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Compiled from SEC Form N-PX filings and ROCKET PHARMACEUTICALS INC.’s Form 8-K, filed 2024-06-20 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore ROCKET PHARMACEUTICALS INC. in the interactive database Compare manager voting policies
These tallies are ROCKET PHARMACEUTICALS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-20 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Elisabeth Björk, M.D., Ph.D. | 67,603,904 | -- | -- | 4,348,329 | 7,857,537 | Majority: yes |
| Elect Director: Carsten Boess | 71,383,452 | -- | -- | 568,781 | 7,857,537 | Majority: yes |
| Elect Director: Pedro Granadillo | 51,458,742 | -- | -- | 20,493,491 | 7,857,537 | Majority: yes |
| Elect Director: Gotham Makker, M.D. | 71,537,718 | -- | -- | 414,515 | 7,857,537 | Majority: yes |
| Elect Director: Fady Malik, M.D., Ph.D. | 71,706,448 | -- | -- | 245,785 | 7,857,537 | Majority: yes |
| Elect Director: Gaurav Shah, M.D. | 71,555,239 | -- | -- | 396,994 | 7,857,537 | Majority: yes |
| Elect Director: David P. Southwell | 71,650,603 | -- | -- | 301,630 | 7,857,537 | Majority: yes |
| Elect Director: Roderick Wong, M.D. | 71,278,861 | -- | -- | 673,372 | 7,857,537 | Majority: yes |
| Elect Director: R. Keith Woods | 69,222,478 | -- | -- | 2,729,755 | 7,857,537 | Majority: yes |
| Elect Director: Naveen Yalamanchi, M.D. | 63,231,665 | -- | -- | 8,720,568 | 7,857,537 | Majority: yes |
Source: ROCKET PHARMACEUTICALS INC., Form 8-K, filed with the SEC on 2024-06-20 — read the filing on EDGAR.
Each item below shows how the 239 asset managers that disclosed a ROCKET PHARMACEUTICALS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ROCKET PHARMACEUTICALS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 7 wordings of this item as funds reported it.
99.2% fund support · no official result
The 228 asset managers below cast 99.2% of the shares they voted on this item FOR (87,820,539 for, 673,230 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| RTW INVESTMENTS, LP | 14,343,571 | 0 | 0 | 0 | For |
| Vanguard | 10,287,554 | 0 | 0 | 0 | For |
| Wellington | 8,071,272 | 0 | 0 | 0 | For |
| Putnam | 6,728,356 | 0 | 0 | 0 | For |
| State Street | 6,539,455 | 0 | 0 | 0 | For |
| T. Rowe Price | 5,347,297 | 0 | 0 | 0 | For |
| BlackRock | 4,318,774 | 0 | 0 | 0 | For |
| WESTFIELD CAPITAL MANAGEMENT CO LP | 2,734,755 | 0 | 0 | 0 | For |
| Fidelity | 2,593,047 | 0 | 0 | 0 | For |
| MAVERICK CAPITAL LTD | 2,049,067 | 0 | 0 | 0 | For |
| Janus Henderson | 2,011,815 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,499,672 | 0 | 0 | 0 | For |
| Boxer Capital, LLC | 1,466,051 | 0 | 0 | 0 | For |
| PICTET ASSET MANAGEMENT SA | 1,189,815 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| Logos Global Management LP | 1,150,000 | 0 | 0 | 0 | For |
| FRANKLIN ADVISERS INC | 1,115,882 | 0 | 0 | 0 | For |
| Charles Schwab | 1,066,166 | 0 | 0 | 0 | For |
| BAMCO INC /NY/ | 951,524 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 904,992 | 0 | 0 | 0 | For |
| Avidity Partners Management LP | 850,020 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Russell Investments | 586,343 | 0 | 0 | 0 | For |
Showing the 25 largest of 228 asset managers. See all 228 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.2% Majority: yes · of votes cast
ROCKET PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: Carsten Boess”): 71,383,452 for, 568,781 withheld, per its Form 8-K filed 2024-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 90,646,590 outstanding shares: 79% for, 0.7% withheld (79% of the company cast a for/withheld vote).
The 83 asset managers below cast 100% of the shares they voted on this item FOR (35,390,102 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 2,692,737 | 0 | 284 | 0 | For |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 2,014,695 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 533,083 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 345,346 | 0 | 0 | 0 | For |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 176,576 | 0 | 0 | 0 | For |
| Global X | 164,722 | 0 | 0 | 0 | For |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
ROCKET PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: David P. Southwell”): 71,650,603 for, 301,630 withheld, per its Form 8-K filed 2024-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 90,646,590 outstanding shares: 79% for, 0.4% withheld (79% of the company cast a for/withheld vote).
The 83 asset managers below cast 100% of the shares they voted on this item FOR (35,389,998 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 2,692,633 | 0 | 388 | 0 | For |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 2,014,695 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 533,083 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 345,346 | 0 | 0 | 0 | For |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 176,576 | 0 | 0 | 0 | For |
| Global X | 164,722 | 0 | 0 | 0 | For |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
ROCKET PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: Fady Malik, M.D., Ph.D.”): 71,706,448 for, 245,785 withheld, per its Form 8-K filed 2024-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 90,646,590 outstanding shares: 79% for, 0.3% withheld (79% of the company cast a for/withheld vote).
The 83 asset managers below cast 100% of the shares they voted on this item FOR (35,390,102 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 2,692,737 | 0 | 284 | 0 | For |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 2,014,695 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 533,083 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 345,346 | 0 | 0 | 0 | For |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 176,576 | 0 | 0 | 0 | For |
| Global X | 164,722 | 0 | 0 | 0 | For |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
ROCKET PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: Gaurav Shah, M.D.”): 71,555,239 for, 396,994 withheld, per its Form 8-K filed 2024-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 90,646,590 outstanding shares: 79% for, 0.5% withheld (79% of the company cast a for/withheld vote).
The 83 asset managers below cast 100% of the shares they voted on this item FOR (35,345,998 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 2,692,633 | 0 | 388 | 0 | For |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 2,014,695 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 533,083 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 345,346 | 0 | 0 | 0 | For |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 176,576 | 0 | 0 | 0 | For |
| Global X | 164,722 | 0 | 0 | 0 | For |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
ROCKET PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: Gotham Makker, M.D.”): 71,537,718 for, 414,515 withheld, per its Form 8-K filed 2024-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 90,646,590 outstanding shares: 79% for, 0.5% withheld (79% of the company cast a for/withheld vote).
The 83 asset managers below cast 100% of the shares they voted on this item FOR (35,345,998 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 2,692,633 | 0 | 388 | 0 | For |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 2,014,695 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 533,083 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 345,346 | 0 | 0 | 0 | For |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 176,576 | 0 | 0 | 0 | For |
| Global X | 164,722 | 0 | 0 | 0 | For |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.
Combines 5 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
ROCKET PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: Naveen Yalamanchi, M.D.”): 63,231,665 for, 8,720,568 withheld, per its Form 8-K filed 2024-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 90,646,590 outstanding shares: 70% for, 10% withheld (79% of the company cast a for/withheld vote).
The 83 asset managers below cast 100% of the shares they voted on this item FOR (30,868,921 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 2,919,549 | 0 | Abstain |
| State Street | 2,692,737 | 0 | 284 | 0 | For |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 1,982,922 | 0 | 31,773 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 533,083 | 0 | Abstain |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 0 | 0 | 345,346 | 0 | Abstain |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 79,699 | 0 | 96,877 | 0 | Abstain |
| Global X | 0 | 0 | 164,722 | 0 | Abstain |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.
Combines 5 wordings of this item as funds reported it.
72% Majority: yes · of votes cast
ROCKET PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: Pedro Granadillo”): 51,458,742 for, 20,493,491 withheld, per its Form 8-K filed 2024-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 90,646,590 outstanding shares: 57% for, 23% withheld (79% of the company cast a for/withheld vote).
The 83 asset managers below cast 99.9% of the shares they voted on this item FOR (26,568,323 for, 73 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 2,845 | 0 | 2,690,176 | 0 | Abstain |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 1,438,580 | 0 | 576,115 | 0 | For |
| JANUS INVESTMENT FUND | 703,551 | 0 | 462,972 | 0 | For |
| HARBOR FUNDS | 49,296 | 0 | 865,655 | 0 | Abstain |
| Dimensional | 0 | 0 | 777,692 | 0 | Abstain |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 0 | 0 | 690,270 | 0 | Abstain |
| Charles Schwab | 0 | 0 | 533,083 | 0 | Abstain |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 0 | 0 | 345,346 | 0 | Abstain |
| BARON SELECT FUNDS | 0 | 0 | 261,254 | 0 | Abstain |
| John Hancock | 164,823 | 0 | 23,412 | 0 | For |
| Jackson National | 172,200 | 0 | 14,557 | 0 | For |
| Direxion Shares ETF Trust | 0 | 0 | 177,805 | 0 | Abstain |
| Equitable | 110,286 | 0 | 66,290 | 0 | For |
| Global X | 0 | 0 | 164,722 | 0 | Abstain |
| Mercer Funds | 0 | 0 | 159,111 | 0 | Abstain |
| TIAA | 0 | 0 | 158,208 | 0 | Abstain |
| Victory Capital | 1,964 | 0 | 129,369 | 0 | Abstain |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.
Combines 5 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
ROCKET PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: R. Keith Woods”): 69,222,478 for, 2,729,755 withheld, per its Form 8-K filed 2024-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 90,646,590 outstanding shares: 76% for, 3% withheld (79% of the company cast a for/withheld vote).
The 83 asset managers below cast 100% of the shares they voted on this item FOR (28,149,912 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 0 | 0 | 5,976,871 | 0 | Abstain |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 2,693,021 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 1,438,580 | 0 | 576,115 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 533,083 | 0 | Abstain |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 345,346 | 0 | 0 | 0 | For |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 176,576 | 0 | 0 | 0 | For |
| Global X | 164,722 | 0 | 0 | 0 | For |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.0% Majority: yes · of votes cast
ROCKET PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: Roderick Wong, M.D.”): 71,278,861 for, 673,372 withheld, per its Form 8-K filed 2024-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 90,646,590 outstanding shares: 79% for, 0.8% withheld (79% of the company cast a for/withheld vote).
The 83 asset managers below cast 100% of the shares they voted on this item FOR (35,306,066 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 2,692,633 | 0 | 388 | 0 | For |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 2,014,695 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 533,083 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 345,346 | 0 | 0 | 0 | For |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 176,576 | 0 | 0 | 0 | For |
| Global X | 164,722 | 0 | 0 | 0 | For |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.9% fund support · no official result
The 82 asset managers below cast 99.9% of the shares they voted on this item FOR (35,390,010 for, 439 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 2,692,582 | 439 | 0 | 0 | For |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 2,014,695 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 533,083 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 345,346 | 0 | 0 | 0 | For |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 176,576 | 0 | 0 | 0 | For |
| Global X | 164,722 | 0 | 0 | 0 | For |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 82 asset managers. See all 82 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.8% fund support · no official result
The 81 asset managers below cast 99.8% of the shares they voted on this item FOR (35,332,419 for, 44,000 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 2,693,021 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 2,014,695 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 533,083 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 345,346 | 0 | 0 | 0 | For |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 176,576 | 0 | 0 | 0 | For |
| Global X | 164,722 | 0 | 0 | 0 | For |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 81 asset managers. See all 81 in the interactive database.
Combines 5 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
ROCKET PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: Elisabeth Björk, M.D., Ph.D.”): 67,603,904 for, 4,348,329 withheld, per its Form 8-K filed 2024-06-20 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 90,646,590 outstanding shares: 75% for, 5% withheld (79% of the company cast a for/withheld vote).
The 79 asset managers below cast 100% of the shares they voted on this item FOR (32,618,869 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 10,108,213 | 0 | 0 | 0 | For |
| Putnam | 5,976,871 | 0 | 0 | 0 | For |
| BlackRock | 2,919,549 | 0 | 0 | 0 | For |
| State Street | 55,724 | 0 | 2,637,297 | 0 | Abstain |
| T. Rowe Price | 2,358,649 | 0 | 0 | 0 | For |
| Fidelity | 2,014,695 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 1,166,523 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 914,951 | 0 | 0 | 0 | For |
| Dimensional | 777,692 | 0 | 0 | 0 | For |
| Hartford | 738,308 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 690,270 | 0 | 0 | 0 | For |
| Charles Schwab | 533,083 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 490,732 | 0 | 0 | 0 | For |
| Russell Investments | 451,146 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 345,346 | 0 | 0 | 0 | For |
| BARON SELECT FUNDS | 261,254 | 0 | 0 | 0 | For |
| John Hancock | 188,235 | 0 | 0 | 0 | For |
| Jackson National | 186,757 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 177,805 | 0 | 0 | 0 | For |
| Equitable | 176,576 | 0 | 0 | 0 | For |
| Global X | 164,722 | 0 | 0 | 0 | For |
| Mercer Funds | 159,111 | 0 | 0 | 0 | For |
| TIAA | 158,208 | 0 | 0 | 0 | For |
| Victory Capital | 131,333 | 0 | 0 | 0 | For |
| Northwestern Mutual | 127,142 | 0 | 0 | 0 | For |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
79% fund support · no official result
The 6 asset managers below cast 79% of the shares they voted on this item FOR (849,602 for, 224,439 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 597,055 | 0 | 0 | 0 | For |
| NORDEA INVESTMENT MANAGEMENT AB | 0 | 154,070 | 0 | 0 | Against |
| EFG Asset Management (North America) Corp. | 151,002 | 0 | 0 | 0 | For |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 100,000 | 0 | 0 | 0 | For |
| Desjardins Global Asset Management Inc. | 0 | 70,369 | 0 | 0 | Against |
| Virtus | 1,545 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 6 asset managers below cast 100% of the shares they voted on this item FOR (61,126 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Lincoln Financial | 6,008 | 0 | 48,200 | 0 | Abstain |
| Brighthouse | 45,297 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,600 | 0 | 0 | 0 | For |
| SA FUNDS INVESTMENT TRUST | 3,576 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 2,572 | 0 | 0 | 0 | For |
| Keel Point, LLC | 73 | 0 | 0 | 0 | For |
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (1,430,510 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Novo Holdings A/S | 1,100,000 | 0 | 0 | 0 | For |
| ACUTA CAPITAL PARTNERS, LLC | 330,510 | 0 | 0 | 0 | For |
Ranked by the number of ROCKET PHARMACEUTICALS INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 90,646,590 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | RTW INVESTMENTS, LP | 15.82% |
| 2 | Vanguard | 11.35% |
| 3 | Wellington | 8.90% |
| 4 | Putnam | 7.42% |
| 5 | State Street | 7.21% |
| 6 | T. Rowe Price | 5.90% |
| 7 | BlackRock | 4.76% |
| 8 | WESTFIELD CAPITAL MANAGEMENT CO LP | 3.02% |
| 9 | Fidelity | 2.86% |
| 10 | MAVERICK CAPITAL LTD | 2.26% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Roderick Wong, M.D. | 20.27% | DEF14A |
| RTW Investments, LP | 20.07% | DEF14A |
| Wellington Management | 10.10% | 13F |
| BlackRock | 7.85% | 13F |
| Vanguard Group | 7.60% | 13F |
| State Street | 4.63% | 13F |
| Morgan Stanley | 4.02% | 13F |
| T. Rowe Price | 3.25% | 13F |
| Gaurav Shah, M.D. | 3.11% | DEF14A |
| Citadel Advisors | 2.79% | 13F |
Percentages above are of 90,646,590 shares outstanding, as reported by ROCKET PHARMACEUTICALS INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ROCKET PHARMACEUTICALS INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At ROCKET PHARMACEUTICALS INC.'s shareholder meeting held 2024-06-13, in the 2023-2024 proxy season, 239 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,536 separate fund positions. Their filings are grouped here into 16 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. ROCKET PHARMACEUTICALS INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, ON A NON-BINDING… — the reporting funds cast 99.2% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
ROCKET PHARMACEUTICALS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.