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STEM INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and STEM INC.’s Form 8-K, filed 2024-05-29 (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 7Ballot items
  • 208Asset managers
  • 1,046Fund votes
  • 2024-05-29Meeting date

Proxy season: 2023-2024

Explore STEM INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by STEM INC.

These tallies are STEM INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-29 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

STEM INC. — official shareholder meeting results, meeting held 2024-05-29
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: David Buzby 40,147,506---- 22,258,89239,826,426 Majority: yes
Elect Director: John Carrington 43,845,671---- 19,198,36139,188,792 Majority: yes
Elect Director: Michael C. Morgan 43,673,022---- 19,371,01039,188,792 Majority: yes
Proposal 2: Approval of the Stem, Inc 36,468,08221,371,9885,250,909 --39,141,845 Majority: yes
Proposal 3: Advisory Approval of the Compensation of the Company's Named Executive Officers 39,114,76423,445,245530,970 --39,141,845 Majority: yes
Proposal 4: Ratification of Deloitte & Touche LLP as the Company's Independent Auditor for 2024 100,680,023863,342689,459 ---- Majority: yes
Proposal 5: Approval of an Amendment and Restatement of the Company's Certificate of Incorporation to Provide for Officer Exculpation 54,212,0058,327,577551,397 --39,141,845 Majority: yes

This meeting is also recorded here as 2024-05-15 and 2024-05-22; both records come from the same filing, so the date should be checked against it.

Source: STEM INC., Form 8-K, filed with the SEC on 2024-05-29 — read the filing on EDGAR.

How asset managers voted at the STEM INC. 2023-2024 meeting

Each item below shows how the 208 asset managers that disclosed a STEM INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. To approve, on an advisory basis, the compensation of our named executive officers.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 8 wordings of this item as funds reported it.

63% Majority: yes · of votes cast

FOR 63%AGAINST 37%
FOR: 39,114,764AGAINST: 23,445,245

STEM INC.’s own tally for this item (“Proposal 3: Advisory Approval of the Compensation of the Company's Named Executive Officers”): 39,114,764 for, 23,445,245 against, per its Form 8-K filed 2024-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 161,526,782 outstanding shares: 24% for, 15% against (39% of the company cast a for/against vote).

The 204 asset managers below cast 44% of the shares they voted on this item FOR (15,038,776 for, 18,919,349 against).

FOR 42%AGAINST 53.3%
FOR: 15,038,776 (42.4%)AGAINST: 18,919,349 (53.3%)ABSTAIN: 1,220 (0.0%)UNKNOWN: 1,490,624 (4.2%)NOT VOTED: 45,337 (0.1%)
Largest asset managers voting on “To approve, on an advisory basis, the compensation of our named executive officers.” at STEM INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
SCHRODER INVESTMENT MANAGEMENT GROUP09,958,801 00Against
BNP Paribas Asset Management Holding S.A.03,526,173 00Against
BlackRock1,695,72073,921 00For
State Street1,614,8442,315 00For
Wellington1,589,5280 00For
Robeco Institutional Asset Management B.V.01,555,478 00Against
HITE Hedge Asset Management LLC00 00Unknown
Rock Point Advisors, LLC01,446,434 00Against
Bridgewater01,083,117 00Against
Advantage Advisers Xanthus Fund, L.L.C.1,043,1260 00For
Northern Trust802,090176 00For
Baird711,3690 00For
Cohen & Steers637,7500 00For
Vanguard523,6370 00For
ALKEON CAPITAL MANAGEMENT LLC504,3510 00For
UBS417,5750 00For
AllianceBernstein417,3020 00For
NICOLA WEALTH MANAGEMENT LTD.400,0000 00For
SIR Capital Management, L.P.372,7000 00For
Charles Schwab0316,806 00Against
Amundi0354,122 00Against
ALPS ETF Trust239,7520 00For
Goldman Sachs224,4600 00For
ROCKEFELLER FINANCIAL LLC215,1820 00For
Nuveen210,9920 00For

Showing the 25 largest of 204 asset managers. See all 204 in the interactive database.

2. To approve the Stem, Inc. 2024 Equity Incentive Plan.

COMPENSATIONMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

63% Majority: yes · of votes cast

FOR 63%AGAINST 37%
FOR: 36,468,082AGAINST: 21,371,988

STEM INC.’s own tally for this item (“Proposal 2: Approval of the Stem, Inc”): 36,468,082 for, 21,371,988 against, per its Form 8-K filed 2024-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 161,526,782 outstanding shares: 23% for, 13% against (36% of the company cast a for/against vote).

The 45 asset managers below cast 82% of the shares they voted on this item FOR (3,407,096 for, 768,383 against).

FOR 82%AGAINST 18%
FOR: 3,407,096 (81.6%)AGAINST: 768,383 (18.4%)
Largest asset managers voting on “To approve the Stem, Inc. 2024 Equity Incentive Plan.” at STEM INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Advantage Advisers Xanthus Fund, L.L.C.1,043,1260 00For
Cohen & Steers637,7500 00For
Vanguard465,1560 00For
ALPS ETF Trust239,7520 00For
BlackRock233,3360 00For
WisdomTree200,3580 00For
Nushares ETF Trust0198,486 00Against
AllianceBernstein0158,709 00Against
Charles Schwab0158,403 00Against
Lincoln Financial120,5000 00For
Equitable22,88987,948 00Against
Fidelity89,6760 00For
State Street79,127185 00For
Northern Trust064,660 00Against
Global X062,831 00Against
Bridge Builder Trust58,6120 00For
Pacific Life55,1010 00For
First Trust36,3870 00For
John Hancock30,7410 00For
Invesco29,8070 00For
Principal16,4630 00For
AIG/SunAmerica16,0030 00For
Calvert014,154 00Against
Voya9,7830 00For
Amplify ETF Trust08,192 00Against

Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.

3. TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.1% Majority: yes · of votes cast

FOR 99.1%
FOR: 100,680,023AGAINST: 863,342

STEM INC.’s own tally for this item (“Proposal 4: Ratification of Deloitte & Touche LLP as the Company's Independent Auditor for 2024”): 100,680,023 for, 863,342 against, per its Form 8-K filed 2024-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 161,526,782 outstanding shares: 62% for, 0.6% against (63% of the company cast a for/against vote).

The 44 asset managers below cast 99.8% of the shares they voted on this item FOR (4,169,493 for, 5,973 against).

FOR 99.8%
FOR: 4,169,493 (99.9%)AGAINST: 5,973 (0.1%)
Largest asset managers voting on “TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIR” at STEM INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Advantage Advisers Xanthus Fund, L.L.C.1,043,1260 00For
Cohen & Steers637,7500 00For
Vanguard465,1560 00For
ALPS ETF Trust239,7520 00For
BlackRock233,3360 00For
WisdomTree200,3580 00For
Nushares ETF Trust198,4860 00For
AllianceBernstein158,7090 00For
Charles Schwab158,4030 00For
Lincoln Financial120,5000 00For
Equitable110,8370 00For
Fidelity89,6760 00For
State Street79,3120 00For
Northern Trust64,6600 00For
Global X62,8310 00For
Bridge Builder Trust58,6120 00For
Pacific Life55,1010 00For
First Trust36,3870 00For
John Hancock30,7410 00For
Invesco29,8070 00For
Principal16,4630 00For
AIG/SunAmerica16,0030 00For
Calvert14,1540 00For
Voya9,7830 00For
Amplify ETF Trust8,1920 00For

Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.

4. To elect the three Class III director nominees named in the Proxy Statement to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: David Buzby

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

64% Majority: yes · of votes cast

FOR 64%WITHHELD 36%
FOR: 40,147,506WITHHELD: 22,258,892

STEM INC.’s own tally for this item (“Elect Director: David Buzby”): 40,147,506 for, 22,258,892 withheld, per its Form 8-K filed 2024-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 161,526,782 outstanding shares: 25% for, 14% withheld (39% of the company cast a for/withheld vote).

The 43 asset managers below cast 99.8% of the shares they voted on this item FOR (1,532,749 for, 2,309 against).

FOR 37%ABSTAIN 63%
FOR: 1,532,749 (36.7%)AGAINST: 2,309 (0.1%)ABSTAIN: 2,640,408 (63.2%)
Largest asset managers voting on “To elect the three Class III director nominees named in the Proxy Statement to serve until the 2027 Annual Mee” at STEM INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Advantage Advisers Xanthus Fund, L.L.C.00 1,043,1260Abstain
Cohen & Steers00 637,7500Abstain
Vanguard465,1560 00For
ALPS ETF Trust00 239,7520Abstain
BlackRock233,3360 00For
WisdomTree200,3580 00For
Nushares ETF Trust198,4860 00For
AllianceBernstein00 158,7090Abstain
Charles Schwab158,4030 00For
Lincoln Financial00 120,5000Abstain
Equitable22,8890 87,9480Abstain
Fidelity89,6760 00For
State Street790 79,2330Abstain
Northern Trust00 64,6600Abstain
Global X10 62,8300Abstain
Bridge Builder Trust58,6120 00For
Pacific Life55,1010 00For
First Trust00 36,3870Abstain
John Hancock00 30,7410Abstain
Invesco29,8070 00For
Principal00 16,4630Abstain
AIG/SunAmerica00 16,0030Abstain
Calvert00 14,1540Abstain
Voya00 9,7830Abstain
Amplify ETF Trust00 8,1920Abstain

Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.

5. To elect the three Class III director nominees named in the Proxy Statement to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: John Carrington

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

70% Majority: yes · of votes cast

FOR 70%WITHHELD 30%
FOR: 43,845,671WITHHELD: 19,198,361

STEM INC.’s own tally for this item (“Elect Director: John Carrington”): 43,845,671 for, 19,198,361 withheld, per its Form 8-K filed 2024-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 161,526,782 outstanding shares: 27% for, 12% withheld (39% of the company cast a for/withheld vote).

The 43 asset managers below cast 99.8% of the shares they voted on this item FOR (2,128,389 for, 2,309 against).

FOR 51.0%ABSTAIN 49.0%
FOR: 2,128,389 (51.0%)AGAINST: 2,309 (0.1%)ABSTAIN: 2,044,768 (49.0%)
Largest asset managers voting on “To elect the three Class III director nominees named in the Proxy Statement to serve until the 2027 Annual Mee” at STEM INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Advantage Advisers Xanthus Fund, L.L.C.00 1,043,1260Abstain
Cohen & Steers00 637,7500Abstain
Vanguard465,1560 00For
ALPS ETF Trust00 239,7520Abstain
BlackRock233,3360 00For
WisdomTree200,3580 00For
Nushares ETF Trust198,4860 00For
AllianceBernstein158,7090 00For
Charles Schwab158,4030 00For
Lincoln Financial120,5000 00For
Equitable110,8370 00For
Fidelity89,6760 00For
State Street77,5810 1,7310For
Northern Trust64,6600 00For
Global X62,8310 00For
Bridge Builder Trust58,6120 00For
Pacific Life55,1010 00For
First Trust00 36,3870Abstain
John Hancock00 30,7410Abstain
Invesco29,8070 00For
Principal00 16,4630Abstain
AIG/SunAmerica00 16,0030Abstain
Calvert00 14,1540Abstain
Voya9,7830 00For
Amplify ETF Trust8,1920 00For

Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.

6. To elect the three Class III director nominees named in the Proxy Statement to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Michael C. Morgan

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

69% Majority: yes · of votes cast

FOR 69%WITHHELD 31%
FOR: 43,673,022WITHHELD: 19,371,010

STEM INC.’s own tally for this item (“Elect Director: Michael C. Morgan”): 43,673,022 for, 19,371,010 withheld, per its Form 8-K filed 2024-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 161,526,782 outstanding shares: 27% for, 12% withheld (39% of the company cast a for/withheld vote).

The 43 asset managers below cast 99.8% of the shares they voted on this item FOR (2,119,770 for, 2,309 against).

FOR 50.8%ABSTAIN 49.2%
FOR: 2,119,770 (50.8%)AGAINST: 2,309 (0.1%)ABSTAIN: 2,053,387 (49.2%)
Largest asset managers voting on “To elect the three Class III director nominees named in the Proxy Statement to serve until the 2027 Annual Mee” at STEM INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Advantage Advisers Xanthus Fund, L.L.C.00 1,043,1260Abstain
Cohen & Steers00 637,7500Abstain
Vanguard465,1560 00For
ALPS ETF Trust00 239,7520Abstain
BlackRock233,3360 00For
WisdomTree200,3580 00For
Nushares ETF Trust198,4860 00For
AllianceBernstein158,7090 00For
Charles Schwab158,4030 00For
Lincoln Financial120,5000 00For
Equitable110,8370 00For
Fidelity89,6760 00For
State Street77,5810 1,7310For
Northern Trust64,6600 00For
Global X62,8310 00For
Bridge Builder Trust58,6120 00For
Pacific Life55,1010 00For
First Trust00 36,3870Abstain
John Hancock00 30,7410Abstain
Invesco29,8070 00For
Principal00 16,4630Abstain
AIG/SunAmerica00 16,0030Abstain
Calvert00 14,1540Abstain
Voya9,7830 00For
Amplify ETF Trust00 8,1920Abstain

Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.

7. TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION TO PROVIDE FOR OFFICER EXCULPATION.

OTHERMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

87% Majority: yes · of votes cast

FOR 87%13%
FOR: 54,212,005AGAINST: 8,327,577

STEM INC.’s own tally for this item (“Proposal 5: Approval of an Amendment and Restatement of the Company's Certificate of Incorporation to Provide for Officer Exculpation”): 54,212,005 for, 8,327,577 against, per its Form 8-K filed 2024-05-29 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 161,526,782 outstanding shares: 34% for, 5% against (39% of the company cast a for/against vote).

The 43 asset managers below cast 98% of the shares they voted on this item FOR (4,104,100 for, 71,366 against).

FOR 98%
FOR: 4,104,100 (98.3%)AGAINST: 71,366 (1.7%)
Largest asset managers voting on “TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION TO PROVIDE FOR OFFICER EXCULPATION” at STEM INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Advantage Advisers Xanthus Fund, L.L.C.1,043,1260 00For
Cohen & Steers637,7500 00For
Vanguard465,1560 00For
ALPS ETF Trust239,7520 00For
BlackRock233,3360 00For
WisdomTree200,3580 00For
Nushares ETF Trust198,4860 00For
AllianceBernstein158,7090 00For
Charles Schwab158,4030 00For
Lincoln Financial120,5000 00For
Equitable110,8370 00For
Fidelity89,6760 00For
State Street79,127185 00For
Northern Trust64,6600 00For
Global X062,831 00Against
Bridge Builder Trust58,6120 00For
Pacific Life55,1010 00For
First Trust36,3870 00For
John Hancock30,7410 00For
Invesco29,8070 00For
Principal16,4630 00For
AIG/SunAmerica16,0030 00For
Calvert14,1540 00For
Voya9,7830 00For
Amplify ETF Trust8,1920 00For

Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.

Largest STEM INC. shareholders voting in 2023-2024

Ranked by the number of STEM INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 161,526,782 shares outstanding at the time of that meeting.

Top STEM INC. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1SCHRODER INVESTMENT MANAGEMENT GROUP 6.17%
2BNP Paribas Asset Management Holding S.A. 2.18%
3BlackRock 1.10%
4State Street 1.00%
5Wellington 0.98%
6Robeco Institutional Asset Management B.V. 0.96%
7HITE Hedge Asset Management LLC 0.92%
8Rock Point Advisors, LLC 0.90%
9Bridgewater 0.67%
10Advantage Advisers Xanthus Fund, L.L.C. 0.65%

Reported STEM INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

STEM INC. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
Entities affiliated with Schroder Investment Management Limited 7.07% DEF14A
BlackRock, Inc. 7.07% DEF14A
The Vanguard Group 6.89% 13G
State Street 2.51% 13F
Geode Capital 1.96% 13F
Invesco 1.95% 13F
Wellington Management 1.45% 13F
Bridgewater 0.83% 13F
BNY Mellon 0.79% 13F
Northern Trust 0.79% 13F

Percentages above are of 161,526,782 shares outstanding, as reported by STEM INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from STEM INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At STEM INC.'s shareholder meeting held 2024-05-29, in the 2023-2024 proxy season, 208 asset managers reported how they voted on 7 ballot items in their SEC Form N-PX filings, covering 1,046 separate fund positions. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of our named executive officers. — FOR was 63% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: STEM INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-05-29.

STEM INC. proxy season coverage: 2023-2024 (this page).