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At TABULA RASA HEALTHCARE INC.'s shareholder meeting held October 31, 2023, in the 2023-2024 proxy season, 84 asset managers reported how they voted in their SEC Form N-PX filings, covering 178 separate fund positions. Their filings are grouped here into 5 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve by advisory (non-binding vote), the compensation that may be paid or become payable… — TABULA RASA HEALTHCARE INC.'s filing reports the proposal as approved, with 75% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: TABULA RASA HEALTHCARE INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on October 31, 2023.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and TABULA RASA HEALTHCARE INC.’s Form 8-K, filed October 31, 2023 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of October 31, 2023: 2 items on TABULA RASA HEALTHCARE INC.’s Form 8-K, filed October 31, 2023: 2 approved.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024
Explore TABULA RASA HEALTHCARE INC. in the interactive database Compare manager voting policies
These tallies are TABULA RASA HEALTHCARE INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed October 31, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| 1. Proposal to adopt the Merger Agreement (the " Merger Agreement Proposal ") | 19,191,253 | 79,461 | 3,492 | -- | 0 | 99.5% | Approved | — |
| 2. Proposal to approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the named executive officers of the Company in connection with the consummation of the Merger (the " Advisory Compensation Pr | 13,895,611 | 4,550,799 | 827,796 | -- | 0 | 75% | Approved | — |
Source: TABULA RASA HEALTHCARE INC., Form 8-K, filed with the SEC on October 31, 2023 — read the filing on EDGAR.
Each item below shows how the 84 asset managers that disclosed a TABULA RASA HEALTHCARE INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of TABULA RASA HEALTHCARE INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
100% of fund votes cast · no official result
Description as filed by funds: To adopt the Agreement and Plan of Merger, dated as of August 5, 2023, by and among the Tabula Rasa HealthCare, Inc., Locke Buyer, LLC, an affiliate of Nautic Partners, LLC, and Locke Merger Sub, Inc.
The 19 asset managers below reported 1,887,313 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 890,981 | 0 | 0 | 0 | For |
| Invesco | 370,319 | 0 | 0 | 0 | For |
| Fidelity | 149,003 | 0 | 0 | 0 | For |
| New York Life | 114,215 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 86,300 | 0 | 0 | 0 | For |
| SEI | 80,000 | 0 | 0 | 0 | For |
| GDL FUND | 45,500 | 0 | 0 | 0 | For |
| BlackRock | 41,660 | 0 | 0 | 0 | For |
| Morningstar Funds Trust | 38,792 | 0 | 0 | 0 | For |
| Gabelli | 20,000 | 0 | 0 | 0 | For |
| Equitable | 15,307 | 0 | 0 | 0 | For |
| Charles Schwab | 11,729 | 0 | 0 | 0 | For |
| Neuberger Berman | 10,718 | 0 | 0 | 0 | For |
| Northern Trust | 4,066 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,800 | 0 | 0 | 0 | For |
| Victory Capital | 2,646 | 0 | 0 | 0 | For |
| Comstock Funds, Inc. | 2,000 | 0 | 0 | 0 | For |
| Nationwide | 143 | 0 | 0 | 0 | For |
| Guggenheim | 134 | 0 | 0 | 0 | For |
100% of fund votes cast · no official result
Description as filed by funds: To adopt the Agreement and Plan of Merger, dated as of August 5, 2023 by and among the Tabula Rasa Healthcare, Inc., Locke Buyer, an affiliate of Nautic Partners, LLC, and Locke Merger Sub, Inc
The 3 asset managers below reported 154,484 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| AltShares Trust | 94,001 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 60,009 | 0 | 0 | 0 | For |
| John Hancock | 474 | 0 | 0 | 0 | For |
93% of fund votes cast · no official result
Description as filed by funds: To approve any adjournment of the special meeting, if necessary or appropriate, for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to approve Proposal 1.
The 22 asset managers below reported 1,892,794 for, 149,003 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 890,981 | 0 | 0 | 0 | For |
| Invesco | 370,319 | 0 | 0 | 0 | For |
| Fidelity | 0 | 149,003 | 0 | 0 | Against |
| New York Life | 114,215 | 0 | 0 | 0 | For |
| AltShares Trust | 94,001 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 86,300 | 0 | 0 | 0 | For |
| SEI | 80,000 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 60,009 | 0 | 0 | 0 | For |
| GDL FUND | 45,500 | 0 | 0 | 0 | For |
| BlackRock | 41,660 | 0 | 0 | 0 | For |
| Morningstar Funds Trust | 38,792 | 0 | 0 | 0 | For |
| Gabelli | 20,000 | 0 | 0 | 0 | For |
| Equitable | 15,307 | 0 | 0 | 0 | For |
| Charles Schwab | 11,729 | 0 | 0 | 0 | For |
| Neuberger Berman | 10,718 | 0 | 0 | 0 | For |
| Northern Trust | 4,066 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,800 | 0 | 0 | 0 | For |
| Victory Capital | 2,646 | 0 | 0 | 0 | For |
| Comstock Funds, Inc. | 2,000 | 0 | 0 | 0 | For |
| John Hancock | 474 | 0 | 0 | 0 | For |
| Nationwide | 143 | 0 | 0 | 0 | For |
| Guggenheim | 134 | 0 | 0 | 0 | For |
Combines 5 wordings of this item as funds reported it.
75% Approved · of votes cast
Description as filed by funds: To approve by advisory (non-binding vote), the compensation that may be paid or become payable to our named executive officers in connection with the consummation of the merger.
TABULA RASA HEALTHCARE INC.’s own tally for this item (“2. The proposal to approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the named executive officers of the Company in connection with the consummation of the Merger (the " Advi”): 13,895,611 for, 4,550,799 against — passed, per its Form 8-K filed October 31, 2023 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's stockholders approved, on an advisory (non-binding) basis, the Advisory Compensation Proposal as follows:”
Support: 75% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 890,981 | 0 | 0 | Against |
| Invesco | 0 | 370,319 | 0 | 0 | Against |
| Fidelity | 0 | 149,003 | 0 | 0 | Against |
| New York Life | 0 | 114,215 | 0 | 0 | Against |
| AltShares Trust | 94,001 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 86,300 | 0 | 0 | Against |
| SEI | 80,000 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 60,009 | 0 | 0 | 0 | For |
| GDL FUND | 45,500 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 41,660 | 0 | Abstain |
| Morningstar Funds Trust | 38,792 | 0 | 0 | 0 | For |
| Gabelli | 20,000 | 0 | 0 | 0 | For |
| Equitable | 12,000 | 0 | 3,307 | 0 | Mixed |
| Charles Schwab | 11,729 | 0 | 0 | 0 | For |
| Neuberger Berman | 10,718 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 4,066 | 0 | 0 | Against |
| Blackstone Alternative Investment Funds | 0 | 3,800 | 0 | 0 | Against |
| Victory Capital | 0 | 2,646 | 0 | 0 | Against |
| Comstock Funds, Inc. | 2,000 | 0 | 0 | 0 | For |
| John Hancock | 0 | 474 | 0 | 0 | Against |
| Nationwide | 0 | 143 | 0 | 0 | Against |
| Guggenheim | 0 | 134 | 0 | 0 | Against |
Fund voting reports, all 22 managers: 374,749 for, 1,622,081 against, 44,967 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Indaba Capital Management, L.P. | 6,521,578 | 0 | 0 | 0 | For |
| GLAZER CAPITAL, LLC | 0 | 1,051,347 | 0 | 0 | Against |
| Beryl Capital Management LLC | 582,032 | 0 | 0 | 0 | For |
| Invesco | 0 | 370,319 | 0 | 0 | Against |
| Two Sigma | 0 | 338,857 | 0 | 0 | Against |
| KENNEDY CAPITAL MANAGEMENT LLC | 0 | 300,551 | 0 | 0 | Against |
| BlackRock | 0 | 76 | 295,346 | 0 | Abstain |
| WATER ISLAND CAPITAL LLC | 269,001 | 0 | 0 | 0 | For |
| EHP Funds Inc. | 250,000 | 0 | 0 | 0 | For |
| Gabelli | 231,118 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 171,705 | 0 | 0 | Against |
| MARSHALL WACE, LLP | 160,458 | 0 | 0 | 0 | For |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 101,468 | 0 | 0 | Against |
| State Street | 92,547 | 59 | 0 | 0 | For |
| PenderFund Capital Management Ltd. | 87,540 | 0 | 0 | 0 | For |
| SEI | 80,010 | 0 | 0 | 0 | For |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0 | 72,163 | 0 | 0 | Against |
| Cannell & Spears LLC | 0 | 66,887 | 0 | 0 | Against |
| Polar Asset Management Partners Inc. | 48,700 | 0 | 0 | 0 | For |
| OMERS ADMINISTRATION Corp | 0 | 36,300 | 0 | 0 | Against |
| MATTERN CAPITAL MANAGEMENT, LLC | 36,299 | 0 | 0 | 0 | For |
| GAM Holding AG | 0 | 18,900 | 0 | 0 | Against |
| OPPENHEIMER & CO INC | 12,604 | 0 | 0 | 0 | For |
| Charles Schwab | 11,729 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 10,627 | 0 | 0 | Against |
Institutional-manager reports, all 68 managers: 8,416,998 for, 2,628,288 against, 62 withheld, 295,346 abstained. Showing the 25 largest; every one is in the interactive database (link above).
100% Fund and manager reports combined; may count the same shares twice · no official result
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| PARADIGM FUNDS | 188,100 | 0 | 0 | 0 | For |
Fund voting reports, all 1 managers: 188,100 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| PARADIGM CAPITAL MANAGEMENT INC/NY | 213,800 | 0 | 0 | 0 | For |
Institutional-manager reports, all 1 managers: 213,800 for.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 27,054,536 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 3.29% |
| 2 | Invesco | 1.37% |
| 3 | Fidelity | 0.55% |
| 4 | New York Life | 0.42% |
| 5 | AltShares Trust | 0.35% |
| 6 | BRIDGEWAY FUNDS INC | 0.32% |
| 7 | SEI | 0.30% |
| 8 | ARBITRAGE FUNDS | 0.22% |
| 9 | GDL FUND | 0.17% |
| 10 | BlackRock | 0.15% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Indaba Capital Management, L.P. | 24.11% |
| 2 | GLAZER CAPITAL, LLC | 3.89% |
| 3 | Beryl Capital Management LLC | 2.15% |
| 4 | Invesco | 1.37% |
| 5 | Two Sigma | 1.25% |
| 6 | KENNEDY CAPITAL MANAGEMENT LLC | 1.11% |
| 7 | BlackRock | 1.09% |
| 8 | WATER ISLAND CAPITAL LLC | 0.99% |
| 9 | EHP Funds Inc. | 0.92% |
| 10 | Gabelli | 0.85% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Derek C. Schrier | 24.30% | DEF14A |
| Indaba Capital Management, L.P. | 24.11% | DEF14A |
| Brian Adams | 1.87% | DEF14A |
| Michael Greenhalgh | 1.38% | DEF14A |
| Thomas Cancro | 0.78% | DEF14A |
| Michael Purcell | 0.42% | DEF14A |
| Dr. Dennis Helling | 0.33% | DEF14A |
| Dr. Jan Berger | 0.29% | DEF14A |
| RADM Pamela Schweitzer | 0.23% | DEF14A |
| Dr. Samira Beckwith | 0.23% | DEF14A |
Percentages above are of 27,054,536 shares outstanding, as reported by TABULA RASA HEALTHCARE INC. on its Form 10-Q dated July 28, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from TABULA RASA HEALTHCARE INC.’s 10-Q dated July 28, 2023. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
TABULA RASA HEALTHCARE INC. proxy season coverage: 2023-2024 (this page).
proxyvotesnow.com, “TABULA RASA HEALTHCARE INC. 2023 Special Meeting (2023-2024 season)”, https://proxyvotesnow.com/company/tabula-rasa-healthcare-inc/2024 (version of November 8, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.