Home › Companies › READY CAPITAL CORP. › 2023-2024
Compiled from SEC Form N-PX filings and READY CAPITAL CORP.’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.
Proxy season: 2023-2024 2024-2025
Explore READY CAPITAL CORP. in the interactive database Compare manager voting policies
These tallies are READY CAPITAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Thomas E. Capasse | 83,417,575 | -- | -- | 2,113,546 | 41,811,014 | Majority: yes |
| Elect Director: Jack J. Ross | 83,647,900 | -- | -- | 1,883,221 | 41,811,014 | Majority: yes |
| Elect Director: Frank P. Filipps | 83,827,196 | -- | -- | 1,703,925 | 41,811,014 | Majority: yes |
| Elect Director: Daniel J. Hirsch | 79,975,223 | -- | -- | 5,555,898 | 41,811,014 | Majority: yes |
| Elect Director: Kevin M. Luebbers | 84,287,372 | -- | -- | 1,243,749 | 41,811,014 | Majority: yes |
| Elect Director: Meredith Marshall | 84,135,124 | -- | -- | 1,395,997 | 41,811,014 | Majority: yes |
| Elect Director: Pinkie D. Mayfield | 83,553,819 | -- | -- | 1,977,302 | 41,811,014 | Majority: yes |
| Elect Director: Dominique Mielle | 73,720,794 | -- | -- | 11,810,311 | 41,811,014 | Majority: yes |
| Elect Director: Gilbert E. Nathan | 73,705,204 | -- | -- | 11,825,917 | 41,811,014 | Majority: yes |
| Elect Director: Andrea Petro | 83,984,090 | -- | -- | 1,547,031 | 41,811,014 | Majority: yes |
| Elect Director: J. Mitchell Reese | 63,476,441 | -- | -- | 22,054,680 | 41,811,014 | Majority: yes |
| Elect Director: Todd M. Sinai | 73,770,491 | -- | -- | 11,760,630 | 41,811,014 | Majority: yes |
| Proposal 2. The stockholders ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2023 fiscal year. | 125,686,124 | 1,176,150 | 479,861 | -- | 0 | Majority: yes |
| Proposal 3. The stockholders approved, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement. | 80,865,180 | 3,334,299 | 1,331,642 | -- | 41,811,014 | Majority: yes |
| Proposal 4. The stockholders approved and adopted the Company's 2023 Equity Incentive Plan. | 79,892,083 | 4,504,191 | 1,134,847 | -- | 41,811,014 | Majority: yes |
Source: READY CAPITAL CORP., Form 8-K — read the filing on EDGAR.
Each item below shows how the 265 asset managers that disclosed a READY CAPITAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of READY CAPITAL CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Meeting held 2023-08-22.
Combines 15 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Proposal 3. The stockholders approved, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement.”): 80,865,180 for, 3,334,299 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 47.1% for, 2% against (49.1% of the company cast a for/against vote).
The 252 asset managers below cast 98% of the shares they voted on this item FOR (66,287,270 for, 1,232,589 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 24,208,545 | 69,569 | 0 | 0 | For |
| Vanguard | 7,905,695 | 0 | 0 | 0 | For |
| State Street | 3,628,557 | 0 | 0 | 0 | For |
| Charles Schwab | 3,487,764 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 3,040,746 | 0 | 0 | 0 | For |
| Fidelity | 3,016,942 | 0 | 0 | 0 | For |
| Invesco | 2,944,847 | 0 | 0 | 0 | For |
| Soltis Investment Advisors LLC | 1,514,138 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 3,839 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 917,546 | 0 | 0 | 0 | For |
| Northern Trust | 780,461 | 0 | 0 | 0 | For |
| VAN ECK ASSOCIATES CORP | 772,737 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 593,892 | 0 | 0 | 0 | For |
| BNY Mellon | 593,140 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 567,206 | 0 | 0 | 0 | For |
| Verition Fund Management LLC | 555,480 | 0 | 0 | 0 | For |
| TRUIST FINANCIAL CORP | 554,349 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 540,993 | 0 | 0 | 0 | For |
| FIRST FOUNDATION ADVISORS | 411,448 | 0 | 0 | 0 | For |
| Destra Multi-Alternative Fund | 345,947 | 0 | 0 | 0 | For |
| Legal & General Investment Management America Inc | 0 | 323,823 | 0 | 0 | Against |
| Clear Harbor Asset Management, LLC | 320,550 | 0 | 0 | 0 | For |
| Nuveen | 314,594 | 0 | 0 | 0 | For |
Showing the 25 largest of 252 asset managers. See all 252 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Proposal 4. The stockholders approved and adopted the Company's 2023 Equity Incentive Plan.”): 79,892,083 for, 4,504,191 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 46.5% for, 3% against (49.2% of the company cast a for/against vote).
The 62 asset managers below cast 98% of the shares they voted on this item FOR (41,846,207 for, 857,062 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 3,009,503 | 0 | 0 | 0 | For |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 540,993 | 0 | 0 | Against |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 206,745 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 0 | 176,804 | 0 | 0 | Against |
| Thrivent | 154,383 | 0 | 0 | 0 | For |
| LUBERT-ADLER MANAGEMENT COMPANY, LP | 139,176 | 0 | 0 | 0 | For |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 82,299 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 66,517 | 13,749 | 0 | 0 | For |
| Catholic Responsible Investments Funds | 0 | 79,037 | 0 | 0 | Against |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Meeting held 2023-08-22.
Combines 6 wordings of this item as funds reported it.
99.0% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Proposal 2. The stockholders ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2023 fiscal year.”): 125,686,124 for, 1,176,150 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 73% for, 0.7% against (74% of the company cast a for/against vote).
The 62 asset managers below cast 99.8% of the shares they voted on this item FOR (42,921,530 for, 79,461 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 3,009,503 | 0 | 0 | 0 | For |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 540,993 | 0 | 0 | 0 | For |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| Destra Multi-Alternative Fund | 345,947 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 206,745 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 154,383 | 0 | 0 | 0 | For |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 119,160 | 0 | 0 | 0 | For |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 82,299 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 80,266 | 0 | 0 | 0 | For |
| Catholic Responsible Investments Funds | 0 | 79,037 | 0 | 0 | Against |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Andrea Petro”): 83,984,090 for, 1,547,031 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 48.9% for, 1.0% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (42,637,987 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 3,009,503 | 0 | 0 | 0 | For |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 540,993 | 0 | 0 | 0 | For |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 206,745 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 154,383 | 0 | 0 | 0 | For |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 119,160 | 0 | 0 | 0 | For |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 82,299 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 80,266 | 0 | 0 | 0 | For |
| Catholic Responsible Investments Funds | 79,037 | 0 | 0 | 0 | For |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Daniel J. Hirsch”): 79,975,223 for, 5,555,898 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 46.6% for, 3% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (41,084,922 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 3,009,503 | 0 | 0 | 0 | For |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 0 | 0 | 683,656 | 0 | Abstain |
| Columbia Threadneedle | 0 | 0 | 540,993 | 0 | Abstain |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 206,745 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 0 | 0 | 176,804 | 0 | Abstain |
| Thrivent | 154,383 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 0 | 127,372 | 0 | Abstain |
| Empower | 119,160 | 0 | 0 | 0 | For |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 82,299 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 80,266 | 0 | 0 | 0 | For |
| Catholic Responsible Investments Funds | 79,037 | 0 | 0 | 0 | For |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
86% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Dominique Mielle”): 73,720,794 for, 11,810,311 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 43% for, 7% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (37,079,308 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 42,803 | 0 | 2,966,700 | 0 | Abstain |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 0 | 0 | 1,006,226 | 0 | Abstain |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 540,993 | 0 | Abstain |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 0 | 0 | 206,745 | 0 | Abstain |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 0 | 0 | 154,383 | 0 | Abstain |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 0 | 0 | 119,160 | 0 | Abstain |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 82,299 | 0 | Abstain |
| Bridge Builder Trust | 66,517 | 0 | 13,749 | 0 | For |
| Catholic Responsible Investments Funds | 0 | 0 | 79,037 | 0 | Abstain |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Frank P. Filipps”): 83,827,196 for, 1,703,925 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 48.8% for, 1.0% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (42,637,987 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 3,009,503 | 0 | 0 | 0 | For |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 540,993 | 0 | 0 | 0 | For |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 206,745 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 154,383 | 0 | 0 | 0 | For |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 119,160 | 0 | 0 | 0 | For |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 82,299 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 80,266 | 0 | 0 | 0 | For |
| Catholic Responsible Investments Funds | 79,037 | 0 | 0 | 0 | For |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
86% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Gilbert E. Nathan”): 73,705,204 for, 11,825,917 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 43% for, 7% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (37,079,308 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 42,803 | 0 | 2,966,700 | 0 | Abstain |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 0 | 0 | 1,006,226 | 0 | Abstain |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 540,993 | 0 | Abstain |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 0 | 0 | 206,745 | 0 | Abstain |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 0 | 0 | 154,383 | 0 | Abstain |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 0 | 0 | 119,160 | 0 | Abstain |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 82,299 | 0 | Abstain |
| Bridge Builder Trust | 66,517 | 0 | 13,749 | 0 | For |
| Catholic Responsible Investments Funds | 0 | 0 | 79,037 | 0 | Abstain |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
74% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: J. Mitchell Reese”): 63,476,441 for, 22,054,680 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 37% for, 13% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (30,494,062 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 42,803 | 0 | 2,966,700 | 0 | Abstain |
| Charles Schwab | 0 | 0 | 1,729,742 | 0 | Abstain |
| Global X | 0 | 0 | 1,478,775 | 0 | Abstain |
| Invesco | 0 | 0 | 1,409,625 | 0 | Abstain |
| First Trust | 0 | 0 | 1,006,226 | 0 | Abstain |
| VanEck ETF Trust | 0 | 0 | 772,737 | 0 | Abstain |
| State Street | 0 | 0 | 683,656 | 0 | Abstain |
| Columbia Threadneedle | 0 | 0 | 540,993 | 0 | Abstain |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 311,390 | 0 | Abstain |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 0 | 0 | 206,745 | 0 | Abstain |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 0 | 0 | 154,383 | 0 | Abstain |
| Lincoln Financial | 0 | 0 | 127,372 | 0 | Abstain |
| Empower | 0 | 0 | 119,160 | 0 | Abstain |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 82,299 | 0 | Abstain |
| Bridge Builder Trust | 66,517 | 0 | 13,749 | 0 | For |
| Catholic Responsible Investments Funds | 0 | 0 | 79,037 | 0 | Abstain |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Jack J. Ross”): 83,647,900 for, 1,883,221 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 48.7% for, 1% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (42,343,178 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 3,009,503 | 0 | 0 | 0 | For |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 540,993 | 0 | 0 | 0 | For |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 0 | 0 | 294,809 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 206,745 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 154,383 | 0 | 0 | 0 | For |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 119,160 | 0 | 0 | 0 | For |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 82,299 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 80,266 | 0 | 0 | 0 | For |
| Catholic Responsible Investments Funds | 79,037 | 0 | 0 | 0 | For |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Kevin M. Luebbers”): 84,287,372 for, 1,243,749 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 49.1% for, 0.8% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (42,655,044 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 3,009,503 | 0 | 0 | 0 | For |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 540,993 | 0 | 0 | 0 | For |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 206,745 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 154,383 | 0 | 0 | 0 | For |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 119,160 | 0 | 0 | 0 | For |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 82,299 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 80,266 | 0 | 0 | 0 | For |
| Catholic Responsible Investments Funds | 79,037 | 0 | 0 | 0 | For |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Meredith Marshall”): 84,135,124 for, 1,395,997 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 49.0% for, 0.9% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (42,655,044 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 3,009,503 | 0 | 0 | 0 | For |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 540,993 | 0 | 0 | 0 | For |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 206,745 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 154,383 | 0 | 0 | 0 | For |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 119,160 | 0 | 0 | 0 | For |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 82,299 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 80,266 | 0 | 0 | 0 | For |
| Catholic Responsible Investments Funds | 79,037 | 0 | 0 | 0 | For |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Pinkie D. Mayfield”): 83,553,819 for, 1,977,302 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 48.7% for, 1% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (42,114,051 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 3,009,503 | 0 | 0 | 0 | For |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 540,993 | 0 | Abstain |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 206,745 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 154,383 | 0 | 0 | 0 | For |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 119,160 | 0 | 0 | 0 | For |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 82,299 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 80,266 | 0 | 0 | 0 | For |
| Catholic Responsible Investments Funds | 79,037 | 0 | 0 | 0 | For |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Thomas E. Capasse”): 83,417,575 for, 2,113,546 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 48.6% for, 1% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (42,475,492 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 3,009,503 | 0 | 0 | 0 | For |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 1,006,226 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 540,993 | 0 | 0 | 0 | For |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 206,745 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 154,383 | 0 | 0 | 0 | For |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 0 | 0 | 119,160 | 0 | Abstain |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 82,299 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 80,266 | 0 | 0 | 0 | For |
| Catholic Responsible Investments Funds | 79,037 | 0 | 0 | 0 | For |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2023-08-22.
Combines 3 wordings of this item as funds reported it.
86% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Elect Director: Todd M. Sinai”): 73,770,491 for, 11,760,630 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 43% for, 7% withheld (49.8% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (37,079,308 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 21,101,616 | 0 | 0 | 0 | For |
| Vanguard | 7,685,752 | 0 | 0 | 0 | For |
| Fidelity | 42,803 | 0 | 2,966,700 | 0 | Abstain |
| Charles Schwab | 1,729,742 | 0 | 0 | 0 | For |
| Global X | 1,478,775 | 0 | 0 | 0 | For |
| Invesco | 1,409,625 | 0 | 0 | 0 | For |
| First Trust | 0 | 0 | 1,006,226 | 0 | Abstain |
| VanEck ETF Trust | 772,737 | 0 | 0 | 0 | For |
| State Street | 683,656 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 540,993 | 0 | Abstain |
| Northern Trust | 440,162 | 0 | 0 | 0 | For |
| TIAA | 311,390 | 0 | 0 | 0 | For |
| BNY Mellon | 294,809 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 274,248 | 0 | 0 | 0 | For |
| Principal | 0 | 0 | 206,745 | 0 | Abstain |
| TARGET PORTFOLIO TRUST | 176,804 | 0 | 0 | 0 | For |
| Thrivent | 0 | 0 | 154,383 | 0 | Abstain |
| Lincoln Financial | 127,372 | 0 | 0 | 0 | For |
| Empower | 0 | 0 | 119,160 | 0 | Abstain |
| Allianz | 101,574 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 82,299 | 0 | Abstain |
| Bridge Builder Trust | 66,517 | 0 | 13,749 | 0 | For |
| Catholic Responsible Investments Funds | 0 | 0 | 79,037 | 0 | Abstain |
| Pacific Life | 67,778 | 0 | 0 | 0 | For |
| JPMorgan | 66,260 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Meeting held 2024-07-25 (outside the 2023-2024 season's 1 July to 30 June window; reported in this season's filings).
85% Majority: yes · of votes cast
READY CAPITAL CORP.’s own tally for this item (“Proposal 3. The stockholders approved, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement.”): 74,979,133 for, 13,083,776 against, per its Form 8-K filed 2024-07-30 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 171,651,924 outstanding shares: 44% for, 8% against (51.3% of the company cast a for/against vote).
The 2 asset managers below cast 100% of the shares they voted on this item FOR (6,694 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Freedom Investment Management, Inc. | 6,294 | 0 | 0 | 0 | For |
| McKinley Carter Wealth Services, Inc. | 400 | 0 | 0 | 0 | For |
Reported under meeting date 2023-08-10; no official results on file for that date.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (3,312 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | 1,656 | 0 | 0 | 0 | For |
| Orion Portfolio Solutions, LLC | 1,656 | 0 | 0 | 0 | For |
Ranked by the number of READY CAPITAL CORP. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 171,651,924 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 14.14% |
| 2 | Vanguard | 4.61% |
| 3 | State Street | 2.11% |
| 4 | Charles Schwab | 2.03% |
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 1.77% |
| 6 | Fidelity | 1.76% |
| 7 | Invesco | 1.72% |
| 8 | Soltis Investment Advisors LLC | 0.88% |
| 9 | Global X | 0.86% |
| 10 | First Trust | 0.59% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 14.74% | 13F |
| Vanguard Group | 6.53% | 13F |
| Sutherland REIT Holdings, LP | 4.10% | DEF14A |
| State Street | 3.60% | 13F |
| Geode Capital | 2.08% | 13F |
| Invesco | 1.78% | 13F |
| Northern Trust | 1.01% | 13F |
| Morgan Stanley | 0.91% | 13F |
| Charles Schwab | 0.85% | 13F |
| BNY Mellon | 0.67% | 13F |
Percentages above are of 171,651,924 shares outstanding, as reported by READY CAPITAL CORP. on its Form 10-Q dated 2023-06-30 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from READY CAPITAL CORP.’s 10-Q dated 2023-06-30. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At READY CAPITAL CORP.'s shareholder meeting held 2023-08-22, in the 2023-2024 proxy season, 265 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,868 separate fund positions. Their filings are grouped here into 17 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Approval, on an advisory basis, of the compensation of our named executive officers, as… — FOR was 96% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: READY CAPITAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission (filing date not recorded for this item).
READY CAPITAL CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025.