proxyvotesnow.com

Home › Companies › RBB BANCORP › 2023-2024

RBB BANCORP 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and RBB BANCORP’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 13Ballot items
  • 127Asset managers
  • 1,901Fund votes
  • 2024-05-15Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore RBB BANCORP in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by RBB BANCORP

These tallies are RBB BANCORP’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

RBB BANCORP — official shareholder meeting results, meeting held 2024-05-15
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: William Bennett 9,959,621---- 26,3091,974,322 Majority: yes
Elect Director: Robert M. Franko 9,806,497---- 179,4331,974,322 Majority: yes
Elect Director: Dr. James W. Kao 9,925,987---- 59,9431,974,322 Majority: yes
Elect Director: Christina Kao 9,793,913---- 192,0171,974,322 Majority: yes
Elect Director: Joyce Wong Lee 9,928,586---- 57,3441,974,322 Majority: yes
Elect Director: Chuang-I (Christopher) Lin 9,672,110---- 313,8201,974,322 Majority: yes
Elect Director: Geraldine Pannu 9,809,098---- 176,8321,974,322 Majority: yes
Elect Director: Scott Polakoff 9,806,497---- 179,4331,974,322 Majority: yes
Elect Director: Frank Wong 9,959,624---- 26,3061,974,322 Majority: yes
Elect Director: David R. Morris 9,928,588---- 57,3421,974,322 Majority: yes
Proposal 2: The compensation of the Company's named executive officers was approved, on a non-binding advisory basis, having received the following votes: 9,607,973374,8333,124 --1,974,322 Majority: yes
Proposal 3: The frequency of shareholder advisory votes on the Company's named executive officers should be held every year was approved, on a non-binding advisory basis, having received the following votes: 9,360,257--551 ---- Outcome not stated
Proposal 4: The appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, having received the following votes: 11,908,85950,3431,050 ---- Majority: yes

Source: RBB BANCORP, Form 8-K — read the filing on EDGAR.

How asset managers voted at the RBB BANCORP 2023-2024 meeting

Each item below shows how the 127 asset managers that disclosed a RBB BANCORP vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 2 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 9,607,973AGAINST: 374,833

RBB BANCORP’s own tally for this item (“Proposal 2: The compensation of the Company's named executive officers was approved, on a non-binding advisory basis, having received the following votes:”): 9,607,973 for, 374,833 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 52.1% for, 2% against (54.1% of the company cast a for/against vote).

The 126 asset managers below cast 93% of the shares they voted on this item FOR (7,192,780 for, 575,079 against).

FOR 93%7%
FOR: 7,192,780 (92.6%)AGAINST: 575,079 (7.4%)
Largest asset managers voting on “TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
FJ Capital Management LLC1,765,9530 00For
BlackRock1,068,7440 00For
Vanguard743,5570 00For
Dimensional602,9930 00For
American Century0406,438 00Against
GEODE CAPITAL MANAGEMENT, LLC334,3540 00For
Fidelity322,4970 00For
AllianceBernstein307,1070 00For
LSV ASSET MANAGEMENT202,48716,300 00For
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC176,1400 00For
Invesco156,8620 00For
Northern Trust135,0690 00For
BHZ CAPITAL MANAGEMENT, LP124,7000 00For
PARAMETRIC PORTFOLIO ASSOCIATES LLC102,1120 00For
Charles Schwab89,3540 00For
MELLON INVESTMENTS Corp078,218 00Against
BRIDGEWAY CAPITAL MANAGEMENT, LLC65,8830 00For
BRIDGEWAY FUNDS INC65,8830 00For
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP64,3920 00For
Nuveen55,2370 00For
TIAA54,4830 00For
WEDGE CAPITAL MANAGEMENT L L P/NC53,548343 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
GLOBEFLEX CAPITAL L P50,3860 00For
EA Series Trust46,4980 00For

Showing the 25 largest of 126 asset managers. See all 126 in the interactive database.

2. To approve, by a non-binding advisory vote, the frequency of shareholder advisory votes on the compensation of our named executive officers

SECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTESOutcome not stated

Combines 4 wordings of this item as funds reported it.

— Outcome not stated · no against or withheld count reported

RBB BANCORP’s own tally for this item (“Proposal 3: The frequency of shareholder advisory votes on the Company's named executive officers should be held every year was approved, on a non-binding advisory basis, having received the following votes:”): 9,360,257 for; no against or withheld count reported, per its Form 8-K (Item 5.07).

The 124 asset managers below cast 100% of the shares they voted on this item FOR (134,996 for, 0 against).

ONE YEAR 81%9%8%
FOR: 134,996 (1.7%)ONE YEAR: 6,318,155 (81.4%)1 YEAR: 680,082 (8.8%)THREE YEARS: 604,251 (7.8%)UNKNOWN: 17,512 (0.2%)3 YEARS: 6,546 (0.1%)
Largest asset managers voting on “To approve, by a non-binding advisory vote, the frequency of shareholder advisory votes on the compensation of” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
FJ Capital Management LLC00 00One Year
BlackRock00 00One Year
Vanguard00 00One Year
Dimensional00 00Three Years
American Century00 00One Year
GEODE CAPITAL MANAGEMENT, LLC00 00One Year
Fidelity00 00One Year
AllianceBernstein00 00One Year
LSV ASSET MANAGEMENT00 001 Year
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC00 00One Year
Invesco00 00One Year
Northern Trust00 001 Year
BHZ CAPITAL MANAGEMENT, LP124,7000 00For
PARAMETRIC PORTFOLIO ASSOCIATES LLC00 00One Year
Charles Schwab00 001 Year
MELLON INVESTMENTS Corp00 00One Year
BRIDGEWAY CAPITAL MANAGEMENT, LLC00 00One Year
BRIDGEWAY FUNDS INC00 00One Year
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP00 00One Year
Nuveen00 00One Year
TIAA00 00One Year
WEDGE CAPITAL MANAGEMENT L L P/NC00 001 Year
HOTCHKIS & WILEY FUNDS /DE/00 00One Year
GLOBEFLEX CAPITAL L P00 00One Year
EA Series Trust00 001 Year

Showing the 25 largest of 124 asset managers. See all 124 in the interactive database.

3. To elect the following ten (10) directors: Christina Kao

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,793,913WITHHELD: 192,017

RBB BANCORP’s own tally for this item (“Elect Director: Christina Kao”): 9,793,913 for, 192,017 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 53.1% for, 1% withheld (54.2% of the company cast a for/withheld vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (3,051,257 for, 0 against).

FOR 96%
FOR: 3,051,257 (96.4%)ABSTAIN: 114,117 (3.6%)
Largest asset managers voting on “To elect the following ten (10) directors: Christina Kao” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC00 65,8830Abstain
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust00 46,4980Abstain
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust26,5640 00For
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

4. To elect the following ten (10) directors: Christopher Lin

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 9,672,110WITHHELD: 313,820

RBB BANCORP’s own tally for this item (“Elect Director: Chuang-I (Christopher) Lin”): 9,672,110 for, 313,820 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 52.5% for, 2% withheld (54.2% of the company cast a for/withheld vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (3,033,655 for, 0 against).

FOR 96%
FOR: 3,033,655 (95.8%)ABSTAIN: 131,719 (4.2%)
Largest asset managers voting on “To elect the following ten (10) directors: Christopher Lin” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC00 65,8830Abstain
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust00 46,4980Abstain
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust7,2260 19,3380Abstain
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

5. To elect the following ten (10) directors: David Morris

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 9,928,588WITHHELD: 57,342

RBB BANCORP’s own tally for this item (“Elect Director: David R. Morris”): 9,928,588 for, 57,342 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 53.8% for, 0.4% withheld (54.2% of the company cast a for/withheld vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (3,165,374 for, 0 against).

FOR 100%
FOR: 3,165,374 (100.0%)
Largest asset managers voting on “To elect the following ten (10) directors: David Morris” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC65,8830 00For
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust46,4980 00For
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust26,5640 00For
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

6. To elect the following ten (10) directors: Frank Wong

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%
FOR: 9,959,624WITHHELD: 26,306

RBB BANCORP’s own tally for this item (“Elect Director: Frank Wong”): 9,959,624 for, 26,306 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 54.0% for, 0.2% withheld (54.2% of the company cast a for/withheld vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (3,165,374 for, 0 against).

FOR 100%
FOR: 3,165,374 (100.0%)
Largest asset managers voting on “To elect the following ten (10) directors: Frank Wong” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC65,8830 00For
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust46,4980 00For
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust26,5640 00For
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

7. To elect the following ten (10) directors: Geraldine Pannu

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,809,098WITHHELD: 176,832

RBB BANCORP’s own tally for this item (“Elect Director: Geraldine Pannu”): 9,809,098 for, 176,832 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 53.2% for, 1.0% withheld (54.2% of the company cast a for/withheld vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (3,052,993 for, 0 against).

FOR 96%
FOR: 3,052,993 (96.4%)ABSTAIN: 112,381 (3.6%)
Largest asset managers voting on “To elect the following ten (10) directors: Geraldine Pannu” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC00 65,8830Abstain
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust00 46,4980Abstain
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust26,5640 00For
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

8. To elect the following ten (10) directors: James Kao

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%
FOR: 9,925,987WITHHELD: 59,943

RBB BANCORP’s own tally for this item (“Elect Director: Dr. James W. Kao”): 9,925,987 for, 59,943 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 53.8% for, 0.4% withheld (54.2% of the company cast a for/withheld vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (3,165,374 for, 0 against).

FOR 100%
FOR: 3,165,374 (100.0%)
Largest asset managers voting on “To elect the following ten (10) directors: James Kao” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC65,8830 00For
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust46,4980 00For
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust26,5640 00For
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

9. To elect the following ten (10) directors: Joyce Wong Lee

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 9,928,586WITHHELD: 57,344

RBB BANCORP’s own tally for this item (“Elect Director: Joyce Wong Lee”): 9,928,586 for, 57,344 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 53.8% for, 0.4% withheld (54.2% of the company cast a for/withheld vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (3,165,374 for, 0 against).

FOR 100%
FOR: 3,165,374 (100.0%)
Largest asset managers voting on “To elect the following ten (10) directors: Joyce Wong Lee” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC65,8830 00For
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust46,4980 00For
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust26,5640 00For
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

10. To elect the following ten (10) directors: Robert M. Franko

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,806,497WITHHELD: 179,433

RBB BANCORP’s own tally for this item (“Elect Director: Robert M. Franko”): 9,806,497 for, 179,433 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 53.2% for, 1.0% withheld (54.2% of the company cast a for/withheld vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (3,052,993 for, 0 against).

FOR 96%
FOR: 3,052,993 (96.4%)ABSTAIN: 112,381 (3.6%)
Largest asset managers voting on “To elect the following ten (10) directors: Robert M. Franko” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC00 65,8830Abstain
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust00 46,4980Abstain
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust26,5640 00For
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

11. To elect the following ten (10) directors: Scott Polakoff

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,806,497WITHHELD: 179,433

RBB BANCORP’s own tally for this item (“Elect Director: Scott Polakoff”): 9,806,497 for, 179,433 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 53.2% for, 1.0% withheld (54.2% of the company cast a for/withheld vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (3,052,993 for, 0 against).

FOR 96%
FOR: 3,052,993 (96.4%)ABSTAIN: 112,381 (3.6%)
Largest asset managers voting on “To elect the following ten (10) directors: Scott Polakoff” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC00 65,8830Abstain
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust00 46,4980Abstain
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust26,5640 00For
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

12. To elect the following ten (10) directors: William Bennett

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%
FOR: 9,959,621WITHHELD: 26,309

RBB BANCORP’s own tally for this item (“Elect Director: William Bennett”): 9,959,621 for, 26,309 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 54.0% for, 0.2% withheld (54.2% of the company cast a for/withheld vote).

The 51 asset managers below cast 100% of the shares they voted on this item FOR (3,165,374 for, 0 against).

FOR 100%
FOR: 3,165,374 (100.0%)
Largest asset managers voting on “To elect the following ten (10) directors: William Bennett” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC65,8830 00For
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust46,4980 00For
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust26,5640 00For
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

13. TO RATIFY THE APPOINTMENT OF CROWE LLP AS RBB BANCORP'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 2 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 11,908,859AGAINST: 50,343

RBB BANCORP’s own tally for this item (“Proposal 4: The appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, having received the following votes:”): 11,908,859 for, 50,343 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 18,440,274 outstanding shares: 65% for, 0.3% against (65% of the company cast a for/against vote).

The 51 asset managers below cast 99% of the shares they voted on this item FOR (3,118,876 for, 46,498 against).

FOR 99%
FOR: 3,118,876 (98.5%)AGAINST: 46,498 (1.5%)
Largest asset managers voting on “TO RATIFY THE APPOINTMENT OF CROWE LLP AS RBB BANCORP'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBE” at RBB BANCORP, 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard730,6810 00For
BlackRock684,5930 00For
Dimensional511,3550 00For
Fidelity321,0430 00For
American Century202,5930 00For
Invesco76,0830 00For
BRIDGEWAY FUNDS INC65,8830 00For
TIAA54,4830 00For
HOTCHKIS & WILEY FUNDS /DE/53,4320 00For
EA Series Trust046,498 00Against
Charles Schwab44,6770 00For
Principal43,1730 00For
Equitable39,7040 00For
Columbia Threadneedle35,5120 00For
QUANTITATIVE MASTER SERIES LLC30,8430 00For
WisdomTree26,8950 00For
Bridge Builder Trust26,5640 00For
Prudential/PGIM16,7000 00For
Nationwide16,6060 00For
Lincoln Financial15,7900 00For
STERLING CAPITAL FUNDS12,5860 00For
RBC FUNDS TRUST12,4000 00For
First Trust10,1310 00For
AIG/SunAmerica8,3390 00For
Global X7,7420 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

Largest RBB BANCORP shareholders voting in 2023-2024

Ranked by the number of RBB BANCORP shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 18,440,274 shares outstanding at the time of that meeting.

Top RBB BANCORP shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1FJ Capital Management LLC 9.58%
2BlackRock 5.80%
3Vanguard 4.03%
4Dimensional 3.27%
5American Century 2.20%
6GEODE CAPITAL MANAGEMENT, LLC 1.81%
7Fidelity 1.75%
8AllianceBernstein 1.67%
9LSV ASSET MANAGEMENT 1.19%
10HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.96%

Reported RBB BANCORP ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

RBB BANCORP beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
S 9.17% 13G
BlackRock 6.57% 13F
Vanguard Group 4.68% 13F
Dimensional Fund Advisors 3.49% 13F
Dr. James W. Kao 2.91% DEF14A
Geode Capital 1.81% 13F
State Street 1.67% 13F
Christina Kao 1.15% DEF14A
Morgan Stanley 0.73% 13F
Northern Trust 0.73% 13F

Percentages above are of 18,440,274 shares outstanding, as reported by RBB BANCORP on its Form 10-Q dated 2024-05-03 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from RBB BANCORP’s 10-Q dated 2024-05-03. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At RBB BANCORP's shareholder meeting held 2024-05-15, in the 2023-2024 proxy season, 127 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 1,901 separate fund positions. On the most widely held item on that ballot — TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. — FOR was 96% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: RBB BANCORP's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission (filing date not recorded for this item).

RBB BANCORP proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.