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Home › Companies › PUMA BIOTECHNOLOGY INC. › 2023-2024

PUMA BIOTECHNOLOGY INC. 2023-2024 Proxy Voting Records

At PUMA BIOTECHNOLOGY INC.'s shareholder meeting held June 18, 2024, in the 2023-2024 proxy season, 89 asset managers reported how they voted in their SEC Form N-PX filings, covering 863 separate fund positions. Their filings are grouped here into 13 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Vote on an advisory basis to approve the compensation of our named executive officers as… — PUMA BIOTECHNOLOGY INC.'s filing reports the proposal as approved, with 96% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: PUMA BIOTECHNOLOGY INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 24, 2024.

Download data (CSV): ballot items · votes by manager · column guide.

Compiled from SEC Form N-PX filings and PUMA BIOTECHNOLOGY INC.’s Form 8-K, filed June 24, 2024 (Item 5.07 on EDGAR). Page generated November 8, 2026.

  • 13Reported items
  • 89Asset managers
  • 863Fund votes
  • June 18, 2024Meeting date

Results at a glance

Meeting of June 18, 2024: 11 items on PUMA BIOTECHNOLOGY INC.’s Form 8-K, filed June 24, 2024: 3 approved · 8 without a stated outcome.

Material dissent

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore PUMA BIOTECHNOLOGY INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by PUMA BIOTECHNOLOGY INC.

These tallies are PUMA BIOTECHNOLOGY INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 24, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

PUMA BIOTECHNOLOGY INC. — official shareholder meeting results, meeting held June 18, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Alan H. Auerbach 31,690,323---- 470,2718,522,633 99%Not verified—
Elect Director: Alessandra Cesano 26,273,431---- 5,887,1638,522,633 82%Not verified—
Elect Director: Allison Dorval 31,249,555---- 911,0398,522,633 97%Not verified—
Elect Director: Michael P. Miller 31,412,221---- 748,3738,522,633 98%Not verified—
Elect Director: Jay M. Moyes 31,577,976---- 582,6188,522,633 98%Not verified—
Elect Director: Adrian M. Senderowicz 31,614,630---- 545,9648,522,633 98%Not verified—
Elect Director: Brian Stuglik 31,613,980---- 546,6148,522,633 98%Not verified—
Elect Director: Troy E. Wilson 25,226,683---- 6,933,9118,522,633 78%Not verified—
2. The selection of KPMG LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2024 40,225,891401,63355,703 --0 99.0%Approved—
Company's stockholders voted to approve, on an advisory basis, the compensation of the Company's named executive officers 30,718,7041,393,43248,458 --8,522,633 96%Approved—
Company's stockholders voted to approve an amendment to increase the number of shares of the Company's common stock reserved for issuance under the Company's 2011 Incentive Award Plan, as amended, by 3,000,000 shares and to extend the period du 30,970,5201,172,37917,695 --8,522,633 96%Approved—

Source: PUMA BIOTECHNOLOGY INC., Form 8-K, filed with the SEC on June 24, 2024 — read the filing on EDGAR.

How asset managers voted at the PUMA BIOTECHNOLOGY INC. 2023-2024 meeting

Each item below shows how the 89 asset managers that disclosed a PUMA BIOTECHNOLOGY INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of PUMA BIOTECHNOLOGY INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Elect Director: Adrian M. Senderowicz

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 31,614,630WITHHELD: 545,964
Details: description as filed, official tally, votes by 25 asset managers

Description as filed by funds: Elect eight directors to serve for a one-year term: Adrian M. Senderowicz

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“Elect Director: Adrian M. Senderowicz”): 31,614,630 for, 545,964 withheld, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 25 asset managers below reported 5,217,661 for, 134,200 withheld.

FOR
FOR: 5,217,661WITHHOLD: 134,200
Largest asset managers voting on “Elect eight directors to serve for a one-year term: Adrian M. Senderowicz” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard3,389,2850 00For
American Century480,5860 00For
Fidelity319,5200 00For
BlackRock319,1550 00For
Dimensional186,9460 00For
Federated Hermes159,6670 00For
SEI142,1620 00For
BRIDGEWAY FUNDS INC00 0134,200Withhold
Delaware/Macquarie61,2550 00For
Lazard25,5370 00For
CLEARWATER INVESTMENT TRUST24,7030 00For
WisdomTree23,7740 00For
Charles Schwab19,4530 00For
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO7,9120 00For
Equitable5,9330 00For
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS4,8220 00For
CORNELL UNIVERSITY3,7640 00For
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III1220 00For

2. Elect Director: Alan H. Auerbach

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 31,690,323WITHHELD: 470,271
Details: description as filed, official tally, votes by 25 asset managers

Description as filed by funds: Elect eight directors to serve for a one-year term: Alan H. Auerbach

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“Elect Director: Alan H. Auerbach”): 31,690,323 for, 470,271 withheld, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 25 asset managers below reported 5,351,739 for, 122 withheld.

FOR
FOR: 5,351,739WITHHOLD: 122
Largest asset managers voting on “Elect eight directors to serve for a one-year term: Alan H. Auerbach” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard3,389,2850 00For
American Century480,5860 00For
Fidelity319,5200 00For
BlackRock319,1550 00For
Dimensional186,9460 00For
Federated Hermes159,6670 00For
SEI142,1620 00For
BRIDGEWAY FUNDS INC134,2000 00For
Delaware/Macquarie61,2550 00For
Lazard25,5370 00For
CLEARWATER INVESTMENT TRUST24,7030 00For
WisdomTree23,7740 00For
Charles Schwab19,4530 00For
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO7,9120 00For
Equitable5,9330 00For
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS4,8220 00For
CORNELL UNIVERSITY3,7640 00For
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III00 0122Withhold

3. Elect Director: Alessandra Cesano

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

82% Majority: yes · of votes cast

FOR 82%WITHHELD
FOR: 26,273,431WITHHELD: 5,887,163
Details: description as filed, official tally, votes by 25 asset managers

Description as filed by funds: Elect eight directors to serve for a one-year term: Alessandra Cesano, M.D., Ph.D.

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“Elect Director: Alessandra Cesano”): 26,273,431 for, 5,887,163 withheld, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 82% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 25 asset managers below reported 1,443,258 for, 3,908,603 withheld.

FORWITHHOLD
FOR: 1,443,258WITHHOLD: 3,908,603
Largest asset managers voting on “Elect eight directors to serve for a one-year term: Alessandra Cesano, M.D., Ph.D.” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard00 03,389,285Withhold
American Century480,5860 00For
Fidelity319,5200 00For
BlackRock00 0319,155Withhold
Dimensional186,9460 00For
Federated Hermes159,6670 00For
SEI00 0142,162Withhold
BRIDGEWAY FUNDS INC134,2000 00For
Delaware/Macquarie61,2550 00For
Lazard25,5370 00For
CLEARWATER INVESTMENT TRUST00 024,703Withhold
WisdomTree23,7740 00For
Charles Schwab00 019,453Withhold
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO00 07,912Withhold
Equitable00 05,933Withhold
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS4,8220 00For
CORNELL UNIVERSITY3,7640 00For
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III1220 00For

4. Elect Director: Allison Dorval

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 31,249,555WITHHELD: 911,039
Details: description as filed, official tally, votes by 25 asset managers

Description as filed by funds: Elect eight directors to serve for a one-year term: Allison Dorval

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“Elect Director: Allison Dorval”): 31,249,555 for, 911,039 withheld, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 25 asset managers below reported 5,165,543 for, 186,318 withheld.

FOR
FOR: 5,165,543WITHHOLD: 186,318
Largest asset managers voting on “Elect eight directors to serve for a one-year term: Allison Dorval” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard3,389,2850 00For
American Century480,5860 00For
Fidelity319,5200 00For
BlackRock319,1550 00For
Dimensional186,9460 00For
Federated Hermes159,6670 00For
SEI00 0142,162Withhold
BRIDGEWAY FUNDS INC134,2000 00For
Delaware/Macquarie61,2550 00For
Lazard25,5370 00For
CLEARWATER INVESTMENT TRUST00 024,703Withhold
WisdomTree23,7740 00For
Charles Schwab00 019,453Withhold
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO7,9120 00For
Equitable5,9330 00For
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS4,8220 00For
CORNELL UNIVERSITY3,7640 00For
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III1220 00For

5. Elect Director: Brian Stuglik

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 31,613,980WITHHELD: 546,614
Details: description as filed, official tally, votes by 25 asset managers

Description as filed by funds: Elect eight directors to serve for a one-year term: Brian Stuglik

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“Elect Director: Brian Stuglik”): 31,613,980 for, 546,614 withheld, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 25 asset managers below reported 5,351,861 for.

FOR
FOR: 5,351,861
Largest asset managers voting on “Elect eight directors to serve for a one-year term: Brian Stuglik” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard3,389,2850 00For
American Century480,5860 00For
Fidelity319,5200 00For
BlackRock319,1550 00For
Dimensional186,9460 00For
Federated Hermes159,6670 00For
SEI142,1620 00For
BRIDGEWAY FUNDS INC134,2000 00For
Delaware/Macquarie61,2550 00For
Lazard25,5370 00For
CLEARWATER INVESTMENT TRUST24,7030 00For
WisdomTree23,7740 00For
Charles Schwab19,4530 00For
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO7,9120 00For
Equitable5,9330 00For
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS4,8220 00For
CORNELL UNIVERSITY3,7640 00For
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III1220 00For

6. Elect Director: Jay M. Moyes

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 31,577,976WITHHELD: 582,618
Details: description as filed, official tally, votes by 25 asset managers

Description as filed by funds: Elect eight directors to serve for a one-year term: Jay M. Moyes

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“Elect Director: Jay M. Moyes”): 31,577,976 for, 582,618 withheld, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 25 asset managers below reported 5,351,739 for, 122 withheld.

FOR
FOR: 5,351,739WITHHOLD: 122
Largest asset managers voting on “Elect eight directors to serve for a one-year term: Jay M. Moyes” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard3,389,2850 00For
American Century480,5860 00For
Fidelity319,5200 00For
BlackRock319,1550 00For
Dimensional186,9460 00For
Federated Hermes159,6670 00For
SEI142,1620 00For
BRIDGEWAY FUNDS INC134,2000 00For
Delaware/Macquarie61,2550 00For
Lazard25,5370 00For
CLEARWATER INVESTMENT TRUST24,7030 00For
WisdomTree23,7740 00For
Charles Schwab19,4530 00For
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO7,9120 00For
Equitable5,9330 00For
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS4,8220 00For
CORNELL UNIVERSITY3,7640 00For
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III00 0122Withhold

7. Elect Director: Michael P. Miller

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 31,412,221WITHHELD: 748,373
Details: description as filed, official tally, votes by 25 asset managers

Description as filed by funds: Elect eight directors to serve for a one-year term: Michael P. Miller

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“Elect Director: Michael P. Miller”): 31,412,221 for, 748,373 withheld, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 25 asset managers below reported 5,217,661 for, 134,200 withheld.

FOR
FOR: 5,217,661WITHHOLD: 134,200
Largest asset managers voting on “Elect eight directors to serve for a one-year term: Michael P. Miller” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard3,389,2850 00For
American Century480,5860 00For
Fidelity319,5200 00For
BlackRock319,1550 00For
Dimensional186,9460 00For
Federated Hermes159,6670 00For
SEI142,1620 00For
BRIDGEWAY FUNDS INC00 0134,200Withhold
Delaware/Macquarie61,2550 00For
Lazard25,5370 00For
CLEARWATER INVESTMENT TRUST24,7030 00For
WisdomTree23,7740 00For
Charles Schwab19,4530 00For
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO7,9120 00For
Equitable5,9330 00For
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS4,8220 00For
CORNELL UNIVERSITY3,7640 00For
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III1220 00For

8. Elect Director: Troy E. Wilson

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

78% Majority: yes · of votes cast

FOR 78%WITHHELD
FOR: 25,226,683WITHHELD: 6,933,911
Details: description as filed, official tally, votes by 25 asset managers

Description as filed by funds: Elect eight directors to serve for a one-year term: Troy E. Wilson

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“Elect Director: Troy E. Wilson”): 25,226,683 for, 6,933,911 withheld, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 78% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 25 asset managers below reported 1,062,477 for, 4,289,384 withheld.

FORWITHHOLD
FOR: 1,062,477WITHHOLD: 4,289,384
Largest asset managers voting on “Elect eight directors to serve for a one-year term: Troy E. Wilson” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard00 03,389,285Withhold
American Century480,5860 00For
Fidelity319,5200 00For
BlackRock00 0319,155Withhold
Dimensional186,9460 00For
Federated Hermes00 0159,667Withhold
SEI00 0142,162Withhold
BRIDGEWAY FUNDS INC00 0134,200Withhold
Delaware/Macquarie00 061,255Withhold
Lazard00 025,537Withhold
CLEARWATER INVESTMENT TRUST00 024,703Withhold
WisdomTree23,7740 00For
Charles Schwab00 019,453Withhold
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO00 07,912Withhold
Equitable00 05,933Withhold
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS4,8220 00For
CORNELL UNIVERSITY3,7640 00For
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III00 0122Withhold

9. Company's stockholders voted to approve an amendment to increase the number of shares of the Company's common stock…

Official resultFund totals may overlapCOMPENSATIONReported outcome: Approved

Combines 5 wordings of this item as funds reported it.

96% Approved · of votes cast

FOR 96%
FOR: 30,970,520AGAINST: 1,172,379
Details: description as filed, official tally, votes by 26 asset managers

Description as filed by funds: Approve an amendment to increase the number of shares of the Company's common stock reserved for issuance under the Puma Biotechnology, Inc. 2011 Incentive Award Plan, as amended (the "2011 Plan") by 3,000,000 shares and to extend the period during which incentive stock options ("ISOs") may be granted (the "2011 Plan Amendment"); and

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“Proposal 5: The Company's stockholders voted to approve an amendment to increase the number of shares of the Company's common stock reserved for issuance under the Company's 2011 Incentive Award Plan, as amended, by 3,00”): 30,970,520 for, 1,172,379 against — passed, per its Form 8-K filed June 24, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 5: The Company's stockholders voted to approve an amendment to increase the number of shares of the Company's common stock reserved for issuance under the Company's 2011 Incentive Award Plan, as amended, by 3,000,000 shares and to extend the period during which ISOs may”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 24 asset managers voting on “Approve an amendment to increase the number of shares of the Company's common stock reserved for issuance unde” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard3,389,2850 00For
American Century0480,586 00Against
Fidelity248,21371,307 00Mixed
BlackRock319,1550 00For
Dimensional186,9460 00For
Federated Hermes159,6670 00For
SEI142,1620 00For
BRIDGEWAY FUNDS INC134,2000 00For
Delaware/Macquarie61,2550 00For
Lazard25,5370 00For
CLEARWATER INVESTMENT TRUST24,7030 00For
WisdomTree23,7740 00For
Charles Schwab19,4530 00For
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO7,9120 00For
Equitable5,9330 00For
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS04,822 00Against
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III1220 00For

Fund voting reports, all 24 managers: 4,791,382 for, 556,715 against.

Institutional-manager reports: 2 asset managers voting on “Approve an amendment to increase the number of shares of the Company's common stock reserved for issuance unde” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Eversept Partners, LP1,299,7100 00For
CORNELL UNIVERSITY3,7640 00For

Institutional-manager reports, all 2 managers: 1,303,474 for.

10. Company's stockholders voted to approve, on an advisory basis, the compensation of the Company's named executive…

Official resultFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Approved

Combines 9 wordings of this item as funds reported it.

96% Approved · of votes cast

FOR 96%
FOR: 30,718,704AGAINST: 1,393,432
Details: description as filed, official tally, votes by 89 asset managers

Description as filed by funds: Vote on an advisory basis to approve the compensation of our named executive officers as described in the proxy statement ("say-on-pay vote");

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“Proposal 3: The Company's stockholders voted to approve, on an advisory basis, the compensation of the Company's named executive officers”): 30,718,704 for, 1,393,432 against — passed, per its Form 8-K filed June 24, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 3: The Company's stockholders voted to approve, on an advisory basis, the compensation of the Company's named executive officers.”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 24 asset managers voting on “Vote on an advisory basis to approve the compensation of our named executive officers as described in the prox” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard3,389,2850 00For
American Century0480,586 00Against
Fidelity319,5200 00For
BlackRock319,1550 00For
Dimensional186,9460 00For
Federated Hermes159,6670 00For
SEI142,1620 00For
BRIDGEWAY FUNDS INC0134,200 00Against
Delaware/Macquarie61,2550 00For
Lazard25,5370 00For
CLEARWATER INVESTMENT TRUST24,7030 00For
WisdomTree23,7740 00For
Charles Schwab19,4530 00For
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO7,9120 00For
Equitable5,9330 00For
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS04,822 00Against
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III1220 00For

Fund voting reports, all 24 managers: 4,728,489 for, 619,608 against.

Institutional-manager reports: 75 asset managers voting on “Vote on an advisory basis to approve the compensation of our named executive officers as described in the prox” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
GREAT POINT PARTNERS LLC1,464,7200 00For
Eversept Partners, LP1,299,7100 00For
Athyrium Capital Management, LP1,256,4110 00For
Renaissance1,212,3610 00For
Camber Capital Management LP1,200,2790 00For
ACADIAN ASSET MANAGEMENT LLC1,040,6800 00For
BlackRock890,5360 00For
American Century0485,408 00Against
GLOBEFLEX CAPITAL L P429,4170 00For
Ensign Peak Advisors, Inc423,4950 00For
Connor, Clark & Lunn Investment Management Ltd.386,8670 00For
MARSHALL WACE, LLP300,2020 00For
GEODE CAPITAL MANAGEMENT, LLC289,2520 00For
Winton Capital Management Ltd188,4220 00For
Federated Hermes160,5050 00For
Newton Investment Management North America, LLC0155,152 00Against
SEI153,9010 00For
Wellington153,1260 00For
BRIDGEWAY CAPITAL MANAGEMENT, LLC0139,400 00Against
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP133,4160 00For
Two Sigma132,7720 00For
Laurion Capital Management LP131,1640 00For
RICE HALL JAMES & ASSOCIATES, LLC125,3700 00For
Dimensional82,3500 00For
Fidelity76,2980 00For

Institutional-manager reports, all 75 managers: 12,031,244 for, 820,119 against, 205 abstained, 100 1 year. Showing the 25 largest; every one is in the interactive database (link above).

11. Vote on an advisory basis regarding the frequency of future say-on-pay votes ("frequency vote")

No official matchFund totals may overlapSECTION 14A SAY-ON-PAY VOTES

Combines 2 wordings of this item as funds reported it.

100% Fund and manager reports combined; may count the same shares twice · no official result

1 YEAR
Details: description as filed, votes by 50 asset managers

Description as filed by funds: Vote on an advisory basis regarding the frequency of future say-on-pay votes ("frequency vote");

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 16 asset managers voting on “Vote on an advisory basis regarding the frequency of future say-on-pay votes ("frequency vote");” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard00 00--
American Century00 00--
Fidelity00 00--
BlackRock00 00--
Dimensional00 00--
BRIDGEWAY FUNDS INC00 00--
Delaware/Macquarie00 00--
Lazard00 00--
WisdomTree00 00--
Legg Mason00 00--
Nationwide00 00--
MASTER INVESTMENT PORTFOLIO00 00--
Equitable00 00--
Victory Capital00 00--
Blackstone Alternative Investment Funds00 00--
Lincoln Financial00 00--

Fund voting reports, all 16 managers: 4,795,653 1 year, 190,324 3 year.

Institutional-manager reports: 40 asset managers voting on “Vote on an advisory basis regarding the frequency of future say-on-pay votes ("frequency vote");” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Renaissance00 00--
Camber Capital Management LP00 00--
ACADIAN ASSET MANAGEMENT LLC00 00--
BlackRock00 00--
American Century00 00--
GLOBEFLEX CAPITAL L P00 00--
Connor, Clark & Lunn Investment Management Ltd.00 00--
GEODE CAPITAL MANAGEMENT, LLC00 00--
Winton Capital Management Ltd00 00--
Newton Investment Management North America, LLC00 00--
BRIDGEWAY CAPITAL MANAGEMENT, LLC00 00--
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP00 00--
Two Sigma00 00--
Laurion Capital Management LP00 00--
Dimensional00 00--
Fidelity00 00--
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST00 00--
State Street00 00--
O'SHAUGHNESSY ASSET MANAGEMENT, LLC00 00--
Allianz00 00--
TEACHER RETIREMENT SYSTEM OF TEXAS00 00--
Point7200 00--
Vanguard00 00--
Royce00 00--
Goldman Sachs00 00--

Institutional-manager reports, all 40 managers: 100 for, 7,177,088 1 year, 82,350 3 year. Showing the 25 largest; every one is in the interactive database (link above).

12. Advisory (non-binding) vote regarding the frequency of future say-on-pay votes.

No official matchFund totals may overlapSECTION 14A SAY-ON-PAY VOTES

Combines 3 wordings of this item as funds reported it.

— Fund and manager reports combined; may count the same shares twice · no official result

1 YEAR
Details: votes by 38 asset managers

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 8 asset managers voting on “Advisory (non-binding) vote regarding the frequency of future say-on-pay votes.” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Federated Hermes00 00--
SEI00 00--
CLEARWATER INVESTMENT TRUST00 00--
Charles Schwab00 00--
Jackson National00 00--
TRUST FOR PROFESSIONAL MANAGERS00 00--
John Hancock00 00--
Advisors' Inner Circle Fund III00 00--

Fund voting reports, all 8 managers: 351,819 1 year, 10,301 3 year.

Institutional-manager reports: 32 asset managers voting on “Advisory (non-binding) vote regarding the frequency of future say-on-pay votes.” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
GREAT POINT PARTNERS LLC00 00--
Athyrium Capital Management, LP00 00--
Ensign Peak Advisors, Inc00 00--
MARSHALL WACE, LLP00 00--
Federated Hermes00 00--
SEI00 00--
Wellington00 00--
RICE HALL JAMES & ASSOCIATES, LLC00 00--
Northern Trust00 00--
BALYASNY ASSET MANAGEMENT L.P.00 00--
Metis Global Partners, LLC00 00--
LSV ASSET MANAGEMENT00 00--
Charles Schwab00 00--
Crestline Management, LP00 00--
Prudential/PGIM00 00--
MACKENZIE FINANCIAL CORP00 00--
BOULDER HILL CAPITAL MANAGEMENT LP00 00--
Corient Private Wealth LLC00 00--
Man Group plc00 00--
PNC BANK, NATIONAL ASSOCIATION00 00--
Horizon Investment Services, LLC00 00--
Wescott Financial Advisory Group, LLC00 00--
ENVESTNET ASSET MANAGEMENT INC00 00--
DMC Group, LLC00 2050Abstain
US BANK NATIONAL ASSOCIATION00 00--

Institutional-manager reports, all 32 managers: 205 abstained, 3,862,644 1 year, 423,495 3 year. Showing the 25 largest; every one is in the interactive database (link above).

13. The selection of KPMG LLP as the Company's independent registered accounting firm for the fiscal year ending December…

Official resultAUDIT-RELATEDReported outcome: Approved

Combines 4 wordings of this item as funds reported it.

99.0% Approved · of votes cast

FOR 99.0%
FOR: 40,225,891AGAINST: 401,633
Details: description as filed, official tally, votes by 25 asset managers

Description as filed by funds: Ratify the selection of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2024;

PUMA BIOTECHNOLOGY INC.’s own tally for this item (“2. The selection of KPMG LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2024”): 40,225,891 for, 401,633 against — passed, per its Form 8-K filed June 24, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 2: The Company's stockholders ratified the selection of KPMG LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2024.”
Support: 99.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 25 asset managers below reported 5,217,539 for, 134,322 against.

FOR
FOR: 5,217,539AGAINST: 134,322
Largest asset managers voting on “Ratify the selection of KPMG LLP as our independent registered public accounting firm for the year ending Dece” at PUMA BIOTECHNOLOGY INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard3,389,2850 00For
American Century480,5860 00For
Fidelity319,5200 00For
BlackRock319,1550 00For
Dimensional186,9460 00For
Federated Hermes159,6670 00For
SEI142,1620 00For
BRIDGEWAY FUNDS INC0134,200 00Against
Delaware/Macquarie61,2550 00For
Lazard25,5370 00For
CLEARWATER INVESTMENT TRUST24,7030 00For
WisdomTree23,7740 00For
Charles Schwab19,4530 00For
Legg Mason11,7380 00For
Jackson National10,3010 00For
Nationwide8,1630 00For
MASTER INVESTMENT PORTFOLIO7,9120 00For
Equitable5,9330 00For
Victory Capital4,8950 00For
TRUST FOR PROFESSIONAL MANAGERS4,8220 00For
CORNELL UNIVERSITY3,7640 00For
Blackstone Alternative Investment Funds3,7000 00For
Lincoln Financial3,3780 00For
John Hancock8900 00For
Advisors' Inner Circle Fund III0122 00Against

Largest PUMA BIOTECHNOLOGY INC. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 48,238,850 shares outstanding at the time of that meeting.

Fund voting reports: top PUMA BIOTECHNOLOGY INC. shareholders by shares voted on “Vote on an advisory basis to approve the compensation of our named executive officers as…”, 2023-2024
#Asset manager % of shares outstanding
1Vanguard 7.03%
2American Century 1.00%
3Fidelity 0.66%
4BlackRock 0.66%
5Dimensional 0.39%
6Federated Hermes 0.33%
7SEI 0.29%
8BRIDGEWAY FUNDS INC 0.28%
9Delaware/Macquarie 0.13%
10Lazard 0.05%
Institutional-manager reports: top PUMA BIOTECHNOLOGY INC. shareholders by shares voted on “Vote on an advisory basis to approve the compensation of our named executive officers as…”, 2023-2024
#Asset manager % of shares outstanding
1GREAT POINT PARTNERS LLC 3.04%
2Eversept Partners, LP 2.69%
3Athyrium Capital Management, LP 2.60%
4Renaissance 2.51%
5Camber Capital Management LP 2.49%
6ACADIAN ASSET MANAGEMENT LLC 2.16%
7BlackRock 1.85%
8American Century 1.01%
9GLOBEFLEX CAPITAL L P 0.89%
10Ensign Peak Advisors, Inc 0.88%

Reported PUMA BIOTECHNOLOGY INC. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

PUMA BIOTECHNOLOGY INC. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
Anders Hove 8.17% 13G
Vanguard Group 7.65% 13F
BlackRock 7.42% 13F
Millennium Management 6.83% 13F
Renaissance Technologies 3.59% 13F
Dimensional Fund Advisors 1.18% 13F
Geode Capital 0.94% 13F
Morgan Stanley 0.78% 13F
Goldman Sachs 0.49% 13F
BNY Mellon 0.39% 13F

Percentages above are of 48,238,850 shares outstanding, as reported by PUMA BIOTECHNOLOGY INC. on its Form 10-Q dated April 29, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

Related

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PUMA BIOTECHNOLOGY INC.’s 10-Q dated April 29, 2024. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.

PUMA BIOTECHNOLOGY INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

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proxyvotesnow.com, “PUMA BIOTECHNOLOGY (PBYI) 2024 Annual Meeting: Vote Results”, https://proxyvotesnow.com/company/puma-biotechnology-inc/2024 (version of November 8, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.