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STIFEL FINANCIAL CORP. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and STIFEL FINANCIAL CORP.’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 16Reported items
  • 464Asset managers
  • 6,567Fund votes
  • 2024-06-05Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore STIFEL FINANCIAL CORP. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by STIFEL FINANCIAL CORP.

These tallies are STIFEL FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

STIFEL FINANCIAL CORP. — official shareholder meeting results, meeting held 2024-06-05
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Adam T. Berlew 86,545,168---- 473,74611,075,749 Majority: yes
Elect Director: Maryam S. Brown 86,509,171---- 509,74311,075,749 Majority: yes
Elect Director: Michael W. Brown 83,761,676---- 3,257,23811,075,749 Majority: yes
Elect Director: Lisa L. Carnoy 86,554,591---- 464,32311,075,749 Majority: yes
Elect Director: Robert E. Grady 81,571,853---- 5,447,06111,075,749 Majority: yes
Elect Director: James P. Kavanaugh 85,807,877---- 1,211,03711,075,749 Majority: yes
Elect Director: Ronald J. Kruszewski 82,419,641---- 4,599,27311,075,749 Majority: yes
Elect Director: Daniel J. Ludeman 85,556,876---- 1,462,03811,075,749 Majority: yes
Elect Director: Maura A. Markus 76,005,818---- 11,013,09611,075,749 Majority: yes
Elect Director: David A. Peacock 82,636,380---- 4,382,53411,075,749 Majority: yes
Elect Director: Thomas W. Weisel 85,630,929---- 1,387,98511,075,749 Majority: yes
Elect Director: Michael J. Zimmerman 83,983,289---- 3,035,62511,075,749 Majority: yes
Proposal 2: To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Proxy Statement: 84,640,1572,211,289167,468 --11,075,749 Majority: yes
Proposal 3: To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2024: 96,734,2171,271,52888,918 ---- Majority: yes

Source: STIFEL FINANCIAL CORP., Form 8-K — read the filing on EDGAR.

How asset managers voted at the STIFEL FINANCIAL CORP. 2023-2024 meeting

Each item below shows how the 464 asset managers that disclosed a STIFEL FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of STIFEL FINANCIAL CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve, on an advisory basis, the compensation of our named executive officers (say on pay).

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 15 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 84,640,157AGAINST: 2,211,289

STIFEL FINANCIAL CORP.’s own tally for this item (“Proposal 2: To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Proxy Statement:”): 84,640,157 for, 2,211,289 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 76% for, 2% against (78% of the company cast a for/against vote).

The 455 asset managers below cast 97% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.

FOR 97%
FOR: 97.2%AGAINST: 2.8%ABSTAIN: 0.0%NOT VOTED: 0.0%UNKNOWN: 0.0%
Largest asset managers voting on “To approve, on an advisory basis, the compensation of our named executive officers (say on pay).” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,411,9480 00For
BlackRock8,527,750589 00For
Fidelity8,120,4720 00For
Capital Research Global Investors6,094,0110 00For
AMCAP FUND4,278,4870 00For
AllianceBernstein3,147,6120 00For
Charles Schwab2,520,0530 00For
EARNEST PARTNERS LLC2,097,7010 00For
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST2,051,0610 00For
Invesco01,976,988 00Against
Dimensional1,946,8050 00For
Calvert1,794,0210 00For
FULLER & THALER ASSET MANAGEMENT, INC.1,749,0000 00For
Capital Group1,748,4220 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
GEODE CAPITAL MANAGEMENT, LLC1,604,6290 00For
State Street1,444,7560 00For
T. Rowe Price1,263,2620 00For
LSV ASSET MANAGEMENT1,195,8360 00For
SILVERCREST ASSET MANAGEMENT GROUP LLC1,176,2430 00For
Northern Trust1,126,3710 00For
GW&K Investment Management, LLC1,111,6050 00For
Eaton Vance899,2740 00For
MELLON INVESTMENTS Corp850,3980 00For

Showing the 25 largest of 455 asset managers. See all 455 in the interactive database.

2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 8 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 96,734,217AGAINST: 1,271,528

STIFEL FINANCIAL CORP.’s own tally for this item (“Proposal 3: To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2024:”): 96,734,217 for, 1,271,528 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 87% for, 1% against (88% of the company cast a for/against vote).

The 127 asset managers below cast 99.9% of the shares they voted on this item FOR (44,463,456 for, 18,584 against).

FOR 99.8%
FOR: 44,463,456 (99.9%)AGAINST: 18,584 (0.0%)ABSTAIN: 33,215 (0.1%)
Largest asset managers voting on “TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2024.” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,716790 00For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 127 asset managers. See all 127 in the interactive database.

3. Election of Directors: Adam T. Berlew

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 86,545,168WITHHELD: 473,746

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Adam T. Berlew”): 86,545,168 for, 473,746 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 78% for, 0.5% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (44,447,060 for, 0 against).

FOR 99.9%
FOR: 44,447,060 (99.9%)ABSTAIN: 34,963 (0.1%)
Largest asset managers voting on “Election of Directors: Adam T. Berlew” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,0650 1,4410For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

4. Election of Directors: Daniel J. Ludeman

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 85,556,876WITHHELD: 1,462,038

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Daniel J. Ludeman”): 85,556,876 for, 1,462,038 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 77% for, 1% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (44,447,060 for, 0 against).

FOR 99.9%
FOR: 44,447,060 (99.9%)ABSTAIN: 34,963 (0.1%)
Largest asset managers voting on “Election of Directors: Daniel J. Ludeman” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,0650 1,4410For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

5. Election of Directors: David A. Peacock

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 82,636,380WITHHELD: 4,382,534

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: David A. Peacock”): 82,636,380 for, 4,382,534 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 74% for, 4% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (43,336,819 for, 0 against).

FOR 97%
FOR: 43,336,819 (97.4%)ABSTAIN: 1,145,204 (2.6%)
Largest asset managers voting on “Election of Directors: David A. Peacock” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert00 889,7600Abstain
State Street741,8010 2,7050For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust336,5970 38,1090For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

6. Election of Directors: James P. Kavanaugh

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 85,807,877WITHHELD: 1,211,037

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: James P. Kavanaugh”): 85,807,877 for, 1,211,037 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 77% for, 1% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (44,447,367 for, 0 against).

FOR 99.9%
FOR: 44,447,367 (99.9%)ABSTAIN: 34,656 (0.1%)
Largest asset managers voting on “Election of Directors: James P. Kavanaugh” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,0650 1,4410For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

7. Election of Directors: Maryam S. Brown

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 86,509,171WITHHELD: 509,743

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Maryam S. Brown”): 86,509,171 for, 509,743 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 77% for, 0.5% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (44,447,060 for, 0 against).

FOR 99.9%
FOR: 44,447,060 (99.9%)ABSTAIN: 34,963 (0.1%)
Largest asset managers voting on “Election of Directors: Maryam S. Brown” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,0650 1,4410For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

8. Election of Directors: Maura A. Markus

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

87% Majority: yes · of votes cast

FOR 87%13%
FOR: 76,005,818WITHHELD: 11,013,096

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Maura A. Markus”): 76,005,818 for, 11,013,096 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 68% for, 10% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (41,644,200 for, 0 against).

FOR 94%
FOR: 41,644,200 (93.6%)ABSTAIN: 2,837,823 (6.4%)
Largest asset managers voting on “Election of Directors: Maura A. Markus” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,346,0210 105,3000For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert00 889,7600Abstain
State Street741,0110 3,4950For
HARBOR FUNDS494,9260 14,5000For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust197,3970 177,3090For
John Hancock314,1530 00For
WisdomTree00 281,1970Abstain
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle00 241,5510Abstain
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

9. Election of Directors: Michael J. Zimmerman

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 83,983,289WITHHELD: 3,035,625

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael J. Zimmerman”): 83,983,289 for, 3,035,625 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 75% for, 3% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (44,388,930 for, 0 against).

FOR 99.7%
FOR: 44,388,930 (99.8%)ABSTAIN: 93,093 (0.2%)
Largest asset managers voting on “Election of Directors: Michael J. Zimmerman” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street742,2750 2,2310For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust336,5970 38,1090For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

10. Election of Directors: Michael W. Brown

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 83,761,676WITHHELD: 3,257,238

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael W. Brown”): 83,761,676 for, 3,257,238 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 75% for, 3% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (44,388,930 for, 0 against).

FOR 99.7%
FOR: 44,388,930 (99.8%)ABSTAIN: 93,093 (0.2%)
Largest asset managers voting on “Election of Directors: Michael W. Brown” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street742,2750 2,2310For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust336,5970 38,1090For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

11. Election of Directors: Robert E. Grady

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%
FOR: 81,571,853WITHHELD: 5,447,061

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Robert E. Grady”): 81,571,853 for, 5,447,061 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 73% for, 5% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (43,270,725 for, 0 against).

FOR 97%
FOR: 43,270,725 (97.3%)ABSTAIN: 1,211,298 (2.7%)
Largest asset managers voting on “Election of Directors: Robert E. Grady” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert00 889,7600Abstain
State Street741,0110 3,4950For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust336,5970 38,1090For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

12. Election of Directors: Ronald J. Kruszewski

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 82,419,641WITHHELD: 4,599,273

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Ronald J. Kruszewski”): 82,419,641 for, 4,599,273 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 74% for, 4% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (43,482,870 for, 0 against).

FOR 98%
FOR: 43,482,870 (97.8%)ABSTAIN: 999,153 (2.2%)
Largest asset managers voting on “Election of Directors: Ronald J. Kruszewski” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert00 889,7600Abstain
State Street742,7570 1,7490For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

13. Election of Directors: Thomas W. Weisel

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 85,630,929WITHHELD: 1,387,985

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Thomas W. Weisel”): 85,630,929 for, 1,387,985 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 77% for, 1% withheld (78% of the company cast a for/withheld vote).

The 120 asset managers below cast 100% of the shares they voted on this item FOR (44,447,059 for, 0 against).

FOR 99.9%
FOR: 44,447,059 (99.9%)ABSTAIN: 34,964 (0.1%)
Largest asset managers voting on “Election of Directors: Thomas W. Weisel” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street742,7570 1,7490For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

14. Election of Directors: Lisa L. Carnoy

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 86,554,591WITHHELD: 464,323

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Lisa L. Carnoy”): 86,554,591 for, 464,323 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 78% for, 0.5% withheld (78% of the company cast a for/withheld vote).

The 119 asset managers below cast 100% of the shares they voted on this item FOR (44,436,607 for, 0 against).

FOR 99.9%
FOR: 44,436,607 (99.9%)ABSTAIN: 34,656 (0.1%)
Largest asset managers voting on “Election of Directors: Lisa L. Carnoy” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,0650 1,4410For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 119 asset managers. See all 119 in the interactive database.

15. DIRECTOR

DIRECTOR ELECTIONS

100% fund support · no official result

FOR 100%

The 5 asset managers below cast 100% of the shares they voted on this item FOR (24,817 for, 0 against).

FOR: 24,817 (100.0%)
Largest asset managers voting on “DIRECTOR” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Two Roads Shared Trust19,4010 00For
Tributary Funds, Inc.4,3960 00For
SYNTAX ETF TRUST5590 00For
Gabelli4000 00For
Boltwood Capital Management610 00For

16. An advisory vote to approve executive compensation (Say on Pay)

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

97% Majority: yes · of votes cast

FOR 97%
FOR: 84,640,157AGAINST: 2,211,289

STIFEL FINANCIAL CORP.’s own tally for this item (“Proposal 2: To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Proxy Statement:”): 84,640,157 for, 2,211,289 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 111,662,386 outstanding shares: 76% for, 2% against (78% of the company cast a for/against vote).

The 2 asset managers below cast 100% of the shares they voted on this item FOR (626,726 for, 0 against).

FOR 100%
FOR: 626,726 (100.0%)
Largest asset managers voting on “An advisory vote to approve executive compensation (Say on Pay)” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fiera Capital Corp615,9660 00For
TANAKA FUNDS INC10,7600 00For

Largest STIFEL FINANCIAL CORP. shareholders voting in 2023-2024

Ranked by the number of STIFEL FINANCIAL CORP. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 111,662,386 shares outstanding at the time of that meeting.

Top STIFEL FINANCIAL CORP. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1Vanguard 9.32%
2BlackRock 7.64%
3Fidelity 7.27%
4Capital Research Global Investors 5.46%
5AMCAP FUND 3.83%
6AllianceBernstein 2.82%
7Charles Schwab 2.26%
8EARNEST PARTNERS LLC 1.88%
9MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST 1.84%
10Invesco 1.77%

Reported STIFEL FINANCIAL CORP. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

STIFEL FINANCIAL CORP. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
Vanguard Group 8.95% 13F
BlackRock 8.39% 13F
FMR (Fidelity) 5.25% 13F
State Street 2.78% 13F
Dimensional Fund Advisors 1.79% 13F
Geode Capital 1.46% 13F
Morgan Stanley 1.26% 13F
Millennium Management 1.18% 13F
Invesco 1.13% 13F
Charles Schwab 1.11% 13F

Percentages above are of 111,662,386 shares outstanding, as reported by STIFEL FINANCIAL CORP. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from STIFEL FINANCIAL CORP.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At STIFEL FINANCIAL CORP.'s shareholder meeting held 2024-06-05, in the 2023-2024 proxy season, 464 asset managers reported how they voted in their SEC Form N-PX filings, covering 6,567 separate fund positions. Their filings are grouped here into 16 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of our named executive officers (say on pay). — FOR was 97% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: STIFEL FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission (filing date not recorded for this item).

STIFEL FINANCIAL CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.