by a vote of stockholders as follows:”
Support: 72% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares outstanding (“majority of the voting power”).

The 27 asset managers below reported 8 for, 5,490,894 against.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: To approve, for purposes of complying with Nasdaq Listing Rule 5635(d), amendments to a securities purchase agreement to provide for the issuance of $7 million in additional shares of Common Stock and warrants exercisable into shares of Common Stock, and any future adjustments of the exercise price of the warrants;

MULLEN AUTOMOTIVE INC.’s own tally for this item (“8. To approve, for purposes of complying with Nasdaq Listing Rule 5635(d), amendments to a securities purchase agreement to provide for the issuance of $7 million in additional shares of Common Stock and warrants exercis”): 192,220,171 for, 67,679,509 against — passed, per its Form 8-K filed August 7, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The proposal was approved by a vote of stockholders as follows:”
Support: 74% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares outstanding (“majority of the voting power”).

The 27 asset managers below reported 5,015,272 for, 475,630 against.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: To approve the amendment of the Company's Second Amended and Restated Certificate of Incorporation, as amended, to effect a reverse stock split of the Company's outstanding common stock at an exchange ratio between 1-for-2 to 1-for-100, as determined by the Company's Board of Directors; and

The 10 asset managers below reported 1,539,083 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Description as filed by funds: To adjourn the Annual Meeting from time to time, to a later date or dates, if necessary or appropriate, under certain circumstances, including for the purpose of soliciting additional proxies in favor one or more of the foregoing proposals, in the event the Company does not receive the requisite stockholder vote to approve such proposal(s) and/or establish a quorum;

MULLEN AUTOMOTIVE INC.’s own tally for this item (“10. To approve the adjournment of the 2023 Annual Meeting from time to time, to a later date or dates, if necessary or appropriate, under certain circumstances, including for the purpose of soliciting additional proxies ”): 239,443,787 for, 79,032,072 against — passed, per its Form 8-K filed August 7, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The proposal was approved by a vote of stockholders as follows:”
Support: 75% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares outstanding (“majority of the voting power”).

The 27 asset managers below reported 8 for, 5,490,894 against.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: To approve the adjournment of the Special Meeting from time to time, to a later date or dates, if necessary or appropriate, under certain circumstances, including for the purpose of soliciting additional proxies in favor of the foregoing proposal, in the event the Company does not receive the requisite stockholder vote to approve such proposal or establish a quorum.

The 10 asset managers below reported 1,529,430 for, 9,653 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Description as filed by funds: To approve the adjournment of the annual meeting from time to time, to a later date or dates, if necessary or appropriate, under certain circumstances, including for the purpose of soliciting additional proxies in favor one or more of the foregoing proposals, in the event the Company does not receive the requisite stockholder vote to approve such proposal(s) or establish a quorum.

MULLEN AUTOMOTIVE INC.’s own tally for this item (“3. To approve the adjournment of the Annual Meeting from time to time, to a later date or dates, if necessary or appropriate, under certain circumstances, including for the purpose of soliciting additional proxies in fav”): 1,816,455 for, 820,109 against, per its Form 8-K filed March 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 69% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares outstanding (“majority of the voting power”).

The 8 asset managers below reported 65,887 for, 3,182 against.

Description as filed by funds: To approve amendments to the Company's 2022 Equity Incentive Stock Plan (the "2022 Plan") to increase the number of shares of Common Stock authorized for issuance under the 2022 Plan by 52,000,000 shares;

MULLEN AUTOMOTIVE INC.’s own tally for this item (“2. To approve amendments to the Company's 2022 Plan to increase the number of shares of Common Stock authorized for issuance under the 2022 Plan by 52,000,000 shares”): 180,417,275 for, 80,465,288 against — passed, per its Form 8-K filed August 7, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The proposal was approved by a vote of stockholders as follows:”
Support: 69% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares outstanding (“majority of the voting power”).

The 27 asset managers below reported 1,464,367 for, 4,026,535 against.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: To approve, on a non-binding advisory basis, the compensation of our named executive officers;

MULLEN AUTOMOTIVE INC.’s own tally for this item (“5. To approve, on a non-binding advisory basis, the compensation of our named executive officers”): 189,494,509 for, 69,215,216 against — passed, per its Form 8-K filed August 7, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The proposal was approved by a vote of stockholders as follows:”
Support: 73% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares outstanding (“majority of the voting power”).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 26 managers: 493,765 for, 4,997,129 against. Showing the 25 largest; every one is in the interactive database (link above).

Institutional-manager reports, all 72 managers: 1,232,622 for, 3,504,157 against, 21,287 1 year. Showing the 25 largest; every one is in the interactive database (link above).

Description as filed by funds: To select, on a non-binding advisory basis, whether future advisory votes on the compensation of our named executive officers should be every one, two or three years;

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports, all 26 managers: 5,490,894 1 year. Showing the 25 largest; every one is in the interactive database (link above).

Institutional-manager reports, all 69 managers: 931 for, 21,295 against, 4,735,191 1 year, 564 3 year. Showing the 25 largest; every one is in the interactive database (link above).

Description as filed by funds: To ratify the appointment of RBSM LLP as the independent registered public accounting firm of the Company for the fiscal year ending September 30, 2023;

MULLEN AUTOMOTIVE INC.’s own tally for this item (“9. To ratify the appointment of RBSM LLP as the independent registered public accounting firm of the Company for the fiscal year ending September 30, 2023”): 276,115,903 for, 40,155,737 against — passed, per its Form 8-K filed August 7, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The ratification was approved by a vote of stockholders as follows:”
Support: 87% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares outstanding (“majority of the voting power”).

The 27 asset managers below reported 5,489,292 for, 1,610 abstained.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: To ratify the appointment of RBSM LLP as the independent registered public accounting firm of the Company for the fiscal year ending September 30, 2024.

MULLEN AUTOMOTIVE INC.’s own tally for this item (“2. To ratify the appointment of RBSM LLP as the independent registered public accounting firm of the Company for the fiscal year ending September 30, 2024”): 2,192,771 for, 406,027 against — passed, per its Form 8-K filed March 5, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The ratification was approved by a vote of stockholders as follows:”
Support: 84% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares outstanding (“majority of the voting power”).

The 8 asset managers below reported 69,013 for, 56 against.