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PENNYMAC FINANCIAL SERVICES INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and PENNYMAC FINANCIAL SERVICES INC.’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.

15Reported items
221Asset managers
4,039Fund votes
2024-06-05Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore PENNYMAC FINANCIAL SERVICES INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by PENNYMAC FINANCIAL SERVICES INC.

These tallies are PENNYMAC FINANCIAL SERVICES INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

PENNYMAC FINANCIAL SERVICES INC. — official shareholder meeting results, meeting held 2024-06-05
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: David A. Spector	43,528,110	730,651	929	--	4,325,588	Majority: yes
Elect Director: James K. Hunt	43,556,356	697,793	5,541	--	4,325,588	Majority: yes
Elect Director: Jonathon S. Jacobson	43,967,154	286,996	5,540	--	4,325,588	Majority: yes
Elect Director: Doug Jones	44,041,873	216,880	937	--	4,325,588	Majority: yes
Elect Director: Patrick Kinsella	44,149,003	108,134	2,553	--	4,325,588	Majority: yes
Elect Director: Anne D. McCallion	44,044,183	214,553	954	--	4,325,588	Majority: yes
Elect Director: Joseph Mazzella	43,855,350	398,773	5,567	--	4,325,588	Majority: yes
Elect Director: Farhad Nanji	43,881,089	376,027	2,574	--	4,325,588	Majority: yes
Elect Director: Jeffrey A. Perlowitz	44,195,024	62,100	2,566	--	4,325,588	Majority: yes
Elect Director: Lisa M. Shalett	43,181,192	1,075,941	2,557	--	4,325,588	Majority: yes
Elect Director: Theodore W. Tozer	44,220,311	36,816	2,563	--	4,325,588	Majority: yes
Elect Director: Emily Youssouf	44,182,546	74,576	2,568	--	4,325,588	Majority: yes
Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2024.	48,432,039	152,434	805	--	0	Majority: yes
Proposal 3: Approval, by non-binding vote, of the Company's executive compensation.	43,811,219	443,390	5,081	--	4,325,588	Majority: yes

Source: PENNYMAC FINANCIAL SERVICES INC., Form 8-K — read the filing on EDGAR.

How asset managers voted at the PENNYMAC FINANCIAL SERVICES INC. 2023-2024 meeting

Each item below shows how the 221 asset managers that disclosed a PENNYMAC FINANCIAL SERVICES INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of PENNYMAC FINANCIAL SERVICES INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve, by non-binding vote, our executive compensation.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 7 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 43,811,219AGAINST: 443,390

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Proposal 3: Approval, by non-binding vote, of the Company's executive compensation.”): 43,811,219 for, 443,390 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 86% for, 0.9% against (87% of the company cast a for/against vote).

The 217 asset managers below cast 99.3% of the shares they voted on this item FOR (31,488,576 for, 199,558 against).

FOR 99.3%

FOR: 31,488,576 (99.4%)AGAINST: 199,558 (0.6%)NOT VOTED: 1,113 (0.0%)UNKNOWN: 197 (0.0%)

Largest asset managers voting on “To approve, by non-binding vote, our executive compensation.” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	7,705,830	0	For
MFN Partners Management, LP	4,531,792	0	For
Dimensional	2,625,917	0	For
Vanguard	2,617,604	0	For
BlackRock	1,940,643	0	For
Fidelity	1,218,395	0	For
Invesco	1,193,951	0	For
State Street	881,377	0	For
Charles Schwab	803,383	0	For
Senvest Management, LLC	778,398	0	For
JPMorgan	726,810	0	For
Man Group plc	713,120	0	For
American Century	638,942	0	For
GEODE CAPITAL MANAGEMENT, LLC	591,039	0	For
Goldman Sachs	452,748	0	For
Northern Trust	341,984	6,760	For
Boston Partners	271,639	0	For
Brighthouse	192,481	0	For
Jackson National	164,028	0	For
Epoch Investment Partners, Inc.	151,604	0	For
PRINCIPAL GLOBAL INVESTORS	140,774	0	For
MELLON INVESTMENTS Corp	136,595	0	For
Citadel	129,164	0	For
Brandywine Global Investment Management, LLC	118,259	0	For
Nuveen	116,348	0	For

Showing the 25 largest of 217 asset managers. See all 217 in the interactive database.

2. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Anne D. McCallion

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%

FOR: 44,044,183AGAINST: 214,553

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Anne D. McCallion”): 44,044,183 for, 214,553 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 87% for, 0.5% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.6% of the shares they voted on this item FOR (13,772,218 for, 46,901 against).

FOR 99.6%

FOR: 13,772,218 (99.7%)AGAINST: 46,901 (0.3%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,766	289	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

3. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: David A. Spector

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 43,528,110AGAINST: 730,651

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: David A. Spector”): 43,528,110 for, 730,651 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 86% for, 1% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.6% of the shares they voted on this item FOR (13,772,054 for, 47,065 against).

FOR 99.6%

FOR: 13,772,054 (99.7%)AGAINST: 47,065 (0.3%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,766	289	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

4. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Doug Jones

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%

FOR: 44,041,873AGAINST: 216,880

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Doug Jones”): 44,041,873 for, 216,880 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 87% for, 0.5% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.6% of the shares they voted on this item FOR (13,772,218 for, 46,901 against).

FOR 99.6%

FOR: 13,772,218 (99.7%)AGAINST: 46,901 (0.3%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,766	289	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

5. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Emily Youssouf

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 44,182,546AGAINST: 74,576

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Emily Youssouf”): 44,182,546 for, 74,576 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 87% for, 0.2% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.9% of the shares they voted on this item FOR (13,818,953 for, 166 against).

FOR 99.9%

FOR: 13,818,953 (100.0%)AGAINST: 166 (0.0%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,889	166	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

6. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Farhad Nanji

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.1% Majority: yes · of votes cast

FOR 99.1%

FOR: 43,881,089AGAINST: 376,027

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Farhad Nanji”): 43,881,089 for, 376,027 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 86% for, 0.8% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.6% of the shares they voted on this item FOR (13,772,218 for, 46,901 against).

FOR 99.6%

FOR: 13,772,218 (99.7%)AGAINST: 46,901 (0.3%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,766	289	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

7. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: James K. Hunt

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 43,556,356AGAINST: 697,793

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: James K. Hunt”): 43,556,356 for, 697,793 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 86% for, 1% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.3% of the shares they voted on this item FOR (13,723,519 for, 95,600 against).

FOR 99.3%

FOR: 13,723,519 (99.3%)AGAINST: 95,600 (0.7%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,689	366	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

8. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Jeffrey A. Perlowitz

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 44,195,024AGAINST: 62,100

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Jeffrey A. Perlowitz”): 44,195,024 for, 62,100 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 87% for, 0.2% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.9% of the shares they voted on this item FOR (13,818,953 for, 166 against).

FOR 99.9%

FOR: 13,818,953 (100.0%)AGAINST: 166 (0.0%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,889	166	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

9. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Jonathon S. Jacobson

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%

FOR: 43,967,154AGAINST: 286,996

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Jonathon S. Jacobson”): 43,967,154 for, 286,996 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 86% for, 0.6% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.9% of the shares they voted on this item FOR (13,817,815 for, 1,304 against).

FOR 99.9%

FOR: 13,817,815 (100.0%)AGAINST: 1,304 (0.0%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,812	243	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

10. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Joseph Mazzella

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.0% Majority: yes · of votes cast

FOR 99.0%

FOR: 43,855,350AGAINST: 398,773

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Joseph Mazzella”): 43,855,350 for, 398,773 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 86% for, 0.8% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.6% of the shares they voted on this item FOR (13,771,951 for, 47,168 against).

FOR 99.6%

FOR: 13,771,951 (99.7%)AGAINST: 47,168 (0.3%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,689	366	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

11. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Lisa M. Shalett

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 43,181,192AGAINST: 1,075,941

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Lisa M. Shalett”): 43,181,192 for, 1,075,941 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 85% for, 2% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 98% of the shares they voted on this item FOR (13,597,901 for, 221,218 against).

FOR 98%

FOR: 13,597,901 (98.4%)AGAINST: 221,218 (1.6%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	1,269	166,786	Against
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

12. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Patrick Kinsella

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%

FOR: 44,149,003AGAINST: 108,134

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Patrick Kinsella”): 44,149,003 for, 108,134 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 87% for, 0.3% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.9% of the shares they voted on this item FOR (13,818,953 for, 166 against).

FOR 99.9%

FOR: 13,818,953 (100.0%)AGAINST: 166 (0.0%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,889	166	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

13. To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Theodore W. Tozer

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.9% Majority: yes · of votes cast

FOR 99.9%

FOR: 44,220,311AGAINST: 36,816

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Theodore W. Tozer”): 44,220,311 for, 36,816 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 87% for, 0.1% against (87% of the company cast a for/against vote).

The 73 asset managers below cast 99.9% of the shares they voted on this item FOR (13,818,953 for, 166 against).

FOR 99.9%

FOR: 13,818,953 (100.0%)AGAINST: 166 (0.0%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,889	166	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

14. To ratify the appointment of our independent registered public accounting firm for the fiscal year ending December 31, 2024.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%

FOR: 48,432,039AGAINST: 152,434

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2024.”): 48,432,039 for, 152,434 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 50,907,865 outstanding shares: 95% for, 0.3% against (95% of the company cast a for/against vote).

The 73 asset managers below cast 99.6% of the shares they voted on this item FOR (13,765,861 for, 53,258 against).

FOR 99.6%

FOR: 13,765,861 (99.6%)AGAINST: 53,258 (0.4%)UNKNOWN: 169 (0.0%)

Largest asset managers voting on “To ratify the appointment of our independent registered public accounting firm for the fiscal year ending Dece” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
T. Rowe Price	3,063,476	0	For
Vanguard	2,548,381	0	For
Dimensional	2,386,210	0	For
BlackRock	961,297	0	For
Fidelity	905,279	0	For
JPMorgan	685,060	0	For
Invesco	544,504	0	For
Charles Schwab	401,619	0	For
American Century	318,513	0	For
Brighthouse	192,481	0	For
State Street	167,932	123	For
Jackson National	164,028	0	For
Goldman Sachs	103,919	0	For
Northern Trust	101,505	0	For
Northwestern Mutual	100,512	0	For
AMERICAN BEACON FUNDS	98,815	0	For
AIG/SunAmerica	92,685	0	For
TIAA	68,701	0	For
Equitable	68,678	0	For
WisdomTree	62,383	0	For
Conversant Capital LLC	58,558	0	For
MassMutual	51,822	0	For
QUANTITATIVE MASTER SERIES LLC	47,590	0	For
World Funds Trust	46,010	0	For
Nushares ETF Trust	45,927	0	For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

15. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

99% Majority: yes · of votes cast

FOR 99%

FOR: 43,811,219AGAINST: 443,390

The 4 asset managers below cast 99.9% of the shares they voted on this item FOR (669,519 for, 524 against).

FOR 99.9%

FOR: 669,519 (99.9%)AGAINST: 524 (0.1%)

Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset manager	For	Against	Vote
JPMorgan	666,633	0	For
TD ASSET MANAGEMENT INC	2,295	0	For
Convergence Investment Partners, LLC	591	0	For
Desjardins Global Asset Management Inc.	0	524	Against

Largest PENNYMAC FINANCIAL SERVICES INC. shareholders voting in 2023-2024

Ranked by the number of PENNYMAC FINANCIAL SERVICES INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 50,907,865 shares outstanding at the time of that meeting.

Top PENNYMAC FINANCIAL SERVICES INC. shareholders by shares voted, 2023-2024
#	Asset manager	% of shares outstanding
1	T. Rowe Price	15.14%
2	MFN Partners Management, LP	8.90%
3	Dimensional	5.16%
4	Vanguard	5.14%
5	BlackRock	3.81%
6	Fidelity	2.39%
7	Invesco	2.35%
8	State Street	1.73%
9	Charles Schwab	1.58%
10	Senvest Management, LLC	1.53%

Reported PENNYMAC FINANCIAL SERVICES INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

PENNYMAC FINANCIAL SERVICES INC. beneficial owners on record for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
Vanguard Group	5.54%	13F
Dimensional Fund Advisors	5.33%	13F
FMR (Fidelity)	4.86%	13F
BlackRock	4.27%	13F
Invesco	1.91%	13F
State Street	1.62%	13F
Goldman Sachs	1.43%	13F
JPMorgan Chase	1.27%	13F
Geode Capital	1.16%	13F
Citadel Advisors	1.09%	13F

Percentages above are of 50,907,865 shares outstanding, as reported by PENNYMAC FINANCIAL SERVICES INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PENNYMAC FINANCIAL SERVICES INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At PENNYMAC FINANCIAL SERVICES INC.'s shareholder meeting held 2024-06-05, in the 2023-2024 proxy season, 221 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,039 separate fund positions. Their filings are grouped here into 15 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, by non-binding vote, our executive compensation. — FOR was 99% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: PENNYMAC FINANCIAL SERVICES INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission (filing date not recorded for this item).

PENNYMAC FINANCIAL SERVICES INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.