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Compiled from SEC Form N-PX filings and Palvella Therapeutics, Inc.’s Form 8-K, filed 2026-06-16 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Proxy season: 2025-2026
Explore Palvella Therapeutics, Inc. in the interactive database Compare manager voting policies
These tallies are Palvella Therapeutics, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-16 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: George M. Jenkins | 9,907,220 | -- | -- | 268,834 | 1,401,415 | Majority: yes |
| Elect Director: Todd C. Davis | 8,321,303 | -- | -- | 1,854,751 | 1,401,415 | Majority: yes |
| Elect Director: John Doux, M.D. | 9,958,528 | -- | -- | 217,526 | 1,401,415 | Majority: yes |
| Proposal 2 - Ratification of Independent Registered Public Accountant. | 11,557,687 | 13,216 | 6,566 | -- | -- | Majority: yes |
| Proposal 3 - Approval, on an advisory basis, of the compensation of the Company's named executive officers in 2025. | 10,008,180 | 160,717 | 7,157 | -- | 1,401,415 | Majority: yes |
| Proposal 5: Approval of an amendment to the Palvella Therapeutics, Inc | 7,692,709 | 2,475,470 | 7,875 | -- | 1,401,415 | Majority: yes |
| Proposal 6: Approval of an adjournment of the Annual Meeting to the extent there are insufficient votes at the Annual Meeting to approve Proposal 5 | 7,649,243 | 2,519,068 | 7,743 | -- | 1,401,415 | Majority: yes |
Source: Palvella Therapeutics, Inc., Form 8-K, filed with the SEC on 2026-06-16 — read the filing on EDGAR.
Each item below shows how the 192 asset managers that disclosed a Palvella Therapeutics, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Palvella Therapeutics, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 5 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Palvella Therapeutics, Inc.’s own tally for this item (“Proposal 3 - Approval, on an advisory basis, of the compensation of the Company's named executive officers in 2025.”): 10,008,180 for, 160,717 against, per its Form 8-K filed 2026-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,313,659 outstanding shares: 70% for, 1% against (71% of the company cast a for/against vote).
The 191 asset managers below cast 98% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| MONTANOVA CAPITAL, LLC | 1,173,366 | 0 | 0 | 0 | For |
| BVF INC/IL | 960,989 | 0 | 0 | 0 | For |
| Frazier Life Sciences Management, L.P. | 882,400 | 0 | 0 | 0 | For |
| Federated Hermes | 816,430 | 0 | 0 | 0 | For |
| First Light Asset Management, LLC | 750,908 | 0 | 0 | 0 | For |
| T. Rowe Price | 695,316 | 0 | 0 | 0 | For |
| Vanguard | 642,603 | 0 | 0 | 0 | For |
| State Street | 402,308 | 1,939 | 0 | 0 | For |
| AllianceBernstein | 365,965 | 0 | 0 | 0 | For |
| BlackRock | 292,711 | 421 | 0 | 0 | For |
| JENNISON ASSOCIATES LLC | 275,465 | 712 | 0 | 0 | For |
| Siren, L.L.C. | 247,192 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 231,484 | 0 | 0 | 0 | For |
| PRIMECAP MANAGEMENT CO/CA/ | 195,230 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 163,475 | 0 | 0 | 0 | For |
| FRONTIER CAPITAL MANAGEMENT CO LLC | 156,367 | 5,681 | 0 | 0 | For |
| Woodline Partners LP | 148,216 | 0 | 0 | 0 | For |
| ORBIMED ADVISORS LLC | 123,643 | 0 | 0 | 0 | For |
| MPM BioImpact LLC | 117,806 | 0 | 0 | 0 | For |
| Prudential/PGIM | 110,410 | 0 | 0 | 0 | For |
| Artisan | 102,703 | 0 | 0 | 0 | For |
| EMERALD ADVISERS, LLC | 87,399 | 0 | 0 | 0 | For |
| Aberdeen | 81,081 | 0 | 0 | 0 | For |
| Neuberger Berman | 76,733 | 0 | 0 | 0 | For |
| Fidelity | 72,697 | 0 | 0 | 0 | For |
Showing the 25 largest of 191 asset managers. See all 191 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.9% fund support · no official result
The 186 asset managers below cast 99.9% of the shares they voted on this item FOR (1,699,991 for, 35 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| MONTANOVA CAPITAL, LLC | 0 | 0 | 0 | 0 | One Year |
| BVF INC/IL | 0 | 0 | 0 | 0 | 1-Yr |
| Frazier Life Sciences Management, L.P. | 882,400 | 0 | 0 | 0 | For |
| Federated Hermes | 0 | 0 | 0 | 0 | 1 Year |
| First Light Asset Management, LLC | 750,908 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 0 | 0 | One Year |
| Vanguard | 0 | 0 | 0 | 0 | One Year |
| State Street | 0 | 0 | 0 | 0 | One Year |
| AllianceBernstein | 0 | 0 | 0 | 0 | One Year |
| BlackRock | 0 | 0 | 0 | 0 | 1 Year |
| JENNISON ASSOCIATES LLC | 0 | 0 | 0 | 0 | 1 Year |
| Siren, L.L.C. | 0 | 0 | 0 | 0 | 1 Year |
| MUTUAL FUND SERIES TRUST | 0 | 0 | 0 | 0 | One Year |
| PRIMECAP MANAGEMENT CO/CA/ | 0 | 0 | 0 | 0 | 1 Year |
| PRIMECAP Odyssey Funds | 0 | 0 | 0 | 0 | 1 Year |
| FRONTIER CAPITAL MANAGEMENT CO LLC | 0 | 0 | 0 | 0 | 1 Year |
| Woodline Partners LP | 0 | 0 | 0 | 0 | 1-Year |
| ORBIMED ADVISORS LLC | 0 | 0 | 0 | 0 | 1 Year |
| MPM BioImpact LLC | 0 | 0 | 0 | 0 | 1 Year |
| Prudential/PGIM | 0 | 0 | 0 | 0 | One Year |
| Artisan | 0 | 0 | 0 | 0 | One Year |
| EMERALD ADVISERS, LLC | 0 | 0 | 0 | 0 | 1 Year |
| Aberdeen | 0 | 0 | 0 | 0 | One Year |
| Neuberger Berman | 0 | 0 | 0 | 0 | 1 Year |
| Fidelity | 0 | 0 | 0 | 0 | One Year |
Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.
66% fund support · no official result
The 62 asset managers below cast 66% of the shares they voted on this item FOR (2,507,643 for, 1,298,797 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| First Light Asset Management, LLC | 750,908 | 0 | 0 | 0 | For |
| Vanguard | 91,586 | 471,004 | 0 | 0 | Against |
| Federated Hermes | 408,215 | 0 | 0 | 0 | For |
| T. Rowe Price | 306,933 | 0 | 0 | 0 | For |
| State Street | 132 | 292,803 | 0 | 0 | Against |
| MUTUAL FUND SERIES TRUST | 231,484 | 0 | 0 | 0 | For |
| BlackRock | 194,278 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 163,475 | 0 | 0 | 0 | For |
| AllianceBernstein | 0 | 137,145 | 0 | 0 | Against |
| Prudential/PGIM | 109,205 | 0 | 0 | 0 | For |
| Principal | 39,911 | 31,961 | 0 | 0 | For |
| RBB FUND, INC. | 65,909 | 0 | 0 | 0 | For |
| Legg Mason | 0 | 56,480 | 0 | 0 | Against |
| APIS CAPITAL ADVISORS, LLC | 50,000 | 0 | 0 | 0 | For |
| Fidelity | 4,406 | 40,539 | 0 | 0 | Against |
| Calamos | 33,071 | 0 | 0 | 0 | For |
| Royce | 0 | 31,500 | 0 | 0 | Against |
| Neuberger Berman | 0 | 24,153 | 0 | 0 | Against |
| Invesco | 0 | 23,629 | 0 | 0 | Against |
| Charles Schwab | 0 | 22,955 | 0 | 0 | Against |
| Jackson National | 0 | 20,757 | 0 | 0 | Against |
| TIAA | 19,664 | 0 | 0 | 0 | For |
| Equitable | 14,704 | 4,860 | 0 | 0 | For |
| Brighthouse | 7,793 | 2,572 | 6,070 | 0 | For |
| CARILLON SERIES TRUST | 0 | 15,353 | 0 | 0 | Against |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Palvella Therapeutics, Inc.’s own tally for this item (“Elect Director: George M. Jenkins”): 9,907,220 for, 268,834 withheld, per its Form 8-K filed 2026-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,313,659 outstanding shares: 69% for, 2% withheld (71% of the company cast a for/withheld vote).
The 60 asset managers below cast 100% of the shares they voted on this item FOR (2,899,920 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 562,168 | 0 | 422 | 0 | For |
| Federated Hermes | 408,215 | 0 | 0 | 0 | For |
| T. Rowe Price | 306,933 | 0 | 0 | 0 | For |
| State Street | 292,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 231,484 | 0 | 0 | 0 | For |
| BlackRock | 194,278 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 163,475 | 0 | 0 | 0 | For |
| AllianceBernstein | 137,145 | 0 | 0 | 0 | For |
| Prudential/PGIM | 109,205 | 0 | 0 | 0 | For |
| Principal | 31,961 | 0 | 39,911 | 0 | Abstain |
| RBB FUND, INC. | 0 | 0 | 65,909 | 0 | Abstain |
| Legg Mason | 56,480 | 0 | 0 | 0 | For |
| Fidelity | 44,945 | 0 | 0 | 0 | For |
| Calamos | 33,071 | 0 | 0 | 0 | For |
| Royce | 31,500 | 0 | 0 | 0 | For |
| Neuberger Berman | 24,153 | 0 | 0 | 0 | For |
| Invesco | 23,629 | 0 | 0 | 0 | For |
| Charles Schwab | 22,955 | 0 | 0 | 0 | For |
| Jackson National | 20,757 | 0 | 0 | 0 | For |
| TIAA | 19,664 | 0 | 0 | 0 | For |
| Equitable | 19,564 | 0 | 0 | 0 | For |
| Brighthouse | 10,365 | 0 | 6,070 | 0 | For |
| CARILLON SERIES TRUST | 15,353 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 12,371 | 0 | 0 | 0 | For |
| Victory Capital | 11,403 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Palvella Therapeutics, Inc.’s own tally for this item (“Elect Director: John Doux, M.D.”): 9,958,528 for, 217,526 withheld, per its Form 8-K filed 2026-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,313,659 outstanding shares: 70% for, 2% withheld (71% of the company cast a for/withheld vote).
The 60 asset managers below cast 100% of the shares they voted on this item FOR (2,901,140 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 562,590 | 0 | 0 | 0 | For |
| Federated Hermes | 408,215 | 0 | 0 | 0 | For |
| T. Rowe Price | 306,933 | 0 | 0 | 0 | For |
| State Street | 292,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 231,484 | 0 | 0 | 0 | For |
| BlackRock | 194,278 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 163,475 | 0 | 0 | 0 | For |
| AllianceBernstein | 137,145 | 0 | 0 | 0 | For |
| Prudential/PGIM | 109,205 | 0 | 0 | 0 | For |
| Principal | 31,961 | 0 | 39,911 | 0 | Abstain |
| RBB FUND, INC. | 0 | 0 | 65,909 | 0 | Abstain |
| Legg Mason | 56,480 | 0 | 0 | 0 | For |
| Fidelity | 44,945 | 0 | 0 | 0 | For |
| Calamos | 33,071 | 0 | 0 | 0 | For |
| Royce | 31,500 | 0 | 0 | 0 | For |
| Neuberger Berman | 24,153 | 0 | 0 | 0 | For |
| Invesco | 23,629 | 0 | 0 | 0 | For |
| Charles Schwab | 22,955 | 0 | 0 | 0 | For |
| Jackson National | 20,757 | 0 | 0 | 0 | For |
| TIAA | 19,664 | 0 | 0 | 0 | For |
| Equitable | 19,564 | 0 | 0 | 0 | For |
| Brighthouse | 10,365 | 0 | 6,070 | 0 | For |
| CARILLON SERIES TRUST | 15,353 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 12,371 | 0 | 0 | 0 | For |
| Victory Capital | 11,403 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
82% Majority: yes · of votes cast
Palvella Therapeutics, Inc.’s own tally for this item (“Elect Director: Todd C. Davis”): 8,321,303 for, 1,854,751 withheld, per its Form 8-K filed 2026-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,313,659 outstanding shares: 58% for, 13% withheld (71% of the company cast a for/withheld vote).
The 60 asset managers below cast 100% of the shares they voted on this item FOR (1,826,990 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 562,164 | 0 | 426 | 0 | For |
| Federated Hermes | 0 | 0 | 408,215 | 0 | Abstain |
| T. Rowe Price | 306,933 | 0 | 0 | 0 | For |
| State Street | 600 | 0 | 292,335 | 0 | Abstain |
| MUTUAL FUND SERIES TRUST | 231,484 | 0 | 0 | 0 | For |
| BlackRock | 194,278 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 163,475 | 0 | 0 | 0 | For |
| AllianceBernstein | 0 | 0 | 137,145 | 0 | Abstain |
| Prudential/PGIM | 109,205 | 0 | 0 | 0 | For |
| Principal | 0 | 0 | 71,872 | 0 | Abstain |
| RBB FUND, INC. | 0 | 0 | 65,909 | 0 | Abstain |
| Legg Mason | 56,480 | 0 | 0 | 0 | For |
| Fidelity | 17,832 | 0 | 27,113 | 0 | Abstain |
| Calamos | 33,071 | 0 | 0 | 0 | For |
| Royce | 0 | 0 | 31,500 | 0 | Abstain |
| Neuberger Berman | 0 | 0 | 24,153 | 0 | Abstain |
| Invesco | 23,629 | 0 | 0 | 0 | For |
| Charles Schwab | 22,955 | 0 | 0 | 0 | For |
| Jackson National | 20,757 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 19,664 | 0 | Abstain |
| Equitable | 14,704 | 0 | 4,860 | 0 | For |
| Brighthouse | 7,793 | 0 | 8,642 | 0 | Abstain |
| CARILLON SERIES TRUST | 0 | 0 | 15,353 | 0 | Abstain |
| Advisors' Inner Circle Fund III | 12,371 | 0 | 0 | 0 | For |
| Victory Capital | 0 | 0 | 11,403 | 0 | Abstain |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
75% Majority: yes · of votes cast
Palvella Therapeutics, Inc.’s own tally for this item (“Proposal 6: Approval of an adjournment of the Annual Meeting to the extent there are insufficient votes at the Annual Meeting to approve Proposal 5”): 7,649,243 for, 2,519,068 against, per its Form 8-K filed 2026-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,313,659 outstanding shares: 53.4% for, 18% against (71% of the company cast a for/against vote).
The 59 asset managers below cast 52.3% of the shares they voted on this item FOR (1,571,298 for, 1,434,082 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 92,451 | 470,139 | 0 | 0 | Against |
| Federated Hermes | 408,215 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 306,933 | 0 | 0 | Against |
| State Street | 600 | 292,335 | 0 | 0 | Against |
| MUTUAL FUND SERIES TRUST | 231,484 | 0 | 0 | 0 | For |
| BlackRock | 194,278 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 163,475 | 0 | 0 | 0 | For |
| AllianceBernstein | 137,145 | 0 | 0 | 0 | For |
| Prudential/PGIM | 109,205 | 0 | 0 | 0 | For |
| Principal | 71,364 | 508 | 0 | 0 | For |
| RBB FUND, INC. | 65,909 | 0 | 0 | 0 | For |
| Legg Mason | 0 | 56,480 | 0 | 0 | Against |
| Fidelity | 4,406 | 40,539 | 0 | 0 | Against |
| Calamos | 33,071 | 0 | 0 | 0 | For |
| Royce | 0 | 31,500 | 0 | 0 | Against |
| Neuberger Berman | 0 | 24,153 | 0 | 0 | Against |
| Invesco | 23,629 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 22,955 | 0 | 0 | Against |
| Jackson National | 0 | 20,757 | 0 | 0 | Against |
| TIAA | 0 | 19,664 | 0 | 0 | Against |
| Equitable | 17,289 | 2,275 | 0 | 0 | For |
| Brighthouse | 0 | 10,365 | 6,070 | 0 | Against |
| CARILLON SERIES TRUST | 0 | 15,353 | 0 | 0 | Against |
| Advisors' Inner Circle Fund III | 7,011 | 5,360 | 0 | 0 | For |
| Victory Capital | 0 | 11,403 | 0 | 0 | Against |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
99.8% Majority: yes · of votes cast
Palvella Therapeutics, Inc.’s own tally for this item (“Proposal 2 - Ratification of Independent Registered Public Accountant.”): 11,557,687 for, 13,216 against, per its Form 8-K filed 2026-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,313,659 outstanding shares: 81% for, 0.1% against (81% of the company cast a for/against vote).
The 59 asset managers below cast 99.9% of the shares they voted on this item FOR (3,005,368 for, 12 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 562,590 | 0 | 0 | 0 | For |
| Federated Hermes | 408,215 | 0 | 0 | 0 | For |
| T. Rowe Price | 306,933 | 0 | 0 | 0 | For |
| State Street | 292,923 | 12 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 231,484 | 0 | 0 | 0 | For |
| BlackRock | 194,278 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 163,475 | 0 | 0 | 0 | For |
| AllianceBernstein | 137,145 | 0 | 0 | 0 | For |
| Prudential/PGIM | 109,205 | 0 | 0 | 0 | For |
| Principal | 71,872 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 65,909 | 0 | 0 | 0 | For |
| Legg Mason | 56,480 | 0 | 0 | 0 | For |
| Fidelity | 44,945 | 0 | 0 | 0 | For |
| Calamos | 33,071 | 0 | 0 | 0 | For |
| Royce | 31,500 | 0 | 0 | 0 | For |
| Neuberger Berman | 24,153 | 0 | 0 | 0 | For |
| Invesco | 23,629 | 0 | 0 | 0 | For |
| Charles Schwab | 22,955 | 0 | 0 | 0 | For |
| Jackson National | 20,757 | 0 | 0 | 0 | For |
| TIAA | 19,664 | 0 | 0 | 0 | For |
| Equitable | 19,564 | 0 | 0 | 0 | For |
| Brighthouse | 10,365 | 0 | 6,070 | 0 | For |
| CARILLON SERIES TRUST | 15,353 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 12,371 | 0 | 0 | 0 | For |
| Victory Capital | 11,403 | 0 | 0 | 0 | For |
Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.
— fund support · no official result
No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| FORUM FUNDS | 0 | 0 | 0 | 0 | One Year |
| APG Asset Management US Inc. | 0 | 0 | 0 | 0 | One Year |
| Coyle Financial Counsel LLC | 0 | 0 | 0 | 0 | 1 Year |
Ranked by the number of Palvella Therapeutics, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 14,313,659 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | MONTANOVA CAPITAL, LLC | 8.20% |
| 2 | BVF INC/IL | 6.71% |
| 3 | Frazier Life Sciences Management, L.P. | 6.16% |
| 4 | Federated Hermes | 5.70% |
| 5 | First Light Asset Management, LLC | 5.25% |
| 6 | T. Rowe Price | 4.86% |
| 7 | Vanguard | 4.49% |
| 8 | State Street | 2.82% |
| 9 | AllianceBernstein | 2.56% |
| 10 | BlackRock | 2.05% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Wesley H. Kaupinen | 7.89% | DEF14A |
| PRUDENTIAL FINANCIAL INC | 6.72% | 13G |
| Jennison Associates LLC | 6.71% | 13G |
| Entities affiliated with First Light Asset Management, LLC | 6.20% | DEF14A |
| Entities affiliated with Biotechnology Value Fund, L.P. | 6.14% | DEF14A |
| Entities affiliated with Suvretta Capital Management, LLC | 5.75% | DEF14A |
| Entities affiliated with Frazier Life Sciences Public Fund, L.P. | 5.05% | DEF14A |
| Frazier Life Sciences Public Fund, L.P. | 4.93% | 13G |
| BlackRock | 4.80% | 13F |
| BVF PARTNERS L P/IL | 4.70% | 13G |
Percentages above are of 14,313,659 shares outstanding, as reported by Palvella Therapeutics, Inc. on its Form 10-Q dated 2026-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Palvella Therapeutics, Inc.’s 10-Q dated 2026-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Palvella Therapeutics, Inc.'s shareholder meeting held 2026-06-10, in the 2025-2026 proxy season, 192 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,810 separate fund positions. Their filings are grouped here into 9 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. — FOR was 98% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Palvella Therapeutics, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-06-16.
Palvella Therapeutics, Inc. proxy season coverage: 2025-2026 (this page).