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Trinity Capital Inc. 2025-2026 Proxy Voting Records

Compiled from SEC Form N-PX filings and Trinity Capital Inc.’s Form 8-K, filed 2026-06-12 (Item 5.07 on EDGAR). Page generated 04 October 2026.

7Reported items
121Asset managers
443Fund votes
2026-06-10Meeting date

Proxy season: 2025-2026

Explore Trinity Capital Inc. in the interactive database Compare manager voting policies

Official 2025-2026 meeting results reported by Trinity Capital Inc.

These tallies are Trinity Capital Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-12 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

Trinity Capital Inc. — official shareholder meeting results, meeting held 2026-06-10
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Ronald E. Estes	25,048,579	2,291,232	1,153,238	--	32,794,620	Majority: yes
Elect Director: Michael E. Zacharia	25,112,395	2,221,279	1,159,375	--	32,794,620	Majority: yes
Proposal 2: Ratification of selection of Ernst & Young LLP The Company's stockholders approved the ratification of the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31	59,435,781	670,658	1,181,230	--	--	Majority: yes
Proposal 3: Approval, on non-binding and advisory basis, of compensation of named executive officers The Company's stockholders approved, on a non-binding and advisory basis, the compensation of the Company's named executive officers	25,340,645	1,548,541	1,603,863	--	32,794,620	Majority: yes
Proposal 5: Approval of the amendment to the Trinity Capital Inc	25,353,161	1,509,816	1,630,072	--	32,794,620	Majority: yes

Source: Trinity Capital Inc., Form 8-K, filed with the SEC on 2026-06-12 — read the filing on EDGAR.

How asset managers voted at the Trinity Capital Inc. 2025-2026 meeting

Each item below shows how the 121 asset managers that disclosed a Trinity Capital Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Trinity Capital Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve, on a non-binding and advisory basis, the compensation of our named executive officers (''Say-on-Pay'').

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 13 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%

FOR: 25,340,645AGAINST: 1,548,541

Trinity Capital Inc.’s own tally for this item (“Proposal 3: Approval, on non-binding and advisory basis, of compensation of named executive officers The Company's stockholders approved, on a non-binding and advisory basis, the compensation of the Company's named execu”): 25,340,645 for, 1,548,541 against, per its Form 8-K filed 2026-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 89,887,651 outstanding shares: 28% for, 2% against (30% of the company cast a for/against vote).

The 118 asset managers below cast 98% of the shares they voted on this item FOR (8,610,966 for, 166,215 against).

FOR 96%

FOR: 8,610,966 (96.3%)AGAINST: 166,215 (1.9%)ABSTAIN: 165,210 (1.8%)NOT VOTED: 500 (0.0%)

Largest asset managers voting on “To approve, on a non-binding and advisory basis, the compensation of our named executive officers (''Say-on-Pa” at Trinity Capital Inc., 2025-2026
Asset manager	For	Against	Abstain	Vote
Putnam	1,356,613	88,705	50,960	For
ROCKEFELLER FINANCIAL LLC	862,197	0	0	For
Melia Wealth LLC	779,824	0	0	For
Invesco	698,237	45,703	26,256	For
STIFEL NICOLAUS & CO INC \MO\	721,510	0	0	For
ARES MANAGEMENT LLC	545,723	0	0	For
Two Sigma	354,333	0	0	For
RBB FUND, INC.	338,791	0	0	For
EMERALD ADVISERS, LLC	288,422	0	0	For
BlackRock	223,550	0	0	For
T. Rowe Price	169,334	0	0	For
VAN ECK ASSOCIATES CORP	148,764	9,737	5,594	For
VanEck ETF Trust	148,764	9,737	5,594	For
MERCER GLOBAL ADVISORS INC /ADV	147,585	0	0	For
Sovereign's Capital Management, LLC	138,896	0	0	For
Beacon Pointe Advisors, LLC	125,274	0	0	For
UNITED CAPITAL FINANCIAL ADVISORS, LLC	108,826	0	0	For
DE Shaw	106,525	0	0	For
Naviter Wealth, LLC	97,699	0	0	For
State Street	90,579	0	0	For
Corient Private Wealth LP	88,170	0	0	For
WELLS FARGO CLEARING SERVICES, LLC	82,377	0	0	For
KENNEDY CAPITAL MANAGEMENT LLC	75,211	0	0	For
Eagle Point Enhanced Income Trust	0	0	74,896	Abstain
&PARTNERS	74,521	0	0	For

Showing the 25 largest of 118 asset managers. See all 118 in the interactive database.

2. To vote, on a non-binding and advisory basis, on the frequency of future non-binding advisory votes to approve the compensation of our named executive officers (''Say-on-Frequency'').

SECTION 14A SAY-ON-PAY VOTES

Combines 8 wordings of this item as funds reported it.

97% fund support · no official result

ONE YEAR 51.4%1 YEAR 40%

The 107 asset managers below cast 97% of the shares they voted on this item FOR (409,922 for, 10,936 against).

FOR: 409,922 (5.5%)AGAINST: 10,936 (0.1%)ABSTAIN: 85,157 (1.1%)ONE YEAR: 3,834,290 (51.4%)1 YEAR: 2,978,552 (39.9%)TWO YEARS: 75,472 (1.0%)THREE YEARS: 43,874 (0.6%)1-YEAR: 17,574 (0.2%)3 YEARS: 2,777 (0.0%)SHARES YEAR 1: 1,900 (0.0%)2 YEARS: 1,085 (0.0%)

Largest asset managers voting on “To vote, on a non-binding and advisory basis, on the frequency of future non-binding advisory votes to approve” at Trinity Capital Inc., 2025-2026
Asset manager	For	Against	Abstain	Vote
Putnam	0	0	47,851	One Year
ROCKEFELLER FINANCIAL LLC	0	0	0	1 Year
Invesco	0	0	24,654	One Year
STIFEL NICOLAUS & CO INC \MO\	0	0	0	One Year
Two Sigma	0	0	0	One Year
RBB FUND, INC.	0	0	0	1 Year
EMERALD ADVISERS, LLC	0	0	0	1 Year
BlackRock	0	0	0	1 Year
T. Rowe Price	0	0	0	One Year
VanEck ETF Trust	150,196	5,468	8,432	For
VAN ECK ASSOCIATES CORP	150,196	5,468	3,179	For
MERCER GLOBAL ADVISORS INC /ADV	0	0	0	1 Year
Sovereign's Capital Management, LLC	0	0	0	1 Year
Beacon Pointe Advisors, LLC	0	0	0	1 Year
UNITED CAPITAL FINANCIAL ADVISORS, LLC	108,826	0	0	For
DE Shaw	0	0	0	One Year
Naviter Wealth, LLC	0	0	0	1 Year
State Street	0	0	0	One Year
Corient Private Wealth LP	0	0	0	1 Year
WELLS FARGO CLEARING SERVICES, LLC	0	0	0	1 Year
KENNEDY CAPITAL MANAGEMENT LLC	0	0	0	One Year
&PARTNERS	0	0	0	One Year
DENALI ADVISORS LLC	0	0	0	1 Year
ENVESTNET ASSET MANAGEMENT INC	0	0	0	1 Year
Sanctuary Advisors, LLC	0	0	0	1 Year

Showing the 25 largest of 107 asset managers. See all 107 in the interactive database.

3. To approve an amendment to the Trinity Capital Inc. 2019 Non- Employee Director Restricted Stock Plan.

COMPENSATIONMajority of the votes cast: yes

Combines 2 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%

FOR: 25,353,161AGAINST: 1,509,816

Trinity Capital Inc.’s own tally for this item (“Proposal 5: Approval of the amendment to the Trinity Capital Inc”): 25,353,161 for, 1,509,816 against, per its Form 8-K filed 2026-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 89,887,651 outstanding shares: 28% for, 2% against (30% of the company cast a for/against vote).

The 17 asset managers below cast 96% of the shares they voted on this item FOR (1,709,494 for, 76,388 against).

FOR 93%

FOR: 1,709,494 (93.3%)AGAINST: 76,388 (4.2%)ABSTAIN: 46,468 (2.5%)

Largest asset managers voting on “To approve an amendment to the Trinity Capital Inc. 2019 Non- Employee Director Restricted Stock Plan.” at Trinity Capital Inc., 2025-2026
Asset manager	For	Against	Abstain	Vote
Putnam	678,347	42,955	26,130	For
Invesco	349,503	22,132	13,463	For
RBB FUND, INC.	338,791	0	0	For
VanEck ETF Trust	148,928	9,431	5,737	For
T. Rowe Price	39,225	0	0	For
Legacy Capital Wealth Partners, LLC	33,363	0	0	For
First Trust	29,544	1,871	1,138	For
FINANCIAL INVESTORS TRUST	30,950	0	0	For
Vident Advisory, LLC	17,574	0	0	For
EA Series Trust	16,877	0	0	For
Fidelity	14,443	0	0	For
Janney Montgomery Scott LLC	4,180	0	0	For
Virtus	2,195	0	0	For
CHECK CAPITAL MANAGEMENT INC/CA	1,900	0	0	For
Principal	1,796	0	0	For
Tidal Trust I	1,174	0	0	For
MUTUAL FUND SERIES TRUST	704	0	0	For

4. Election of Directors for a one-year term, expiring at the 2027 annual meeting of stockholders, and until his or her successor is duly elected and qualified: Michael E. Zacharia

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

92% Majority: yes · of votes cast

FOR 92%8%

FOR: 25,112,395AGAINST: 2,221,279

Trinity Capital Inc.’s own tally for this item (“Elect Director: Michael E. Zacharia”): 25,112,395 for, 2,221,279 against, per its Form 8-K filed 2026-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 89,887,651 outstanding shares: 28% for, 2% against (30% of the company cast a for/against vote).

The 15 asset managers below cast 93% of the shares they voted on this item FOR (1,659,999 for, 126,540 against).

FOR 88%

FOR: 1,659,999 (88.1%)AGAINST: 126,540 (6.7%)ABSTAIN: 97,053 (5.2%)

Largest asset managers voting on “Election of Directors for a one-year term, expiring at the 2027 annual meeting of stockholders, and until his ” at Trinity Capital Inc., 2025-2026
Asset manager	For	Against	Abstain	Vote
Putnam	665,050	69,922	12,460	For
Invesco	342,652	36,026	6,420	For
RBB FUND, INC.	338,791	0	0	For
VanEck ETF Trust	146,008	15,351	2,735	For
Eagle Point Enhanced Income Trust	0	0	74,896	Abstain
T. Rowe Price	39,225	0	0	For
Legacy Capital Wealth Partners, LLC	33,363	0	0	For
First Trust	28,965	3,045	543	For
FINANCIAL INVESTORS TRUST	30,950	0	0	For
EA Series Trust	16,877	0	0	For
Fidelity	14,443	0	0	For
Virtus	0	2,195	0	Against
Principal	1,796	0	0	For
Tidal Trust I	1,174	0	0	For
MUTUAL FUND SERIES TRUST	704	0	0	For

5. Election of Directors for a one-year term, expiring at the 2027 annual meeting of stockholders, and until his or her successor is duly elected and qualified: Ronald E. Estes

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

92% Majority: yes · of votes cast

FOR 92%8%

FOR: 25,048,579AGAINST: 2,291,232

Trinity Capital Inc.’s own tally for this item (“Elect Director: Ronald E. Estes”): 25,048,579 for, 2,291,232 against, per its Form 8-K filed 2026-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 89,887,651 outstanding shares: 28% for, 3% against (30% of the company cast a for/against vote).

The 15 asset managers below cast 92% of the shares they voted on this item FOR (1,646,938 for, 139,919 against).

FOR 87%7%

FOR: 1,646,938 (87.4%)AGAINST: 139,919 (7.4%)ABSTAIN: 96,734 (5.1%)

Largest asset managers voting on “Election of Directors for a one-year term, expiring at the 2027 annual meeting of stockholders, and until his ” at Trinity Capital Inc., 2025-2026
Asset manager	For	Against	Abstain	Vote
Putnam	665,827	69,324	12,280	For
Invesco	343,053	35,718	6,327	For
RBB FUND, INC.	338,791	0	0	For
VanEck ETF Trust	146,179	15,220	2,696	For
Eagle Point Enhanced Income Trust	0	0	74,896	Abstain
T. Rowe Price	39,225	0	0	For
Legacy Capital Wealth Partners, LLC	33,363	0	0	For
First Trust	28,999	3,019	535	For
FINANCIAL INVESTORS TRUST	30,950	0	0	For
EA Series Trust	16,877	0	0	For
Fidelity	0	14,443	0	Against
Virtus	0	2,195	0	Against
Principal	1,796	0	0	For
Tidal Trust I	1,174	0	0	For
MUTUAL FUND SERIES TRUST	704	0	0	For

6. RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2026.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 2 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 59,435,781AGAINST: 670,658

Trinity Capital Inc.’s own tally for this item (“Proposal 2: Ratification of selection of Ernst & Young LLP The Company's stockholders approved the ratification of the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting fir”): 59,435,781 for, 670,658 against, per its Form 8-K filed 2026-06-12 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 89,887,651 outstanding shares: 66% for, 0.8% against (67% of the company cast a for/against vote).

The 15 asset managers below cast 99.0% of the shares they voted on this item FOR (1,778,763 for, 17,013 against).

FOR 94%

FOR: 1,778,763 (94.4%)AGAINST: 17,013 (0.9%)ABSTAIN: 87,816 (4.7%)

Largest asset managers voting on “RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING F” at Trinity Capital Inc., 2025-2026
Asset manager	For	Against	Abstain	Vote
Putnam	730,600	9,567	7,265	For
Invesco	376,426	4,929	3,743	For
RBB FUND, INC.	338,791	0	0	For
VanEck ETF Trust	160,400	2,100	1,595	For
Eagle Point Enhanced Income Trust	0	0	74,896	Abstain
T. Rowe Price	39,225	0	0	For
Legacy Capital Wealth Partners, LLC	33,363	0	0	For
First Trust	31,820	417	316	For
FINANCIAL INVESTORS TRUST	30,950	0	0	For
EA Series Trust	16,877	0	0	For
Fidelity	14,443	0	0	For
Virtus	2,195	0	0	For
Principal	1,796	0	0	For
Tidal Trust I	1,174	0	0	For
MUTUAL FUND SERIES TRUST	704	0	0	For

7. 14A Executive Compensation Vote Frequency

SECTION 14A SAY-ON-PAY VOTES

— fund support · no official result

1 YEAR 100%

No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.

1 YEAR: 32,740 (100.0%)

Largest asset managers voting on “14A Executive Compensation Vote Frequency” at Trinity Capital Inc., 2025-2026
Asset manager	For	Against	Abstain	Withheld	Vote
EAGLE GLOBAL ADVISORS LLC	0	0	0	0	1 Year
Bramshill Investments, LLC	0	0	0	0	--

Largest Trinity Capital Inc. shareholders voting in 2025-2026

Ranked by the number of Trinity Capital Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 89,887,651 shares outstanding at the time of that meeting.

Top Trinity Capital Inc. shareholders by shares voted, 2025-2026
#	Asset manager	% of shares outstanding
1	Putnam	1.66%
2	ROCKEFELLER FINANCIAL LLC	0.96%
3	Melia Wealth LLC	0.87%
4	Invesco	0.86%
5	STIFEL NICOLAUS & CO INC \MO\	0.80%
6	ARES MANAGEMENT LLC	0.61%
7	Two Sigma	0.39%
8	RBB FUND, INC.	0.38%
9	EMERALD ADVISERS, LLC	0.32%
10	BlackRock	0.25%

Reported Trinity Capital Inc. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

Trinity Capital Inc. beneficial owners on record for the 2025-2026 proxy season
Holder	% outstanding	Disclosure
Steven L. Brown	1.47%	DEF14A
Kyle Brown	1.44%	DEF14A
Invesco	1.06%	13F
Franklin Templeton	0.82%	13F
T. Rowe Price	0.74%	13F
Two Sigma	0.62%	13F
Gerald Harder	0.42%	DEF14A
D.E. Shaw	0.37%	13F
Morgan Stanley	0.33%	13F
BlackRock	0.33%	13F

Percentages above are of 89,887,651 shares outstanding, as reported by Trinity Capital Inc. on its Form 10-Q dated 2026-05-04 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Trinity Capital Inc.’s 10-Q dated 2026-05-04. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At Trinity Capital Inc.'s shareholder meeting held 2026-06-10, in the 2025-2026 proxy season, 121 asset managers reported how they voted in their SEC Form N-PX filings, covering 443 separate fund positions. Their filings are grouped here into 7 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, on a non-binding and advisory basis, the compensation of our named executive… — FOR was 94% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Trinity Capital Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-06-12.

Trinity Capital Inc. proxy season coverage: 2025-2026 (this page).