Home › Companies › QUANTUM CORP. › 2023-2024
At QUANTUM CORP.'s shareholder meeting held September 12, 2023, in the 2023-2024 proxy season, 72 asset managers reported how they voted in their SEC Form N-PX filings, covering 458 separate fund positions. Their filings are grouped here into 11 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. QUANTUM CORP.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION — the reporting funds and managers cast 99.9% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and QUANTUM CORP.’s Form 8-K, filed September 14, 2023 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of September 12, 2023: 10 items on QUANTUM CORP.’s Form 8-K, filed September 14, 2023: 6 elected · 4 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024
Explore QUANTUM CORP. in the interactive database Compare manager voting policies
These tallies are QUANTUM CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed September 14, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: James J. Lerner | 56,386,409 | 3,612,462 | 35,694 | -- | 6,416,304 | 94% | Elected | — |
| Elect Director: Marc E. Rothman | 56,155,005 | 3,190,462 | 689,098 | -- | 6,416,304 | 95% | Elected | — |
| Elect Director: Yue Zhou ("Emily") White | 57,265,135 | 2,079,372 | 690,058 | -- | 6,416,304 | 96% | Elected | — |
| Elect Director: Christopher D. Neumeyer | 56,718,787 | 2,466,843 | 848,935 | -- | 6,416,304 | 96% | Elected | — |
| Elect Director: Donald J. Jaworski | 57,297,829 | 1,855,479 | 881,257 | -- | 6,416,304 | 97% | Elected | — |
| Elect Director: Hugues Meyrath | 57,264,098 | 1,828,601 | 941,866 | -- | 6,416,304 | 97% | Elected | — |
| 2. The adoption of the 2023 Long-Term Incentive Plan | 55,988,190 | 3,393,065 | 653,310 | -- | 6,416,304 | 94% | Not verified | — |
| 3. The amendment and restatement of the Employee Stock Purchase Plan | 55,263,373 | 4,114,145 | 657,047 | -- | 6,416,304 | 93% | Not verified | — |
| 4. The compensation of the Company's named executive officers has been approved on a non-binding advisory basis | 55,246,802 | 3,804,573 | 983,190 | -- | 6,416,304 | 94% | Not verified | — |
| 6. The appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2024 | 65,135,154 | 192,382 | 1,123,333 | -- | -- | 99.7% | Not verified | — |
Source: QUANTUM CORP., Form 8-K, filed with the SEC on September 14, 2023 — read the filing on EDGAR.
Each item below shows how the 72 asset managers that disclosed a QUANTUM CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of QUANTUM CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 3 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Christopher D. Neumeyer
QUANTUM CORP.’s own tally for this item (“Elect Director: Christopher D. Neumeyer”): 56,718,787 for, 2,466,843 against, per its Form 8-K filed September 14, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected to serve until the 2024 annual meeting or until their successors are elected and duly qualified:”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 18 asset managers below reported 17,672,263 for, 323,825 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 7,453,714 | 0 | 0 | 0 | For |
| Vanguard | 4,989,453 | 0 | 0 | 0 | For |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 924,766 | 0 | 0 | 0 | For |
| BNY Mellon | 365,420 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 319,800 | 0 | 0 | Against |
| Morgan Stanley | 306,548 | 0 | 0 | 0 | For |
| BlackRock | 167,178 | 0 | 0 | 0 | For |
| T. Rowe Price | 74,600 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 42,013 | 0 | 0 | 0 | For |
| Nationwide | 27,831 | 0 | 0 | 0 | For |
| GuideStone | 15,067 | 0 | 0 | 0 | For |
| Equitable | 14,378 | 0 | 0 | 0 | For |
| Russell Investments | 11,681 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 4,025 | 0 | 0 | Against |
| Series Portfolios Trust | 624 | 0 | 0 | 0 | For |
| Starboard | 0 | 0 | 0 | 0 | -- |
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Donald J. Jaworski
QUANTUM CORP.’s own tally for this item (“Elect Director: Donald J. Jaworski”): 57,297,829 for, 1,855,479 against, per its Form 8-K filed September 14, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected to serve until the 2024 annual meeting or until their successors are elected and duly qualified:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 18 asset managers below reported 17,996,088 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 7,453,714 | 0 | 0 | 0 | For |
| Vanguard | 4,989,453 | 0 | 0 | 0 | For |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 924,766 | 0 | 0 | 0 | For |
| BNY Mellon | 365,420 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 319,800 | 0 | 0 | 0 | For |
| Morgan Stanley | 306,548 | 0 | 0 | 0 | For |
| BlackRock | 167,178 | 0 | 0 | 0 | For |
| T. Rowe Price | 74,600 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 42,013 | 0 | 0 | 0 | For |
| Nationwide | 27,831 | 0 | 0 | 0 | For |
| GuideStone | 15,067 | 0 | 0 | 0 | For |
| Equitable | 14,378 | 0 | 0 | 0 | For |
| Russell Investments | 11,681 | 0 | 0 | 0 | For |
| Northern Trust | 4,025 | 0 | 0 | 0 | For |
| Series Portfolios Trust | 624 | 0 | 0 | 0 | For |
| Starboard | 0 | 0 | 0 | 0 | -- |
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Hugues Meyrath
QUANTUM CORP.’s own tally for this item (“Elect Director: Hugues Meyrath”): 57,264,098 for, 1,828,601 against, per its Form 8-K filed September 14, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected to serve until the 2024 annual meeting or until their successors are elected and duly qualified:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 18 asset managers below reported 17,996,088 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 7,453,714 | 0 | 0 | 0 | For |
| Vanguard | 4,989,453 | 0 | 0 | 0 | For |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 924,766 | 0 | 0 | 0 | For |
| BNY Mellon | 365,420 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 319,800 | 0 | 0 | 0 | For |
| Morgan Stanley | 306,548 | 0 | 0 | 0 | For |
| BlackRock | 167,178 | 0 | 0 | 0 | For |
| T. Rowe Price | 74,600 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 42,013 | 0 | 0 | 0 | For |
| Nationwide | 27,831 | 0 | 0 | 0 | For |
| GuideStone | 15,067 | 0 | 0 | 0 | For |
| Equitable | 14,378 | 0 | 0 | 0 | For |
| Russell Investments | 11,681 | 0 | 0 | 0 | For |
| Northern Trust | 4,025 | 0 | 0 | 0 | For |
| Series Portfolios Trust | 624 | 0 | 0 | 0 | For |
| Starboard | 0 | 0 | 0 | 0 | -- |
Combines 3 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: James J. Lerner
QUANTUM CORP.’s own tally for this item (“Elect Director: James J. Lerner”): 56,386,409 for, 3,612,462 against, per its Form 8-K filed September 14, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected to serve until the 2024 annual meeting or until their successors are elected and duly qualified:”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 18 asset managers below reported 17,996,088 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 7,453,714 | 0 | 0 | 0 | For |
| Vanguard | 4,989,453 | 0 | 0 | 0 | For |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 924,766 | 0 | 0 | 0 | For |
| BNY Mellon | 365,420 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 319,800 | 0 | 0 | 0 | For |
| Morgan Stanley | 306,548 | 0 | 0 | 0 | For |
| BlackRock | 167,178 | 0 | 0 | 0 | For |
| T. Rowe Price | 74,600 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 42,013 | 0 | 0 | 0 | For |
| Nationwide | 27,831 | 0 | 0 | 0 | For |
| GuideStone | 15,067 | 0 | 0 | 0 | For |
| Equitable | 14,378 | 0 | 0 | 0 | For |
| Russell Investments | 11,681 | 0 | 0 | 0 | For |
| Northern Trust | 4,025 | 0 | 0 | 0 | For |
| Series Portfolios Trust | 624 | 0 | 0 | 0 | For |
| Starboard | 0 | 0 | 0 | 0 | -- |
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Marc E. Rothman
QUANTUM CORP.’s own tally for this item (“Elect Director: Marc E. Rothman”): 56,155,005 for, 3,190,462 against, per its Form 8-K filed September 14, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected to serve until the 2024 annual meeting or until their successors are elected and duly qualified:”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 18 asset managers below reported 17,676,288 for, 319,800 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 7,453,714 | 0 | 0 | 0 | For |
| Vanguard | 4,989,453 | 0 | 0 | 0 | For |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 924,766 | 0 | 0 | 0 | For |
| BNY Mellon | 365,420 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 319,800 | 0 | 0 | Against |
| Morgan Stanley | 306,548 | 0 | 0 | 0 | For |
| BlackRock | 167,178 | 0 | 0 | 0 | For |
| T. Rowe Price | 74,600 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 42,013 | 0 | 0 | 0 | For |
| Nationwide | 27,831 | 0 | 0 | 0 | For |
| GuideStone | 15,067 | 0 | 0 | 0 | For |
| Equitable | 14,378 | 0 | 0 | 0 | For |
| Russell Investments | 11,681 | 0 | 0 | 0 | For |
| Northern Trust | 4,025 | 0 | 0 | 0 | For |
| Series Portfolios Trust | 624 | 0 | 0 | 0 | For |
| Starboard | 0 | 0 | 0 | 0 | -- |
Combines 3 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Yue Zhou (Emily) White
QUANTUM CORP.’s own tally for this item (“Elect Director: Yue Zhou ("Emily") White”): 57,265,135 for, 2,079,372 against, per its Form 8-K filed September 14, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following directors were elected to serve until the 2024 annual meeting or until their successors are elected and duly qualified:”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 18 asset managers below reported 17,996,088 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 7,453,714 | 0 | 0 | 0 | For |
| Vanguard | 4,989,453 | 0 | 0 | 0 | For |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 924,766 | 0 | 0 | 0 | For |
| BNY Mellon | 365,420 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 319,800 | 0 | 0 | 0 | For |
| Morgan Stanley | 306,548 | 0 | 0 | 0 | For |
| BlackRock | 167,178 | 0 | 0 | 0 | For |
| T. Rowe Price | 74,600 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 42,013 | 0 | 0 | 0 | For |
| Nationwide | 27,831 | 0 | 0 | 0 | For |
| GuideStone | 15,067 | 0 | 0 | 0 | For |
| Equitable | 14,378 | 0 | 0 | 0 | For |
| Russell Investments | 11,681 | 0 | 0 | 0 | For |
| Northern Trust | 4,025 | 0 | 0 | 0 | For |
| Series Portfolios Trust | 624 | 0 | 0 | 0 | For |
| Starboard | 0 | 0 | 0 | 0 | -- |
Combines 2 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: Approval to Adopt the 2023 Long-Term Incentive Plan
QUANTUM CORP.’s own tally for this item (“2. The adoption of the 2023 Long-Term Incentive Plan has been approved”): 55,988,190 for, 3,393,065 against, per its Form 8-K filed September 14, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 18 asset managers below reported 17,950,050 for, 46,038 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 7,453,714 | 0 | 0 | 0 | For |
| Vanguard | 4,989,453 | 0 | 0 | 0 | For |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 924,766 | 0 | 0 | 0 | For |
| BNY Mellon | 365,420 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 319,800 | 0 | 0 | 0 | For |
| Morgan Stanley | 306,548 | 0 | 0 | 0 | For |
| BlackRock | 167,178 | 0 | 0 | 0 | For |
| T. Rowe Price | 74,600 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 42,013 | 0 | 0 | Against |
| Nationwide | 27,831 | 0 | 0 | 0 | For |
| GuideStone | 15,067 | 0 | 0 | 0 | For |
| Equitable | 14,378 | 0 | 0 | 0 | For |
| Russell Investments | 11,681 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 4,025 | 0 | 0 | Against |
| Series Portfolios Trust | 624 | 0 | 0 | 0 | For |
| Starboard | 0 | 0 | 0 | 0 | -- |
Combines 2 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
Description as filed by funds: Approval to Amend and Restate the Employee Stock Purchase Plan
QUANTUM CORP.’s own tally for this item (“3. The amendment and restatement of the Employee Stock Purchase Plan has been approved”): 55,263,373 for, 4,114,145 against, per its Form 8-K filed September 14, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 93% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 18 asset managers below reported 17,996,088 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 7,453,714 | 0 | 0 | 0 | For |
| Vanguard | 4,989,453 | 0 | 0 | 0 | For |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 924,766 | 0 | 0 | 0 | For |
| BNY Mellon | 365,420 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 319,800 | 0 | 0 | 0 | For |
| Morgan Stanley | 306,548 | 0 | 0 | 0 | For |
| BlackRock | 167,178 | 0 | 0 | 0 | For |
| T. Rowe Price | 74,600 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 42,013 | 0 | 0 | 0 | For |
| Nationwide | 27,831 | 0 | 0 | 0 | For |
| GuideStone | 15,067 | 0 | 0 | 0 | For |
| Equitable | 14,378 | 0 | 0 | 0 | For |
| Russell Investments | 11,681 | 0 | 0 | 0 | For |
| Northern Trust | 4,025 | 0 | 0 | 0 | For |
| Series Portfolios Trust | 624 | 0 | 0 | 0 | For |
| Starboard | 0 | 0 | 0 | 0 | -- |
99.9% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 0 | 0 | 0 | 0 | -- |
| Vanguard | 0 | 0 | 0 | 0 | -- |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 0 | 0 | 0 | 0 | -- |
| RBB FUND, INC. | 0 | 0 | 447,440 | 0 | Abstain |
| BNY Mellon | 0 | 0 | 0 | 0 | -- |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 0 | -- |
| Morgan Stanley | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| T. Rowe Price | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| Columbia Threadneedle | 0 | 0 | 0 | 0 | -- |
| Nationwide | 0 | 0 | 0 | 0 | -- |
| GuideStone | 0 | 0 | 0 | 0 | -- |
| Equitable | 0 | 0 | 0 | 0 | -- |
| Russell Investments | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
| Series Portfolios Trust | 0 | 0 | 0 | 0 | -- |
Fund voting reports, all 18 managers: 3,221,192 for, 447,440 abstained, 14,774,896 1 year.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 0 | 0 | 0 | 0 | -- |
| PACIFIC INVESTMENT MANAGEMENT CO LLC | 0 | 0 | 0 | 0 | -- |
| Solas Capital Management, LLC | 0 | 0 | 0 | 0 | -- |
| Senvest Management, LLC | 0 | 0 | 0 | 0 | -- |
| STRS OHIO | 0 | 0 | 0 | 0 | -- |
| KING LUTHER CAPITAL MANAGEMENT CORP | 0 | 0 | 0 | 0 | -- |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | -- |
| Herald Investment Management Ltd | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| BNY Mellon | 0 | 0 | 0 | 0 | -- |
| Pacific Ridge Capital Partners, LLC | 0 | 0 | 453,905 | 0 | Abstain |
| State Street | 0 | 0 | 0 | 0 | -- |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 0 | 0 | 0 | 0 | -- |
| Citadel | 0 | 0 | 0 | 0 | -- |
| TCW GROUP INC | 0 | 0 | 0 | 0 | -- |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0 | -- |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0 | 0 | 0 | 0 | -- |
| T. Rowe Price | 0 | 0 | 0 | 0 | -- |
| Ensign Peak Advisors, Inc | 0 | 0 | 0 | 0 | -- |
| SEI | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| BERKSHIRE ASSET MANAGEMENT LLC/PA | 0 | 0 | 0 | 0 | -- |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 0 | 0 | 0 | -- |
| Vanguard | 0 | 0 | 0 | 0 | -- |
| Two Sigma | 0 | 0 | 0 | 0 | -- |
Institutional-manager reports, all 58 managers: 12 against, 12 withheld, 453,905 abstained, 37,882,502 1 year, 132,369 3 year, 2,000 2 year. Showing the 25 largest; every one is in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
QUANTUM CORP.’s own tally for this item (“4. The compensation of the Company's named executive officers has been approved on a non-binding advisory basis”): 55,246,802 for, 3,804,573 against, per its Form 8-K filed September 14, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 7,453,714 | 0 | 0 | 0 | For |
| Vanguard | 4,989,453 | 0 | 0 | 0 | For |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 924,766 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 0 | 0 | 447,440 | 0 | Abstain |
| BNY Mellon | 365,420 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 319,800 | 0 | 0 | 0 | For |
| Morgan Stanley | 306,548 | 0 | 0 | 0 | For |
| BlackRock | 167,178 | 0 | 0 | 0 | For |
| T. Rowe Price | 74,600 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 42,013 | 0 | 0 | 0 | For |
| Nationwide | 27,831 | 0 | 0 | 0 | For |
| GuideStone | 15,067 | 0 | 0 | 0 | For |
| Equitable | 14,378 | 0 | 0 | 0 | For |
| Russell Investments | 11,681 | 0 | 0 | 0 | For |
| Northern Trust | 4,025 | 0 | 0 | 0 | For |
| Series Portfolios Trust | 624 | 0 | 0 | 0 | For |
Fund voting reports, all 18 managers: 17,996,088 for, 447,440 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 12,382,654 | 0 | 0 | 0 | For |
| PACIFIC INVESTMENT MANAGEMENT CO LLC | 10,248,322 | 0 | 0 | 0 | For |
| Solas Capital Management, LLC | 3,666,348 | 0 | 0 | 0 | For |
| Senvest Management, LLC | 2,523,406 | 0 | 0 | 0 | For |
| STRS OHIO | 2,171,926 | 0 | 0 | 0 | For |
| KING LUTHER CAPITAL MANAGEMENT CORP | 1,384,915 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,022,950 | 0 | 0 | 0 | For |
| Herald Investment Management Ltd | 1,000,000 | 0 | 0 | 0 | For |
| BlackRock | 856,445 | 0 | 0 | 0 | For |
| BNY Mellon | 730,840 | 0 | 0 | 0 | For |
| Pacific Ridge Capital Partners, LLC | 0 | 0 | 453,905 | 0 | Abstain |
| State Street | 342,335 | 0 | 0 | 0 | For |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 311,090 | 0 | 0 | 0 | For |
| Citadel | 226,749 | 0 | 0 | 0 | For |
| TCW GROUP INC | 171,710 | 0 | 0 | 0 | For |
| ACADIAN ASSET MANAGEMENT LLC | 165,836 | 0 | 0 | 0 | For |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 147,940 | 0 | 0 | 0 | For |
| T. Rowe Price | 146,400 | 0 | 0 | 0 | For |
| Ensign Peak Advisors, Inc | 131,769 | 0 | 0 | 0 | For |
| SEI | 65,329 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| BERKSHIRE ASSET MANAGEMENT LLC/PA | 57,081 | 0 | 0 | 0 | For |
| Connor, Clark & Lunn Investment Management Ltd. | 31,411 | 0 | 0 | 0 | For |
| Vanguard | 29,427 | 0 | 0 | 0 | For |
| Two Sigma | 28,445 | 0 | 0 | 0 | For |
Institutional-manager reports, all 58 managers: 38,016,871 for, 12 against, 12 withheld, 453,905 abstained. Showing the 25 largest; every one is in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
Description as filed by funds: Ratification of Appointment of Grant Thornton LLP as Independent Auditors
QUANTUM CORP.’s own tally for this item (“6. The appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2024 has been ratified”): 65,135,154 for, 192,382 against, per its Form 8-K filed September 14, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.7% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 17 asset managers below reported 17,996,088 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Neuberger Berman | 7,453,714 | 0 | 0 | 0 | For |
| Vanguard | 4,989,453 | 0 | 0 | 0 | For |
| 180 DEGREE CAPITAL CORP. /NY/ | 3,221,192 | 0 | 0 | 0 | For |
| Fidelity | 924,766 | 0 | 0 | 0 | For |
| BNY Mellon | 365,420 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 319,800 | 0 | 0 | 0 | For |
| Morgan Stanley | 306,548 | 0 | 0 | 0 | For |
| BlackRock | 167,178 | 0 | 0 | 0 | For |
| T. Rowe Price | 74,600 | 0 | 0 | 0 | For |
| Charles Schwab | 57,798 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 42,013 | 0 | 0 | 0 | For |
| Nationwide | 27,831 | 0 | 0 | 0 | For |
| GuideStone | 15,067 | 0 | 0 | 0 | For |
| Equitable | 14,378 | 0 | 0 | 0 | For |
| Russell Investments | 11,681 | 0 | 0 | 0 | For |
| Northern Trust | 4,025 | 0 | 0 | 0 | For |
| Series Portfolios Trust | 624 | 0 | 0 | 0 | For |
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 95,040,608 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Neuberger Berman | 7.84% |
| 2 | Vanguard | 5.25% |
| 3 | 180 DEGREE CAPITAL CORP. /NY/ | 3.39% |
| 4 | Fidelity | 0.97% |
| 5 | RBB FUND, INC. | 0.47% |
| 6 | BNY Mellon | 0.38% |
| 7 | BRIDGEWAY FUNDS INC | 0.34% |
| 8 | Morgan Stanley | 0.32% |
| 9 | BlackRock | 0.18% |
| 10 | T. Rowe Price | 0.08% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Neuberger Berman | 13.03% |
| 2 | PACIFIC INVESTMENT MANAGEMENT CO LLC | 10.78% |
| 3 | Solas Capital Management, LLC | 3.86% |
| 4 | Senvest Management, LLC | 2.66% |
| 5 | STRS OHIO | 2.29% |
| 6 | KING LUTHER CAPITAL MANAGEMENT CORP | 1.46% |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 1.08% |
| 8 | Herald Investment Management Ltd | 1.05% |
| 9 | BlackRock | 0.90% |
| 10 | BNY Mellon | 0.77% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Geode Capital | 1.01% | 13F |
| State Street | 0.36% | 13F |
| The Vanguard Group | 0.25% | 13G |
| Northern Trust | 0.20% | 13F |
| Blue Torch Capital LP | 0.14% | 13D |
| T. Rowe Price | 0.11% | 13F |
| Citadel Advisors | 0.03% | 13F |
| BNY Mellon | 0.03% | 13F |
| Millennium Management | 0.02% | 13F |
| Two Sigma | 0.02% | 13F |
Percentages above are of 95,040,608 shares outstanding, as reported by QUANTUM CORP. on its Form 10-Q dated August 4, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from QUANTUM CORP.’s 10-Q dated August 4, 2023. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
QUANTUM CORP. proxy season coverage: 2023-2024 (this page).
proxyvotesnow.com, “QUANTUM (QMCO) 2023 Annual Meeting (2023-2024 season): Vote Results”, https://proxyvotesnow.com/company/quantum-corp/2024 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.