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Home › Companies › SM INVESTMENTS CORP. › 2023-2024

SM INVESTMENTS CORP. 2023-2024 Proxy Voting Records

At SM INVESTMENTS CORP.'s shareholder meeting held April 24, 2024, in the 2023-2024 proxy season, 52 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,046 separate fund positions. Their filings are grouped here into 44 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. No official Form 8-K vote tally has been matched to this meeting, so this page states no certified outcome for its most widely held ballot item. On that item — Appoint SyCip Gorres Velayo & Co. as External Auditor — the reporting funds cast 100% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

Download data (CSV): ballot items · votes by manager · column guide.

Compiled from SEC Form N-PX filings. Page generated November 8, 2026.

  • 44Reported items
  • 52Asset managers
  • 2,046Fund votes
  • April 24, 2024Meeting date

Results at a glance

No official results are on file for this meeting: no Form 8-K tally (Item 5.07) from SM INVESTMENTS CORP. has been matched to it. The figures below are the funds’ own votes from Form N-PX. They are not the meeting result, so they are not used to judge dissent.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024

Explore SM INVESTMENTS CORP. in the interactive database Compare manager voting policies

How asset managers voted at the SM INVESTMENTS CORP. 2023-2024 meeting

Each item below shows how the 52 asset managers that disclosed a SM INVESTMENTS CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of SM INVESTMENTS CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Elect Amando M. Tetangco, Jr. as Director

No official resultsDIRECTOR ELECTIONS

97% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 41,357,959 for, 1,086,999 withheld. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 41,357,959WITHHOLD: 1,086,999
Largest asset managers voting on “Elect Amando M. Tetangco, Jr. as Director” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring00 0812,873Withhold
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle00 0272,672Withhold
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,2500 0111For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

2. Elect Frederic C. DyBuncio as Director

No official resultsDIRECTOR ELECTIONS

100% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 42,444,958 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 42,444,958
Largest asset managers voting on “Elect Frederic C. DyBuncio as Director” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

3. Elect Harley T. Sy as Director

No official resultsDIRECTOR ELECTIONS

100% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 42,444,958 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 42,444,958
Largest asset managers voting on “Elect Harley T. Sy as Director” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

4. Elect Henry T. Sy, Jr. as Director

No official resultsDIRECTOR ELECTIONS

96% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 40,715,950 for, 1,729,008 withheld. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 40,715,950WITHHOLD: 1,729,008
Largest asset managers voting on “Elect Henry T. Sy, Jr. as Director” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco17,668,2350 01,456,336Mixed
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle00 0272,672Withhold
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

5. Elect Lily K. Gruba as Director

No official resultsDIRECTOR ELECTIONS

100% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 42,444,958 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 42,444,958
Largest asset managers voting on “Elect Lily K. Gruba as Director” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

6. Elect Ramon M. Lopez as Director

No official resultsDIRECTOR ELECTIONS

89% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 37,672,962 for, 4,771,996 withheld. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 37,672,962WITHHOLD: 4,771,996
Largest asset managers voting on “Elect Ramon M. Lopez as Director” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock00 04,710,544Withhold
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

7. Elect Robert G. Vergara as Director

No official resultsDIRECTOR ELECTIONS

100% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 42,444,958 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 42,444,958
Largest asset managers voting on “Elect Robert G. Vergara as Director” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

8. Elect Teresita T. Sy as Director

No official resultsDIRECTOR ELECTIONS

85% of fund votes cast · no official result

FORWITHHOLD
Details: votes by 41 asset managers

The 41 asset managers below reported 36,145,606 for, 6,299,352 withheld. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 36,145,606WITHHOLD: 6,299,352
Largest asset managers voting on “Elect Teresita T. Sy as Director” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco17,668,2350 01,456,336Mixed
T. Rowe Price7,452,3260 00For
BlackRock00 04,710,544Withhold
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century00 071,020Withhold
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

9. Elect Tomasa H. Lipana as Director

No official resultsDIRECTOR ELECTIONS

100% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 42,444,958 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 42,444,958
Largest asset managers voting on “Elect Tomasa H. Lipana as Director” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

10. ELECTION OF DIRECTOR: AMANDO M. TETANGCO, JR (INDEPENDENT DIRECTOR)

No official resultsDIRECTOR ELECTIONS

Combines 2 wordings of this item as funds reported it.

96% of fund votes cast · no official result

FOR
Details: votes by 11 asset managers

The 11 asset managers below reported 8,255,952 for, 305,620 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,255,952AGAINST: 305,620
Largest asset managers voting on “ELECTION OF DIRECTOR: AMANDO M. TETANGCO, JR (INDEPENDENT DIRECTOR)” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Neuberger Berman0157,590 00Against
Russell Investments0148,030 00Against
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
SEI45,2800 00For
Krane Shares Trust8,4200 00For
Hartford1,5900 00For

11. ELECTION OF DIRECTOR: FREDERIC C. DYBUNCIO

No official resultsDIRECTOR ELECTIONS

Combines 2 wordings of this item as funds reported it.

100% of fund votes cast · no official result

FOR
Details: votes by 11 asset managers

The 11 asset managers below reported 8,561,572 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,561,572
Largest asset managers voting on “ELECTION OF DIRECTOR: FREDERIC C. DYBUNCIO” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
SEI45,2800 00For
Krane Shares Trust8,4200 00For
Hartford1,5900 00For

12. ELECTION OF DIRECTOR: LILY K. GRUBA (INDEPENDENT DIRECTOR)

No official resultsDIRECTOR ELECTIONS

Combines 2 wordings of this item as funds reported it.

100% of fund votes cast · no official result

FOR
Details: votes by 11 asset managers

The 11 asset managers below reported 8,561,572 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,561,572
Largest asset managers voting on “ELECTION OF DIRECTOR: LILY K. GRUBA (INDEPENDENT DIRECTOR)” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
SEI45,2800 00For
Krane Shares Trust8,4200 00For
Hartford1,5900 00For

13. ELECTION OF DIRECTOR: RAMON M. LOPEZ (INDEPENDENT DIRECTOR)

No official resultsDIRECTOR ELECTIONS

Combines 2 wordings of this item as funds reported it.

100% of fund votes cast · no official result

FOR
Details: votes by 11 asset managers

The 11 asset managers below reported 8,561,572 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,561,572
Largest asset managers voting on “ELECTION OF DIRECTOR: RAMON M. LOPEZ (INDEPENDENT DIRECTOR)” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
SEI45,2800 00For
Krane Shares Trust8,4200 00For
Hartford1,5900 00For

14. ELECTION OF DIRECTOR: ROBERT G. VERGARA (INDEPENDENT DIRECTOR)

No official resultsDIRECTOR ELECTIONS

Combines 2 wordings of this item as funds reported it.

100% of fund votes cast · no official result

FOR
Details: votes by 11 asset managers

The 11 asset managers below reported 8,561,572 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,561,572
Largest asset managers voting on “ELECTION OF DIRECTOR: ROBERT G. VERGARA (INDEPENDENT DIRECTOR)” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
SEI45,2800 00For
Krane Shares Trust8,4200 00For
Hartford1,5900 00For

15. ELECTION OF DIRECTOR: TOMASA H. LIPANA (INDEPENDENT DIRECTOR)

No official resultsDIRECTOR ELECTIONS

Combines 2 wordings of this item as funds reported it.

100% of fund votes cast · no official result

FOR
Details: votes by 11 asset managers

The 11 asset managers below reported 8,561,572 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,561,572
Largest asset managers voting on “ELECTION OF DIRECTOR: TOMASA H. LIPANA (INDEPENDENT DIRECTOR)” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
SEI45,2800 00For
Krane Shares Trust8,4200 00For
Hartford1,5900 00For

16. ELECTION OF DIRECTOR: HARLEY T. SY

No official resultsDIRECTOR ELECTIONS

100% of fund votes cast · no official result

FOR
Details: votes by 7 asset managers

The 7 asset managers below reported 8,209,082 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,209,082
Largest asset managers voting on “ELECTION OF DIRECTOR: HARLEY T. SY” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
Krane Shares Trust8,4200 00For

17. ELECTION OF DIRECTOR: HENRY T. SY, JR

No official resultsDIRECTOR ELECTIONS

100% of fund votes cast · no official result

FOR
Details: votes by 7 asset managers

The 7 asset managers below reported 8,209,082 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,209,082
Largest asset managers voting on “ELECTION OF DIRECTOR: HENRY T. SY, JR” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
Krane Shares Trust8,4200 00For

18. ELECTION OF DIRECTOR: TERESITA T. SY

No official resultsDIRECTOR ELECTIONS

99.8% of fund votes cast · no official result

FOR
Details: votes by 7 asset managers

The 7 asset managers below reported 8,200,662 for, 8,420 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,200,662AGAINST: 8,420
Largest asset managers voting on “ELECTION OF DIRECTOR: TERESITA T. SY” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
Krane Shares Trust08,420 00Against

19. Elect Harley T. Sy

No official resultsDIRECTOR ELECTIONS

100% of fund votes cast · no official result

FOR
Details: votes by 4 asset managers

The 4 asset managers below reported 352,490 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 352,490
Largest asset managers voting on “Elect Harley T. Sy” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
SEI45,2800 00For
Hartford1,5900 00For

20. Elect Henry T. Sy, Jr.

No official resultsDIRECTOR ELECTIONS

100% of fund votes cast · no official result

FOR
Details: votes by 4 asset managers

The 4 asset managers below reported 352,490 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 352,490
Largest asset managers voting on “Elect Henry T. Sy, Jr.” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
SEI45,2800 00For
Hartford1,5900 00For

21. Elect Teresita T. Sy

No official resultsDIRECTOR ELECTIONS

0.5% of fund votes cast · no official result

AGAINST
Details: votes by 4 asset managers

The 4 asset managers below reported 1,590 for, 350,900 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 1,590AGAINST: 350,900
Largest asset managers voting on “Elect Teresita T. Sy” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Neuberger Berman0157,590 00Against
Russell Investments0148,030 00Against
SEI045,280 00Against
Hartford1,5900 00For

22. Approve Amendment of the Sixth Article of the Articles of Incorporation to Increase the Number of Directors from Eight…

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FOR
Details: description as filed, votes by 41 asset managers

Description as filed by funds: Approve Amendment of the Sixth Article of the Articles of Incorporation to Increase the Number of Directors from Eight to Nine

The 41 asset managers below reported 42,444,958 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 42,444,958
Largest asset managers voting on “Approve Amendment of the Sixth Article of the Articles of Incorporation to Increase the Number of Directors fr” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

23. Approval of the amendment to the sixth article of the articles of incorporation to increase the number of directors…

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FOR
Details: description as filed, votes by 7 asset managers

Description as filed by funds: APPROVAL OF THE AMENDMENT TO THE SIXTH ARTICLE OF THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF DIRECTORS FROM EIGHT (8) TO NINE (9)

The 7 asset managers below reported 8,209,082 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,209,082
Largest asset managers voting on “APPROVAL OF THE AMENDMENT TO THE SIXTH ARTICLE OF THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF DIRE” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
Krane Shares Trust8,4200 00For

24. Amendments to Articles

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FOR
Details: votes by 4 asset managers

The 4 asset managers below reported 352,490 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 352,490
Largest asset managers voting on “Amendments to Articles” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
SEI45,2800 00For
Hartford1,5900 00For

25. Approve Other Matters

No official resultsCORPORATE GOVERNANCE

0% of fund votes cast · no official result

AGAINST
Details: votes by 41 asset managers

The 41 asset managers below reported 42,444,958 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

AGAINST: 42,444,958
Largest asset managers voting on “Approve Other Matters” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco019,124,571 00Against
T. Rowe Price07,452,326 00Against
BlackRock04,710,544 00Against
Fidelity03,801,236 00Against
MFS01,352,510 00Against
MATTHEWS INTERNATIONAL FUNDS0930,310 00Against
Allspring0812,873 00Against
Capital Group0810,070 00Against
Pacific Life0496,089 00Against
State Street0486,970 00Against
Dimensional0431,723 00Against
TIAA0334,833 00Against
Columbia Threadneedle0272,672 00Against
Brinker Capital Destinations Trust0158,850 00Against
WisdomTree0155,165 00Against
Prudential/PGIM0122,361 00Against
HC CAPITAL TRUST0117,693 00Against
MassMutual087,660 00Against
Nushares ETF Trust080,096 00Against
Principal078,535 00Against
Ashmore Funds078,430 00Against
EMERGING MARKETS GROWTH FUND INC078,160 00Against
American Century071,020 00Against
Northern Trust061,212 00Against
Thrivent057,120 00Against

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

26. Call to order

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FORABSTAIN
Details: description as filed, votes by 11 asset managers

Description as filed by funds: CALL TO ORDER

The 11 asset managers below reported 1,458,122 for, 7,103,450 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 1,458,122ABSTAIN: 7,103,450
Largest asset managers voting on “CALL TO ORDER” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust993,2790 3,271,1760Mixed
RBC FUNDS TRUST00 3,606,0590Abstain
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan00 99,5800Abstain
John Hancock00 75,7470Abstain
Jackson National00 50,8880Abstain
SEI45,2800 00For
Krane Shares Trust8,4200 00For
Hartford1,5900 00For

27. Approve Annual Report

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 42,444,958 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 42,444,958
Largest asset managers voting on “Approve Annual Report” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

28. Ratify All Acts and Resolutions of the Board of Directors, Board Committees and Management

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 42,444,958 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 42,444,958
Largest asset managers voting on “Ratify All Acts and Resolutions of the Board of Directors, Board Committees and Management” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

29. Approval of annual report for 2023 (open forum)

100% of fund votes cast · no official result

FOR
Details: description as filed, votes by 7 asset managers

Description as filed by funds: APPROVAL OF ANNUAL REPORT FOR 2023 (OPEN FORUM)

The 7 asset managers below reported 8,209,082 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,209,082
Largest asset managers voting on “APPROVAL OF ANNUAL REPORT FOR 2023 (OPEN FORUM)” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
Krane Shares Trust8,4200 00For

30. Ratification of the acts of the board of directors, board committees and the management from the date of the last…

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FOR
Details: description as filed, votes by 7 asset managers

Description as filed by funds: RATIFICATION OF THE ACTS OF THE BOARD OF DIRECTORS, BOARD COMMITTEES AND THE MANAGEMENT FROM THE DATE OF THE LAST ANNUAL STOCKHOLDERS MEETING UP TO THE DATE OF THIS MEETING

The 7 asset managers below reported 8,209,082 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,209,082
Largest asset managers voting on “RATIFICATION OF THE ACTS OF THE BOARD OF DIRECTORS, BOARD COMMITTEES AND THE MANAGEMENT FROM THE DATE OF THE L” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
Krane Shares Trust8,4200 00For

31. Accounts and Reports

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FOR
Details: votes by 4 asset managers

The 4 asset managers below reported 352,490 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 352,490
Largest asset managers voting on “Accounts and Reports” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
SEI45,2800 00For
Hartford1,5900 00For

32. Approve Minutes of Previous Annual Stockholders' Meeting

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 42,444,958 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 42,444,958
Largest asset managers voting on “Approve Minutes of Previous Annual Stockholders' Meeting” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

33. Certification of notice and quorum

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FORABSTAIN
Details: description as filed, votes by 11 asset managers

Description as filed by funds: CERTIFICATION OF NOTICE AND QUORUM

The 11 asset managers below reported 1,458,122 for, 7,103,450 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 1,458,122ABSTAIN: 7,103,450
Largest asset managers voting on “CERTIFICATION OF NOTICE AND QUORUM” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust993,2790 3,271,1760Mixed
RBC FUNDS TRUST00 3,606,0590Abstain
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan00 99,5800Abstain
John Hancock00 75,7470Abstain
Jackson National00 50,8880Abstain
SEI45,2800 00For
Krane Shares Trust8,4200 00For
Hartford1,5900 00For

34. Adjournment

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

ABSTAIN
Details: description as filed, votes by 7 asset managers

Description as filed by funds: ADJOURNMENT

The 7 asset managers below reported 1,105,632 for, 7,103,450 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 1,105,632ABSTAIN: 7,103,450
Largest asset managers voting on “ADJOURNMENT” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust993,2790 3,271,1760Mixed
RBC FUNDS TRUST00 3,606,0590Abstain
Northern Lights Fund Trust IV103,9330 00For
JPMorgan00 99,5800Abstain
John Hancock00 75,7470Abstain
Jackson National00 50,8880Abstain
Krane Shares Trust8,4200 00For

35. Approval of minutes of the annual meeting of stockholders held on April 26, 2023

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FOR
Details: description as filed, votes by 7 asset managers

Description as filed by funds: APPROVAL OF MINUTES OF THE ANNUAL MEETING OF STOCKHOLDERS HELD ON APRIL 26, 2023

The 7 asset managers below reported 8,209,082 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,209,082
Largest asset managers voting on “APPROVAL OF MINUTES OF THE ANNUAL MEETING OF STOCKHOLDERS HELD ON APRIL 26, 2023” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
Krane Shares Trust8,4200 00For

36. Meeting Minutes

No official resultsCORPORATE GOVERNANCE

100% of fund votes cast · no official result

FOR
Details: votes by 4 asset managers

The 4 asset managers below reported 352,490 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 352,490
Largest asset managers voting on “Meeting Minutes” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
SEI45,2800 00For
Hartford1,5900 00For

37. Other matters

0% of fund votes cast · no official result

AGAINST
Details: description as filed, votes by 7 asset managers

Description as filed by funds: OTHER MATTERS

The 7 asset managers below reported 7,111,870 against, 1,097,212 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

AGAINST: 7,111,870ABSTAIN: 1,097,212
Largest asset managers voting on “OTHER MATTERS” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust03,271,176 993,2790Mixed
RBC FUNDS TRUST03,606,059 00Against
Northern Lights Fund Trust IV00 103,9330Abstain
JPMorgan099,580 00Against
John Hancock075,747 00Against
Jackson National050,888 00Against
Krane Shares Trust08,420 00Against

38. Appoint SyCip Gorres Velayo & Co. as External Auditor

No official resultsAUDIT-RELATED

100% of fund votes cast · no official result

FOR
Details: votes by 41 asset managers

The 41 asset managers below reported 42,444,958 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 42,444,958
Largest asset managers voting on “Appoint SyCip Gorres Velayo & Co. as External Auditor” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Invesco19,124,5710 00For
T. Rowe Price7,452,3260 00For
BlackRock4,710,5440 00For
Fidelity3,801,2360 00For
MFS1,352,5100 00For
MATTHEWS INTERNATIONAL FUNDS930,3100 00For
Allspring812,8730 00For
Capital Group810,0700 00For
Pacific Life496,0890 00For
State Street486,9700 00For
Dimensional431,7230 00For
TIAA334,8330 00For
Columbia Threadneedle272,6720 00For
Brinker Capital Destinations Trust158,8500 00For
WisdomTree155,1650 00For
Prudential/PGIM122,3610 00For
HC CAPITAL TRUST117,6930 00For
MassMutual87,6600 00For
Nushares ETF Trust80,0960 00For
Principal78,5350 00For
Ashmore Funds78,4300 00For
EMERGING MARKETS GROWTH FUND INC78,1600 00For
American Century71,0200 00For
Northern Trust61,2120 00For
Thrivent57,1200 00For

Showing the 25 largest of 41 asset managers. All 41 are in the interactive database (link above).

39. Appointment of external auditor: sycip gorres velayo and CO

No official resultsAUDIT-RELATED

100% of fund votes cast · no official result

FOR
Details: description as filed, votes by 7 asset managers

Description as filed by funds: APPOINTMENT OF EXTERNAL AUDITOR: SYCIP GORRES VELAYO AND CO

The 7 asset managers below reported 8,209,082 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 8,209,082
Largest asset managers voting on “APPOINTMENT OF EXTERNAL AUDITOR: SYCIP GORRES VELAYO AND CO” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
PFM Multi-Manager Series Trust4,264,4550 00For
RBC FUNDS TRUST3,606,0590 00For
Northern Lights Fund Trust IV103,9330 00For
JPMorgan99,5800 00For
John Hancock75,7470 00For
Jackson National50,8880 00For
Krane Shares Trust8,4200 00For

40. Appointment of Auditor

No official resultsAUDIT-RELATED

100% of fund votes cast · no official result

FOR
Details: votes by 4 asset managers

The 4 asset managers below reported 352,490 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 352,490
Largest asset managers voting on “Appointment of Auditor” at SM INVESTMENTS CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Neuberger Berman157,5900 00For
Russell Investments148,0300 00For
SEI45,2800 00For
Hartford1,5900 00For

Showing the 40 reported items with the widest manager coverage, of 44 in total. Every item is in the interactive database (link above).

Largest SM INVESTMENTS CORP. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported.

Fund voting reports: top SM INVESTMENTS CORP. shareholders by shares voted on “Appoint SyCip Gorres Velayo & Co. as External Auditor”, 2023-2024
#Asset manager Shares voted
1Invesco 19,124,571
2T. Rowe Price 7,452,326
3BlackRock 4,710,544
4Fidelity 3,801,236
5MFS 1,352,510
6MATTHEWS INTERNATIONAL FUNDS 930,310
7Allspring 812,873
8Capital Group 810,070
9Pacific Life 496,089
10State Street 486,970

Shown as share counts, not percentages: no shares-outstanding figure has been matched to SM INVESTMENTS CORP. for the 2023-2024 season, so there is no denominator to divide by.

Related

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.

SM INVESTMENTS CORP. proxy season coverage: 2023-2024 (this page).

Cite this page

proxyvotesnow.com, “SM INVESTMENTS CORP. 2024 Annual Meeting: Shareholder Vote Results”, https://proxyvotesnow.com/company/sm-investments-corp/2024 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.