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At Siebert Financial Corp.'s shareholder meeting held November 18, 2025, in the 2025-2026 proxy season, 64 asset managers reported how they voted on 10 ballot items in their SEC Form N-PX filings, covering 762 separate fund positions. On the most widely held item on that ballot — Advisory vote to approve named executive compensation. — FOR was 99% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Siebert Financial Corp.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on November 21, 2025.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and Siebert Financial Corp.’s Form 8-K, filed November 21, 2025 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of November 18, 2025: 10 items on Siebert Financial Corp.’s Form 8-K, filed November 21, 2025: 10 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2025-2026
Explore Siebert Financial Corp. in the interactive database Compare manager voting policies
These tallies are Siebert Financial Corp.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed November 21, 2025 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Gloria E. Gebbia | 34,798,412 | -- | -- | 973,467 | 3,558,663 | 97% | Not verified | — |
| Elect Director: John J. Gebbia | 34,927,040 | -- | -- | 844,839 | 3,558,663 | 98% | Not verified | — |
| Elect Director: Charles A. Zabatta | 34,829,020 | -- | -- | 942,859 | 3,558,663 | 97% | Not verified | — |
| Elect Director: Francis V. Cuttita | 34,767,408 | -- | -- | 1,004,471 | 3,558,663 | 97% | Not verified | — |
| Elect Director: Andrew H. Reich | 34,764,733 | -- | -- | 1,007,146 | 3,558,663 | 97% | Not verified | — |
| Elect Director: Lewis W. Solimene, Jr | 35,568,348 | -- | -- | 203,531 | 3,558,663 | 99.4% | Not verified | — |
| Elect Director: Hocheol Shin | 35,467,776 | -- | -- | 304,103 | 3,558,663 | 99.1% | Not verified | — |
| 2. The approval of an amendment and restatement of the Siebert Financial Corp. 2021 Equity Incentive Plan to increase the number of shares of the Company's common stock available and reserved for issuance thereunder to 5,000,000 | 35,573,029 | 186,502 | 12,348 | -- | 3,558,663 | 99.4% | Not verified | — |
| 3. Advisory (non-binding) vote to approve named executive compensation | 35,207,276 | 534,905 | 20,698 | -- | 3,558,663 | 99% | Not verified | — |
| 4. The ratification of the appointment of Crowe LLP ("Crowe) as the Company's independent registered public accounting firm for fiscal 2025 | 39,300,103 | 20,955 | 9,484 | -- | -- | 99.9% | Not verified | — |
Source: Siebert Financial Corp., Form 8-K, filed with the SEC on November 21, 2025 — read the filing on EDGAR.
Each item below shows how the 64 asset managers that disclosed a Siebert Financial Corp. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To elect seven (7) directors: Andrew H. Reich
Siebert Financial Corp.’s own tally for this item (“Elect Director: Andrew H. Reich”): 34,764,733 for, 1,007,146 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 901,806 for, 447,154 withheld, 8,459 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 431,293 | 0 | 0 | 0 | For |
| BlackRock | 356,505 | 0 | 0 | 0 | For |
| Fidelity | 0 | 0 | 0 | 317,384 | Withhold |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 64,060 | Withhold |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| American Century | 28,256 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 23,302 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 21,247 | Withhold |
| Equitable | 8,861 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 8,482 | Withhold |
| GPS Funds I | 0 | 0 | 8,459 | 0 | Abstain |
| Lincoln Financial | 0 | 0 | 0 | 8,100 | Withhold |
| AIG/SunAmerica | 0 | 0 | 0 | 7,359 | Withhold |
| Global X | 0 | 0 | 0 | 6,837 | Withhold |
| Bridge Builder Trust | 6,476 | 0 | 0 | 0 | For |
| Pacific Life | 4,649 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 0 | 3,600 | Withhold |
| Nationwide | 3,110 | 0 | 0 | 0 | For |
| ProShares | 0 | 0 | 0 | 2,514 | Withhold |
| DWS | 0 | 0 | 0 | 2,202 | Withhold |
| Invesco | 1,650 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 1,444 | Withhold |
| Principal | 0 | 0 | 0 | 1,442 | Withhold |
| T. Rowe Price | 1,344 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 1,171 | 0 | 0 | 0 | For |
Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To elect seven (7) directors: Charles A. Zabatta
Siebert Financial Corp.’s own tally for this item (“Elect Director: Charles A. Zabatta”): 34,829,020 for, 942,859 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 925,950 for, 36,727 withheld, 394,742 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 431,293 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 356,505 | 0 | Abstain |
| Fidelity | 317,384 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 64,060 | 0 | 0 | 0 | For |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| American Century | 28,256 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 23,302 | 0 | Abstain |
| Dimensional | 21,247 | 0 | 0 | 0 | For |
| Equitable | 0 | 0 | 0 | 8,861 | Withhold |
| TIAA | 0 | 0 | 0 | 8,482 | Withhold |
| GPS Funds I | 0 | 0 | 8,459 | 0 | Abstain |
| Lincoln Financial | 8,100 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,359 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 0 | 6,837 | Withhold |
| Bridge Builder Trust | 0 | 0 | 6,476 | 0 | Abstain |
| Pacific Life | 0 | 0 | 0 | 4,649 | Withhold |
| SEI | 0 | 0 | 0 | 3,600 | Withhold |
| Nationwide | 0 | 0 | 0 | 3,110 | Withhold |
| ProShares | 2,514 | 0 | 0 | 0 | For |
| DWS | 2,202 | 0 | 0 | 0 | For |
| Invesco | 1,650 | 0 | 0 | 0 | For |
| Calvert | 1,444 | 0 | 0 | 0 | For |
| Principal | 1,442 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,344 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 0 | 0 | 0 | 1,171 | Withhold |
Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To elect seven (7) directors: Francis V. Cuttita
Siebert Financial Corp.’s own tally for this item (“Elect Director: Francis V. Cuttita”): 34,767,408 for, 1,004,471 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 925,950 for, 36,727 withheld, 394,742 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 431,293 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 356,505 | 0 | Abstain |
| Fidelity | 317,384 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 64,060 | 0 | 0 | 0 | For |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| American Century | 28,256 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 23,302 | 0 | Abstain |
| Dimensional | 21,247 | 0 | 0 | 0 | For |
| Equitable | 0 | 0 | 0 | 8,861 | Withhold |
| TIAA | 0 | 0 | 0 | 8,482 | Withhold |
| GPS Funds I | 0 | 0 | 8,459 | 0 | Abstain |
| Lincoln Financial | 8,100 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,359 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 0 | 6,837 | Withhold |
| Bridge Builder Trust | 0 | 0 | 6,476 | 0 | Abstain |
| Pacific Life | 0 | 0 | 0 | 4,649 | Withhold |
| SEI | 0 | 0 | 0 | 3,600 | Withhold |
| Nationwide | 0 | 0 | 0 | 3,110 | Withhold |
| ProShares | 2,514 | 0 | 0 | 0 | For |
| DWS | 2,202 | 0 | 0 | 0 | For |
| Invesco | 1,650 | 0 | 0 | 0 | For |
| Calvert | 1,444 | 0 | 0 | 0 | For |
| Principal | 1,442 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,344 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 0 | 0 | 0 | 1,171 | Withhold |
Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To elect seven (7) directors: Gloria E. Gebbia
Siebert Financial Corp.’s own tally for this item (“Elect Director: Gloria E. Gebbia”): 34,798,412 for, 973,467 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 911,515 for, 437,445 withheld, 8,459 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 431,293 | 0 | 0 | 0 | For |
| BlackRock | 356,505 | 0 | 0 | 0 | For |
| Fidelity | 0 | 0 | 0 | 317,384 | Withhold |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 64,060 | Withhold |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| American Century | 28,256 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 23,302 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 21,247 | Withhold |
| Equitable | 8,861 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 8,482 | Withhold |
| GPS Funds I | 0 | 0 | 8,459 | 0 | Abstain |
| Lincoln Financial | 0 | 0 | 0 | 8,100 | Withhold |
| AIG/SunAmerica | 0 | 0 | 0 | 7,359 | Withhold |
| Global X | 6,837 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,476 | 0 | 0 | 0 | For |
| Pacific Life | 4,649 | 0 | 0 | 0 | For |
| SEI | 2,872 | 0 | 0 | 728 | Mixed |
| Nationwide | 3,110 | 0 | 0 | 0 | For |
| ProShares | 0 | 0 | 0 | 2,514 | Withhold |
| DWS | 0 | 0 | 0 | 2,202 | Withhold |
| Invesco | 1,650 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 1,444 | Withhold |
| Principal | 0 | 0 | 0 | 1,442 | Withhold |
| T. Rowe Price | 1,344 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 1,171 | 0 | 0 | 0 | For |
Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.1% Majority: yes · of votes cast
Description as filed by funds: To elect seven (7) directors: Hocheol Shin
Siebert Financial Corp.’s own tally for this item (“Elect Director: Hocheol Shin”): 35,467,776 for, 304,103 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.1% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 1,339,733 for, 9,227 withheld, 8,459 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 431,293 | 0 | 0 | 0 | For |
| BlackRock | 356,505 | 0 | 0 | 0 | For |
| Fidelity | 317,384 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 64,060 | 0 | 0 | 0 | For |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| American Century | 28,256 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 23,302 | 0 | 0 | 0 | For |
| Dimensional | 21,247 | 0 | 0 | 0 | For |
| Equitable | 8,861 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 8,482 | Withhold |
| GPS Funds I | 0 | 0 | 8,459 | 0 | Abstain |
| Lincoln Financial | 8,100 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,359 | 0 | 0 | 0 | For |
| Global X | 6,837 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,476 | 0 | 0 | 0 | For |
| Pacific Life | 4,649 | 0 | 0 | 0 | For |
| SEI | 2,872 | 0 | 0 | 728 | Mixed |
| Nationwide | 3,110 | 0 | 0 | 0 | For |
| ProShares | 2,514 | 0 | 0 | 0 | For |
| DWS | 2,202 | 0 | 0 | 0 | For |
| Invesco | 1,650 | 0 | 0 | 0 | For |
| Calvert | 1,444 | 0 | 0 | 0 | For |
| Principal | 1,442 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,344 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 1,171 | 0 | 0 | 0 | For |
Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: To elect seven (7) directors: John J. Gebbia
Siebert Financial Corp.’s own tally for this item (“Elect Director: John J. Gebbia”): 34,927,040 for, 844,839 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 929,458 for, 419,502 withheld, 8,459 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 431,293 | 0 | 0 | 0 | For |
| BlackRock | 356,505 | 0 | 0 | 0 | For |
| Fidelity | 0 | 0 | 0 | 317,384 | Withhold |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 64,060 | Withhold |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| American Century | 28,256 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 23,302 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 21,247 | Withhold |
| Equitable | 8,861 | 0 | 0 | 0 | For |
| TIAA | 8,482 | 0 | 0 | 0 | For |
| GPS Funds I | 0 | 0 | 8,459 | 0 | Abstain |
| Lincoln Financial | 8,100 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 0 | 7,359 | Withhold |
| Global X | 6,837 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,476 | 0 | 0 | 0 | For |
| Pacific Life | 4,649 | 0 | 0 | 0 | For |
| SEI | 2,872 | 0 | 0 | 728 | Mixed |
| Nationwide | 3,110 | 0 | 0 | 0 | For |
| ProShares | 0 | 0 | 0 | 2,514 | Withhold |
| DWS | 0 | 0 | 0 | 2,202 | Withhold |
| Invesco | 1,650 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 1,444 | Withhold |
| Principal | 0 | 0 | 0 | 1,442 | Withhold |
| T. Rowe Price | 1,344 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 1,171 | 0 | 0 | 0 | For |
Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: To elect seven (7) directors: Lewis W. Solimene, Jr
Siebert Financial Corp.’s own tally for this item (“Elect Director: Lewis W. Solimene, Jr”): 35,568,348 for, 203,531 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 1,357,419 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 431,293 | 0 | 0 | 0 | For |
| BlackRock | 356,505 | 0 | 0 | 0 | For |
| Fidelity | 317,384 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 64,060 | 0 | 0 | 0 | For |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| American Century | 28,256 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 23,302 | 0 | 0 | 0 | For |
| Dimensional | 21,247 | 0 | 0 | 0 | For |
| Equitable | 8,861 | 0 | 0 | 0 | For |
| TIAA | 8,482 | 0 | 0 | 0 | For |
| GPS Funds I | 8,459 | 0 | 0 | 0 | For |
| Lincoln Financial | 8,100 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,359 | 0 | 0 | 0 | For |
| Global X | 6,837 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,476 | 0 | 0 | 0 | For |
| Pacific Life | 4,649 | 0 | 0 | 0 | For |
| SEI | 3,600 | 0 | 0 | 0 | For |
| Nationwide | 3,110 | 0 | 0 | 0 | For |
| ProShares | 2,514 | 0 | 0 | 0 | For |
| DWS | 2,202 | 0 | 0 | 0 | For |
| Invesco | 1,650 | 0 | 0 | 0 | For |
| Calvert | 1,444 | 0 | 0 | 0 | For |
| Principal | 1,442 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,344 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 1,171 | 0 | 0 | 0 | For |
Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: To approve an amendment to the Company's 2021 Equity Incentive Plan to increase the number of shares of the Company's common stock available and reserved for issuance thereunder to 5,000,000 shares of common stock, subject to certain conditions.
Siebert Financial Corp.’s own tally for this item (“2. The approval of an amendment and restatement of the Siebert Financial Corp. 2021 Equity Incentive Plan to increase the number of shares of the Company's common stock available and reserved for issuance thereunder to 5”): 35,573,029 for, 186,502 against, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 1,328,435 for, 28,984 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 431,293 | 0 | 0 | 0 | For |
| BlackRock | 356,505 | 0 | 0 | 0 | For |
| Fidelity | 317,384 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 64,060 | 0 | 0 | 0 | For |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| American Century | 0 | 28,256 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 23,302 | 0 | 0 | 0 | For |
| Dimensional | 21,247 | 0 | 0 | 0 | For |
| Equitable | 8,861 | 0 | 0 | 0 | For |
| TIAA | 8,482 | 0 | 0 | 0 | For |
| GPS Funds I | 8,459 | 0 | 0 | 0 | For |
| Lincoln Financial | 8,100 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,359 | 0 | 0 | 0 | For |
| Global X | 6,837 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,476 | 0 | 0 | 0 | For |
| Pacific Life | 4,649 | 0 | 0 | 0 | For |
| SEI | 2,872 | 728 | 0 | 0 | Mixed |
| Nationwide | 3,110 | 0 | 0 | 0 | For |
| ProShares | 2,514 | 0 | 0 | 0 | For |
| DWS | 2,202 | 0 | 0 | 0 | For |
| Invesco | 1,650 | 0 | 0 | 0 | For |
| Calvert | 1,444 | 0 | 0 | 0 | For |
| Principal | 1,442 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,344 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 1,171 | 0 | 0 | 0 | For |
Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Advisory vote to approve named executive compensation.
Siebert Financial Corp.’s own tally for this item (“3. The advisory (non-binding) vote to approve named executive compensation”): 35,207,276 for, 534,905 against, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 431,293 | 0 | 0 | 0 | For |
| BlackRock | 356,505 | 0 | 0 | 0 | For |
| Fidelity | 317,384 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 64,060 | 0 | 0 | Against |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| American Century | 0 | 28,256 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 23,302 | 0 | 0 | 0 | For |
| Dimensional | 0 | 21,247 | 0 | 0 | Against |
| Equitable | 7,161 | 1,700 | 0 | 0 | Mixed |
| TIAA | 0 | 8,482 | 0 | 0 | Against |
| GPS Funds I | 0 | 8,459 | 0 | 0 | Against |
| Lincoln Financial | 8,100 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 7,359 | 0 | 0 | Against |
| Global X | 6,837 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,476 | 0 | 0 | 0 | For |
| Pacific Life | 4,649 | 0 | 0 | 0 | For |
| SEI | 3,600 | 0 | 0 | 0 | For |
| Nationwide | 3,110 | 0 | 0 | 0 | For |
| ProShares | 0 | 2,514 | 0 | 0 | Against |
| DWS | 0 | 2,202 | 0 | 0 | Against |
| Invesco | 0 | 1,650 | 0 | 0 | Against |
| Calvert | 0 | 1,444 | 0 | 0 | Against |
| Principal | 0 | 1,442 | 0 | 0 | Against |
| T. Rowe Price | 0 | 1,344 | 0 | 0 | Against |
| Venerable Variable Insurance Trust | 1,171 | 0 | 0 | 0 | For |
Fund voting reports, all 30 managers: 1,206,138 for, 151,281 against. Showing the 25 largest; every one is in the interactive database (link above).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| GEODE CAPITAL MANAGEMENT, LLC | 365,934 | 0 | 0 | 0 | For |
| BlackRock | 224,670 | 0 | 0 | 0 | For |
| State Street | 106,471 | 187 | 0 | 0 | For |
| STRS OHIO | 0 | 84,200 | 0 | 0 | Against |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 64,060 | 0 | 0 | Against |
| Northern Trust | 61,617 | 638 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 48,624 | 0 | 0 | Against |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| Russell Investments | 31,090 | 0 | 0 | 0 | For |
| Vanguard | 28,222 | 228 | 0 | 0 | For |
| American Century | 0 | 28,256 | 0 | 0 | Against |
| NEW YORK STATE COMMON RETIREMENT FUND | 21,600 | 0 | 0 | 0 | For |
| Moran Wealth Management, LLC | 17,241 | 0 | 0 | 0 | For |
| Dimensional | 0 | 14,977 | 0 | 0 | Against |
| Winton Capital Management Ltd | 0 | 14,578 | 0 | 0 | Against |
| T. Rowe Price | 0 | 12,918 | 0 | 0 | Against |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 12,533 | 0 | 0 | 0 | For |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA | 0 | 11,307 | 0 | 0 | Against |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 9,933 | 0 | 0 | 0 | For |
| Goldman Sachs | 0 | 9,002 | 0 | 0 | Against |
| Nuveen | 0 | 8,482 | 0 | 0 | Against |
| Invesco | 0 | 7,258 | 0 | 0 | Against |
| TEXAS PERMANENT SCHOOL FUND CORP | 7,090 | 0 | 0 | 0 | For |
| WASHINGTON STATE INVESTMENT BOARD | 5,995 | 0 | 0 | 0 | For |
| JPMorgan | 5,768 | 0 | 0 | 0 | For |
Institutional-manager reports, all 46 managers: 944,427 for, 326,655 against. Showing the 25 largest; every one is in the interactive database (link above).
99.9% Majority: yes · of votes cast
Description as filed by funds: To ratify the appointment of Crowe LLP as our independent registered public accounting firm for fiscal 2025.
Siebert Financial Corp.’s own tally for this item (“4. The ratification of the appointment of Crowe LLP ("Crowe) as the Company's independent registered public accounting firm for fiscal 2025”): 39,300,103 for, 20,955 against, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 1,357,419 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 431,293 | 0 | 0 | 0 | For |
| BlackRock | 356,505 | 0 | 0 | 0 | For |
| Fidelity | 317,384 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 64,060 | 0 | 0 | 0 | For |
| Charles Schwab | 35,189 | 0 | 0 | 0 | For |
| American Century | 28,256 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 23,302 | 0 | 0 | 0 | For |
| Dimensional | 21,247 | 0 | 0 | 0 | For |
| Equitable | 8,861 | 0 | 0 | 0 | For |
| TIAA | 8,482 | 0 | 0 | 0 | For |
| GPS Funds I | 8,459 | 0 | 0 | 0 | For |
| Lincoln Financial | 8,100 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,359 | 0 | 0 | 0 | For |
| Global X | 6,837 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,476 | 0 | 0 | 0 | For |
| Pacific Life | 4,649 | 0 | 0 | 0 | For |
| SEI | 3,600 | 0 | 0 | 0 | For |
| Nationwide | 3,110 | 0 | 0 | 0 | For |
| ProShares | 2,514 | 0 | 0 | 0 | For |
| DWS | 2,202 | 0 | 0 | 0 | For |
| Invesco | 1,650 | 0 | 0 | 0 | For |
| Calvert | 1,444 | 0 | 0 | 0 | For |
| Principal | 1,442 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,344 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 1,171 | 0 | 0 | 0 | For |
Showing the 25 largest of 30 asset managers. All 30 are in the interactive database (link above).
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 40,426,936 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 1.07% |
| 2 | BlackRock | 0.88% |
| 3 | Fidelity | 0.79% |
| 4 | BRIDGEWAY FUNDS INC | 0.16% |
| 5 | Charles Schwab | 0.09% |
| 6 | American Century | 0.07% |
| 7 | QUANTITATIVE MASTER SERIES LLC | 0.06% |
| 8 | Dimensional | 0.05% |
| 9 | Equitable | 0.02% |
| 10 | TIAA | 0.02% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | GEODE CAPITAL MANAGEMENT, LLC | 0.91% |
| 2 | BlackRock | 0.56% |
| 3 | State Street | 0.26% |
| 4 | STRS OHIO | 0.21% |
| 5 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0.16% |
| 6 | Northern Trust | 0.15% |
| 7 | MELLON INVESTMENTS Corp | 0.12% |
| 8 | Charles Schwab | 0.09% |
| 9 | Russell Investments | 0.08% |
| 10 | Vanguard | 0.07% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Gloria E. Gebbia | — | 13D |
| John J. Gebbia/John M. Gebbia | — | DEF14A |
| John J. & Gloria E. Gebbia TTEESS UAD 12/8/94 | — | DEF14A |
| Kakaopay 15F, Tower B, 166 Pangyoyeok-ro, Bundang-gu, Seongnam-si | — | DEF14A |
| Richard Gebbia | — | DEF14A |
| BlackRock | — | 13F |
| Vanguard Group | — | 13F |
| Andrew H. Reich | — | DEF14A |
| Charles A. Zabatta | — | DEF14A |
| Geode Capital | — | 13F |
Percentages above are of 40,426,936 shares outstanding, as reported by Siebert Financial Corp. on its Form 10-Q dated November 12, 2025 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Siebert Financial Corp.’s 10-Q dated November 12, 2025. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
Siebert Financial Corp. proxy season coverage: 2025-2026 (this page).
proxyvotesnow.com, “Siebert Financial (SIEB) 2025 Annual Meeting (2025-2026 season)”, https://proxyvotesnow.com/company/siebert-financial-corp/2026 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.