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PENNYMAC MORTGAGE INVESTMENT TRUST 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and PENNYMAC MORTGAGE INVESTMENT TRUST’s Form 8-K, filed 2024-06-13 (Item 5.07 on EDGAR). Page generated 02 October 2026.

6Reported items
217Asset managers
1,198Fund votes
2024-06-12Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore PENNYMAC MORTGAGE INVESTMENT TRUST in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by PENNYMAC MORTGAGE INVESTMENT TRUST

These tallies are PENNYMAC MORTGAGE INVESTMENT TRUST’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-13 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

PENNYMAC MORTGAGE INVESTMENT TRUST — official shareholder meeting results, meeting held 2024-06-12
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: David A. Spector	53,573,231	1,870,040	160,154	--	15,953,067	Majority: yes
Elect Director: Doug Jones	51,348,575	4,095,090	159,760	--	15,953,067	Majority: yes
Elect Director: Catherine A. Lynch	39,021,424	16,420,389	161,612	--	15,953,067	Majority: yes
Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2024.	70,581,328	713,425	261,739	--	--	Majority: yes
Proposal 3: Approval, by non-binding vote, of the Company's executive compensation.	53,854,515	1,382,624	366,286	--	15,953,067	Majority: yes

Source: PENNYMAC MORTGAGE INVESTMENT TRUST, Form 8-K, filed with the SEC on 2024-06-13 — read the filing on EDGAR.

How asset managers voted at the PENNYMAC MORTGAGE INVESTMENT TRUST 2023-2024 meeting

Each item below shows how the 217 asset managers that disclosed a PENNYMAC MORTGAGE INVESTMENT TRUST vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of PENNYMAC MORTGAGE INVESTMENT TRUST’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve, by non-binding vote, our executive compensation.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 53,854,515AGAINST: 1,382,624

PENNYMAC MORTGAGE INVESTMENT TRUST’s own tally for this item (“Proposal 3: Approval, by non-binding vote, of the Company's executive compensation.”): 53,854,515 for, 1,382,624 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 86,845,447 outstanding shares: 62% for, 2% against (64% of the company cast a for/against vote).

The 212 asset managers below cast 99.1% of the shares they voted on this item FOR (54,611,977 for, 453,894 against).

FOR 99.1%

FOR: 54,611,977 (99.1%)AGAINST: 453,894 (0.8%)ABSTAIN: 39,660 (0.1%)NOT VOTED: 1,000 (0.0%)

Largest asset managers voting on “To approve, by non-binding vote, our executive compensation.” at PENNYMAC MORTGAGE INVESTMENT TRUST, 2023-2024
Asset manager	For	Against	Vote
BlackRock	12,976,969	2,243	For
Vanguard	9,711,757	0	For
T. Rowe Price	9,445,041	0	For
State Street	3,411,110	0	For
Charles Schwab	2,794,361	0	For
GEODE CAPITAL MANAGEMENT, LLC	1,914,867	0	For
Fidelity	1,834,826	0	For
Goldman Sachs	1,288,895	0	For
Invesco	1,221,465	0	For
Northern Trust	701,728	0	For
Global X	565,080	0	For
PIMCO	558,216	0	For
First Trust	542,422	0	For
PRINCIPAL GLOBAL INVESTORS	447,253	0	For
MELLON INVESTMENTS Corp	435,873	0	For
VAN ECK ASSOCIATES CORP	383,044	0	For
VanEck ETF Trust	383,044	0	For
AllianceBernstein	324,118	0	For
World Funds Trust	314,935	0	For
PARAMETRIC PORTFOLIO ASSOCIATES LLC	263,435	0	For
BNY Mellon	262,016	0	For
Nuveen	244,216	0	For
TIAA	241,809	0	For
Columbia Threadneedle	234,921	0	For
Northwestern Mutual	234,022	0	For

Showing the 25 largest of 212 asset managers. See all 212 in the interactive database.

2. To elect the three Class III Trustees identified in the enclosed Proxy Statement to serve on our Board of Trustees, each for a term expiring at the 2027 Annual Meeting of Shareholders: Catherine A. Lynch

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

70% Majority: yes · of votes cast

FOR 70%AGAINST 30%

FOR: 39,021,424AGAINST: 16,420,389

PENNYMAC MORTGAGE INVESTMENT TRUST’s own tally for this item (“Elect Director: Catherine A. Lynch”): 39,021,424 for, 16,420,389 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 86,845,447 outstanding shares: 45% for, 19% against (64% of the company cast a for/against vote).

The 70 asset managers below cast 74% of the shares they voted on this item FOR (25,710,684 for, 9,183,153 against).

FOR 74%AGAINST 26%

FOR: 25,710,684 (73.5%)AGAINST: 9,183,153 (26.3%)NOT VOTED: 65,986 (0.2%)

Largest asset managers voting on “To elect the three Class III Trustees identified in the enclosed Proxy Statement to serve on our Board of Trus” at PENNYMAC MORTGAGE INVESTMENT TRUST, 2023-2024
Asset manager	For	Against	Vote
BlackRock	11,265,071	0	For
Vanguard	9,540,141	22,600	For
T. Rowe Price	0	3,596,430	Against
Fidelity	22,813	1,808,129	Against
Charles Schwab	1,374,488	0	For
State Street	854,362	933	For
Goldman Sachs	0	739,523	Against
Invesco	0	596,367	Against
Global X	565,080	0	For
PIMCO	0	558,216	Against
First Trust	0	536,942	Against
VanEck ETF Trust	383,044	0	For
World Funds Trust	314,935	0	For
TIAA	241,570	0	For
Columbia Threadneedle	0	234,921	Against
Northwestern Mutual	32,646	201,376	Against
Jackson National	210,476	0	For
Equitable	82,988	101,538	Against
QUANTITATIVE MASTER SERIES LLC	162,141	0	For
AllianceBernstein	0	110,190	Against
Principal	0	96,372	Against
Angel Oak Funds Trust	81,182	0	For
Voya	0	79,864	Against
John Hancock	0	76,487	Against
Thrivent	0	74,401	Against

Showing the 25 largest of 70 asset managers. See all 70 in the interactive database.

3. To elect the three Class III Trustees identified in the enclosed Proxy Statement to serve on our Board of Trustees, each for a term expiring at the 2027 Annual Meeting of Shareholders: David A. Spector

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 53,573,231AGAINST: 1,870,040

PENNYMAC MORTGAGE INVESTMENT TRUST’s own tally for this item (“Elect Director: David A. Spector”): 53,573,231 for, 1,870,040 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 86,845,447 outstanding shares: 62% for, 2% against (64% of the company cast a for/against vote).

The 70 asset managers below cast 99.8% of the shares they voted on this item FOR (34,854,283 for, 39,554 against).

FOR 99.6%

FOR: 34,854,283 (99.7%)AGAINST: 39,554 (0.1%)NOT VOTED: 65,986 (0.2%)

Largest asset managers voting on “To elect the three Class III Trustees identified in the enclosed Proxy Statement to serve on our Board of Trus” at PENNYMAC MORTGAGE INVESTMENT TRUST, 2023-2024
Asset manager	For	Against	Vote
BlackRock	11,265,071	0	For
Vanguard	9,562,741	0	For
T. Rowe Price	3,596,430	0	For
Fidelity	1,830,942	0	For
Charles Schwab	1,374,488	0	For
State Street	855,245	50	For
Goldman Sachs	739,523	0	For
Invesco	596,367	0	For
Global X	565,080	0	For
PIMCO	556,200	2,016	For
First Trust	536,942	0	For
VanEck ETF Trust	383,044	0	For
World Funds Trust	314,935	0	For
TIAA	241,570	0	For
Columbia Threadneedle	234,921	0	For
Northwestern Mutual	234,022	0	For
Jackson National	210,476	0	For
Equitable	184,526	0	For
QUANTITATIVE MASTER SERIES LLC	162,141	0	For
AllianceBernstein	110,190	0	For
Principal	96,372	0	For
Angel Oak Funds Trust	81,182	0	For
Voya	79,864	0	For
John Hancock	76,487	0	For
Thrivent	74,401	0	For

Showing the 25 largest of 70 asset managers. See all 70 in the interactive database.

4. To elect the three Class III Trustees identified in the enclosed Proxy Statement to serve on our Board of Trustees, each for a term expiring at the 2027 Annual Meeting of Shareholders: Doug Jones

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

93% Majority: yes · of votes cast

FOR 93%7%

FOR: 51,348,575AGAINST: 4,095,090

PENNYMAC MORTGAGE INVESTMENT TRUST’s own tally for this item (“Elect Director: Doug Jones”): 51,348,575 for, 4,095,090 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 86,845,447 outstanding shares: 59% for, 5% against (64% of the company cast a for/against vote).

The 70 asset managers below cast 96% of the shares they voted on this item FOR (33,435,621 for, 1,458,216 against).

FOR 96%

FOR: 33,435,621 (95.6%)AGAINST: 1,458,216 (4.2%)NOT VOTED: 65,986 (0.2%)

Largest asset managers voting on “To elect the three Class III Trustees identified in the enclosed Proxy Statement to serve on our Board of Trus” at PENNYMAC MORTGAGE INVESTMENT TRUST, 2023-2024
Asset manager	For	Against	Vote
BlackRock	11,265,071	0	For
Vanguard	9,562,741	0	For
T. Rowe Price	3,596,430	0	For
Fidelity	1,830,942	0	For
Charles Schwab	1,374,488	0	For
State Street	1,505	853,790	Against
Goldman Sachs	739,523	0	For
Invesco	596,367	0	For
Global X	565,080	0	For
PIMCO	556,200	2,016	For
First Trust	536,942	0	For
VanEck ETF Trust	383,044	0	For
World Funds Trust	314,935	0	For
TIAA	241,570	0	For
Columbia Threadneedle	234,921	0	For
Northwestern Mutual	234,022	0	For
Jackson National	0	210,476	Against
Equitable	82,988	101,538	Against
QUANTITATIVE MASTER SERIES LLC	162,141	0	For
AllianceBernstein	0	110,190	Against
Principal	96,372	0	For
Angel Oak Funds Trust	81,182	0	For
Voya	79,864	0	For
John Hancock	76,487	0	For
Thrivent	74,401	0	For

Showing the 25 largest of 70 asset managers. See all 70 in the interactive database.

5. To ratify the appointment of our independent registered public accounting firm for the fiscal year ending December 31, 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 70,581,328AGAINST: 713,425

PENNYMAC MORTGAGE INVESTMENT TRUST’s own tally for this item (“Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2024.”): 70,581,328 for, 713,425 against, per its Form 8-K filed 2024-06-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 86,845,447 outstanding shares: 81% for, 0.9% against (82% of the company cast a for/against vote).

The 70 asset managers below cast 99.8% of the shares they voted on this item FOR (34,853,486 for, 40,351 against).

FOR 99.6%

FOR: 34,853,486 (99.7%)AGAINST: 40,351 (0.1%)NOT VOTED: 65,986 (0.2%)

Largest asset managers voting on “To ratify the appointment of our independent registered public accounting firm for the fiscal year ending Dece” at PENNYMAC MORTGAGE INVESTMENT TRUST, 2023-2024
Asset manager	For	Against	Vote
BlackRock	11,265,071	0	For
Vanguard	9,562,741	0	For
T. Rowe Price	3,596,430	0	For
Fidelity	1,830,942	0	For
Charles Schwab	1,374,488	0	For
State Street	855,245	50	For
Goldman Sachs	739,523	0	For
Invesco	596,367	0	For
Global X	565,080	0	For
PIMCO	556,200	2,016	For
First Trust	536,942	0	For
VanEck ETF Trust	383,044	0	For
World Funds Trust	314,935	0	For
TIAA	241,570	0	For
Columbia Threadneedle	234,921	0	For
Northwestern Mutual	234,022	0	For
Jackson National	210,476	0	For
Equitable	184,526	0	For
QUANTITATIVE MASTER SERIES LLC	162,141	0	For
AllianceBernstein	110,190	0	For
Principal	96,372	0	For
Angel Oak Funds Trust	81,182	0	For
Voya	79,864	0	For
John Hancock	76,487	0	For
Thrivent	74,401	0	For

Showing the 25 largest of 70 asset managers. See all 70 in the interactive database.

6. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

97% Majority: yes · of votes cast

FOR 97%

FOR: 53,854,515AGAINST: 1,382,624

The 3 asset managers below cast 100% of the shares they voted on this item FOR (67,341 for, 0 against).

FOR 50.5%NOT VOTED 49.5%

FOR: 67,341 (50.5%)NOT VOTED: 65,986 (49.5%)

Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at PENNYMAC MORTGAGE INVESTMENT TRUST, 2023-2024
Asset manager	For	Vote
JPMorgan	66,341	For
Empower	0	Not Voted
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma	1,000	For

Largest PENNYMAC MORTGAGE INVESTMENT TRUST shareholders voting in 2023-2024

Ranked by the number of PENNYMAC MORTGAGE INVESTMENT TRUST shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 86,845,447 shares outstanding at the time of that meeting.

Top PENNYMAC MORTGAGE INVESTMENT TRUST shareholders by shares voted, 2023-2024
#	Asset manager	% of shares outstanding
1	BlackRock	14.95%
2	Vanguard	11.18%
3	T. Rowe Price	10.88%
4	State Street	3.93%
5	Charles Schwab	3.22%
6	GEODE CAPITAL MANAGEMENT, LLC	2.20%
7	Fidelity	2.11%
8	Goldman Sachs	1.48%
9	Invesco	1.41%
10	Northern Trust	0.81%

Reported PENNYMAC MORTGAGE INVESTMENT TRUST ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

PENNYMAC MORTGAGE INVESTMENT TRUST beneficial owners on record for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
BlackRock	15.94%	13F
Vanguard Group	10.85%	13F
State Street	4.03%	13F
Geode Capital	2.20%	13F
Charles Schwab	1.63%	13F
Morgan Stanley	1.17%	13F
Northern Trust	1.03%	13F
Norges Bank	0.91%	13F
BNY Mellon	0.90%	13F
Invesco	0.77%	13F

Percentages above are of 86,845,447 shares outstanding, as reported by PENNYMAC MORTGAGE INVESTMENT TRUST on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PENNYMAC MORTGAGE INVESTMENT TRUST’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At PENNYMAC MORTGAGE INVESTMENT TRUST's shareholder meeting held 2024-06-12, in the 2023-2024 proxy season, 217 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,198 separate fund positions. Their filings are grouped here into 6 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, by non-binding vote, our executive compensation. — FOR was 97% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: PENNYMAC MORTGAGE INVESTMENT TRUST's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-06-13.

PENNYMAC MORTGAGE INVESTMENT TRUST proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.