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PREFERRED BANK 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings. Page generated 04 October 2026.

23Reported items
253Asset managers
3,832Fund votes
2024-05-30Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore PREFERRED BANK in the interactive database Compare manager voting policies

How asset managers voted at the PREFERRED BANK 2023-2024 meeting

Each item below shows how the 253 asset managers that disclosed a PREFERRED BANK vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of PREFERRED BANK’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Advisory Vote on Say on Pay Frequency

SECTION 14A SAY-ON-PAY VOTES

0% fund support · no official result

ONE YEAR 90%10%

The 149 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 3,933 against).

AGAINST: 3,933 (0.0%)ABSTAIN: 26,565 (0.3%)ONE YEAR: 8,517,808 (90.0%)THREE YEARS: 912,546 (9.6%)1 YEAR: 1,314 (0.0%)

Largest asset managers voting on “Advisory Vote on Say on Pay Frequency” at PREFERRED BANK, 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
T. Rowe Price	0	0	0	0	One Year
BlackRock	0	0	0	0	One Year
Vanguard	0	0	0	0	One Year
Nuveen	0	0	0	0	One Year
State Street	0	0	0	0	One Year
Dimensional	0	0	0	0	Three Years
American Century	0	0	0	0	Three Years
TIAA	0	0	0	0	One Year
Boston Partners	0	0	0	0	One Year
Fidelity	0	0	0	0	One Year
GEODE CAPITAL MANAGEMENT, LLC	0	0	0	0	One Year
Stieven Capital Advisors, L.P.	0	0	0	0	One Year
Goldman Sachs	0	0	0	0	One Year
Invesco	0	0	0	0	One Year
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	0	0	0	0	One Year
OBERWEIS ASSET MANAGEMENT INC/	0	0	0	0	One Year
OBERWEIS FUNDS	0	0	0	0	One Year
RBC Global Asset Management (U.S.)	0	0	0	0	One Year
PRINCIPAL GLOBAL INVESTORS	0	0	0	0	One Year
JPMorgan	0	0	0	0	One Year
Renaissance	0	0	0	0	One Year
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	0	0	0	0	One Year
MELLON INVESTMENTS Corp	0	0	0	0	One Year
Columbia Threadneedle	0	0	0	0	One Year
PARAMETRIC PORTFOLIO ASSOCIATES LLC	0	0	0	0	One Year

Showing the 25 largest of 149 asset managers. See all 149 in the interactive database.

2. Elect Director Chih-Wei Wu

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 89%11%

The 91 asset managers below cast 100% of the shares they voted on this item FOR (5,197,698 for, 0 against).

FOR: 5,197,698 (89.4%)ABSTAIN: 613,916 (10.6%)

Largest asset managers voting on “Elect Director Chih-Wei Wu” at PREFERRED BANK, 2023-2024
Asset manager	For	Abstain	Vote
BlackRock	1,053,148	0	For
Vanguard	845,715	0	For
T. Rowe Price	657,985	0	For
Dimensional	421,505	0	For
Charles Schwab	395,659	0	For
State Street	309,435	1,208	For
TIAA	0	298,607	Abstain
Fidelity	271,841	996	For
American Century	211,897	0	For
Nuveen	0	131,911	Abstain
OBERWEIS FUNDS	95,000	0	For
Goldman Sachs	0	88,752	Abstain
JPMorgan	62,250	0	For
Columbia Threadneedle	62,170	0	For
WisdomTree	54,441	0	For
Invesco	54,068	0	For
Northwestern Mutual	47,085	0	For
SEI	46,892	0	For
Principal	43,120	0	For
EA Series Trust	41,029	0	For
Northern Trust	35,743	0	For
RBC FUNDS TRUST	0	33,874	Abstain
HOTCHKIS & WILEY FUNDS /DE/	32,700	0	For
Equitable	32,591	0	For
Jackson National	31,672	0	For

Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.

3. Elect Director Clark Hsu

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 77%ABSTAIN 23%

The 91 asset managers below cast 100% of the shares they voted on this item FOR (4,473,621 for, 0 against).

FOR: 4,473,621 (77.0%)ABSTAIN: 1,337,993 (23.0%)

Largest asset managers voting on “Elect Director Clark Hsu” at PREFERRED BANK, 2023-2024
Asset manager	For	Abstain	Vote
BlackRock	1,053,148	0	For
Vanguard	845,715	0	For
T. Rowe Price	657,985	0	For
Dimensional	421,505	0	For
Charles Schwab	0	395,659	Abstain
State Street	309,435	1,208	For
TIAA	0	298,607	Abstain
Fidelity	271,541	1,296	For
American Century	211,897	0	For
Nuveen	0	131,911	Abstain
OBERWEIS FUNDS	95,000	0	For
Goldman Sachs	0	88,752	Abstain
JPMorgan	62,250	0	For
Columbia Threadneedle	0	62,170	Abstain
WisdomTree	0	54,441	Abstain
Invesco	54,068	0	For
Northwestern Mutual	42,400	4,685	For
SEI	0	46,892	Abstain
Principal	43,120	0	For
EA Series Trust	41,029	0	For
Northern Trust	0	35,743	Abstain
RBC FUNDS TRUST	0	33,874	Abstain
HOTCHKIS & WILEY FUNDS /DE/	32,700	0	For
Equitable	19,191	13,400	For
Jackson National	4,579	27,093	Abstain

Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.

4. Elect Director Gary S. Nunnelly

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 88%12%

The 91 asset managers below cast 100% of the shares they voted on this item FOR (5,123,675 for, 0 against).

FOR: 5,123,675 (88.2%)ABSTAIN: 687,939 (11.8%)

Largest asset managers voting on “Elect Director Gary S. Nunnelly” at PREFERRED BANK, 2023-2024
Asset manager	For	Abstain	Vote
BlackRock	1,053,148	0	For
Vanguard	845,715	0	For
T. Rowe Price	657,985	0	For
Dimensional	421,505	0	For
Charles Schwab	395,659	0	For
State Street	309,435	1,208	For
TIAA	0	298,607	Abstain
Fidelity	271,841	996	For
American Century	211,897	0	For
Nuveen	0	131,911	Abstain
OBERWEIS FUNDS	95,000	0	For
Goldman Sachs	0	88,752	Abstain
JPMorgan	62,250	0	For
Columbia Threadneedle	0	62,170	Abstain
WisdomTree	54,441	0	For
Invesco	54,068	0	For
Northwestern Mutual	47,085	0	For
SEI	46,892	0	For
Principal	43,120	0	For
EA Series Trust	41,029	0	For
Northern Trust	35,743	0	For
RBC FUNDS TRUST	0	33,874	Abstain
HOTCHKIS & WILEY FUNDS /DE/	32,700	0	For
Equitable	32,591	0	For
Jackson National	31,672	0	For

Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.

5. Elect Director J. Richard Belliston

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 99.7%

The 91 asset managers below cast 100% of the shares they voted on this item FOR (5,798,905 for, 0 against).

FOR: 5,798,905 (99.8%)ABSTAIN: 12,709 (0.2%)

Largest asset managers voting on “Elect Director J. Richard Belliston” at PREFERRED BANK, 2023-2024
Asset manager	For	Abstain	Vote
BlackRock	1,053,148	0	For
Vanguard	845,715	0	For
T. Rowe Price	657,985	0	For
Dimensional	421,505	0	For
Charles Schwab	395,659	0	For
State Street	309,787	856	For
TIAA	298,607	0	For
Fidelity	272,837	0	For
American Century	211,897	0	For
Nuveen	131,911	0	For
OBERWEIS FUNDS	95,000	0	For
Goldman Sachs	88,752	0	For
JPMorgan	62,250	0	For
Columbia Threadneedle	62,170	0	For
WisdomTree	54,441	0	For
Invesco	54,068	0	For
Northwestern Mutual	47,085	0	For
SEI	46,892	0	For
Principal	43,120	0	For
EA Series Trust	41,029	0	For
Northern Trust	35,743	0	For
RBC FUNDS TRUST	33,874	0	For
HOTCHKIS & WILEY FUNDS /DE/	32,700	0	For
Equitable	32,591	0	For
Jackson National	31,672	0	For

Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.

6. Elect Director Kathleen Shane

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 99.9%

The 91 asset managers below cast 100% of the shares they voted on this item FOR (5,811,042 for, 0 against).

FOR: 5,811,042 (100.0%)ABSTAIN: 572 (0.0%)

Largest asset managers voting on “Elect Director Kathleen Shane” at PREFERRED BANK, 2023-2024
Asset manager	For	Abstain	Vote
BlackRock	1,053,148	0	For
Vanguard	845,715	0	For
T. Rowe Price	657,985	0	For
Dimensional	421,505	0	For
Charles Schwab	395,659	0	For
State Street	310,071	572	For
TIAA	298,607	0	For
Fidelity	272,837	0	For
American Century	211,897	0	For
Nuveen	131,911	0	For
OBERWEIS FUNDS	95,000	0	For
Goldman Sachs	88,752	0	For
JPMorgan	62,250	0	For
Columbia Threadneedle	62,170	0	For
WisdomTree	54,441	0	For
Invesco	54,068	0	For
Northwestern Mutual	47,085	0	For
SEI	46,892	0	For
Principal	43,120	0	For
EA Series Trust	41,029	0	For
Northern Trust	35,743	0	For
RBC FUNDS TRUST	33,874	0	For
HOTCHKIS & WILEY FUNDS /DE/	32,700	0	For
Equitable	32,591	0	For
Jackson National	31,672	0	For

Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.

7. Elect Director William C.Y. Cheng

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 99%

The 91 asset managers below cast 100% of the shares they voted on this item FOR (5,736,783 for, 0 against).

FOR: 5,736,783 (98.7%)ABSTAIN: 74,831 (1.3%)

Largest asset managers voting on “Elect Director William C.Y. Cheng” at PREFERRED BANK, 2023-2024
Asset manager	For	Abstain	Vote
BlackRock	1,053,148	0	For
Vanguard	845,715	0	For
T. Rowe Price	657,985	0	For
Dimensional	421,505	0	For
Charles Schwab	395,659	0	For
State Street	309,787	856	For
TIAA	298,607	0	For
Fidelity	272,837	0	For
American Century	211,897	0	For
Nuveen	131,911	0	For
OBERWEIS FUNDS	95,000	0	For
Goldman Sachs	88,752	0	For
JPMorgan	62,250	0	For
Columbia Threadneedle	0	62,170	Abstain
WisdomTree	54,441	0	For
Invesco	54,068	0	For
Northwestern Mutual	47,085	0	For
SEI	46,892	0	For
Principal	43,120	0	For
EA Series Trust	41,029	0	For
Northern Trust	35,743	0	For
RBC FUNDS TRUST	33,874	0	For
HOTCHKIS & WILEY FUNDS /DE/	32,700	0	For
Equitable	32,591	0	For
Jackson National	31,672	0	For

Showing the 25 largest of 91 asset managers. See all 91 in the interactive database.

8. Advisory Compensation Vote.

DIRECTOR ELECTIONSCOMPENSATION

Combines 3 wordings of this item as funds reported it.

99.7% fund support · no official result

FOR 99.6%

The 78 asset managers below cast 99.7% of the shares they voted on this item FOR (570,634 for, 1,694 against).

FOR: 570,634 (99.6%)AGAINST: 1,694 (0.3%)ABSTAIN: 392 (0.1%)

Largest asset managers voting on “Advisory Compensation Vote.” at PREFERRED BANK, 2023-2024
Asset manager	For	Against	Vote
MALTESE CAPITAL MANAGEMENT LLC	124,200	0	For
Northern Trust	104,500	9	For
JPMorgan	69,387	0	For
World Funds Trust	63,497	0	For
EA Series Trust	41,029	0	For
RBC FUNDS TRUST	33,874	0	For
Jackson National	31,672	0	For
John Hancock	14,815	0	For
ENVESTNET ASSET MANAGEMENT INC	12,875	0	For
Allianz	8,561	0	For
RBB FUND, INC.	7,307	0	For
INTRUST BANK NA	6,394	0	For
ADVISOR PARTNERS II, LLC	5,815	0	For
EntrepreneurShares Series Trust	5,735	0	For
ETF Series Solutions	4,782	0	For
BOKF, NA	3,884	0	For
Natixis	3,461	0	For
Bridge Builder Trust	3,418	0	For
Vericimetry Funds	3,270	0	For
ZACKS INVESTMENT MANAGEMENT	2,562	0	For
WILSHIRE MUTUAL FUNDS INC	2,039	0	For
Lincoln Financial	2,031	0	For
Zacks Trust	1,819	0	For
WEDGE CAPITAL MANAGEMENT L L P/NC	1,759	0	For
CORNERCAP INVESTMENT COUNSEL INC	1,375	0	For

Showing the 25 largest of 78 asset managers. See all 78 in the interactive database.

9. Frequency on Advisory Vote.

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

1 YEAR 96%

The 73 asset managers below cast 100% of the shares they voted on this item FOR (3,318 for, 0 against).

FOR: 3,318 (0.6%)ABSTAIN: 280 (0.0%)1 YEAR: 548,582 (95.7%)3 YEARS: 12,030 (2.1%)THREE YEARS: 5,815 (1.0%)ONE YEAR: 2,959 (0.5%)1: 73 (0.0%)

Largest asset managers voting on “Frequency on Advisory Vote.” at PREFERRED BANK, 2023-2024
Asset manager	For	Vote
MALTESE CAPITAL MANAGEMENT LLC	0	1 Year
Northern Trust	0	1 Year
JPMorgan	48	1 Year
World Funds Trust	0	1 Year
EA Series Trust	0	1 Year
RBC FUNDS TRUST	0	1 Year
Jackson National	0	1 Year
John Hancock	0	1 Year
ENVESTNET ASSET MANAGEMENT INC	0	1 Year
Allianz	0	1 Year
RBB FUND, INC.	0	1 Year
INTRUST BANK NA	0	1 Year
ADVISOR PARTNERS II, LLC	0	Three Years
EntrepreneurShares Series Trust	0	1 Year
ETF Series Solutions	0	1 Year
BOKF, NA	0	3 Years
Natixis	0	1 Year
Bridge Builder Trust	0	1 Year
Vericimetry Funds	3,270	For
ZACKS INVESTMENT MANAGEMENT	0	1 Year
BlackRock	0	One Year
WILSHIRE MUTUAL FUNDS INC	0	1 Year
Lincoln Financial	0	1 Year
Zacks Trust	0	1 Year
WEDGE CAPITAL MANAGEMENT L L P/NC	0	1 Year

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

10. Advisory Vote to Ratify Named Executive Officers' Compensation

COMPENSATION

95% fund support · no official result

FOR 95%

The 70 asset managers below cast 95% of the shares they voted on this item FOR (4,905,343 for, 254,087 against).

FOR: 4,905,343 (95.1%)AGAINST: 254,087 (4.9%)

Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at PREFERRED BANK, 2023-2024
Asset manager	For	Against	Vote
BlackRock	1,053,148	0	For
Vanguard	845,715	0	For
T. Rowe Price	657,985	0	For
Dimensional	421,505	0	For
State Street	309,718	925	For
TIAA	298,607	0	For
Fidelity	272,537	0	For
American Century	0	211,897	Against
Nuveen	131,911	0	For
OBERWEIS FUNDS	95,000	0	For
Goldman Sachs	88,752	0	For
JPMorgan	71,618	0	For
Columbia Threadneedle	62,170	0	For
WisdomTree	54,441	0	For
Invesco	54,068	0	For
Northwestern Mutual	47,085	0	For
Principal	43,120	0	For
Northern Trust	35,743	0	For
HOTCHKIS & WILEY FUNDS /DE/	32,700	0	For
Equitable	32,591	0	For
AMERICAN BEACON FUNDS	29,521	0	For
Victory Capital	23,610	0	For
Royce	23,072	0	For
BRIDGEWAY FUNDS INC	0	20,833	Against
AIG/SunAmerica	19,939	0	For

Showing the 25 largest of 70 asset managers. See all 70 in the interactive database.

11. Amend Omnibus Stock Plan

COMPENSATION

41% fund support · no official result

FOR 41%AGAINST 59%

The 67 asset managers below cast 41% of the shares they voted on this item FOR (2,067,878 for, 2,986,593 against).

FOR: 2,067,878 (40.7%)AGAINST: 2,986,593 (58.8%)ABSTAIN: 24,808 (0.5%)

Largest asset managers voting on “Amend Omnibus Stock Plan” at PREFERRED BANK, 2023-2024
Asset manager	For	Against	Abstain	Vote
BlackRock	1,053,148	0	0	For
Vanguard	845,715	0	0	For
T. Rowe Price	0	657,985	0	Against
Dimensional	0	421,505	0	Against
State Street	2,107	308,536	0	Against
TIAA	0	298,607	0	Against
Fidelity	2,071	270,466	0	Against
American Century	0	211,897	0	Against
Nuveen	0	131,911	0	Against
OBERWEIS FUNDS	0	95,000	0	Against
Goldman Sachs	0	88,752	0	Against
Columbia Threadneedle	62,170	0	0	For
WisdomTree	0	54,441	0	Against
Invesco	54,068	0	0	For
Northwestern Mutual	0	47,085	0	Against
Principal	0	43,120	0	Against
Northern Trust	0	35,743	0	Against
HOTCHKIS & WILEY FUNDS /DE/	0	32,700	0	Against
Equitable	19,191	13,400	0	For
AMERICAN BEACON FUNDS	0	29,521	0	Against
Victory Capital	0	23,610	0	Against
Royce	0	0	23,072	Abstain
BRIDGEWAY FUNDS INC	0	20,833	0	Against
AIG/SunAmerica	0	19,939	0	Against
Lincoln Financial	10,946	8,900	0	For

Showing the 25 largest of 67 asset managers. See all 67 in the interactive database.

12. Elect Director Li Yu

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.7%

The 67 asset managers below cast 100% of the shares they voted on this item FOR (5,068,780 for, 0 against).

FOR: 5,068,780 (99.8%)ABSTAIN: 10,499 (0.2%)

Largest asset managers voting on “Elect Director Li Yu” at PREFERRED BANK, 2023-2024
Asset manager	For	Abstain	Vote
BlackRock	1,053,148	0	For
Vanguard	845,715	0	For
T. Rowe Price	657,985	0	For
Dimensional	421,505	0	For
State Street	309,787	856	For
TIAA	298,607	0	For
Fidelity	272,537	0	For
American Century	211,897	0	For
Nuveen	131,911	0	For
OBERWEIS FUNDS	95,000	0	For
Goldman Sachs	88,752	0	For
Columbia Threadneedle	62,170	0	For
WisdomTree	54,441	0	For
Invesco	54,068	0	For
Northwestern Mutual	47,085	0	For
Principal	43,120	0	For
Northern Trust	35,743	0	For
HOTCHKIS & WILEY FUNDS /DE/	32,700	0	For
Equitable	32,591	0	For
AMERICAN BEACON FUNDS	29,521	0	For
Victory Capital	23,610	0	For
Royce	23,072	0	For
BRIDGEWAY FUNDS INC	20,833	0	For
AIG/SunAmerica	19,939	0	For
Lincoln Financial	19,846	0	For

Showing the 25 largest of 67 asset managers. See all 67 in the interactive database.

13. Elect Director Wayne Wu

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 99.9%

The 67 asset managers below cast 100% of the shares they voted on this item FOR (5,078,707 for, 0 against).

FOR: 5,078,707 (100.0%)ABSTAIN: 572 (0.0%)

Largest asset managers voting on “Elect Director Wayne Wu” at PREFERRED BANK, 2023-2024
Asset manager	For	Abstain	Vote
BlackRock	1,053,148	0	For
Vanguard	845,715	0	For
T. Rowe Price	657,985	0	For
Dimensional	421,505	0	For
State Street	310,071	572	For
TIAA	298,607	0	For
Fidelity	272,537	0	For
American Century	211,897	0	For
Nuveen	131,911	0	For
OBERWEIS FUNDS	95,000	0	For
Goldman Sachs	88,752	0	For
Columbia Threadneedle	62,170	0	For
WisdomTree	54,441	0	For
Invesco	54,068	0	For
Northwestern Mutual	47,085	0	For
Principal	43,120	0	For
Northern Trust	35,743	0	For
HOTCHKIS & WILEY FUNDS /DE/	32,700	0	For
Equitable	32,591	0	For
AMERICAN BEACON FUNDS	29,521	0	For
Victory Capital	23,610	0	For
Royce	23,072	0	For
BRIDGEWAY FUNDS INC	20,833	0	For
AIG/SunAmerica	19,939	0	For
Lincoln Financial	19,846	0	For

Showing the 25 largest of 67 asset managers. See all 67 in the interactive database.

14. Ratify Crowe LLP as Auditors

AUDIT-RELATED

99.8% fund support · no official result

FOR 99.8%

The 67 asset managers below cast 99.8% of the shares they voted on this item FOR (5,073,471 for, 5,808 against).

FOR: 5,073,471 (99.9%)AGAINST: 5,808 (0.1%)

Largest asset managers voting on “Ratify Crowe LLP as Auditors” at PREFERRED BANK, 2023-2024
Asset manager	For	Against	Vote
BlackRock	1,053,148	0	For
Vanguard	845,715	0	For
T. Rowe Price	657,985	0	For
Dimensional	421,505	0	For
State Street	310,360	283	For
TIAA	298,607	0	For
Fidelity	272,537	0	For
American Century	211,897	0	For
Nuveen	131,911	0	For
OBERWEIS FUNDS	95,000	0	For
Goldman Sachs	88,752	0	For
Columbia Threadneedle	62,170	0	For
WisdomTree	54,441	0	For
Invesco	54,068	0	For
Northwestern Mutual	47,085	0	For
Principal	43,120	0	For
Northern Trust	35,743	0	For
HOTCHKIS & WILEY FUNDS /DE/	32,700	0	For
Equitable	32,591	0	For
AMERICAN BEACON FUNDS	29,521	0	For
Victory Capital	23,610	0	For
Royce	23,072	0	For
BRIDGEWAY FUNDS INC	20,833	0	For
AIG/SunAmerica	19,939	0	For
Lincoln Financial	19,846	0	For

Showing the 25 largest of 67 asset managers. See all 67 in the interactive database.

15. Approval to Extend the 2014 Equity Incentive Plan.

DIRECTOR ELECTIONS

Combines 3 wordings of this item as funds reported it.

80% fund support · no official result

FOR 80%AGAINST 20%

The 38 asset managers below cast 80% of the shares they voted on this item FOR (642,234 for, 160,240 against).

FOR: 642,234 (80.0%)AGAINST: 160,240 (20.0%)

Largest asset managers voting on “Approval to Extend the 2014 Equity Incentive Plan.” at PREFERRED BANK, 2023-2024
Asset manager	For	Against	Vote
Charles Schwab	395,659	0	For
World Funds Trust	63,497	0	For
JPMorgan	0	62,250	Against
SEI	46,892	0	For
EA Series Trust	41,029	0	For
RBC FUNDS TRUST	0	33,874	Against
Jackson National	0	31,672	Against
Federated Hermes	27,821	0	For
John Hancock	0	14,815	Against
Allianz	6,722	1,839	For
Russell Investments	8,208	0	For
ADVISORS' INNER CIRCLE FUND	7,800	0	For
OPTIMUM FUND TRUST	7,406	0	For
RBB FUND, INC.	7,307	0	For
Putnam	0	6,741	Against
Global X	6,151	0	For
EntrepreneurShares Series Trust	5,735	0	For
STERLING CAPITAL FUNDS	4,822	0	For
ETF Series Solutions	0	4,782	Against
Bridge Builder Trust	3,418	0	For
Vericimetry Funds	3,270	0	For
WILSHIRE MUTUAL FUNDS INC	1,699	340	For
Lincoln Financial	0	2,031	Against
Zacks Trust	1,819	0	For
TRUST FOR PROFESSIONAL MANAGERS	0	988	Against

Showing the 25 largest of 38 asset managers. See all 38 in the interactive database.

16. Ratification of Appointment of Independent Registered Public Accountants.

DIRECTOR ELECTIONSAUDIT-RELATED

Combines 3 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99.9%

The 37 asset managers below cast 99.9% of the shares they voted on this item FOR (802,426 for, 48 against).

FOR: 802,426 (100.0%)AGAINST: 48 (0.0%)

Largest asset managers voting on “Ratification of Appointment of Independent Registered Public Accountants.” at PREFERRED BANK, 2023-2024
Asset manager	For	Vote
Charles Schwab	395,659	For
World Funds Trust	63,497	For
JPMorgan	62,250	For
SEI	46,892	For
EA Series Trust	41,029	For
RBC FUNDS TRUST	33,874	For
Jackson National	31,672	For
Federated Hermes	27,821	For
John Hancock	14,815	For
Allianz	8,561	For
Russell Investments	8,208	For
ADVISORS' INNER CIRCLE FUND	7,800	For
OPTIMUM FUND TRUST	7,406	For
RBB FUND, INC.	7,307	For
Putnam	6,741	For
Global X	6,151	For
EntrepreneurShares Series Trust	5,735	For
STERLING CAPITAL FUNDS	4,822	For
ETF Series Solutions	4,782	For
Bridge Builder Trust	3,418	For
Vericimetry Funds	3,270	For
WILSHIRE MUTUAL FUNDS INC	2,039	For
Lincoln Financial	2,031	For
Zacks Trust	1,819	For
TRUST FOR PROFESSIONAL MANAGERS	988	For

Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.

17. Advisory Compensation Vote. To approve, in a non-binding advisory vote, the compensation of our named executive officers (Say on Pay).

SECTION 14A SAY-ON-PAY VOTES

Combines 3 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99.9%

The 34 asset managers below cast 99.9% of the shares they voted on this item FOR (1,191,810 for, 6 against).

FOR: 1,191,810 (100.0%)AGAINST: 6 (0.0%)NOT VOTED: 10 (0.0%)

Largest asset managers voting on “Advisory Compensation Vote. To approve, in a non-binding advisory vote, the compensation of our named executiv” at PREFERRED BANK, 2023-2024
Asset manager	For	Vote
Charles Schwab	801,455	For
SEI	93,957	For
Federated Hermes	57,244	For
LSV ASSET MANAGEMENT	53,372	For
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	30,042	For
NEW YORK STATE COMMON RETIREMENT FUND	24,947	For
Robeco Institutional Asset Management B.V.	22,520	For
Putnam	19,863	For
Russell Investments	12,194	For
Man Group plc	10,320	For
COMERICA BANK	7,856	For
ADVISORS' INNER CIRCLE FUND	7,800	For
OPTIMUM FUND TRUST	7,406	For
Global X	6,151	For
BANK OF AMERICA NA	6,019	For
LOS ANGELES CAPITAL MANAGEMENT LLC	5,198	For
STERLING CAPITAL FUNDS	4,822	For
Sterling Capital Management LLC	4,822	For
OREGON PUBLIC EMPLOYEES RETIREMENT FUND	3,562	For
Arizona State Retirement System	3,546	For
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	2,705	For
Prudential/PGIM	2,555	For
MACKENZIE FINANCIAL CORP	892	For
Orion Porfolio Solutions, LLC	524	For
Orion Portfolio Solutions, LLC	524	For

Showing the 25 largest of 34 asset managers. See all 34 in the interactive database.

18. Frequency of Advisory Vote: To express preference, in a non-binding advisory vote, on the frequency of Say on Pay.

SECTION 14A SAY-ON-PAY VOTES

Combines 3 wordings of this item as funds reported it.

— fund support · no official result

1 YEAR 99.1%

No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.

1 YEAR: 1,182,130 (99.2%)ONE YEAR: 9,639 (0.8%)NOT VOTED: 10 (0.0%)

Largest asset managers voting on “Frequency of Advisory Vote: To express preference, in a non-binding advisory vote, on the frequency of Say on ” at PREFERRED BANK, 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Charles Schwab	0	0	0	0	1 Year
SEI	0	0	0	0	1 Year
Federated Hermes	0	0	0	0	1 Year
LSV ASSET MANAGEMENT	0	0	0	0	1 Year
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	0	0	0	0	1 Year
NEW YORK STATE COMMON RETIREMENT FUND	0	0	0	0	1 Year
Robeco Institutional Asset Management B.V.	0	0	0	0	1 Year
Putnam	0	0	0	0	1 Year
Russell Investments	0	0	0	0	1 Year
Man Group plc	0	0	0	0	1 Year
COMERICA BANK	0	0	0	0	1 Year
ADVISORS' INNER CIRCLE FUND	0	0	0	0	1 Year
OPTIMUM FUND TRUST	0	0	0	0	One Year
Global X	0	0	0	0	1 Year
BANK OF AMERICA NA	0	0	0	0	1 Year
LOS ANGELES CAPITAL MANAGEMENT LLC	0	0	0	0	1 Year
STERLING CAPITAL FUNDS	0	0	0	0	1 Year
Sterling Capital Management LLC	0	0	0	0	1 Year
OREGON PUBLIC EMPLOYEES RETIREMENT FUND	0	0	0	0	1 Year
Arizona State Retirement System	0	0	0	0	1 Year
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	0	0	0	0	1 Year
Prudential/PGIM	0	0	0	0	1 Year
MACKENZIE FINANCIAL CORP	0	0	0	0	1 Year
Orion Porfolio Solutions, LLC	0	0	0	0	One Year
Orion Portfolio Solutions, LLC	0	0	0	0	One Year

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

19. DIRECTOR: LI YU

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 85%ABSTAIN 15%

The 18 asset managers below cast 100% of the shares they voted on this item FOR (185,728 for, 0 against).

FOR: 185,728 (84.6%)ABSTAIN: 33,922 (15.4%)

Largest asset managers voting on “DIRECTOR: LI YU” at PREFERRED BANK, 2023-2024
Asset manager	For	Abstain	Vote
JPMorgan	62,250	0	For
EA Series Trust	41,029	0	For
RBC FUNDS TRUST	0	33,874	Abstain
Jackson National	31,672	0	For
John Hancock	14,815	0	For
Allianz	8,561	0	For
RBB FUND, INC.	7,307	0	For
EntrepreneurShares Series Trust	5,735	0	For
ETF Series Solutions	4,782	0	For
Bridge Builder Trust	3,418	0	For
WILSHIRE MUTUAL FUNDS INC	2,039	0	For
Lincoln Financial	2,031	0	For
TRUST FOR PROFESSIONAL MANAGERS	988	0	For
Brighthouse	902	0	For
CITY NATIONAL ROCHDALE FUNDS	158	0	For
Advisors' Inner Circle Fund III	0	48	Abstain
Managed Portfolio Series	35	0	For
GPS Funds I	6	0	For

20. DIRECTOR: WAYNE WU

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 100%

The 18 asset managers below cast 100% of the shares they voted on this item FOR (219,650 for, 0 against).

FOR: 219,650 (100.0%)

Largest asset managers voting on “DIRECTOR: WAYNE WU” at PREFERRED BANK, 2023-2024
Asset manager	For	Vote
JPMorgan	62,250	For
EA Series Trust	41,029	For
RBC FUNDS TRUST	33,874	For
Jackson National	31,672	For
John Hancock	14,815	For
Allianz	8,561	For
RBB FUND, INC.	7,307	For
EntrepreneurShares Series Trust	5,735	For
ETF Series Solutions	4,782	For
Bridge Builder Trust	3,418	For
WILSHIRE MUTUAL FUNDS INC	2,039	For
Lincoln Financial	2,031	For
TRUST FOR PROFESSIONAL MANAGERS	988	For
Brighthouse	902	For
CITY NATIONAL ROCHDALE FUNDS	158	For
Advisors' Inner Circle Fund III	48	For
Managed Portfolio Series	35	For
GPS Funds I	6	For

21. Elect Li Yu

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 100%

The 12 asset managers below cast 100% of the shares they voted on this item FOR (512,685 for, 0 against).

FOR: 512,685 (100.0%)

Largest asset managers voting on “Elect Li Yu” at PREFERRED BANK, 2023-2024
Asset manager	For	Vote
Charles Schwab	395,659	For
SEI	46,892	For
Federated Hermes	27,821	For
Russell Investments	8,208	For
ADVISORS' INNER CIRCLE FUND	7,800	For
OPTIMUM FUND TRUST	7,406	For
Putnam	6,741	For
Global X	6,151	For
STERLING CAPITAL FUNDS	4,822	For
Prudential/PGIM	698	For
Fidelity	300	For
Nationwide	187	For

22. Elect Wayne Wu

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 100%

The 12 asset managers below cast 100% of the shares they voted on this item FOR (512,685 for, 0 against).

FOR: 512,685 (100.0%)

Largest asset managers voting on “Elect Wayne Wu” at PREFERRED BANK, 2023-2024
Asset manager	For	Vote
Charles Schwab	395,659	For
SEI	46,892	For
Federated Hermes	27,821	For
Russell Investments	8,208	For
ADVISORS' INNER CIRCLE FUND	7,800	For
OPTIMUM FUND TRUST	7,406	For
Putnam	6,741	For
Global X	6,151	For
STERLING CAPITAL FUNDS	4,822	For
Prudential/PGIM	698	For
Fidelity	300	For
Nationwide	187	For

23. DIRECTOR

DIRECTOR ELECTIONS

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 6 asset managers below cast 100% of the shares they voted on this item FOR (72,112 for, 0 against).

FOR: 72,112 (100.0%)

Largest asset managers voting on “DIRECTOR” at PREFERRED BANK, 2023-2024
Asset manager	For	Vote
World Funds Trust	63,497	For
Jackson Creek Investment Advisors LLC	5,992	For
Zacks Trust	1,819	For
SARATOGA ADVANTAGE TRUST	743	For
SYNTAX ETF TRUST	37	For
Boltwood Capital Management	24	For

Largest PREFERRED BANK shareholders voting in 2023-2024

Ranked by the number of PREFERRED BANK shares each manager voted on the most widely held ballot item of the 2023-2024 meeting.

Top PREFERRED BANK shareholders by shares voted, 2023-2024
#	Asset manager	Shares voted
1	T. Rowe Price	1,742,158
2	BlackRock	1,164,524
3	Vanguard	867,576
4	Nuveen	645,242
5	State Street	605,758
6	Dimensional	481,261
7	American Century	424,933
8	TIAA	298,607
9	Boston Partners	289,194
10	Fidelity	278,855

Shown as share counts, not percentages: no shares-outstanding figure has been matched to PREFERRED BANK for the 2023-2024 season, so there is no denominator to divide by.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At PREFERRED BANK's shareholder meeting held 2024-05-30, in the 2023-2024 proxy season, 253 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,832 separate fund positions. Their filings are grouped here into 23 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. No official Form 8-K vote tally has been matched to this meeting, so this page states no certified outcome for its most widely held ballot item. On that item — Advisory Vote on Say on Pay Frequency — the reporting funds cast 0% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

PREFERRED BANK proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.