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SCULPTOR CAPITAL MANAGEMENT INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and SCULPTOR CAPITAL MANAGEMENT INC.’s Form 8-K, filed 2023-11-17 (Item 5.07 on EDGAR). Page generated 04 October 2026.

7Reported items
120Asset managers
444Fund votes
2023-11-16Meeting date

Proxy season: 2023-2024

Explore SCULPTOR CAPITAL MANAGEMENT INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by SCULPTOR CAPITAL MANAGEMENT INC.

These tallies are SCULPTOR CAPITAL MANAGEMENT INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2023-11-17 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

SCULPTOR CAPITAL MANAGEMENT INC. — official shareholder meeting results, meeting held 2023-11-16
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Proposal 1	30,545,405	3,344,864	1,118,130	--	--	Majority: yes
To approve, on a non-binding, advisory basis, the compensation that will or may become payable by the Company to the Company's named executive officers in connection with the Mergers.	46,992,855	4,488,910	1,526,634	--	--	Majority: yes

Source: SCULPTOR CAPITAL MANAGEMENT INC., Form 8-K, filed with the SEC on 2023-11-17 — read the filing on EDGAR.

How asset managers voted at the SCULPTOR CAPITAL MANAGEMENT INC. 2023-2024 meeting

Each item below shows how the 120 asset managers that disclosed a SCULPTOR CAPITAL MANAGEMENT INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of SCULPTOR CAPITAL MANAGEMENT INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve, by non-binding, advisory vote, certain compensation that will or may become payable by the Company to its named executive officers in connection with the Mergers (the "Non-Binding Compensation Proposal").

SECTION 14A SAY-ON-PAY VOTES

Combines 8 wordings of this item as funds reported it.

98% fund support · no official result

FOR 87%7%

The 114 asset managers below cast 98% of the shares they voted on this item FOR (16,604,804 for, 364,590 against).

FOR: 16,604,804 (86.9%)AGAINST: 364,590 (1.9%)ABSTAIN: 1,423,626 (7.5%)SPLIT: 708,589 (3.7%)

Largest asset managers voting on “To approve, by non-binding, advisory vote, certain compensation that will or may become payable by the Company” at SCULPTOR CAPITAL MANAGEMENT INC., 2023-2024
Asset manager	For	Against	Abstain	Vote
Willoughby Capital Holdings, LLC	7,824,654	0	0	For
Fidelity	1,590,857	0	0	For
BlackRock	1,398,386	0	0	For
Sand Grove Capital Management LLP	0	0	1,077,580	Abstain
Vanguard	931,004	0	0	For
Saba Capital Income & Opportunities Fund	0	0	0	Split
Saba Capital Management, L.P.	597,015	108,853	2,721	For
ARBITRAGE FUNDS	612,000	0	0	For
WATER ISLAND CAPITAL LLC	612,000	0	0	For
GEODE CAPITAL MANAGEMENT, LLC	426,645	0	0	For
State Street	377,198	0	0	For
BARDIN HILL MANAGEMENT PARTNERS LP	0	0	325,533	Abstain
EHP Funds Inc.	281,261	0	0	For
Gabelli	279,731	0	0	For
MARSHALL WACE, LLP	162,177	0	0	For
New York Life	137,590	0	0	For
Invesco	117,010	0	0	For
Charles Schwab	112,492	0	0	For
Centiva Capital, LP	102,995	0	0	For
MELLON INVESTMENTS Corp	101,625	0	0	For
GLAZER CAPITAL, LLC	92,922	0	0	For
VR Advisory Services Ltd	0	86,259	0	Against
Goldman Sachs	83,347	0	0	For
Equitable	78,064	0	0	For
GARDNER LEWIS ASSET MANAGEMENT L P	69,375	0	0	For

Showing the 25 largest of 114 asset managers. See all 114 in the interactive database.

2. To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting (the "Adjournment Proposal").

CORPORATE GOVERNANCE

Combines 2 wordings of this item as funds reported it.

87% fund support · no official result

FOR 72%10%SPLIT 17%

The 40 asset managers below cast 87% of the shares they voted on this item FOR (2,968,078 for, 432,526 against).

FOR: 2,968,078 (71.8%)AGAINST: 432,526 (10.5%)ABSTAIN: 24,970 (0.6%)SPLIT: 708,588 (17.1%)

Largest asset managers voting on “To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to so” at SCULPTOR CAPITAL MANAGEMENT INC., 2023-2024
Asset manager	For	Against	Abstain	Vote
Vanguard	899,972	0	0	For
BlackRock	791,622	0	0	For
Saba Capital Income & Opportunities Fund	0	0	0	Split
ARBITRAGE FUNDS	612,000	0	0	For
Fidelity	0	404,776	0	Against
New York Life	137,590	0	0	For
Gabelli	88,650	0	0	For
Equitable	53,094	0	24,970	For
TIAA	56,383	0	0	For
Charles Schwab	56,246	0	0	For
Invesco	56,180	0	0	For
QUANTITATIVE MASTER SERIES LLC	38,470	0	0	For
Guggenheim	33,340	0	0	For
GDL FUND	25,000	0	0	For
Lincoln Financial	0	17,100	0	Against
NORTHERN LIGHTS FUND TRUST II	13,477	0	0	For
John Hancock	10,907	0	0	For
AIG/SunAmerica	10,498	0	0	For
Voya	8,896	0	0	For
Northern Trust	8,895	0	0	For
Pacific Life	8,558	0	0	For
Neuberger Berman	8,450	0	0	For
State Street	0	8,365	0	Against
Bridge Builder Trust	6,170	0	0	For
Nationwide	6,068	0	0	For

Showing the 25 largest of 40 asset managers. See all 40 in the interactive database.

3. To adopt the Agreement and Plan of Merger, dated as of July 23, 2023 (as amended on October 12, 2023 by Amendment No. 1 to Agreement. and Plan of Merger, and as it may be amended from time to time, the "Merger Agreement"), by and among Sculptor Capital Management, Inc., a Delaware corporation (the "Company"), Sculptor Capital LP, a Delaware limited partnership and subsidiary of the Company ("Capit

EXTRAORDINARY TRANSACTIONS

100% fund support · no official result

FOR 99.0%

The 28 asset managers below cast 100% of the shares they voted on this item FOR (2,551,958 for, 0 against).

FOR: 2,551,958 (99.0%)ABSTAIN: 24,970 (1.0%)

Largest asset managers voting on “To adopt the Agreement and Plan of Merger, dated as of July 23, 2023 (as amended on October 12, 2023 by Amendm” at SCULPTOR CAPITAL MANAGEMENT INC., 2023-2024
Asset manager	For	Abstain	Vote
Vanguard	899,972	0	For
BlackRock	791,622	0	For
Fidelity	404,776	0	For
New York Life	137,590	0	For
Equitable	37,394	24,970	For
TIAA	56,383	0	For
Invesco	56,180	0	For
QUANTITATIVE MASTER SERIES LLC	38,470	0	For
Guggenheim	33,340	0	For
Lincoln Financial	17,100	0	For
AIG/SunAmerica	10,498	0	For
Voya	8,896	0	For
Northern Trust	8,895	0	For
Pacific Life	8,558	0	For
State Street	8,365	0	For
Nationwide	6,068	0	For
WisdomTree	5,913	0	For
Dimensional	3,270	0	For
Brighthouse	3,065	0	For
DWS	2,873	0	For
ProShares	2,863	0	For
Principal	2,566	0	For
Calvert	2,466	0	For
Victory Capital	1,923	0	For
T. Rowe Price	1,104	0	For

Showing the 25 largest of 28 asset managers. See all 28 in the interactive database.

4. To adopt Agreement and Plan of Merger, dated as of 07/23/23 (amended on 10/12/23 by Amendment No. 1 to Agreement and Plan of Merger, and as it may be amended from time to time, the "Merger Agreement"), by and among Sculptor Capital Management, Inc., Sculptor Capital LP, ("Capital LP"), Sculptor Capital Advisors LP, ("Advisors LP"), Sculptor Capital Advisors II LP, ("Advisors II LP"), Rithm Capital

EXTRAORDINARY TRANSACTIONS

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 22%SPLIT 78%

The 8 asset managers below cast 100% of the shares they voted on this item FOR (201,746 for, 0 against).

FOR: 201,746 (22.2%)SPLIT: 708,589 (77.8%)

Largest asset managers voting on “To adopt Agreement and Plan of Merger, dated as of 07/23/23 (amended on 10/12/23 by Amendment No. 1 to Agreeme” at SCULPTOR CAPITAL MANAGEMENT INC., 2023-2024
Asset manager	For	Vote
Saba Capital Income & Opportunities Fund	0	Split
Gabelli	88,650	For
Charles Schwab	56,246	For
GDL FUND	25,000	For
Equitable	15,700	For
Neuberger Berman	8,450	For
SEI	5,700	For
Comstock Funds, Inc.	2,000	For

5. To adopt the Agreement and Plan of Merger, dated as of July 23, 2023 (as amended on October 12, 2023 by Amendment No. 1 to Agreement and Plan of Merger, and as it may be amended from time to time the ''Merger Agreement''), by and among the Sculptor Capital Managment. Inc,a Delware corporation (the"Company"), Sculptor Capital LP, a Delaware limited partnership and subsidiary of the Company (''Capit

CORPORATE GOVERNANCE

100% fund support · no official result

FOR 100%

The 5 asset managers below cast 100% of the shares they voted on this item FOR (646,900 for, 0 against).

FOR: 646,900 (100.0%)

Largest asset managers voting on “To adopt the Agreement and Plan of Merger, dated as of July 23, 2023 (as amended on October 12, 2023 by Amendm” at SCULPTOR CAPITAL MANAGEMENT INC., 2023-2024
Asset manager	For	Vote
ARBITRAGE FUNDS	612,000	For
NORTHERN LIGHTS FUND TRUST II	13,477	For
John Hancock	10,907	For
Bridge Builder Trust	6,170	For
GPS Funds I	4,346	For

6. Advisory Vote on Golden Parachutes

SECTION 14A SAY-ON-PAY VOTES

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (279,158 for, 0 against).

FOR: 279,158 (100.0%)

Largest asset managers voting on “Advisory Vote on Golden Parachutes” at SCULPTOR CAPITAL MANAGEMENT INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
ALGEBRIS (UK) LTD	267,678	0	0	0	For
ALGERT GLOBAL LLC	11,480	0	0	0	For

7. To approve, by non-binding, advisory vote, certain compensation that will or may become payable by the Company to ts named executive officers in connection with the Mergers (the "Non-Binding Compensation Proposal").

SECTION 14A SAY-ON-PAY VOTES

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (144 for, 0 against).

FOR: 144 (100.0%)

Largest asset managers voting on “To approve, by non-binding, advisory vote, certain compensation that will or may become payable by the Company” at SCULPTOR CAPITAL MANAGEMENT INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Orion Porfolio Solutions, LLC	72	0	0	0	For
Orion Portfolio Solutions, LLC	72	0	0	0	For

Largest SCULPTOR CAPITAL MANAGEMENT INC. shareholders voting in 2023-2024

Ranked by the number of SCULPTOR CAPITAL MANAGEMENT INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 25,186,162 shares outstanding at the time of that meeting.

Top SCULPTOR CAPITAL MANAGEMENT INC. shareholders by shares voted, 2023-2024
#	Asset manager	% of shares outstanding
1	Willoughby Capital Holdings, LLC	31.07%
2	Fidelity	6.32%
3	BlackRock	5.55%
4	Sand Grove Capital Management LLP	4.28%
5	Vanguard	3.70%
6	Saba Capital Income & Opportunities Fund	2.81%
7	Saba Capital Management, L.P.	2.81%
8	ARBITRAGE FUNDS	2.43%
9	WATER ISLAND CAPITAL LLC	2.43%
10	GEODE CAPITAL MANAGEMENT, LLC	1.69%

Reported SCULPTOR CAPITAL MANAGEMENT INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

SCULPTOR CAPITAL MANAGEMENT INC. beneficial owners on record for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
James S. Levin	16.29%	DEF14A
David Windreich	9.65%	DEF14A
Robert S. Shafir	7.26%	DEF14A
BlackRock, Inc.	6.42%	DEF14A
Wayne Cohen	2.10%	DEF14A
Daniel S. Och	0.81%	DEF14A
Dava Ritchea	0.58%	DEF14A
David Levine	0.29%	DEF14A
Marcy Engel	0.21%	DEF14A
Hap Pollard	0.14%	DEF14A

Percentages above are of 25,186,162 shares outstanding, as reported by SCULPTOR CAPITAL MANAGEMENT INC. on its Form 10-Q dated 2023-09-30 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from SCULPTOR CAPITAL MANAGEMENT INC.’s 10-Q dated 2023-09-30. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At SCULPTOR CAPITAL MANAGEMENT INC.'s shareholder meeting held 2023-11-16, in the 2023-2024 proxy season, 120 asset managers reported how they voted in their SEC Form N-PX filings, covering 444 separate fund positions. Their filings are grouped here into 7 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. SCULPTOR CAPITAL MANAGEMENT INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, by non-binding, advisory vote, certain compensation that will or may become payable… — the reporting funds cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

SCULPTOR CAPITAL MANAGEMENT INC. proxy season coverage: 2023-2024 (this page).