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Rezolute, Inc. 2025-2026 Proxy Voting Records

Compiled from SEC Form N-PX filings and Rezolute, Inc.’s Form 8-K, filed 2025-11-21 (Item 5.07 on EDGAR). Page generated 02 October 2026.

11Ballot items
114Asset managers
1,417Fund votes
2025-11-19Meeting date

Proxy season: 2025-2026

Explore Rezolute, Inc. in the interactive database Compare manager voting policies

Official 2025-2026 meeting results reported by Rezolute, Inc.

These tallies are Rezolute, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-11-21 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

Rezolute, Inc. — official shareholder meeting results, meeting held 2025-11-19
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Nevan Charles Elam	59,206,610	--	--	161,306	7,332,152	Majority: yes
Elect Director: Young-Jin Kim	52,980,022	--	--	6,387,894	7,332,152	Majority: yes
Elect Director: Gil Labrucherie	55,354,306	--	--	4,013,610	7,332,152	Majority: yes
Elect Director: Philippe Fauchet	58,711,617	--	--	656,299	7,332,152	Majority: yes
Elect Director: Nerissa Kreher, M.D.	45,487,489	--	--	13,880,427	7,332,152	Majority: yes
Elect Director: Wladimir Hogenhuis, M.D.	45,753,848	--	--	13,614,068	7,332,152	Majority: yes
Elect Director: Erik Harris	48,235,273	--	--	11,132,643	7,332,152	Majority: yes
Proposal 2: Ratification of Independent Registered Public Accounting Firm To ratify Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending on June 30, 2026:	65,206,245	937,798	556,025	--	--	Majority: yes
Proposal 3: Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company's named executive officers, as disclosed in the Executive Compensation section of the proxy statement:	40,149,598	19,193,827	24,491	--	7,332,152	Majority: yes
Proposal 4: Equity Plan Amendment Proposal To approve an amendment to the Company's 2021 Stock Incentive Plan (the " 2021 Equity Plan Amendment Proposal ") to increase the number of shares available for issuance thereunder from 14,450,000 shares of common stoc	59,075,559	264,536	27,821	--	7,332,152	Majority: yes
Proposal 5: Adjournment Proposal To authorize an adjournment of the meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes in favor of the 2021 Equity Plan Amendment Proposal:	57,909,553	1,423,506	34,857	--	7,332,152	Majority: yes

Source: Rezolute, Inc., Form 8-K, filed with the SEC on 2025-11-21 — read the filing on EDGAR.

How asset managers voted at the Rezolute, Inc. 2025-2026 meeting

Each item below shows how the 114 asset managers that disclosed a Rezolute, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE EXECUTIVE COMPENSATION SECTION OF THE PROXY STATEMENT.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

68% Majority: yes · of votes cast

FOR 68%AGAINST 32%

FOR: 40,149,598AGAINST: 19,193,827

Rezolute, Inc.’s own tally for this item (“Proposal 3: Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company's named executive officers, as disclosed in the Executive Compensation section of the proxy statement:”): 40,149,598 for, 19,193,827 against, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 43% for, 21% against (64% of the company cast a for/against vote).

The 114 asset managers below cast 61% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.

FOR 61%AGAINST 39%

FOR: 61.5%AGAINST: 38.5%ABSTAIN: 0.0%

Largest asset managers voting on “TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISC” at Rezolute, Inc., 2025-2026
Asset manager	For	Against	Vote
Fidelity	0	23,253,773	Against
Federated Hermes	20,981,318	0	For
GREAT POINT PARTNERS LLC	4,903,618	0	For
Siren, L.L.C.	4,870,000	0	For
Vanguard	3,965,493	389	For
BlackRock	3,589,470	3,426	For
Blackstone Inc.	0	2,561,360	Against
Vivo Capital, LLC	2,112,432	0	For
GEODE CAPITAL MANAGEMENT, LLC	0	1,738,526	Against
Woodline Partners LP	1,341,982	0	For
Charles Schwab	1,305,172	0	For
State Street	1,139,480	12,041	For
MARSHALL WACE, LLP	1,144,301	0	For
MANGROVE PARTNERS IM, LLC	900,318	0	For
ADAR1 Capital Management, LLC	0	771,869	Against
Integral Health Asset Management, LLC	744,611	0	For
Affinity Asset Advisors, LLC	562,546	0	For
BALYASNY ASSET MANAGEMENT L.P.	385,453	0	For
PFM Health Sciences, LP	0	346,837	Against
Point72	0	341,764	Against
Northern Trust	0	320,207	Against
J. Goldman & Co LP	277,168	0	For
AMERIPRISE FINANCIAL INC	277,061	0	For
Knott David M Jr	0	275,000	Against
DRIEHAUS CAPITAL MANAGEMENT LLC	0	233,000	Against

Showing the 25 largest of 114 asset managers. See all 114 in the interactive database.

2. To approve an amendment to the 2021 Equity Incentive Plan, as amended, to increase the number of shares available for issuance thereunder from 14,450,000 shares of common stock to an aggregate of 21,950,000 shares of common stock (the "2021 Equity Plan Amendment Proposal").

COMPENSATIONMajority of the votes cast: yes

Combines 2 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%

FOR: 59,075,559AGAINST: 264,536

Rezolute, Inc.’s own tally for this item (“Proposal 4: Equity Plan Amendment Proposal To approve an amendment to the Company's 2021 Stock Incentive Plan (the " 2021 Equity Plan Amendment Proposal ") to increase the number of shares available for issuance thereund”): 59,075,559 for, 264,536 against, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 64% for, 0.3% against (64% of the company cast a for/against vote).

The 40 asset managers below cast 99.9% of the shares they voted on this item FOR (31,248,478 for, 8,857 against).

FOR 99.9%

FOR: 31,248,478 (100.0%)AGAINST: 8,857 (0.0%)ABSTAIN: 5,287 (0.0%)

Largest asset managers voting on “To approve an amendment to the 2021 Equity Incentive Plan, as amended, to increase the number of shares availa” at Rezolute, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Fidelity	12,181,413	0	For
Federated Hermes	10,490,659	0	For
Vanguard	3,744,131	0	For
BlackRock	2,608,162	0	For
Integral Health Asset Management, LLC	744,611	0	For
Charles Schwab	652,586	0	For
TIAA	173,386	0	For
State Street	69,786	0	For
Equitable	55,112	0	For
Dimensional	53,335	0	For
QUANTITATIVE MASTER SERIES LLC	49,575	0	For
Direxion Shares ETF Trust	49,300	0	For
Lincoln Financial	48,800	0	For
Global X	35,928	0	For
AIG/SunAmerica	34,365	0	For
Brighthouse	25,492	5,287	For
ProShares	26,178	0	For
Pacific Life	24,015	0	For
John Hancock	23,040	0	For
Nationwide	18,555	0	For
Bridge Builder Trust	16,935	0	For
MUTUAL FUND SERIES TRUST	13,690	0	For
Voya	12,776	0	For
Northern Trust	11,849	0	For
DWS	11,726	0	For

Showing the 25 largest of 40 asset managers. See all 40 in the interactive database.

3. To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Erik Harris

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

81% Majority: yes · of votes cast

FOR 81%WITHHELD 19%

FOR: 48,235,273WITHHELD: 11,132,643

Rezolute, Inc.’s own tally for this item (“Elect Director: Erik Harris”): 48,235,273 for, 11,132,643 withheld, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 52.0% for, 12% withheld (64% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (19,856,502 for, 0 against).

FOR 65%ABSTAIN 35%

FOR: 19,856,502 (65.1%)ABSTAIN: 10,661,509 (34.9%)

Largest asset managers voting on “To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stoc” at Rezolute, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Fidelity	1,525,191	10,656,222	Abstain
Federated Hermes	10,490,659	0	For
Vanguard	3,744,131	0	For
BlackRock	2,608,162	0	For
Charles Schwab	652,586	0	For
TIAA	173,386	0	For
State Street	69,786	0	For
Equitable	55,112	0	For
Dimensional	53,335	0	For
QUANTITATIVE MASTER SERIES LLC	49,575	0	For
Direxion Shares ETF Trust	49,300	0	For
Lincoln Financial	48,800	0	For
Global X	35,928	0	For
AIG/SunAmerica	34,365	0	For
Brighthouse	25,492	5,287	For
ProShares	26,178	0	For
Pacific Life	24,015	0	For
John Hancock	23,040	0	For
Nationwide	18,555	0	For
Bridge Builder Trust	16,935	0	For
MUTUAL FUND SERIES TRUST	13,690	0	For
Voya	12,776	0	For
Northern Trust	11,849	0	For
DWS	11,726	0	For
SEI	10,000	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

4. To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Gil Labrucherie

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

93% Majority: yes · of votes cast

FOR 93%

FOR: 55,354,306WITHHELD: 4,013,610

Rezolute, Inc.’s own tally for this item (“Elect Director: Gil Labrucherie”): 55,354,306 for, 4,013,610 withheld, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 60% for, 4% withheld (64% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (27,576,290 for, 0 against).

FOR 90%10%

FOR: 27,576,290 (90.4%)ABSTAIN: 2,941,721 (9.6%)

Largest asset managers voting on “To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stoc” at Rezolute, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Fidelity	12,181,413	0	For
Federated Hermes	10,490,659	0	For
Vanguard	3,744,131	0	For
BlackRock	0	2,608,162	Abstain
Charles Schwab	652,586	0	For
TIAA	0	173,386	Abstain
State Street	69,786	0	For
Equitable	16,140	38,972	Abstain
Dimensional	53,335	0	For
QUANTITATIVE MASTER SERIES LLC	0	49,575	Abstain
Direxion Shares ETF Trust	49,300	0	For
Lincoln Financial	48,800	0	For
Global X	35,928	0	For
AIG/SunAmerica	34,365	0	For
Brighthouse	25,492	5,287	For
ProShares	26,178	0	For
Pacific Life	0	24,015	Abstain
John Hancock	23,040	0	For
Nationwide	0	18,555	Abstain
Bridge Builder Trust	0	16,935	Abstain
MUTUAL FUND SERIES TRUST	13,690	0	For
Voya	12,776	0	For
Northern Trust	11,849	0	For
DWS	11,726	0	For
SEI	10,000	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

5. To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Nerissa Kreher

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

77% Majority: yes · of votes cast

FOR 77%WITHHELD 23%

FOR: 45,487,489WITHHELD: 13,880,427

Rezolute, Inc.’s own tally for this item (“Elect Director: Nerissa Kreher, M.D.”): 45,487,489 for, 13,880,427 withheld, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 49.1% for, 15% withheld (64% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (19,458,852 for, 0 against).

FOR 64%ABSTAIN 36%

FOR: 19,458,852 (63.8%)ABSTAIN: 11,059,159 (36.2%)

Largest asset managers voting on “To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stoc” at Rezolute, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Fidelity	1,525,191	10,656,222	Abstain
Federated Hermes	10,490,659	0	For
Vanguard	3,744,131	0	For
BlackRock	2,587,840	20,322	For
Charles Schwab	652,586	0	For
TIAA	0	173,386	Abstain
State Street	0	69,786	Abstain
Equitable	38,972	16,140	For
Dimensional	53,335	0	For
QUANTITATIVE MASTER SERIES LLC	49,575	0	For
Direxion Shares ETF Trust	49,300	0	For
Lincoln Financial	0	48,800	Abstain
Global X	0	35,928	Abstain
AIG/SunAmerica	34,365	0	For
Brighthouse	25,492	5,287	For
ProShares	26,178	0	For
Pacific Life	24,015	0	For
John Hancock	23,040	0	For
Nationwide	16,376	2,179	For
Bridge Builder Trust	16,935	0	For
MUTUAL FUND SERIES TRUST	13,690	0	For
Voya	12,776	0	For
Northern Trust	11,849	0	For
DWS	11,726	0	For
SEI	0	10,000	Abstain

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

6. To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Nevan Charles Elam

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%

FOR: 59,206,610WITHHELD: 161,306

Rezolute, Inc.’s own tally for this item (“Elect Director: Nevan Charles Elam”): 59,206,610 for, 161,306 withheld, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 64% for, 0.2% withheld (64% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (30,493,114 for, 0 against).

FOR 99.9%

FOR: 30,493,114 (99.9%)ABSTAIN: 24,897 (0.1%)

Largest asset managers voting on “To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stoc” at Rezolute, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Fidelity	12,181,413	0	For
Federated Hermes	10,490,659	0	For
Vanguard	3,744,131	0	For
BlackRock	2,608,162	0	For
Charles Schwab	652,586	0	For
TIAA	173,386	0	For
State Street	69,786	0	For
Equitable	55,112	0	For
Dimensional	53,335	0	For
QUANTITATIVE MASTER SERIES LLC	49,575	0	For
Direxion Shares ETF Trust	49,300	0	For
Lincoln Financial	48,800	0	For
Global X	35,928	0	For
AIG/SunAmerica	34,365	0	For
Brighthouse	25,492	5,287	For
ProShares	26,178	0	For
Pacific Life	24,015	0	For
John Hancock	23,040	0	For
Nationwide	18,555	0	For
Bridge Builder Trust	16,935	0	For
MUTUAL FUND SERIES TRUST	13,690	0	For
Voya	0	12,776	Abstain
Northern Trust	11,849	0	For
DWS	11,726	0	For
SEI	10,000	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

7. To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Philippe Fauchet

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 58,711,617WITHHELD: 656,299

Rezolute, Inc.’s own tally for this item (“Elect Director: Philippe Fauchet”): 58,711,617 for, 656,299 withheld, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 63% for, 0.8% withheld (64% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (30,310,003 for, 0 against).

FOR 99.3%

FOR: 30,310,003 (99.3%)ABSTAIN: 208,008 (0.7%)

Largest asset managers voting on “To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stoc” at Rezolute, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Fidelity	12,181,413	0	For
Federated Hermes	10,490,659	0	For
Vanguard	3,744,131	0	For
BlackRock	2,587,840	20,322	For
Charles Schwab	652,586	0	For
TIAA	0	173,386	Abstain
State Street	69,786	0	For
Equitable	55,112	0	For
Dimensional	53,335	0	For
QUANTITATIVE MASTER SERIES LLC	49,575	0	For
Direxion Shares ETF Trust	49,300	0	For
Lincoln Financial	48,800	0	For
Global X	35,928	0	For
AIG/SunAmerica	34,365	0	For
Brighthouse	25,492	5,287	For
ProShares	26,178	0	For
Pacific Life	24,015	0	For
John Hancock	23,040	0	For
Nationwide	16,376	2,179	For
Bridge Builder Trust	16,935	0	For
MUTUAL FUND SERIES TRUST	13,690	0	For
Voya	12,776	0	For
Northern Trust	11,849	0	For
DWS	11,726	0	For
SEI	10,000	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

8. To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Wladimir Hogenhuis

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

77% Majority: yes · of votes cast

FOR 77%WITHHELD 23%

FOR: 45,753,848WITHHELD: 13,614,068

Rezolute, Inc.’s own tally for this item (“Elect Director: Wladimir Hogenhuis, M.D.”): 45,753,848 for, 13,614,068 withheld, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 49.3% for, 15% withheld (64% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (18,319,462 for, 0 against).

FOR 60%ABSTAIN 40%

FOR: 18,319,462 (60.0%)ABSTAIN: 12,198,549 (40.0%)

Largest asset managers voting on “To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stoc” at Rezolute, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Fidelity	0	12,181,413	Abstain
Federated Hermes	10,490,659	0	For
Vanguard	3,744,131	0	For
BlackRock	2,608,162	0	For
Charles Schwab	652,586	0	For
TIAA	173,386	0	For
State Street	69,786	0	For
Equitable	55,112	0	For
Dimensional	53,335	0	For
QUANTITATIVE MASTER SERIES LLC	49,575	0	For
Direxion Shares ETF Trust	49,300	0	For
Lincoln Financial	48,800	0	For
Global X	35,928	0	For
AIG/SunAmerica	34,365	0	For
Brighthouse	25,492	5,287	For
ProShares	26,178	0	For
Pacific Life	24,015	0	For
John Hancock	23,040	0	For
Nationwide	18,555	0	For
Bridge Builder Trust	16,935	0	For
MUTUAL FUND SERIES TRUST	13,690	0	For
Voya	12,776	0	For
Northern Trust	0	11,849	Abstain
DWS	11,726	0	For
SEI	10,000	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

9. To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Young-Jin Kim

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

89% Majority: yes · of votes cast

FOR 89%11%

FOR: 52,980,022WITHHELD: 6,387,894

Rezolute, Inc.’s own tally for this item (“Elect Director: Young-Jin Kim”): 52,980,022 for, 6,387,894 withheld, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 57% for, 7% withheld (64% of the company cast a for/withheld vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (27,010,834 for, 0 against).

FOR 89%11%

FOR: 27,010,834 (88.5%)ABSTAIN: 3,507,177 (11.5%)

Largest asset managers voting on “To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stoc” at Rezolute, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Fidelity	12,181,413	0	For
Federated Hermes	10,490,659	0	For
Vanguard	3,744,131	0	For
BlackRock	0	2,608,162	Abstain
Charles Schwab	0	652,586	Abstain
TIAA	173,386	0	For
State Street	69,786	0	For
Equitable	0	55,112	Abstain
Dimensional	53,335	0	For
QUANTITATIVE MASTER SERIES LLC	0	49,575	Abstain
Direxion Shares ETF Trust	49,300	0	For
Lincoln Financial	48,800	0	For
Global X	0	35,928	Abstain
AIG/SunAmerica	34,365	0	For
Brighthouse	25,492	5,287	For
ProShares	26,178	0	For
Pacific Life	0	24,015	Abstain
John Hancock	23,040	0	For
Nationwide	0	18,555	Abstain
Bridge Builder Trust	0	16,935	Abstain
MUTUAL FUND SERIES TRUST	13,690	0	For
Voya	0	12,776	Abstain
Northern Trust	11,849	0	For
DWS	0	11,726	Abstain
SEI	0	10,000	Abstain

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

10. To authorize an adjournment of the meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes in favor of the Plan Amendment Proposal.

CORPORATE GOVERNANCEMajority of the votes cast: yes

98% Majority: yes · of votes cast

FOR 98%

FOR: 57,909,553AGAINST: 1,423,506

Rezolute, Inc.’s own tally for this item (“Proposal 5: Adjournment Proposal To authorize an adjournment of the meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes in favor of the 2021 Equi”): 57,909,553 for, 1,423,506 against, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 62% for, 2% against (64% of the company cast a for/against vote).

The 39 asset managers below cast 99.5% of the shares they voted on this item FOR (30,382,193 for, 130,531 against).

FOR 99.5%

FOR: 30,382,193 (99.6%)AGAINST: 130,531 (0.4%)ABSTAIN: 5,287 (0.0%)

Largest asset managers voting on “To authorize an adjournment of the meeting to a later date or dates, if necessary or appropriate, to solicit a” at Rezolute, Inc., 2025-2026
Asset manager	For	Against	Abstain	Vote
Fidelity	12,181,413	0	0	For
Federated Hermes	10,490,659	0	0	For
Vanguard	3,744,131	0	0	For
BlackRock	2,608,162	0	0	For
Charles Schwab	652,586	0	0	For
TIAA	173,386	0	0	For
State Street	0	69,786	0	Against
Equitable	55,112	0	0	For
Dimensional	53,335	0	0	For
QUANTITATIVE MASTER SERIES LLC	49,575	0	0	For
Direxion Shares ETF Trust	49,300	0	0	For
Lincoln Financial	0	48,800	0	Against
Global X	35,928	0	0	For
AIG/SunAmerica	34,365	0	0	For
Brighthouse	25,492	0	5,287	For
ProShares	26,178	0	0	For
Pacific Life	24,015	0	0	For
John Hancock	23,040	0	0	For
Nationwide	18,555	0	0	For
Bridge Builder Trust	16,935	0	0	For
MUTUAL FUND SERIES TRUST	13,690	0	0	For
Voya	12,776	0	0	For
Northern Trust	11,849	0	0	For
DWS	11,726	0	0	For
SEI	10,000	0	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

11. To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the fiscal year ending on June 30, 2026.

AUDIT-RELATEDMajority of the votes cast: yes

99% Majority: yes · of votes cast

FOR 99%

FOR: 65,206,245AGAINST: 937,798

Rezolute, Inc.’s own tally for this item (“Proposal 2: Ratification of Independent Registered Public Accounting Firm To ratify Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending on June 30, 2026:”): 65,206,245 for, 937,798 against, per its Form 8-K filed 2025-11-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 92,727,532 outstanding shares: 70% for, 1% against (71% of the company cast a for/against vote).

The 39 asset managers below cast 100% of the shares they voted on this item FOR (30,512,724 for, 0 against).

FOR 99.9%

FOR: 30,512,724 (100.0%)ABSTAIN: 5,287 (0.0%)

Largest asset managers voting on “To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for” at Rezolute, Inc., 2025-2026
Asset manager	For	Abstain	Vote
Fidelity	12,181,413	0	For
Federated Hermes	10,490,659	0	For
Vanguard	3,744,131	0	For
BlackRock	2,608,162	0	For
Charles Schwab	652,586	0	For
TIAA	173,386	0	For
State Street	69,786	0	For
Equitable	55,112	0	For
Dimensional	53,335	0	For
QUANTITATIVE MASTER SERIES LLC	49,575	0	For
Direxion Shares ETF Trust	49,300	0	For
Lincoln Financial	48,800	0	For
Global X	35,928	0	For
AIG/SunAmerica	34,365	0	For
Brighthouse	25,492	5,287	For
ProShares	26,178	0	For
Pacific Life	24,015	0	For
John Hancock	23,040	0	For
Nationwide	18,555	0	For
Bridge Builder Trust	16,935	0	For
MUTUAL FUND SERIES TRUST	13,690	0	For
Voya	12,776	0	For
Northern Trust	11,849	0	For
DWS	11,726	0	For
SEI	10,000	0	For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

Largest Rezolute, Inc. shareholders voting in 2025-2026

Ranked by the number of Rezolute, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 92,727,532 shares outstanding at the time of that meeting.

Top Rezolute, Inc. shareholders by shares voted, 2025-2026
#	Asset manager	% of shares outstanding
1	Fidelity	25.08%
2	Federated Hermes	22.63%
3	GREAT POINT PARTNERS LLC	5.29%
4	Siren, L.L.C.	5.25%
5	Vanguard	4.28%
6	BlackRock	3.87%
7	Blackstone Inc.	2.76%
8	Vivo Capital, LLC	2.28%
9	GEODE CAPITAL MANAGEMENT, LLC	1.87%
10	Woodline Partners LP	1.45%

Reported Rezolute, Inc. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

Rezolute, Inc. beneficial owners on record for the 2025-2026 proxy season
Holder	% outstanding	Disclosure
Entities associated with Federated Hermes, Inc.	15.28%	DEF14A
Young-Jin Kim	9.25%	DEF14A
Handok, Inc.	9.08%	DEF14A
BlackRock	6.81%	13F
Opaleye Management Inc.	6.79%	13G
Dellora Investments LP	6.17%	13G
Vanguard Group	5.16%	13F
Nevan Charles Elam	3.23%	DEF14A
FMR LLC	2.49%	13G
Geode Capital	2.12%	13F

Percentages above are of 92,727,532 shares outstanding, as reported by Rezolute, Inc. on its Form 10-Q dated 2025-11-04 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Rezolute, Inc.’s 10-Q dated 2025-11-04. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At Rezolute, Inc.'s shareholder meeting held 2025-11-19, in the 2025-2026 proxy season, 114 asset managers reported how they voted on 11 ballot items in their SEC Form N-PX filings, covering 1,417 separate fund positions. On the most widely held item on that ballot — TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE… — FOR was 68% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Rezolute, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-11-21.

Rezolute, Inc. proxy season coverage: 2025-2026 (this page).