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At RIVERVIEW BANCORP INC.'s shareholder meeting held August 23, 2023, in the 2023-2024 proxy season, 67 asset managers reported how they voted in their SEC Form N-PX filings, covering 380 separate fund positions. Their filings are grouped here into 5 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Advisory (non-binding) approval of the compensation of our named executive officers. — RIVERVIEW BANCORP INC.'s filing reports the proposal as approved, with 89% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: RIVERVIEW BANCORP INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on August 28, 2023.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and RIVERVIEW BANCORP INC.’s Form 8-K, filed August 28, 2023 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of August 23, 2023: 4 items on RIVERVIEW BANCORP INC.’s Form 8-K, filed August 28, 2023: 3 elected · 1 approved.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore RIVERVIEW BANCORP INC. in the interactive database Compare manager voting policies
These tallies are RIVERVIEW BANCORP INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed August 28, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Bradley J. Carlson | 14,222,053 | -- | -- | 882,797 | -- | 94% | Elected | — |
| Elect Director: Larry A. Hoff | 14,921,949 | -- | -- | 182,901 | -- | 99% | Elected | — |
| Elect Director: Bess R. Wills | 14,670,336 | -- | -- | 434,514 | -- | 97% | Elected | — |
| 2. Advisory (non-binding) vote to approve our executive compensation | 12,763,080 | 1,553,516 | 788,254 | -- | -- | 89% | Approved | — |
Source: RIVERVIEW BANCORP INC., Form 8-K, filed with the SEC on August 28, 2023 — read the filing on EDGAR.
Each item below shows how the 67 asset managers that disclosed a RIVERVIEW BANCORP INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of RIVERVIEW BANCORP INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 2 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Bess R. Wills
RIVERVIEW BANCORP INC.’s own tally for this item (“Elect Director: Bess R. Wills”): 14,670,336 for, 434,514 withheld, per its Form 8-K filed August 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following individuals were elected as directors: Based on the votes set forth above, Messrs.”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 21 asset managers below reported 5,104,846 for, 782 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 1,312,320 | 0 | 0 | 0 | For |
| Vanguard | 885,895 | 0 | 0 | 0 | For |
| John Hancock | 856,396 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 629,549 | 0 | 0 | 0 | For |
| Royce | 409,151 | 0 | 0 | 0 | For |
| BlackRock | 266,691 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 177,106 | 0 | 0 | 0 | For |
| Fidelity | 177,082 | 0 | 0 | 0 | For |
| American Century | 123,359 | 0 | 0 | 0 | For |
| Russell Investments | 112,329 | 0 | 0 | 0 | For |
| EA Series Trust | 60,574 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 55,990 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 19,100 | 0 | 0 | 0 | For |
| Charles Schwab | 6,215 | 0 | 0 | 0 | For |
| Equitable | 3,785 | 0 | 0 | 0 | For |
| Jackson National | 2,695 | 0 | 0 | 0 | For |
| SA FUNDS INVESTMENT TRUST | 2,557 | 0 | 0 | 0 | For |
| Allianz | 2,402 | 0 | 0 | 0 | For |
| Lincoln Financial | 1,450 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 0 | 0 | 0 | 0 | -- |
| Blackstone Alternative Investment Funds | 200 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Bradley J. Carlson
RIVERVIEW BANCORP INC.’s own tally for this item (“Elect Director: Bradley J. Carlson”): 14,222,053 for, 882,797 withheld, per its Form 8-K filed August 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following individuals were elected as directors: Based on the votes set forth above, Messrs.”
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 21 asset managers below reported 4,927,740 for, 177,106 withheld, 782 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 1,312,320 | 0 | 0 | 0 | For |
| Vanguard | 885,895 | 0 | 0 | 0 | For |
| John Hancock | 856,396 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 629,549 | 0 | 0 | 0 | For |
| Royce | 409,151 | 0 | 0 | 0 | For |
| BlackRock | 266,691 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 177,106 | Withhold |
| Fidelity | 177,082 | 0 | 0 | 0 | For |
| American Century | 123,359 | 0 | 0 | 0 | For |
| Russell Investments | 112,329 | 0 | 0 | 0 | For |
| EA Series Trust | 60,574 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 55,990 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 19,100 | 0 | 0 | 0 | For |
| Charles Schwab | 6,215 | 0 | 0 | 0 | For |
| Equitable | 3,785 | 0 | 0 | 0 | For |
| Jackson National | 2,695 | 0 | 0 | 0 | For |
| SA FUNDS INVESTMENT TRUST | 2,557 | 0 | 0 | 0 | For |
| Allianz | 2,402 | 0 | 0 | 0 | For |
| Lincoln Financial | 1,450 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 0 | 0 | 0 | 0 | -- |
| Blackstone Alternative Investment Funds | 200 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Larry A. Hoff
RIVERVIEW BANCORP INC.’s own tally for this item (“Elect Director: Larry A. Hoff”): 14,921,949 for, 182,901 withheld, per its Form 8-K filed August 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following individuals were elected as directors: Based on the votes set forth above, Messrs.”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 21 asset managers below reported 5,104,846 for, 782 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 1,312,320 | 0 | 0 | 0 | For |
| Vanguard | 885,895 | 0 | 0 | 0 | For |
| John Hancock | 856,396 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 629,549 | 0 | 0 | 0 | For |
| Royce | 409,151 | 0 | 0 | 0 | For |
| BlackRock | 266,691 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 177,106 | 0 | 0 | 0 | For |
| Fidelity | 177,082 | 0 | 0 | 0 | For |
| American Century | 123,359 | 0 | 0 | 0 | For |
| Russell Investments | 112,329 | 0 | 0 | 0 | For |
| EA Series Trust | 60,574 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 55,990 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 19,100 | 0 | 0 | 0 | For |
| Charles Schwab | 6,215 | 0 | 0 | 0 | For |
| Equitable | 3,785 | 0 | 0 | 0 | For |
| Jackson National | 2,695 | 0 | 0 | 0 | For |
| SA FUNDS INVESTMENT TRUST | 2,557 | 0 | 0 | 0 | For |
| Allianz | 2,402 | 0 | 0 | 0 | For |
| Lincoln Financial | 1,450 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 0 | 0 | 0 | 0 | -- |
| Blackstone Alternative Investment Funds | 200 | 0 | 0 | 0 | For |
Combines 4 wordings of this item as funds reported it.
89% Approved · of votes cast
Description as filed by funds: Advisory (non-binding) approval of the compensation of our named executive officers.
RIVERVIEW BANCORP INC.’s own tally for this item (“2. An advisory (non-binding) vote to approve our executive compensation”): 12,763,080 for, 1,553,516 against — passed, per its Form 8-K filed August 28, 2023 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “Based on the votes set forth above, the compensation of the Company's named executive officers was approved by stockholders.”
Support: 89% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 1,312,320 | 0 | 0 | 0 | For |
| Vanguard | 885,895 | 0 | 0 | 0 | For |
| John Hancock | 856,396 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 629,549 | 0 | 0 | 0 | For |
| Royce | 409,151 | 0 | 0 | 0 | For |
| BlackRock | 266,691 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 0 | 0 | 242,220 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 177,106 | 0 | 0 | 0 | For |
| Fidelity | 177,082 | 0 | 0 | 0 | For |
| American Century | 123,359 | 0 | 0 | 0 | For |
| Russell Investments | 112,329 | 0 | 0 | 0 | For |
| EA Series Trust | 60,574 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 55,990 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 19,100 | 0 | 0 | 0 | For |
| Charles Schwab | 6,215 | 0 | 0 | 0 | For |
| Equitable | 3,785 | 0 | 0 | 0 | For |
| Jackson National | 2,695 | 0 | 0 | 0 | For |
| SA FUNDS INVESTMENT TRUST | 2,557 | 0 | 0 | 0 | For |
| Allianz | 2,402 | 0 | 0 | 0 | For |
| Lincoln Financial | 1,450 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 0 | 0 | 0 | 0 | -- |
| Blackstone Alternative Investment Funds | 200 | 0 | 0 | 0 | For |
Fund voting reports, all 22 managers: 5,104,846 for, 242,220 abstained, 782 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| FJ Capital Management LLC | 2,173,569 | 0 | 0 | 0 | For |
| BlackRock | 1,046,335 | 0 | 0 | 0 | For |
| John Hancock | 993,136 | 0 | 0 | 0 | For |
| Fourthstone LLC | 560,565 | 0 | 0 | 0 | For |
| Riverview Trust Co | 0 | 506,851 | 0 | 0 | Against |
| DEPRINCE RACE & ZOLLO INC | 321,170 | 0 | 0 | 0 | For |
| Pacific Ridge Capital Partners, LLC | 0 | 0 | 282,401 | 0 | Abstain |
| BANC FUNDS CO LLC | 259,007 | 0 | 0 | 0 | For |
| Renaissance | 203,730 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 190,422 | 0 | 0 | 0 | For |
| Allianz | 0 | 170,664 | 0 | 0 | Against |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 168,630 | 0 | 0 | 0 | For |
| Dimensional | 157,297 | 0 | 0 | 0 | For |
| American Century | 123,359 | 0 | 0 | 0 | For |
| ACADIAN ASSET MANAGEMENT LLC | 110,073 | 0 | 0 | 0 | For |
| Ensign Peak Advisors, Inc | 96,819 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 76,500 | 0 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 62,842 | 0 | 0 | 0 | For |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 52,858 | 0 | 0 | 0 | For |
| Newton Investment Management North America, LLC | 0 | 46,700 | 0 | 0 | Against |
| Goldman Sachs | 36,089 | 0 | 0 | 0 | For |
| Russell Investments | 28,834 | 0 | 0 | 0 | For |
| Badgley Phelps Wealth Managers, LLC | 24,300 | 0 | 0 | 0 | For |
| Two Sigma | 15,595 | 0 | 0 | 0 | For |
| STIFEL NICOLAUS & CO INC \MO\ | 13,928 | 0 | 0 | 0 | For |
Institutional-manager reports, all 51 managers: 6,771,357 for, 724,329 against, 282,401 abstained. Showing the 25 largest; every one is in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
100% Fund and manager reports combined; may count the same shares twice · no official result
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 0 | 0 | 0 | 0 | -- |
| Vanguard | 0 | 0 | 0 | 0 | -- |
| John Hancock | 0 | 0 | 0 | 0 | -- |
| Columbia Threadneedle | 0 | 0 | 0 | 0 | -- |
| Royce | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| RBB FUND, INC. | 0 | 0 | 242,220 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 0 | -- |
| Fidelity | 0 | 0 | 0 | 0 | -- |
| American Century | 0 | 0 | 0 | 0 | -- |
| Russell Investments | 0 | 0 | 0 | 0 | -- |
| EA Series Trust | 0 | 0 | 0 | 0 | -- |
| MASTER INVESTMENT PORTFOLIO | 0 | 0 | 0 | 0 | -- |
| RBC FUNDS TRUST | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| Equitable | 0 | 0 | 0 | 0 | -- |
| Jackson National | 0 | 0 | 0 | 0 | -- |
| SA FUNDS INVESTMENT TRUST | 0 | 0 | 0 | 0 | -- |
| Allianz | 0 | 0 | 0 | 0 | -- |
| Lincoln Financial | 0 | 0 | 0 | 0 | -- |
| NORTHERN LIGHTS FUND TRUST II | 0 | 0 | 0 | 0 | -- |
| Blackstone Alternative Investment Funds | 0 | 0 | 0 | 0 | -- |
Fund voting reports, all 22 managers: 242,220 abstained, 3,779,497 1 year, 1,325,349 3 year, 782 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| FJ Capital Management LLC | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| John Hancock | 0 | 0 | 0 | 0 | -- |
| Fourthstone LLC | 560,565 | 0 | 0 | 0 | For |
| Riverview Trust Co | 0 | 0 | 0 | 0 | -- |
| DEPRINCE RACE & ZOLLO INC | 0 | 0 | 0 | 0 | -- |
| Pacific Ridge Capital Partners, LLC | 0 | 0 | 282,401 | 0 | Abstain |
| Renaissance | 0 | 0 | 0 | 0 | -- |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | -- |
| Allianz | 0 | 0 | 0 | 0 | -- |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| American Century | 0 | 0 | 0 | 0 | -- |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0 | -- |
| Ensign Peak Advisors, Inc | 0 | 0 | 0 | 0 | -- |
| LSV ASSET MANAGEMENT | 0 | 0 | 0 | 0 | -- |
| AMERIPRISE FINANCIAL INC | 0 | 0 | 0 | 0 | -- |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 0 | 0 | 0 | 0 | -- |
| Newton Investment Management North America, LLC | 0 | 0 | 0 | 0 | -- |
| Goldman Sachs | 0 | 0 | 0 | 0 | -- |
| Russell Investments | 0 | 0 | 0 | 0 | -- |
| Badgley Phelps Wealth Managers, LLC | 0 | 0 | 0 | 0 | -- |
| Two Sigma | 0 | 0 | 0 | 0 | -- |
| STIFEL NICOLAUS & CO INC \MO\ | 0 | 0 | 0 | 0 | -- |
| GLOBEFLEX CAPITAL L P | 0 | 0 | 0 | 0 | -- |
Institutional-manager reports, all 50 managers: 560,655 for, 282,401 abstained, 5,913,147 1 year, 760,967 3 year. Showing the 25 largest; every one is in the interactive database (link above).
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 21,121,919 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Dimensional | 6.21% |
| 2 | Vanguard | 4.19% |
| 3 | John Hancock | 4.05% |
| 4 | Columbia Threadneedle | 2.98% |
| 5 | Royce | 1.94% |
| 6 | BlackRock | 1.26% |
| 7 | RBB FUND, INC. | 1.15% |
| 8 | BRIDGEWAY FUNDS INC | 0.84% |
| 9 | Fidelity | 0.84% |
| 10 | American Century | 0.58% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | FJ Capital Management LLC | 10.29% |
| 2 | BlackRock | 4.95% |
| 3 | John Hancock | 4.70% |
| 4 | Fourthstone LLC | 2.65% |
| 5 | Riverview Trust Co | 2.40% |
| 6 | DEPRINCE RACE & ZOLLO INC | 1.52% |
| 7 | Pacific Ridge Capital Partners, LLC | 1.34% |
| 8 | BANC FUNDS CO LLC | 1.23% |
| 9 | Renaissance | 0.96% |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 0.90% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 11.09% | 13F |
| FJ Capital Management LLC | 9.06% | 13G |
| Nierenberg Investment Management Company, Inc. | 8.62% | 13D |
| Fourthstone LLC | 8.15% | DEF14A |
| Dimensional Fund Advisors | 6.85% | 13F |
| BlackRock Portfolio Management LLC | 6.66% | 13G |
| Manulife Investment Management (US) LLC | 5.28% | 13G |
| Vanguard Group | 5.06% | 13F |
| Haredale Ltd. | 1.75% | 13G |
| Renaissance Technologies | 0.98% | 13F |
Percentages above are of 21,121,919 shares outstanding, as reported by RIVERVIEW BANCORP INC. on its Form 10-Q dated August 14, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from RIVERVIEW BANCORP INC.’s 10-Q dated August 14, 2023. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
RIVERVIEW BANCORP INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
proxyvotesnow.com, “RIVERVIEW BANCORP (RVSB) 2023 Annual Meeting (2023-2024 season)”, https://proxyvotesnow.com/company/riverview-bancorp-inc/2024 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.