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At SURO CAPITAL CORP.'s shareholder meeting held May 28, 2025, in the 2024-2025 proxy season, 52 asset managers reported how they voted in their SEC Form N-PX filings, covering 151 separate fund positions. Their filings are grouped here into 6 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. SURO CAPITAL CORP.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — TO RECOMMEND, IN A NON-BINDING VOTE, THE FREQUENCY OF AN ADVISORY VOTE TO APPROVE THE… — the reporting funds and managers cast 100% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and SURO CAPITAL CORP.’s Form 8-K, filed May 30, 2025 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of May 28, 2025: 5 items on SURO CAPITAL CORP.’s Form 8-K, filed May 30, 2025: 3 approved · 2 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2024-2025
Explore SURO CAPITAL CORP. in the interactive database Compare manager voting policies
These tallies are SURO CAPITAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 30, 2025 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Ronald M. Lott | 6,951,596 | -- | -- | 957,473 | 7,478,575 | 88% | Not verified | — |
| Elect Director: Marc Mazur | 7,028,029 | -- | -- | 881,040 | 7,478,575 | 89% | Not verified | — |
| 2. Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's proxy materials for the Annual Meeting. This proposal | 7,089,990 | 686,429 | 132,650 | -- | 7,478,575 | 91% | Approved | — |
| 4. Proposal to approve the amendment and restatement of the Amended Equity Incentive Plan (the "Second Amended Equity Incentive Plan"), as described in the Company's proxy materials for the annual meeting. This proposal | 7,125,980 | 652,593 | 130,496 | -- | 7,478,575 | 92% | Approved | — |
| 5. Proposal to ratify the selection of CBIZ CPAs P.C. to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025, as described in the Company's proxy materials for the Annual Meeting. This proposal | 14,951,680 | 345,615 | 90,349 | -- | -- | 98% | Approved | — |
Source: SURO CAPITAL CORP., Form 8-K, filed with the SEC on May 30, 2025 — read the filing on EDGAR.
Each item below shows how the 52 asset managers that disclosed a SURO CAPITAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of SURO CAPITAL CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 2 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Marc Mazur
SURO CAPITAL CORP.’s own tally for this item (“Elect Director: Marc Mazur”): 7,028,029 for, 881,040 withheld, per its Form 8-K filed May 30, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 89% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 3 asset managers below reported 372,043 for, 24,298 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Putnam | 196,284 | 0 | 0 | 24,298 | Mixed |
| Harbor Funds II | 174,533 | 0 | 0 | 0 | For |
| Invesco | 1,226 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Ronald M. Lott
SURO CAPITAL CORP.’s own tally for this item (“Elect Director: Ronald M. Lott”): 6,951,596 for, 957,473 withheld, per its Form 8-K filed May 30, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 88% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 3 asset managers below reported 367,943 for, 28,398 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Putnam | 193,410 | 0 | 0 | 27,172 | Mixed |
| Harbor Funds II | 174,533 | 0 | 0 | 0 | For |
| Invesco | 0 | 0 | 0 | 1,226 | Withhold |
92% Approved · of votes cast
Description as filed by funds: To approve the amendment and restatement of the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan.
SURO CAPITAL CORP.’s own tally for this item (“4. A proposal to approve the amendment and restatement of the Amended Equity Incentive Plan (the "Second Amended Equity Incentive Plan"), as described in the Company's proxy materials for the annual meeting. This proposa”): 7,125,980 for, 652,593 against — passed, per its Form 8-K filed May 30, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “This proposal was approved by the Company's stockholders based on the following votes taken in connection therewith: 4.”
Support: 92% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 4 asset managers below reported 1,641,395 for, 24,204 against, 4,901 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Gabelli | 1,274,160 | 0 | 0 | 0 | For |
| Putnam | 191,476 | 24,204 | 4,901 | 0 | Mixed |
| Harbor Funds II | 174,533 | 0 | 0 | 0 | For |
| Invesco | 1,226 | 0 | 0 | 0 | For |
Combines 6 wordings of this item as funds reported it.
100% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: TO RECOMMEND, IN A NON-BINDING VOTE, THE FREQUENCY OF AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Gabelli | 0 | 0 | 0 | 0 | -- |
| Putnam | 0 | 0 | 7,277 | 0 | Abstain |
| Harbor Funds II | 0 | 0 | 0 | 0 | -- |
| Invesco | 0 | 0 | 0 | 0 | -- |
Fund voting reports, all 4 managers: 7,277 abstained, 1,649,206 1 year, 11,881 3 year, 2,137 2 year.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NEEDHAM INVESTMENT MANAGEMENT LLC | 0 | 0 | 0 | 0 | -- |
| Putnam | 0 | 0 | 7,277 | 0 | Abstain |
| Gabelli | 0 | 0 | 0 | 0 | -- |
| NJ State Employees Deferred Compensation Plan | 0 | 0 | 0 | 0 | -- |
| Supplemental Annuity Collective Trust of NJ | 0 | 0 | 0 | 0 | -- |
| Hudson Value Partners, LLC | 0 | 0 | 0 | 0 | -- |
| LEVIN CAPITAL STRATEGIES, L.P. | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
| EJF Capital LLC | 0 | 0 | 0 | 0 | -- |
| Janney Montgomery Scott LLC | 0 | 0 | 0 | 0 | -- |
| Bulldog Investors, LLP | 25,503 | 0 | 0 | 0 | For |
| Riverwater Partners LLC | 0 | 0 | 0 | 0 | -- |
| Citadel | 0 | 0 | 0 | 0 | -- |
| MARSHALL WACE, LLP | 0 | 0 | 0 | 0 | -- |
| RBC Capital Markets, LLC | 0 | 0 | 0 | 0 | -- |
| STIFEL NICOLAUS & CO INC \MO\ | 0 | 0 | 0 | 0 | -- |
| ROCKEFELLER FINANCIAL LLC | 0 | 0 | 0 | 0 | -- |
| Point72 | 0 | 0 | 0 | 0 | -- |
| GatePass Capital, LLC | 0 | 0 | 0 | 0 | -- |
| OPPENHEIMER & CO INC | 0 | 0 | 0 | 0 | -- |
| Chicago Partners Investment Group LLC | 0 | 0 | 0 | 0 | -- |
| Beacon Pointe Advisors, LLC | 0 | 0 | 0 | 0 | -- |
| Cresset Asset Management, LLC | 0 | 0 | 0 | 0 | -- |
| Two Sigma | 0 | 0 | 0 | 0 | -- |
| STEPH & CO | 0 | 0 | 0 | 0 | -- |
Institutional-manager reports, all 47 managers: 25,503 for, 7,766 abstained, 1,314,169 1 year, 11,881 3 year, 2,137 2 year. Showing the 25 largest; every one is in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
91% Approved · of votes cast
Description as filed by funds: TO PROVIDE AN ADVISORY NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION.
SURO CAPITAL CORP.’s own tally for this item (“2. A proposal to approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's proxy materials for the Annual Meeting. This proposal”): 7,089,990 for, 686,429 against — passed, per its Form 8-K filed May 30, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “This proposal was approved by the Company's stockholders based on the following votes taken in connection therewith:”
Support: 91% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of SURO CAPITAL CORP.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (3 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Gabelli | 1,274,160 | 0 | 0 | 0 | For |
| Putnam | 191,410 | 24,154 | 5,018 | 0 | Mixed |
| Harbor Funds II | 174,533 | 0 | 0 | 0 | For |
| Invesco | 1,226 | 0 | 0 | 0 | For |
Fund voting reports, all 4 managers: 1,641,329 for, 24,154 against, 5,018 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NEEDHAM INVESTMENT MANAGEMENT LLC | 378,594 | 0 | 0 | 0 | For |
| Putnam | 192,023 | 24,154 | 5,018 | 0 | Mixed |
| Gabelli | 202,250 | 0 | 0 | 0 | For |
| NJ State Employees Deferred Compensation Plan | 94,114 | 0 | 0 | 0 | For |
| Supplemental Annuity Collective Trust of NJ | 84,007 | 0 | 0 | 0 | For |
| Hudson Value Partners, LLC | 55,314 | 0 | 0 | 0 | For |
| LEVIN CAPITAL STRATEGIES, L.P. | 54,773 | 0 | 0 | 0 | For |
| Northern Trust | 49,052 | 0 | 0 | 0 | For |
| EJF Capital LLC | 42,611 | 0 | 0 | 0 | For |
| Janney Montgomery Scott LLC | 0 | 29,138 | 0 | 0 | Against |
| Riverwater Partners LLC | 16,694 | 0 | 0 | 0 | For |
| Citadel | 16,087 | 0 | 0 | 0 | For |
| Rangeley Capital, LLC | 14,950 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 0 | 13,593 | 0 | 0 | Against |
| RBC Capital Markets, LLC | 12,012 | 0 | 0 | 0 | For |
| STIFEL NICOLAUS & CO INC \MO\ | 11,276 | 0 | 0 | 0 | For |
| ROCKEFELLER FINANCIAL LLC | 8,687 | 0 | 0 | 0 | For |
| Point72 | 8,498 | 0 | 0 | 0 | For |
| GatePass Capital, LLC | 8,100 | 0 | 0 | 0 | For |
| OPPENHEIMER & CO INC | 0 | 7,030 | 0 | 0 | Against |
| Chicago Partners Investment Group LLC | 6,658 | 0 | 0 | 0 | For |
| Beacon Pointe Advisors, LLC | 2,797 | 0 | 0 | 0 | For |
| Cresset Asset Management, LLC | 1,735 | 0 | 0 | 0 | For |
| Two Sigma | 1,596 | 0 | 0 | 0 | For |
| STEPH & CO | 1,500 | 0 | 0 | 0 | For |
Institutional-manager reports, all 47 managers: 1,270,744 for, 74,652 against, 5,507 abstained. Showing the 25 largest; every one is in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
98% Approved · of votes cast
Description as filed by funds: To ratify the selection of CBIZ CPAs P.C. to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025.
SURO CAPITAL CORP.’s own tally for this item (“5. A proposal to ratify the selection of CBIZ CPAs P.C. to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025, as described in the Company's proxy materials ”): 14,951,680 for, 345,615 against — passed, per its Form 8-K filed May 30, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “This proposal was approved by the Company's stockholders based on the following votes taken in connection therewith:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 4 asset managers below reported 1,662,039 for, 6,882 against, 1,579 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Gabelli | 1,274,160 | 0 | 0 | 0 | For |
| Putnam | 212,120 | 6,882 | 1,579 | 0 | For |
| Harbor Funds II | 174,533 | 0 | 0 | 0 | For |
| Invesco | 1,226 | 0 | 0 | 0 | For |
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 23,551,859 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Gabelli | 5.41% |
| 2 | Putnam | 0.94% |
| 3 | Harbor Funds II | 0.74% |
| 4 | Invesco | <0.01% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | NEEDHAM INVESTMENT MANAGEMENT LLC | 1.61% |
| 2 | Putnam | 0.94% |
| 3 | Gabelli | 0.86% |
| 4 | NJ State Employees Deferred Compensation Plan | 0.40% |
| 5 | Supplemental Annuity Collective Trust of NJ | 0.36% |
| 6 | Hudson Value Partners, LLC | 0.23% |
| 7 | LEVIN CAPITAL STRATEGIES, L.P. | 0.23% |
| 8 | Northern Trust | 0.21% |
| 9 | EJF Capital LLC | 0.18% |
| 10 | Janney Montgomery Scott LLC | 0.12% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Mario J. Gabelli | 6.17% | DEF14A |
| GABELLI FUNDS LLC | 5.35% | 13D |
| Mark D. Klein | 5.09% | DEF14A |
| Franklin Templeton | 0.94% | 13F |
| Thomas J. Herzfeld Advisors, Inc. | 0.72% | 13G |
| Morgan Stanley | 0.65% | 13F |
| Allison Green | 0.63% | DEF14A |
| Leonard A. Potter | 0.40% | DEF14A |
| Marc Mazur | 0.24% | DEF14A |
| Citadel Advisors | 0.23% | 13F |
Percentages above are of 23,551,859 shares outstanding, as reported by SURO CAPITAL CORP. on its Form 10-Q dated May 6, 2025 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from SURO CAPITAL CORP.’s 10-Q dated May 6, 2025. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
SURO CAPITAL CORP. proxy season coverage: 2024-2025 (this page).
proxyvotesnow.com, “SURO CAPITAL (NSLR) 2025 Annual Meeting: Shareholder Vote Results”, https://proxyvotesnow.com/company/suro-capital-corp/2025 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.