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PRINCIPAL FINANCIAL GROUP INC. 2024-2025 Proxy Voting Records

Compiled from SEC Form N-PX filings and PRINCIPAL FINANCIAL GROUP INC.’s Form 8-K, filed 2025-05-22 (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 12Reported items
  • 769Asset managers
  • 4,632Fund votes
  • 2025-05-20Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore PRINCIPAL FINANCIAL GROUP INC. in the interactive database Compare manager voting policies

Official 2024-2025 meeting results reported by PRINCIPAL FINANCIAL GROUP INC.

These tallies are PRINCIPAL FINANCIAL GROUP INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-05-22 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

PRINCIPAL FINANCIAL GROUP INC. — official shareholder meeting results, meeting held 2025-05-20
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: H. Elizabeth Mitchell 136,860,14813,687,750407,449 --19,322,185 Majority: yes
Elect Director: Blair C. Pickerell 148,362,9432,405,474186,930 --19,322,185 Majority: yes
Elect Director: Clare S. Richer 149,301,5891,474,394179,364 --19,322,185 Majority: yes
Elect Director: Deanna D. Strable-Soethout 150,469,142296,375189,830 --19,322,185 Majority: yes
Elect Director: Advisory Vote to Approve Executive Compensation 142,675,1287,735,191545,028 --19,322,185 Majority: yes
Elect Director: Ratification of Appointment of Independent Registered Public Accountants 160,644,8779,439,069193,586 --0 Majority: yes

Source: PRINCIPAL FINANCIAL GROUP INC., Form 8-K, filed with the SEC on 2025-05-22 — read the filing on EDGAR.

How asset managers voted at the PRINCIPAL FINANCIAL GROUP INC. 2024-2025 meeting

Each item below shows how the 769 asset managers that disclosed a PRINCIPAL FINANCIAL GROUP INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of PRINCIPAL FINANCIAL GROUP INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Advisory approval of the compensation of our named executive officers

COMPENSATIONMajority of the votes cast: yes

Meeting held 2025-05-20.

Combines 3 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 142,675,128AGAINST: 7,735,191

PRINCIPAL FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Advisory Vote to Approve Executive Compensation”): 142,675,128 for, 7,735,191 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 692 asset managers below cast 95% of the shares they voted on this item FOR (113,854,764 for, 6,287,678 against).

FOR 95%
FOR: 113,854,764 (94.5%)AGAINST: 6,287,678 (5.2%)ABSTAIN: 233,838 (0.2%)NOT VOTED: 83,279 (0.1%)
Largest asset managers voting on “Advisory approval of the compensation of our named executive officers” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard22,848,72616 10For
BlackRock15,241,078948 00For
State Street10,707,8240 00For
Victory Capital6,014,9920 00For
GEODE CAPITAL MANAGEMENT, LLC5,459,4760 00For
Fidelity5,306,5050 00For
Capital Research Global Investors4,981,8440 00For
Capital Group4,897,3540 00For
Invesco4,536,5840 00For
Dimensional3,403,6610 00For
Charles Schwab2,904,1310 00For
Northern Trust2,307,6640 00For
Wellington1,944,1870 00For
Hartford1,864,8380 00For
PARAMETRIC PORTFOLIO ASSOCIATES LLC1,419,4980 00For
Amundi01,020,478 00Against
Legal & General Investment Management Ltd21,236988,069 00Against
AustralianSuper Pty Ltd0967,025 00Against
MELLON INVESTMENTS Corp944,2910 00For
UBS878,92226,967 00For
T. Rowe Price742,1840 00For
CITY NATIONAL ROCHDALE FUNDS640,1520 00For
MASSACHUSETTS FINANCIAL SERVICES CO /MA/631,7460 00For
Nuveen0563,038 00Against
TIAA0545,676 00Against

Showing the 25 largest of 692 asset managers. See all 692 in the interactive database.

2. Election of Directors: Blair C. Pickerell

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-20.

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 148,362,943AGAINST: 2,405,474

PRINCIPAL FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Blair C. Pickerell”): 148,362,943 for, 2,405,474 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 127 asset managers below cast 99.5% of the shares they voted on this item FOR (61,353,098 for, 288,563 against).

FOR 99.5%
FOR: 61,353,098 (99.5%)AGAINST: 288,563 (0.5%)ABSTAIN: 6,086 (0.0%)NOT VOTED: 33 (0.0%)
Largest asset managers voting on “Election of Directors: Blair C. Pickerell” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard21,391,3775 00For
BlackRock9,043,4520 00For
Fidelity5,127,0430 00For
Capital Group4,896,1830 00For
State Street3,474,3050 00For
Victory Capital2,783,7570 00For
Dimensional2,727,9180 00For
Invesco2,157,8020 00For
Hartford1,851,9100 00For
Charles Schwab1,440,1600 00For
CITY NATIONAL ROCHDALE FUNDS640,1520 00For
TIAA545,1230 00For
MFS513,9710 00For
TRUST FOR PROFESSIONAL MANAGERS401,8510 00For
MASTER INVESTMENT PORTFOLIO331,8580 00For
First Trust220,1550 00For
WisdomTree204,1180 00For
Jackson National196,6140 00For
John Hancock186,4700 00For
Equitable72,270108,369 00Against
Northern Trust180,2190 00For
Brighthouse170,6622,654 6,0860For
T. Rowe Price0154,333 00Against
Six Circles Trust150,3110 00For
TOUCHSTONE FUNDS GROUP TRUST143,5920 00For

Showing the 25 largest of 127 asset managers. See all 127 in the interactive database.

3. Election of Directors: Clare S. Richer

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-20.

Combines 4 wordings of this item as funds reported it.

99.0% Majority: yes · of votes cast

FOR 99.0%
FOR: 149,301,589AGAINST: 1,474,394

PRINCIPAL FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Clare S. Richer”): 149,301,589 for, 1,474,394 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 127 asset managers below cast 99.5% of the shares they voted on this item FOR (61,353,099 for, 288,561 against).

FOR 99.5%
FOR: 61,353,099 (99.5%)AGAINST: 288,561 (0.5%)ABSTAIN: 6,086 (0.0%)NOT VOTED: 33 (0.0%)
Largest asset managers voting on “Election of Directors: Clare S. Richer” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard21,391,3793 00For
BlackRock9,043,4520 00For
Fidelity5,127,0430 00For
Capital Group4,896,1830 00For
State Street3,474,3050 00For
Victory Capital2,783,7570 00For
Dimensional2,727,9180 00For
Invesco2,157,8020 00For
Hartford1,851,9100 00For
Charles Schwab1,440,1600 00For
CITY NATIONAL ROCHDALE FUNDS640,1520 00For
TIAA545,1230 00For
MFS513,9710 00For
TRUST FOR PROFESSIONAL MANAGERS401,8510 00For
MASTER INVESTMENT PORTFOLIO331,8580 00For
First Trust220,1550 00For
WisdomTree204,1180 00For
Jackson National196,6140 00For
John Hancock186,4700 00For
Equitable72,270108,369 00Against
Northern Trust180,2190 00For
Brighthouse170,6622,654 6,0860For
T. Rowe Price0154,333 00Against
Six Circles Trust150,3110 00For
TOUCHSTONE FUNDS GROUP TRUST143,5920 00For

Showing the 25 largest of 127 asset managers. See all 127 in the interactive database.

4. Election of Directors: Deanna D. Strable-Soethout

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-20.

Combines 4 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 150,469,142AGAINST: 296,375

PRINCIPAL FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Deanna D. Strable-Soethout”): 150,469,142 for, 296,375 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 127 asset managers below cast 99.9% of the shares they voted on this item FOR (61,635,250 for, 6,410 against).

FOR 99.9%
FOR: 61,635,250 (100.0%)AGAINST: 6,410 (0.0%)ABSTAIN: 6,086 (0.0%)NOT VOTED: 33 (0.0%)
Largest asset managers voting on “Election of Directors: Deanna D. Strable-Soethout” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard21,391,3810 00For
BlackRock9,043,4520 00For
Fidelity5,127,0430 00For
Capital Group4,896,1830 00For
State Street3,474,3050 00For
Victory Capital2,783,7570 00For
Dimensional2,727,9180 00For
Invesco2,157,8020 00For
Hartford1,851,9100 00For
Charles Schwab1,440,1600 00For
CITY NATIONAL ROCHDALE FUNDS640,1520 00For
TIAA545,1230 00For
MFS513,9710 00For
TRUST FOR PROFESSIONAL MANAGERS401,8510 00For
MASTER INVESTMENT PORTFOLIO331,8580 00For
First Trust220,1550 00For
WisdomTree204,1180 00For
Jackson National196,6140 00For
John Hancock186,4700 00For
Equitable180,6390 00For
Northern Trust180,2190 00For
Brighthouse173,3160 6,0860For
T. Rowe Price154,3330 00For
Six Circles Trust150,3110 00For
TOUCHSTONE FUNDS GROUP TRUST143,5920 00For

Showing the 25 largest of 127 asset managers. See all 127 in the interactive database.

5. Election of Directors: H. Elizabeth Mitchell

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-20.

Combines 4 wordings of this item as funds reported it.

91% Majority: yes · of votes cast

FOR 91%9%
FOR: 136,860,148AGAINST: 13,687,750

PRINCIPAL FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: H. Elizabeth Mitchell”): 136,860,148 for, 13,687,750 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 127 asset managers below cast 90% of the shares they voted on this item FOR (55,442,580 for, 6,199,080 against).

FOR 90%10%
FOR: 55,442,580 (89.9%)AGAINST: 6,199,080 (10.1%)ABSTAIN: 6,087 (0.0%)NOT VOTED: 33 (0.0%)
Largest asset managers voting on “Election of Directors: H. Elizabeth Mitchell” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard21,391,3765 10For
BlackRock9,043,4520 00For
Fidelity5,127,0430 00For
Capital Group4,896,1830 00For
State Street6,7793,467,526 00Against
Victory Capital2,783,7570 00For
Dimensional2,727,9180 00For
Invesco02,157,802 00Against
Hartford1,851,9100 00For
Charles Schwab1,440,1600 00For
CITY NATIONAL ROCHDALE FUNDS640,1520 00For
TIAA545,1230 00For
MFS513,9710 00For
TRUST FOR PROFESSIONAL MANAGERS401,8510 00For
MASTER INVESTMENT PORTFOLIO331,8580 00For
First Trust220,1550 00For
WisdomTree204,1180 00For
Jackson National196,6140 00For
John Hancock186,4700 00For
Equitable70,188110,451 00Against
Northern Trust180,2190 00For
Brighthouse170,6622,654 6,0860For
T. Rowe Price0154,333 00Against
Six Circles Trust150,3110 00For
TOUCHSTONE FUNDS GROUP TRUST143,5920 00For

Showing the 25 largest of 127 asset managers. See all 127 in the interactive database.

6. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2025

AUDIT-RELATED

Meeting held 2025-05-20.

Combines 2 wordings of this item as funds reported it.

99.8% fund support · no official result

FOR 99.8%

The 120 asset managers below cast 99.8% of the shares they voted on this item FOR (61,288,409 for, 95,621 against).

FOR: 61,288,409 (99.8%)AGAINST: 95,621 (0.2%)ABSTAIN: 6,086 (0.0%)NOT VOTED: 33 (0.0%)
Largest asset managers voting on “RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2025” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Vanguard21,382,8838,499 00For
BlackRock9,043,4520 00For
Fidelity5,127,0430 00For
Capital Group4,896,1830 00For
State Street3,474,123182 00For
Victory Capital2,783,7570 00For
Dimensional2,727,9180 00For
Invesco2,157,8020 00For
Hartford1,851,9100 00For
Charles Schwab1,440,1600 00For
CITY NATIONAL ROCHDALE FUNDS640,1520 00For
TIAA545,1230 00For
MFS513,9710 00For
TRUST FOR PROFESSIONAL MANAGERS401,8510 00For
MASTER INVESTMENT PORTFOLIO331,8580 00For
First Trust220,1550 00For
WisdomTree204,1180 00For
Jackson National196,6140 00For
John Hancock186,4700 00For
Equitable180,6390 00For
Northern Trust180,2190 00For
Brighthouse173,3160 6,0860For
T. Rowe Price154,3330 00For
Six Circles Trust150,3110 00For
TOUCHSTONE FUNDS GROUP TRUST143,5920 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

7. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Meeting held 2025-05-20.

95% Majority: yes · of votes cast

FOR 95%
FOR: 142,675,128AGAINST: 7,735,191

PRINCIPAL FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Advisory Vote to Approve Executive Compensation”): 142,675,128 for, 7,735,191 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 27 asset managers below cast 84% of the shares they voted on this item FOR (1,725,055 for, 339,813 against).

FOR 84%AGAINST 16%
FOR: 1,725,055 (83.5%)AGAINST: 339,813 (16.5%)
Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
JPMorgan687,0610 00For
APG Asset Management US Inc.510,3220 00For
STOREBRAND ASSET MANAGEMENT AS174,7900 00For
Desjardins Global Asset Management Inc.0160,660 00Against
Empower133,8350 00For
OSSIAM0119,796 00Against
TD ASSET MANAGEMENT INC98,4840 00For
Cardano Risk Management B.V.033,920 00Against
AMERICAN BEACON FUNDS26,3000 00For
HC CAPITAL TRUST22,5340 00For
GuideStone21,5660 00For
NORDEA INVESTMENT MANAGEMENT AB016,945 00Against
Northern Lights Fund Trust15,7580 00For
Vinva Investment Management Ltd14,1250 00For
Union Investment Institutional GmbH07,000 00Against
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma5,6180 00For
iA Global Asset Management Inc.5,1620 00For
Metzler Asset Management GmbH4,9100 00For
Northern Lights Variable Trust1,9180 00For
CLEARWATER INVESTMENT TRUST1,8000 00For
Regime de rentes du Mouvement Desjardins01,492 00Against
WHITENER CAPITAL MANAGEMENT, INC.2530 00For
NORTHERN LIGHTS FUND TRUST III2270 00For
Edgemoor Investment Advisors, Inc.1600 00For
Colony Family Offices, LLC1280 00For

Showing the 25 largest of 27 asset managers. See all 27 in the interactive database.

8. Advisory Approval of Compensation of Our Named Executive Officers

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Meeting held 2025-05-20.

95% Majority: yes · of votes cast

FOR 95%
FOR: 142,675,128AGAINST: 7,735,191

PRINCIPAL FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Advisory Vote to Approve Executive Compensation”): 142,675,128 for, 7,735,191 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 23 asset managers below cast 99.6% of the shares they voted on this item FOR (424,347 for, 1,281 against).

FOR 99.6%
FOR: 424,347 (99.7%)AGAINST: 1,281 (0.3%)
Largest asset managers voting on “Advisory Approval of Compensation of Our Named Executive Officers” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Trust Point Inc.369,6830 00For
Argent Trust Co32,0380 00For
First Citizens Financial Corp5,2290 00For
HANCOCK WHITNEY CORP4,7390 00For
First Nebraska Trust Co2,5490 00For
Trust Co of Kansas1,4370 00For
STOCK YARDS BANK & TRUST CO1,4210 00For
FIRST CITIZENS BANK & TRUST CO1,3140 00For
Haverford Trust Co01,281 00Against
FINANCIAL COUNSELORS INC1,2540 00For
Community Bank & Trust, Waco, Texas9300 00For
FIRST COMMUNITY TRUST NA8170 00For
Atlantic Union Bankshares Corp4900 00For
Florida Trust Wealth Management Co4200 00For
Trust Co of the South3500 00For
Farmers & Merchants Trust Co of Chambersburg PA3390 00For
FIRST MERCHANTS CORP3280 00For
TIEDEMANN ADVISORS, LLC2100 00For
TCV Trust & Wealth Management, Inc.2000 00For
UNION SAVINGS BANK1950 00For
Smithfield Trust Co1900 00For
GERMAN AMERICAN BANCORP, INC.1350 00For
Glenview Trust Co790 00For

9. 14A Executive Compensation

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Meeting held 2025-05-20.

Combines 9 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 142,675,128AGAINST: 7,735,191

PRINCIPAL FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Advisory Vote to Approve Executive Compensation”): 142,675,128 for, 7,735,191 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 20 asset managers below cast 99.9% of the shares they voted on this item FOR (12,066,183 for, 920 against).

FOR 99.9%
FOR: 12,066,183 (100.0%)AGAINST: 920 (0.0%)NOT VOTED: 2,692 (0.0%)
Largest asset managers voting on “14A Executive Compensation” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
CAPITAL MANAGEMENT CORP /VA11,979,3820 00For
Focus Partners Wealth50,812393 00For
Interval Partners, LP29,4570 00For
Glaxis Capital Management, LLC3,7990 00For
LEAVELL INVESTMENT MANAGEMENT, INC.00 00Not Voted
Empower9370 00For
River Street Advisors LLC4160 00For
NTV ASSET MANAGEMENT LLC3950 00For
ST GERMAIN D J CO INC3010 00For
OLD SECOND NATIONAL BANK OF AURORA3000 00For
GAMMA Investing LLC0215 00Against
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV0158 00Against
COURIER CAPITAL LLC0154 00Against
Moisand Fitzgerald Tamayo, LLC1100 00For
MATTERN CAPITAL MANAGEMENT, LLC1000 00For
Tiller Private Wealth, Inc.860 00For
Simplify Exchange Traded Funds380 00For
Baker Avenue Asset Management, LP290 00For
River Wealth Advisors LLC210 00For
FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC00 00--

10. Ratify Ernst & Young LLP as Auditors

AUDIT-RELATED

Meeting held 2025-05-20.

100% fund support · no official result

FOR 100%

The 6 asset managers below cast 100% of the shares they voted on this item FOR (197,411 for, 0 against).

FOR: 197,411 (100.0%)
Largest asset managers voting on “Ratify Ernst & Young LLP as Auditors” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Empower133,8350 00For
HC CAPITAL TRUST22,5340 00For
GuideStone21,5660 00For
Northern Lights Fund Trust15,7580 00For
Northern Lights Variable Trust1,9180 00For
CLEARWATER INVESTMENT TRUST1,8000 00For

11. Ratify Appointment of Independent Auditors

AUDIT-RELATEDMajority of the votes cast: yes

Meeting held 2025-05-20.

94% Majority: yes · of votes cast

FOR 94%
FOR: 160,644,877AGAINST: 9,439,069

PRINCIPAL FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Ratification of Appointment of Independent Registered Public Accountants”): 160,644,877 for, 9,439,069 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 4 asset managers below cast 44% of the shares they voted on this item FOR (26,565 for, 33,920 against).

FOR 44%AGAINST 56%
FOR: 26,565 (43.9%)AGAINST: 33,920 (56.1%)
Largest asset managers voting on “Ratify Appointment of Independent Auditors” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
Cardano Risk Management B.V.033,920 00Against
AMERICAN BEACON FUNDS26,3000 00For
NORTHERN LIGHTS FUND TRUST III2270 00For
Simplify Exchange Traded Funds380 00For

12. Advisory Approval of Compensation of Our Named Executive Officers

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-21 (outside the 2024-2025 season's 1 July to 30 June window; reported in this season's filings).

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 4 asset managers below cast 100% of the shares they voted on this item FOR (5,273 for, 0 against).

FOR: 5,273 (100.0%)
Largest asset managers voting on “Advisory Approval of Compensation of Our Named Executive Officers” at PRINCIPAL FINANCIAL GROUP INC., 2024-2025
Asset managerForAgainst AbstainWithheldVote
COLDSTREAM CAPITAL MANAGEMENT INC3,0350 00For
VAUGHAN DAVID INVESTMENTS LLC/IL1,8070 00For
First Trust4310 00For
Echo45 Advisors LLC00 00--

Largest PRINCIPAL FINANCIAL GROUP INC. shareholders voting in 2024-2025

Ranked by the number of PRINCIPAL FINANCIAL GROUP INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting.

Top PRINCIPAL FINANCIAL GROUP INC. shareholders by shares voted, 2024-2025
#Asset manager Shares voted
1Vanguard 22,848,743
2BlackRock 15,242,026
3State Street 10,707,824
4Victory Capital 6,014,992
5GEODE CAPITAL MANAGEMENT, LLC 5,459,476
6Fidelity 5,306,505
7Capital Research Global Investors 4,981,844
8Capital Group 4,897,354
9Invesco 4,536,584
10Dimensional 3,403,661

Shown as share counts, not percentages: no shares-outstanding figure has been matched to PRINCIPAL FINANCIAL GROUP INC. for the 2024-2025 season, so there is no denominator to divide by.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At PRINCIPAL FINANCIAL GROUP INC.'s shareholder meeting held 2025-05-20, in the 2024-2025 proxy season, 769 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,632 separate fund positions. Their filings are grouped here into 12 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Advisory approval of the compensation of our named executive officers — FOR was 95% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: PRINCIPAL FINANCIAL GROUP INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-05-22.

PRINCIPAL FINANCIAL GROUP INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.